NPfIT: The NHS National Programme for Information Technology. A Sociotechnical Systems Perspective



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NPfIT: The NHS National Programme for Information Technology A Sociotechnical Systems Perspective Ken Eason Emeritus Professor - Dept of Human Sciences, Loughborough University Senior Consultant, The Bayswater Institute k.d.eason@lboro.ac.uk Part 1: The Programme and its Implementation Part 2: Evaluation from a Sociotechnical Perspective Part 3: A Sociotechnical Way Forward

The NHS National Programme for Information Technology (NPfIT) A 10-year programme to create electronic patient records from the cradle to the grave for every citizen of England 2004-2014 The biggest commercial computer programme in Europe Brennan 2005

The Rationale for the NPfIT Previous NHS computer projects: local Trust developments, limited data interchange, not-invented-here culture. 2002 Government priority to modernise the NHS Decision to adopt national, centrally-driven IT applications to ensure: National exchange of patient data Getting all parts of NHS up to a common standard Getting all Trusts to common best practice in health care information Connecting for Health (CfH) created to deliver National Programme for IT (NPfIT) Contracts let to Supplier Consortium to get best industrial practice and deliver well established healthcare IT applications

Progress 2002-2004 Dates NHS/CfH Service Providers 2002 Launch of NPfIT 2003 Define Applications Start Bidding Process Announce Winners Create consortia Submit bids 2004 Detailed negotiation of contracts Negotiations Implement Choose and Book NHS Trusts End Users Consultations Consultations Pilot Implement - ations of standard applications General support for the concept of electronic records

The Initial Contracts Application Consortium Leader Main Supplier Value National National network British Telecom 530,000,000 National spine British Telecom CSW 620,000,000 Choose and Book Atos Origin Cerner 645,000,000 North East Cluster Accenture isoft 1,099,000,000 London Cluster BritishTelecom (Capital Alliance) IDX 996,000,000 East & EM Cluster Accenture isoft 934,000,000 NW & WM Cluster CSC Alliance isoft 973,000,000 Southern cluster Fujitsu Alliance IDX 896,000,000 Region Totals 6,112,500,000

2002/04 The Initial Plan Government/DH CfH Roll out of standard applications across 500+ Trusts in 10 year period Consortia NHS Trusts Healthcare teams Patients

2003: The real costs? 2005: Delays in delivery 2004: Implementation of Choose and Book 2005: Registering users

Problems as Trust s assimilate NPfIT applications Response to Implementation Trusts/Application Issue Rejection Royal Marsden Care Records will not support research Rejection London Mental Health Trusts Care records not fit for mental health - interim system needed Rejection Wirrell New system means a step back in sharing records Rejection GP Surgeries New system would replace current system widely used and nothing would be gained. Stress and Breakdown Nuffield Orthopaedic Out patient records lost Stress and Breakdown St. Mary Sidcup Slow system delaying patient care

NPfIT Evaluation(1) National Audit Office May 2008 National Infrastructure Projects Project Purpose Deployment Adoption N3 The National Network To provide fast,broadband connections between all trusts Target: connect all sites by March 2007 Achievement: 2 months before schedule Not relevant NHSmail To provide a secure email service for all trusts Achievement: delivered on time in Oct 2004 take up has been slow May 2008 43% of NHS email users using NHSmail The National Data Spine To provide the architecture for the national databases Technical delivery achieved in a number of releases from May 2006 Not relevant

NPfIT Evaluation (2) Specific Applications Project Purpose Deployment Adoption The summary care record (SCR) To mount limited care records of all patients in England on the Spine Deferred by 2 years Early adopter for technical reasons pilots in March and consultations on 2007 patient confidentiality Choose and Book To enable GPs to help patients choose referrals and to make electronic bookings Deployment target: to 95% GP clinics by March 2008 Target: 90% of referrals by March 2007 Achievement: 31% referrals by March 2008 Picture To store and share Archiving and electronic images Communication (X-rays etc) System (PACS) Brought into NPfIT 2004 Fully deployed by Dec 2007, 3 months ahead of schedule No details but case study reports of rapid take-up in radiography practice

NPfIT Evaluation (3) Full Electronic Care Record Systems Project Purpose Deployment Adoption The London Programme for IT To deliver common and full electronic care records to all London NHS Trusts Programme proved impracticable Revised plan from 2007 To deliver common The Southern and full electronic Programme for IT Programme proved impracticable Main contractor (Fujitsu) left the programme in June 2008 To deliver common and full electronic care records to all NHS Trusts in the North,Midlands and East of England Originally three separate clusters. The programme was impracticable in all cases. Main contractor (Accenture) for two clusters withdrew in Sept 2006 and all three were merged. In the place of the adoption of the original standard record systems there has been patchy adoption of: Interim solutions -products that better fit local conditions and PAS solutions that do not contain clinical information care records to all NHS Trusts in the South of England The North, Midlands and East Programme for IT

The NPfIT from a sociotechnical perspective The goals are sociotechnical not technical It is a technocentric project that: Does not allow for the diversity of healthcare practices Does not support the development of new healthcare practices that make use of electronic records Deployment of technology is making progress but adoption is problematic

The diversity of existing sociotechnical systems CfH Suppliers Diversity of Trusts Type Size Healthcare practices Installed technical systems Location

2006: Guys Hospital boss criticizes one size fits all

Adoption: when a technical system is introduced to an existing healthcare sociotechnical system TRUST Performance Improvement The Healthcare Task Patient ill Diagnose Treat New Digital Technical System Systems NPfIT Application Discharge Social Systems Patient well

Healthcare delivery as a sociotechnical system:emergent behaviour TRUST The Healthcare Task Patient ill DiagnoseWork- Treat Arounds NPfIT Application Benefits Discharge Stress New Technical And Failure Social Digital Systems Systems System Partial Usage Patient well

Clinical information in electronic care records Perceived Issues Entry at source? Consequences of entries Output records (tick boxes) or working documents? Role-based access Emergent Behaviour Admin not clinical information in record Irregular access practices Mixed electronic and paper records

1-08: Implementation and Disruption to Linear Implementation Process Government/DH Challenge CfH Breakdown Suppliers Media Variation Reject Plan in Plan Trusts A-S Delay Trusts T-Z Implement Usage Healthcare teams Patients

2006: Suppliers responses

The Way Forward 1: A technical problem? 2006: An open letter from 23 IT Professors http://nhs-it.info/

The way forward 2: A sociotechnical problem? A local sociotechnical systems design strategy Turning push into pull Treat IT implementation as a sociotechnical design process The social system implications are not fixed: there are local design opportunities Help local staff to: identify specific benefits they can realise (develop a pull ) local design plans to realise the local benefits/minimise the costs and risks find an evolutionary path to achieve progressive exploitation of new technical capability Eason K.D. (2005) Exploiting the potential of the NPfIT: a local design approach BJHC&IM 2005 22.7 14-16

Towards Decentralisation and Sociotechnical Development? Connecting for Health Local ownership Trusts can find their own suppliers Competence and capabilities in local implementation More General Lord Darzi - local clinician-led quality care Health care and social care No national records?

The NPfIT: A Continuing Story It has to be a sociotechnical project to be successful How far will it move from being a technocentric project? Papers Eason K.D. (2008) The National Health Service National Programme for Information Technology (NPfIT): A Socio-technical Systems Perspective To be published in Wendy Currie and David Finnegan (eds) Integrating healthcare with information and communications technology Radcliffe, Oxford, 2009 Eason K. D., Clegg C. and others (2008) A future strategy for information technology in the NHS, health and social care in England: A submission from the BCS Sociotechnical Specialist Group to the review being conducted by Glyn Hayes on behalf of the BCS Health Informatics Group