Business Entities Authorized Signers and Traders Form



Similar documents
New Account Application

Financial Advisor New Account Application

Institutional Account Application

Request for Change of Registration

INSTITUTIONAL FUND CLASS I SHARES NEW ACCOUNT APPLICATION

Coverdell Education Savings Account Application

SEP-IRA New Account Application ederated

Inheriting a Roth IRA Beneficiary Checklist

Institutional Bank Transfer Form

MUTUAL FUND ACCOUNT UPDATE

On Line Banking Agreement and Application for Commercial Accounts

Individual Retirement Account (IRA) New Account Application

Individual Retirement Account (IRA) New Account Application

student s name (first, middle initial, last) social security number Date of birth (mm-dd-yyyy)

IRA Distribution Form

IRA Application. Class C and S Shares

SIMPLE IRA CUSTODIAL ACCOUNT ADOPTION AGREEMENT

Retirement Plan Account Application

Inheriting a Roth IRA Beneficiary Checklist

SIMPLE IRA for Employees

SIMPLE IRA CUSTODIAL ACCOUNT ADOPTION AGREEMENT

How To Get A Pension From Artisan Funds

Institutional Class Account Application

IRA Distribution Request Form

1 Entity Account Owner Information (You must provide all requested information or the Account cannot be opened.)

TRIBUTARY FUNDS. IRA ADOPTION AGREEMENT Institutional Class Shares. 1 General Information. 2 Investment Instructions

LLC, DO NOT USE THESE FORMS.

SIMPLE IRA CUSTODIAL ACCOUNT ADOPTION AGREEMENT

TOMORROW S SCHOLAR Account Application

To apply for a Congregation/Business Stewardship Savings account or a Congregation/Business Fellowship Checking account, please send the following:

Tell us how much to withdraw from this Account. Write a specific amount or ALL next to each Investment Option.

INDIVIDUAL RETIREMENT CUSTODIAL ACCOUNT ADOPTION AGREEMENT

2840 West Bay Drive, #166 Belleair Bluffs, FL

IRA Optional Services/Change Request Form

Business Membership Application and Agreement

To apply for a Congregation/Entity Stewardship Savings account and/or a Fellowship Checking account, please send the following:

Business Account Application

Brokerage and Non-Brokerage Accounts Asset & Financial Planning Account Application

New York Life Retirement Plan Services SIMPLE IRA Account Service Form

INDIVIDUAL RETIREMENT CUSTODIAL ACCOUNT ADOPTION AGREEMENT

Change of Registration Joint Account Checklist

First Name Middle Initial Last Name Social Security/Tax ID No. (required)

ACCOUNT APPLICATION P. O. BOX 701 Milwaukee WI Fax

Farmers State Bank of Calhan Visa Business Credit Card Application

Debit MasterCard BusinessCard Application

BUSINESS ACCOUNT APPLICATION

ROCKY MOUNTAIN BANK ONLINE BUSINESS SERVICES AGREEMENT & ENROLLMENT FORM

Fidelity Investments Registered Investment Advisor Authorization Form

Individual Retirement Account (IRA) Request for Distributions Form

1 Entity Account Owner Information (You must provide all requested information or the Account cannot be opened.)

Check this box if the Account Owner already maintains a Plan Account for the Beneficiary named below and provide the existing account number below.

IRA Application For Traditional, ROTH, SEP, and SIMPLE IRAs

Visa Inc. Class C Common Stock Transfer Letter

SUBSCRIPTION AGREEMENT AND POWER OF ATTORNEY REDWOOD MORTGAGE INVESTORS IX, LLC A DELAWARE LIMITED LIABILITY COMPANY

Merrill Edge Self Directed Business Investor Account (BIA Account)

Fuel Express Commercial Fleet Card Application

Coverdell Education Savings Account Application

ACCOUNT APPLICATION FEDERAL CUSTOMER IDENTIFICATION REGULATIONS 1. ACCOUNT REGISTRATION (PLEASE INDICATE ACCOUNT TYPE)

STATE OF NEVADA OFFICE OF THE SECRETARY OF STATE

IRA Transfer and Direct Rollover Form Effective July 2015

1. Account Owner. 2. Plan(s) Included. 3. Existing Authorized Agents. Helpful To Know. Questions? Go to Mysavingsatwork.com or call

New Account Application


Application For Investment

Still the Right Choice

New Account Application Please do not use this application for IRA s

Owner s name (First, M.I., Last) Required. Street (P.O. Box not acceptable except for APO/FPO) Required. Other Information (Suite, Attention, etc.

For additional information please call toll-free or visit us on the Web at nationwide.com/mutualfunds.

IRA Application For Traditional, ROTH, SEP, and SIMPLE IRAs

IVA Funds New IRA Account Application

GIIN (IF APPLICABLE): BUSINESS TAX No: TAXPAYER IDENTIFICATION TYPE: TRN TIN EIN ITIN NI SSN

Limited Power of Attorney (LPOA)

WRITTEN CONSENT OF THE MANAGING MEMBER OF SM/STRATFOR PARTNERS, LLC. July 30, 2011

New Account Application

Institutional Investor Group Exchange Form

HOOVER FINANCIAL ADVISORS, PC FINANCIAL PLANNING AND CONSULTING AGREEMENT

A. Current account owner(s) Complete section 2, you may need to obtain a Medallion Guarantee. B. New account owner(s) Complete sections 3 through 10.

FLORIDA DEPARTMENT OF STATE DIVISION OF CORPORATIONS

IRA Application For Traditional, ROTH, SEP, and SIMPLE IRAs

CREDIT DATA TRADE REFERENCES: Name Address Phone # Fax #

New Account Application Advisor Class and Service Class

IRA Application For Traditional, ROTH, SEP, and SIMPLE IRAs

Pioneer Investments Account Application

ORIGINAL DOCUMENTS ARE REQUIRED TO PROCESS ALL TRANSFERS

Coverdell Education Savings Account Application

[FORM OF CERTIFICATE FOR MERGER/CONSOLIDATION] Officer s Certificate

Western Security Bank Business Internet Banking Application

IRA Distribution Request Form and Application for Investment Letter of Intent Agreement


IRA Application Advantus Mutual Funds For Traditional, ROTH, SEP, and SIMPLE IRAs

The account owner is the person who establishes and controls the account. Account Owner s First Name M.I. Last Name

Town of Durham. Selectman s Office P.O. Box 428 Durham, CT Request for Qualification

IRA Application Institutional Class For Traditional, ROTH, SEP, and SIMPLE IRAs

Coverdell Education Savings Account Application

IRA Application For Traditional, ROTH, SEP, and SIMPLE IRAs

IRA Application. 1 Type of IRA. 2 Investor Information. William Blair Directional Multialternative Fund For Traditional, ROTH, SEP, and SIMPLE IRAs

IRA Application For Traditional, ROTH, SEP, and SIMPLE IRAs

SEP IRA CONTRIBUTION ALLOCATION FORM ALPS Funds

How to Verify Your Bank Account Identity

Inheriting an IRA Individual Beneficiary Checklist

Transcription:

Business Entities Authorized Signers and Traders Form Complete this form to designate the individuals authorized to act on behalf of your corporation, partnership, or other organization (hereinafter referred to as organization ). If you are an Institutional client and have questions, call 1-800-260-5969. If you are an Individual Investor and have questions, call 1-800-222-8222. P.O. Box 8266 Boston, MA 02266 wellsfargofunds.com IMPORTANT: Review the following information before completing this form Consider the definitions below and required documentation, where applicable, when completing this form to authorize signers and traders. Authorized Signers: these individuals have full authority to act on behalf of the organization listed in section 1. This authority includes, but is not limited to, being able to receive any information related to the account, perform any transactions, and make any necessary updates to options and account attributes. To update the authorized signers for the check-writing option, you must also complete the Check- Writing Authorization form. For updates to authorized signers we require certified documentation supporting your organization s identity and authorized signers. The document can be certified by sending a photocopy with certification language signed by an authorized individual with a corporate seal, if applicable. Example of certification language: I hereby certify that this document is a true and correct copy of the original, which is still in full force and effect. Corporation: We require a certified copy of the corporate resolution with this form. Limited liability corporation (LLC): We require a certified copy of the corporate resolution, operating resolution, or LLC agreement with this form. Nonprofit organization: We require a certified copy of the resolution of the governing body (for example, Council) of the organization with this form. Partnership: We require a certified copy of the partnership agreement with this form. Retirement plan trust: We require a certified copy of the amendment to the plan document with this form. Authorized Traders: these individuals can only perform purchases and redemptions, and obtain account information. If only one person is authorized to act on behalf of the organization and the individual is the sole officer of the organization, the authorized signer in Section 6 certifies that he/she is the sole officer and all information contained within this form is accurate and that the organization s Articles of Incorporation or Charter and Bylaws provide that he/she is the only person authorized to so act. The Authorized Signers and Authorized Traders listed in Section 3 shall remain in full force and effect until such time as the funds transfer agent receives an updated list, in writing, from an Authorized Signer. Each fund reserves the right to request an updated listing at any time, in order to verify the validity of the list and/or if the information contained herein becomes out of date or invalid for any reason. CAI (593243 Rev 00-12/15) Page 1 of 5

1 ACCOUNT REGISTRATION AND MAILING ADDRESS (PLEASE PRINT) Name of organization Taxpayer ID number Mailing address City State ZIP code Daytime phone Note: If the address above is different than the address currently listed on our records, we will update our records to reflect this new address. All future correspondence will be sent to the new address until you advise us otherwise. Redemptions to a new address will require your signature to be Medallion Guaranteed if requested within 15 days of the address change. 2 FUND AND ACCOUNT NUMBER(S) Update the authorized signers and/or authorized traders on all accounts for the organization linked to the taxpayer ID number listed in section 1 of this form. Make this change only on the specific fund and account numbers listed below. Fund and account number Fund and account number 3 REVOCATION OF AUTHORIZED TRADERS/SIGNERS (IF APPLICABLE) Complete this section to remove traders and/or signers currently associated with the accounts indicated in section 2 of this form. If it is the intention to only add new traders or signers, there is no action needed in this section. Traders I hereby revoke the trading authority for all traders with limited trading authority. I hereby revoke the trading authority only for the following trader(s) with limited trading authority. Signers I hereby revoke all authorized signers associated with the organization indicated in Section 1. I hereby revoke the authorization only for the following authorized signers: Page 2 of 5

4 AUTHORIZED INDIVIDUAL(S) AND SIGNATURE(S) If additional authorized individuals need to be listed, the final page of this form has additional spaces. Each fund reserves the right to request an updated listing at any time, in order to verify the validity of the list and/or if the information contained herein becomes out of date or invalid for any reason. Number of signatures required for written instructions: (If no number is indicated, only one signature will be accepted.) 5 AUTHORIZATION FOR ACCOUNT INFORMATION ONLY (IF APPLICABLE) If more space is required to list additional authorized individuals, include all information in this section on a separate sheet. I/We hereby authorize the following individual(s) to receive information, either verbally or in writing, (including balances, statements, etc.) on this account. This individual/entity is NOT authorized to conduct any transactions. This authorization shall remain in full force and effect until such time as the funds transfer agent receives a written notice of revocation or amendment. Page 3 of 5

6 CORPORATION/PARTNERSHIP/ORGANIZATION CERTIFICATION The undersigned and the organization referenced in section 1 of this form agree to indemnify and hold Wells Fargo Funds, Wells Fargo Funds Management, LLC, its transfer agent, affiliates, and subcontractors as well as the officers, directors, employees, and agents of these entities (collectively, Wells Fargo ) harmless against any loss, cost, or expense resulting from acting upon any written, verbal, or electronic instructions pursuant to any account options (that is, without limitation, express purchase, exchange, redemption, automatic investment plan, and systematic withdrawal plan) adopted by the organization. I agree that Wells Fargo will not be liable for any loss, cost, or expense for acting upon any instructions if they follow reasonable procedures designed to prevent unauthorized transactions. The undersigned represents that he/she has full authority to execute this document on behalf of the organization. If the undersigned is the only person authorized to act on behalf of the organization and the undersigned is the sole officer of the organization, the undersigned certifies that he/she is the sole officer of the organization and that the organization s Articles of Incorporation or Charter and Bylaws provide that he/she is the only person authorized to so act. This authorization and indemnification is a continuing one, and such authorization shall remain in full force and effect until the fund s transfer agent receives, and has a reasonable amount of time to act upon, a written notice of revocation or the authorization is amended by another properly completed form. An original signature is required to complete this request. I hereby certify that I am an officer of the organization named in section 1 of this form and that all information contained within this form is accurate. of officer, partner, or secretary Print name and title Date Before you mail, have you: Enclosed the certified documentation as required on page 1 of this form? Signed this form in section 6? Completed the Check-Writing Authorization form (if applicable)? m a i l Wells Fargo Funds P.O. Box 8266 Boston, MA 02266-8266 OVERNIGHT MAIL Wells Fargo Funds c/o Boston Financial Data Services 30 Dan Road Canton, MA 02021-2809 Page 4 of 5

ADDITIONAL PAGE OF AUTHORIZED INDIVIDUALS (IF NEEDED) Wells Fargo Asset Management (WFAM) is a trade name used by the asset management businesses of Wells Fargo & Company. Wells Fargo Funds Management, LLC, a wholly owned subsidiary of Wells Fargo & Company, provides investment advisory and administrative services for Wells Fargo Funds. Other affiliates of Wells Fargo & Company provide subadvisory and other services for the funds. The funds are distributed by Wells Fargo Funds Distributor, LLC, Member FINRA, an affiliate of Wells Fargo & Company. 239182 12-15 Page 5 of 5