SOLICITOR S PERMIT PROCESSING



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SOLICITOR S PERMIT PROCESSING The following procedures must be completed when applying for a Solicitor s Permit: APPLICATION Section I must be completed by the employing wholesaler. All questions on Section II must be answered by the applicant. If applicant will be employed by two or more wholesalers within the same year or has previously been employed by a licensed New Jersey wholesaler, each company s name and license number must be listed for Question 22. The signatures of the applicant and an authorized representative of the employing wholesaler are required in the notarized statement in Section III. FINGERPRINTS All candidates for Solicitor s Permits must comply with the procedure for obtaining fingerprint impressions. (Call Lori Rosati at 609-292-0322 for the form.) Solicitors out of the industry for at least three years must be reprinted. PHOTOGRAPHS Each original application must be accompanied by one (1) passport size (2" X 2") photograph of the applicant.

FEES The fees for Solicitor s Permits are as follows: $15.00 for those employed by SBD licensees and $25.00 for those employed by all other wholesale licensees. Payment should be made in the form of a check or money order payable to the Division of Alcoholic Beverage Control. NOTE: Upon termination of employment, the solicitor or his employer must surrender the original Solicitor s Permit to our Bureau for cancellation. If the solicitor commences employment with another wholesale licensee, he/she must apply for a new Solicitor s Permit by submitting a new application, fee and passport photograph to this Division. 08/2008 2

STATE OF NEW JERSEY DEPARTMENT OF LAW AND PUBLIC SAFETY DIVISION OF ALCOHOLIC BEVERAGE CONTROL P.O. BOX 087, 140 EAST FRONT STREET TRENTON, NJ 08625-0087 APPLICATION FOR SOLICITOR=S PERMIT Revised 04/28/14 A.B.C. USE ONLY SOLICITOR NO. DATE / / THIS APPLICATION CONSISTS OF FOUR (4) PAGES WHICH MUST BE FULLY COMPLETED. SECTION I: NEW JERSEY WHOLESALER LICENSE INFORMATION TO BE COMPLETED BY LICENSEE 1. Employer s New Jersey License Number: - - - 2. License Name: 3. License Address: (Street) (City) (State) (Zip Code) 4. Contact Name: 5. Contact Phone # 6. Contact E-Mail Address: 7. Type(s) of Compensation Received by Applicant: Salary [ ] Commission [ ] Bonus [ ] Expenses [ ] Percentage [ ] No Compensation [ ] 8. Date Employment will Commence: / / Month Day Year SECTION II: APPLICANT INFORMATION TO BE COMPLETED BY APPLICANT 9. Solicitor Name: (Last) (First) (Middle) 10. Home Address: (Number/PO Box) (Street) (City) (State) (Zip Code) 11. Mailing Address: (If Different) (Number/PO Box) (Street) (City) (State) (Zip Code) 3

12. E-Mail Address 13. Home Telephone Number ( ) 14. Cellular Telephone Number ( ) 15. Date of Birth / / Month Day Year 16. Social Security No: - - 17. Drivers License No.: / (State) (Number) 18. Height 19. Weight 20. Hair Color 21. Eye Color 22. Have you been previously employed by a New Jersey wholesale licensee as a Solicitor? Yes ( ) No ( ) If yes, please provide the following information. List each previous employer individually (use extra paper if necessary): A. Wholesaler s Name: Dates Employed: FROM [ ]/[ ] TO [ ]/[ ] Month Year Month Year B. Wholesaler s Name: Dates Employed: FROM [ ]/[ ] TO [ ]/[ ] Month Year Month Year 23. Do you presently hold, or have you ever held, an interest, directly or indirectly, in any type of alcoholic beverage license in the United States, or are you receiving any payments from the sale of an alcoholic beverage license in the United States? Yes [ ] No [ ] If yes, please provide the following: A. State of Issue Name of Licensed Entity License No. B. Type of License: Retail [ ] Wholesale/Supplier [ ] Manufacturer [ ] C. Indicate if your interest has been : Surrendered [ ] Revoked [ ] Canceled [ ] Transferred [ ] Lapsed [ ] D. Date interest was terminated: / Month Year 4

24. Do you have any immediate family members, defined as husband, wife, son, daughter, grandson, granddaughter, brother, sister, father, mother, brother-inlaw, sister-in-law, son-in-law or daughter-in-law, who has an interest, directly or indirectly, in any type of alcoholic beverage license in New Jersey? If yes, provide the name of the person, the relationship between the two of you, the license number of the business they own and the address of the licensed premises. Name Relationship License Number Address of Licensed Premises 25. Do you currently hold any official position related to law enforcement in the State of New Jersey? Yes ( ) No ( ) If yes: Jurisdiction Title 26. Have you ever been denied a New Jersey Solicitor s Permit? Yes ( ) No ( ) If yes, on what date and for what wholesaler had you been contracted to solicit? (Date) (Wholesaler/Employer) 27. Are you being investigated or have you ever been convicted of a violation of any law or regulation, etc., concerning the manufacture, sale, possession, distribution or transportation of alcoholic beverages? Yes ( ) No ( ) 28. Are you being investigated or have you ever been convicted of any criminal matter of any type whatsoever? Yes ( ) No ( ) If yes: Nature of Offense Penalty (or status of investigation) Date of Conviction / / Jurisdiction: Federal [ ] State [ ] County [ ] Municipal [ ] Identify Jurisdiction: 29. If you answered YES to Question 27 or 28, have you petitioned the Director of the Division of Alcoholic Beverage Control for a disqualification removal/eligibility? Yes ( ) No ( ) If Granted: Docket No. Date of Determination / / 5

SECTION III: AFFIDAVIT TO BE COMPLETED BY LICENSEE AND APPLICANT. ALSO TO BE NOTARIZED BY AN ATTORNEY-AT-LAW OF THE STATE OF NEW JERSEY OR BY A NOTARY PUBLIC STATE OF ) ) COUNTY OF ) The applicant specifically avers the following: 1. I do not presently have an interest, directly or indirectly, in any type of alcoholic beverage license other than described in question number 23 of my Solicitor s Permit Application; and 2. No immediate family member of mine, meaning husband, wife, son, daughter, grandson, granddaughter, brother, sister, father, mother, brother-in-law, sister-in-law, son-in-law or daughter-in-law has any direct or indirect financial interest or participates in the operation of a retail alcoholic beverage license except those described in question number 24. 3. I am aware of my continuing obligation to report to the Division of Alcoholic Beverage Control any changes to the facts contained in my Solicitor s Permit application. 4. All statements in this application required to be made by law or by rules and regulations shall be deemed material, and any person who shall knowingly misstate any material fact, under oath, in the application shall be guilty of a misdemeanor. Fraud, misrepresentation, false statements, misleading statements, evasions or suppression of material facts in the securing of a license is grounds for suspension or revocation of the license. 5. I am aware that this application is under review and I am not permitted to conduct business until I receive official word and documentation from the Division of Alcoholic Beverage Control granting me permission. SIGNATURE OF APPLICANT AUTHORIZED SIGNATURE OF LICENSEE PRINT NAME OF APPLICANT PRINT NAME OF LICENSEE The above persons, being duly sworn according to law, upon their oaths, deposes and states that the answers, statements and declarations made in the foregoing application are true to the best of their knowledge and belief and are aware that if any of the foregoing answers, statements or declarations are willfully false, they will be subject to punishment. SWORN TO BEFORE ME AND SUBSCRIBED IN MY PRESENCE THIS DAY OF, 20 NOTARY PUBLIC OR OFFICER ADMINISTERING OATH (APPLICANT S SIGNATURE MUST BE NOTARIZED.) 6