Contact: Corinne Gladstone, Baker Tilly Head of PR, 020 3201 8145



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news release Date Embargoed until 4 February 2015 Release: Immediate Contact: Corinne Gladstone, Baker Tilly Head of PR, 020 3201 8145 Looking for funding in 2015? UK s top fund managers reveal their top tips for business investment UK businesses had cause for celebration last month when the latest ONS figures showed that the UK economy had grown by 2.6% over the last year the fastest pace since 2007 and up from 1.7% in 2013. But in a report published today, some of the UK s top investors have warned that 2015 could be a difficult year, and that business owners need to be honest and realistic when looking for investment over the course of the year. The Quoted Companies Alliance (QCA) and Baker Tilly Small and Mid-Cap Investors Survey 2015 interviewed some of the UK s leading small and mid-cap institutional fund managers. The report provides a unique insight into how these investors view the market, and provides some useful tips for existing and aspiring quoted companies. Fund managers warned that equity markets could continue to be volatile throughout the coming year, due predominantly to economic circumstances and political events, such as the UK s General Election in May. With the environment looking unsettled, fund

managers suggest that small and mid-cap quoted companies need to be realistic with their forecasts and manage their investors and other stakeholders expectations. The investors also warned of some mistakes that companies can make that could seriously damage relationships with the investment community, and gave the following tips to business owners: 1. Don t overpromise and then fail to deliver Unwarranted optimism could mean the value of your company will be diminished (particularly if it is just after an IPO) and any trust between the company and its investors will be broken. After a company has listed, the tone and frequency of all announcements needs to be well thought out, with no over-promising on timescales or future performance. This will ensure that future expectations are clearly managed. 2. Don t overprice Fund managers generally felt that some of the IPOs in the early part of 2014 were valued excessively, especially considering the quality of companies brought to the market. By pricing a company too highly, it is difficult for future investors to see where growth in value will come from. 3. Raise the right amount of money Companies need to ensure they raise an appropriate amount of equity to build their business, rather than raising less and hoping they can raise the rest when the market recovers. If the market doesn t go the right way, the company may not have enough cash to achieve its stated aims which will inevitably disappoint investors. 4. Choose the right advisers Many of the fund managers surveyed said that even seeing that certain types of advisers were involved in an IPO would put them off. Most criticised the approach of the bulge-bracket banks in the IPO boom of early 2014, implying that they fuelled overvaluation, hard-selling companies to institutions and not looking to establish long-term

working relationships. So, companies should focus on finding advisers who will listen and work for their benefit. 5. Give straight answers Don t avoid difficult questions when speaking to potential investors, as no investor will want to make a commitment without being clear about what they are getting involved with. 6. Don t gloss over the problems Fund managers know that no company is perfect, and so highlighting the challenges a company faces will build trust with investors more quickly. Chilton Taylor, Baker Tilly s Head of Capital Markets, said: The current macroeconomic and political uncertainty will mean that 2015 will continue to be a difficult climate for many UK businesses. Getting investment over the coming year won t be easy, but the good news is that investors are actively looking for companies that have a sustainable business model with reasonable growth rate. Businesses that focus on being realistic about their expectations and valuation and delivering what they promise will be the ones that get the support from investors in 2015. Tim Ward, Chief Executive of the Quoted Companies Alliance, said: There seems to be an aura of uncertainty in the market and small and mid-cap quoted companies will need to take this into consideration. Nonetheless, fund managers still think that those businesses which can generate value and provide returns will continue to attract investment. Small and mid-cap quoted companies will have to ensure that they are communicating their plans and building strong relationships with investors so that they can continue to be the UK s engines of growth throughout 2015. MEDIA ENQUIRIES: -ends-

Corinne Gladstone, Baker Tilly Head of PR, 020 3201 8145 Kate Jalbert, The Quoted Companies Alliance, Head of Policy & Communications, 020 7600 3745 NOTES TO EDITORS: The full version of the Small and Mid-Cap Investors Survey is available here: www.theqca.com/investorssurvey2015 Latest GDP figures are available on the ONS website here. Research for the report was carried out by YouGov, and included in-depth interviews with the following senior fund managers: David Stevenson Amati Global Investors Mark Niznik Artemis Investment Management Judith Mackenzie Downing LLP Catherine Stanley F&C Investments Jim Maun Fidelity Investments Guy Feld Hargreave Hale Adam McConkey Henderson Global Investors Katie Potts Herald Investment Trust Robin West Invesco Perpetual Ken Wotton ISIS Equity Partners Richard Penny Legal & General Daniel Nickols Old Mutual Global Investors Gervais Williams Miton Group Andrew Buchanan Octopus Investments Richard Power Octopus Investments James Thorne Threadneedle Investment The Quoted Companies Alliance is the independent membership organisation that champions the interests of small to mid-size quoted companies. We campaign, we inform and we interact to help our members keep their businesses ahead. Through our activities, we ensure that our influence always creates impact for our members. For more information, please visit www.theqca.com. Baker Tilly Corporate Finance provides specialist advice to private and public mid-market businesses. The team has specialist advisors across M&A and Private Equity, Capital Markets, Due Diligence, Financial Modelling and PLC Advisory, and has collectively advised on over 1100 transactions in the last five years. Baker Tilly is the trading name of a number of separate legal entities which has revenues approaching 300m a year, over 3,500 partners and staff operating from around 35 offices throughout the UK and is the 7 th largest UK firm of chartered accountants, tax and business advisers to entrepreneurial and growing businesses.

Baker Tilly is a member of RSM International, the seventh largest network of independent audit, tax and advisory firms, encompassing over 100 countries, 700 offices and 35,400 people internationally. The network s total fee income is US$4.5billion.