Involuntary Admissions & Treatment Facts and Procedures



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Involuntary Admissions & Treatment Facts and Procedures Marcia Horan Assistant State s Attorney, Cook County Seniors and Persons with Disabilities Division

WHEN IS INVOLUNTARY ADMISSION APPROPRIATE? The subject refuses voluntary admission. The subject is mentally ill or mentally retarded. Mental illness has a broad definition: a mental, or emotional disorder that substantially impairs a person s thought, perception of reality, emotional process, judgment, behavior or ability to cope with the ordinary demands of life, but does not include a developmental disability, dementia, or Alzheimer s disease, or Alzheimer s disease absent psychosis, a substance abuse disorder, or an abnormality manifested only by repeated criminal or otherwise antisocial conduct. Alcoholism or drug use alone does not constitute mental illness. Dementia or Alzheimer s, absent psychosis, does not constitute mental illness. Mental retardation means: significantly sub-average general intellectual functioning which exists concurrently with impairment in adaptive behavior which originates before the age of 18 years. Can be involuntarily committed if subject is mentally retarded and is reasonably expected to inflict serious physical harm upon himself or others in the near future. We are focusing on mental illness and not mental retardation as a basis for involuntary admission in this presentation.

Criteria that need to be met for Involuntary Commitment: In order to seek involuntary admission, subject must have mental illness, be currently symptomatic, and meet one or more of the following criteria: (1) Because of his mental illness, the subject is reasonably expected, unless treated on an inpatient basis, to engage in conduct placing such person or another in physical harm or in reasonable expectation of being physically harmed. Examples of being in reasonable expectation of being physically harmed: Danger to self suicide attempts (inflictions of self-harm), written or verbal suicide threats Danger to others actual physical attacks towards another, threats of physical harm towards an individual especially if a history of violence Need firsthand information/observations.

Obstacles to getting involuntary patient to hospital: Doctor/patient confidentiality rules but note exception in the Mental Health Code Certificates required must be based on some kind of emergency

Criteria that need to be met for Involuntary Commitment continued: (2) Because of his mental illness, the subject is unable to provide for his basic physical needs so as to guard himself from serious harm without the assistance of family or others unless treated on an inpatient basis. Examples of being unable to provide for basic physical needs include: Patient has stopped eating and is loosing weight. Patient is not taking medications for medical condition (e.g. diabetes). Patient is dressing inappropriately for weather (too much or too little clothing). Patient s disorganized thinking make it impossible for patient to get to store, shop, cook, stay out of harm s way. Patient s family may be doing these things for him now but new law provides that patient will still meet criteria if patient is unable to do for himself Failing to take psychotropic medicine is not alone sufficient to meet criteria. Being homeless in and of itself is not sufficient to meet criteria. Need firsthand information/observations.

Criteria that need to be met for Involuntary Commitment continued: Because of his mental illness, the subject (i) refuses treatment or is not adhering adequately to prescribed treatment; (ii) is unable to understand his need for treatment, and (iii) if not treated on an inpatient basis, is reasonably expected, based on his behavioral history, to suffer mental or emotional deterioration and is reasonably expected, after such deterioration, to meet the criteria of either Paragraph (1) or Paragraph (2) above. This criteria is unwieldy unless broken down into segments: Patient is either not taking meds or not taking them as prescribed; Patient cannot understand his need for treatment; and Based on his behavioral history when not taking meds or not taking meds correctly, Patient is expected to deteriorate to become physically threatening or unable to take care of his basic physical needs. Need firsthand information/observations. This is new law intended to help Patient with history of noncompliance.

After transporting patient to hospital, what happens next? Patient must be examined by a psychiatrist within 24 hours. Psychiatrist completes a Certificate if psychiatrist thinks Patient should be admitted. If Patient needs to be admitted, Patient may voluntarily sign in to MHF. If MHF decides to admit Patient against his will, MHF must completes a Petition for Involuntary Admission and files it along with the completed Certificate with the Clerk of the Circuit Court within 24 hours of Patient s admission. Another psychiatrist or qualified examiner examines Patient and completes a second Certificate, which is also filed with the Clerk Patient is given his mini-miranda rights within 12 hours of admission. Patient is given a copy of the Petition within 12 hours of admission Attorney is assigned to Patient who will represent Patient at any trial/hearing. Once case is filed with the Clerk, the case must come before a judge within 5 days of admission. Hearing will be located at assigned courtrooms or possibly at the MHF. A judge, court reporter, clerk, attorney for patient, assistant state s attorney, and any witnesses will be present in the courtroom or hearing room. Patient may attend if he so desires. A doctor must be willing to give his expert opinion that Patient is in need of involuntary commitment. Any other witnesses with first-hand information may testify (usually this is family/friend). Patient may testify in his own behalf. Hearing takes about 2 3 hours depending on number of witnesses.

How do you get patient to mental health facility? 1. Patient goes voluntarily: Patient gets in car with you and you drive them to the hospital. 2. Certification by own doctor: If Doctor finds patient certifiable, he can fill out certificate (doctor, especially a psychiatrist, should have a blank copy available per VK). Then Petitioner fills out petition and then petitioner either drives R to hospital, calls an ambulance to transport R to hospital, or calls police to pick up Respondent. See 405 ILCS 5/3-605. [County sheriff; duties]: (a) In counties with a population of 3,000,000 or more, upon receipt of a petition and certificate prepared pursuant to this Article, the county sheriff of the county in which a respondent is found shall take a respondent into custody and transport him to a mental health facility. 3. Patient is driven to MHF by police: Police on their own can decide to detain Respondent and transport to MHF if have reasonable grounds to believe.that it s necessary to protect Respondent or others from physical harm. Make sure PO s name and badge number is on petition. See 405 ILCS 5/3-606: A peace officer may take a person into custody and transport him to a mental health facility when the peace officer has reasonable grounds to believe that the person is subject to involuntary admission and in need of immediate hospitalization to protect such person or others from physical harm. 4. Obtain an Order for Detention and Exam (Writ) prepared at 69 W. Washington: 405 ILCS 5/3-607. Court ordered temporary detention and examination: Court ordered temporary detention and examination. When, as a result of personal observation and testimony in open court, any court has reasonable grounds to believe that a person appearing before it is subject to involuntary admission on an inpatient basis and in need of immediate hospitalization to protect such person or others from physical harm, the court may enter an order for the temporary detention and examination of such person. 5. Obtain you own attorney: Obtain your own attorney to assist you with filing a Petition after getting Certificates filled out by 2 psychiatrists. See number 1 above. This option is especially practical when you have already hired an attorney to assist you with petitioning for Guardianship, as guardianship and mental health issues are often inter-mingled, and the patient s doctor is reluctant to take charge. Make sure you find an attorney who is experienced in mental health law. In many cases, one hospitalization is not the end of the problem, and an attorney can not only hold your hand in time of turmoil but give you the direction you need to make good choices about future plans of actions. Also, if a guardianship is established, funds to pay the attorney make be payable out of the Guardianship estate.

Notes on Commitment Hearings Do not think you will automatically be called to testify because you signed a petition. Most of cases do not proceed to trial as patient either signs in voluntarily or is discharged before the hearing date. If patient signs in voluntarily, case is dismissed. What capacity is needed? If patient refuses to sign in, it is up to the doctor not the State s Attorney as to whether the case will proceed to trial. Why? After a trial, a Patient may be involuntarily committed for up to 90 days, with renewal periods, as long as new Petition is filed before expiration of proceedings 5/3-813.. Before or after a trial, patient may agree to abide by provisions of an Order for outpatient care. This Order can last for 180 days. Commitment must always be to least restrictive setting. What is that? If Patient has a Power of Attorney for Health Care, agent under POA may sign Patient into the MHF and/or consent to treatment of Patient. Who decides? If Patient has a Guardian, Guardian is entitled to communicate with mental health staff but may not sign Patient in voluntarily unless Patient consents. Guardian must receive copy of Petition within 24 hours of filing and notice of any hearings.

When is Involuntary Treatment appropriate? What is involuntary treatment? (Medication and/or ECT) When is involuntary treatment sought? What is the procedure to obtain an Order for Involuntary Treatment? Can involuntary treatment be administered as an Outpatient? Not realistic unless incorporated into some type of commitment order, e.g. commitment to least restrictive or agreed order for commitment. What must evidence must be shown to successfully obtain an Order? All of the following must be shown: 1. Patient has Mental Illness 2. Patient is symptomatic describe symptoms 3. Patient is displaying one or more of the following: deterioration of ability to function, suffering, or threatening. 4. The mental illness has existed for a period of time marked by the continuing presence of symptoms it is not a one time incident that is no longer present. 5. The benefits of treatment will outweigh the harm. 6. The patient lacks the capacity to consent to the treatment. 7. Other less restrictive services were considered and found inappropriate. 8. Describe certain testing is needed for the safe administration of treatment. 9. A good faith attempt was made to determine whether the patient has a Power of Attorney for Health Care or a Declaration for Mental Health Treatment. Remember least restrictive requirement. Make sure you tell hospital of existence of a Power of Attorney even if you are not the agent.

Additional Tools to getting the appropriate Mental Health Treatment for your loved one Power of Attorney for Health Care Revocable and easily revoked Mental Health Facility decides if acceptable No expiration date Requires signature of patient so need patient cooperation Power of Attorney for Property Agent can apply for any benefits for patient such as SSDI Requires signature of patient so need patient cooperation Declaration for Mental Health Care Treatment Irrevocable Doctor must sign and fill in appropriate treatment/medications Lasts 3 years Requires signature of patient so need patient cooperation Guardianship: of Person and of Estate/Property Guardian of Person: Will not allow Guardian to sign in or medicate patient Will allow Guardian to communicate with health care provider May allow you to petition the probate court for long term placement Guardian of the Estate: Will allow Guardian to apply for any benefits Trusts in General, Special Needs Trusts, and OBRA pooled Trusts contact an attorney

Advantage of Using an Agreed Order for Admission on an Outpatient Basis The more therapeutic approach is always to have Patient participate in his or her treatment plan by understanding the plan and agreeing to it. Empowers Patient to be responsible for his or her own care. Gives Patient structure so he or she knows exactly what is expected from him or her, and patient has the treatment plan in writing. Gives something to hold over Patient s head to encourage compliance. Gives family a plan in the event of non-compliance (return to MHF). If entered into before hearing, will eliminate the need for family to testify against a loved one, which may create hopefully temporary hurt feelings, resentment. Commitment period is for up to 180 days compared to up to 90 days normally. You must have realistic expectations of the patient s willingness to cooperate and the patient s ability to cooperate, or this could be a big waste of time and a huge disappointment. Given the appropriate patient, this can be a empowering tool, even if there are occasional setbacks.

ORDERS FOR ADMISSION ON AN OUTPATIENT BASIS This is very new law. Either requires agreement between parties prior to hearing/trial or may be entered by a judge as the least restrictive setting for Patient. (usually agreed why?) Can be used only if patient would be subject to involuntary commitment. Sets forth provisions for treatment plan, including: Written recommendation by doctor, including details of treatment plan, such as requirements to attend outpatient appointments, counseling or other therapies, may delineate place of residence, etc. May included medication Realistically requires a custodian to monitor patient s compliance with order. Judge admonishes both Patient and Custodian in open court about their responsibilities under the Order and their willingness to cooperate, and judge will expect both Custodian and Respondent to indicate their agreement in court. Does not constitute a finding that patient is subject to involuntary commitment. Custodian can bring patient back to hospital if patient does not comply with order. Patient will be admitted with a voluntary status. Custodian can get help of police to transport Patient back to hospital. This Order is in effect for a period not to exceed 180 days, which is longer than the 90 day maximum for initial court-ordered commitment resulting from a hearing/trial on the Petition for Involuntary Commitment. Most suitable for highly functional Patient with good support system.