Pharmacy Interchange. The EHR and Pharmacy Integration: A Preferred Future. Benjamin M. Bluml, R.Ph. Vice President, Research APhA Foundation



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Pharmacy Interchange The EHR and Pharmacy Integration: A Preferred Future Benjamin M. Bluml, R.Ph. Vice President, Research APhA Foundation

Quality Health Care Empowers patients Includes the environment Has multiple components: Clinical Cost Functional Satisfaction Encompasses the entire experience Provides a continuum of care

Future of Quality Health Care Reimbursement for Outcomes Decisive and Effective Systems for: Efficiency Ethics Resource Utilization Social Accountability Innovative health care delivery Commitment to Improving the Quality of Life

Health Care Delivery Common Goals... Collaborative Practice Improve patient care Increase communication between and among patients / providers Increase availability of objective measures Reduce total cost for care over time

Technology and Pharmacy Practice Pharmacists and Pharmacy have a rich history in the adoption and use of Transaction Standards Computers Automation Let s consider some of those in the current context of practice innovation

Pharmacy Practice Activity Classification (PPAC) - 1998 Dispensing of Drugs and Devices Processing the Prescription Preparation of the Drug Delivery of Drug or Device Prevention/Resolution of Drug Therapy Problems Ensuring Appropriate Pharmacotherapy Ensuring Patients Understanding Monitoring Patient Response Health Promotion and Disease Prevention Community Based Services Individual Level Services Health Systems Management Improving Medication Use Systems Practice Management Step Task Domain Pharmacy Practice Activity Classification Class Activity

PPAC Created by Ten Professional Associations Academy of Managed Care Pharmacy American Association of Colleges of Pharmacy American College of Apothecaries American College of Clinical Pharmacy American Pharmacists Association American Society of Consultant Pharmacists American Society of Health-System Pharmacists National Association of Boards of Pharmacy National Association of Chain Drug Stores National Community Pharmacists Association

Advanced Pharmacy Services Health Promotion / Disease Prevention Health Risk Assessment Immunizations Wellness Programs Prevalence Risk Cost Disease Management Asthma Cardiovascular Disease (Dyslipidemia, Hypertension) Coagulation Disorders Congestive Heart Failure Diabetes Osteoporosis

Medication Use in U.S. > 2.5 Billion Prescriptions Annually (> $80 Billion*) Complex Process Prescribing, Administering, Dispensing, Monitoring, and Systems Management * Scott-Levin s Source Prescription Audit.

Community Pharmacy Claims Processing Dispensing Process Profession enjoys virtually complete standardization for claims processing within the community pharmacy domain NCPDP Monitoring Process Current information void

Greater Reliance on Drug Therapy: Prescription & OTC Medications Currently the primary treatment modality and largest expense for illness and disease Strengths Compatibility with lifestyle All medications are self-administered Doesn t require linkage to a physical facility or health care provider Challenges Requires consumers to become educated to use them correctly in order to receive return on investment

Side Effects on Society 4 times as many Americans die each year from medication related problems as die in automobile accidents 10 of every 100 patients in the hospital at any moment are there because of a medication related problem For every dollar spent on medications for nursing home patients, an additional $1.33 in health care resources are consumed in treating medication related problems For every dollar spent on medications for ambulatory patients, an additional two dollars are spent in treating preventable medication related problems

Adverse System Effects Problems with society s perception of safety and value Poor Persistence Even Poorer Compliance Increasing drug spend with less than optimal benefits

Baby Boomer Graying Boomer Largest utilizers of drug therapy Population over the age of 65* 1995 = 12% 2020 = 16% Existing delivery system does not have the capacity to meet the needs * United States Bureau of the Census, 1995.

Pharmacist s Role is Changing Pharmacy A Profession in Transition All pharmacists now trained at the doctorate level Collaborative Drug Therapy Management (40 States) Pharmacist Immunization Administration (36 States) Waived Laboratory Testing by Pharmacists (44 States - e.g., lipid profiles, diabetes) Physicians Have an Opportunity to Work More Closely With Pharmacists on Drug Therapy Management

Distribution of U.S. Provider Groups Providers per 100,000 population 120 100 80 HPSA* Zip Codes (12M) Rural Zip Codes (34M) 60 40 20 0 Primary Care Physicians Pharmacists Nurse Practitioners Physician Assistants Source: JAPhA 1999; 39:127-35. 35. * HPSA: Health Provider Shortage Area

Patient Centric Drug Therapy Patient is the: Applier Utilizer Determiner...of the outcomes associated with medication technology Patients on drug therapy ultimately manage their own care.

Point of Care Technology Patient Point of Care Pharmacist Communication and Diagnostic Technology Physician Enhanced communication between and among all participants

Project ImPACT: Hyperlipidemia 397 patients collaborate with pharmacists & physicians in 12 states from March 1996 through October 1999. Improve Persistence And Compliance with Therapy J Am Pharm Assoc 2000;40:157-65.

Project ImPACT: Hyperlipidmia Results for 397 patients, 26 sites, 12 states x 2 yrs % Achievment 100.0% 80.0% 60.0% 40.0% 20.0% 0.0% 93.6% 90.1% 62.5% Persistence Compliance Treatment to NCEP Goal J Am Pharm Assoc 2000;40:157-65.

Achievement of NCEP LDL-C Goals L-TAP vs. ImPACT: Hyperlipidemia 100% 80% 60% 40% 68% 79% 37% 62% 48% 38% 63% L-TAP (n=4,888) ImPACT (n=397) 20% 18% 0% Low-Risk [23%][25%] High-Risk [47%][50%] CAD [30%][25%] All Patients Arch Intern Med 2000;160:459-467. J Am Pharm Assoc 2000;40:157-65.

The Asheville Project

9.00 8.00 7.00 6.00 5.00 4.00 3.00 2.00 1.00 0.00 Clinical Outcomes: Avg. Glycosylated Hemoglobin 7.60 7.00 6.20 6.8 6.7 6.98 6.7 HbA 1c 8 Months 14 Months 24 Months 42 Months 48 Months 60 months Baseline

Direct Medical Costs in The Asheville Project J Am Pharm Assoc 2003;43(2):183.

14 12 10 8 6 4 2 0 12.60 City of Asheville Diabetes Sick-Leave Usage 8.46 6.00 5.68 5.81 5.67 2 Years 3 Years 4 Years 5 Years Baesline 14 Months

The Asheville Project Today Now over 800 patients from 3 employers are enrolled for diabetes, asthma, hypertension and lipid therapy management Patients continue to have improved outcomes & increased medication adherence 50% reduction in sick days Zero workers comp claims in the City diabetes group over 6 years Average net savings of $1,500 per person with diabetes each year from year 2 on

Collaborative Practice Model Observations Consistently produces an environment that results in: Increased availability and use of objective clinical measures Sharing treatment data and pertinent lifestyle and clinical information with patients and physicians Periodic evaluation of the patient s progress toward clinical goals, and, if necessary, consultation and intervention with the patient s physician Timely adjustments in the patient s treatment plans Empowered patients who assume a more active role in their own care.

On-line Resources Education: Highly accessible learning tools for patients and health care providers History: Secure and confidential Electronic Health Record Security: Secure channel for patient-pharmacistphysician communication Community: Web-based support groups Quality: Ability to access objective measures of health and quality

Creating a Preferred Future Requires out of the box thinking New structures for managing information Improved processes for communication Collaborative efforts to achieve improved outcomes Parallel Innovation System Disruption

Information Domain Integration Challenges ASTM HL7 Component Object Model Collaboration Messaging Standards Minimum Dataset Standards Vocabulary Standards Modeling Standards Vocabulary Standards Prescriber Patient Dispenser Profile Standard Standard NCPDP X-12 Pharmacy Telecomm Standards

Privacy and Confidentiality: Real Issues and Real Concerns Will private healthcare information be used to deny or affect Employment? Will confidential health information be used to deny or affect Healthcare coverage? Will the patient have some level of control over their healthcare Records?

Accountability vs. Control Need for a New Model Facilitate location independent, secured, authenticated access to relevant patient care records by qualified professionals on a need to know basis. Secure, standardized storage structure(s) Confidential process for authenticated access Patient-centered privacy controls NWDA Patient Privacy Conference Panel; The Pink Sheet. 11/98.

JAPhA Vol. 39, No. 3, 402-407. May/June 1999. Designing Solutions for Securing Patient Privacy - Meeting the Demands of Health Care in the 21st Century Provide a public-domain model for discussion in health care policy and technology forums Stimulate technology development activities Induce rational policy development efforts Ensure ubiquitous opportunities for patients to become more informed, involved, and empowered to be in control of their own health

A Macro Level Model for Global, Distributed Electronic Health Record Management Personally Identifiable Claims Transaction Clinical / Encounter Audit Trail Information "Asset" Representation Location independent, secured, authenticated access to relevant patient care records by qualified health care professionals on a need to know basis... Patient Personally Identifiable Claims Transaction Audit Trail Corporate Entities Quality Event Data Society Internet Payer Personally Identifiable Claims Transaction Clinical / Encounter Quality Events (for their organization) Transaction History Claim Clinical Data Public Transactions Health Data Provider Claims Transaction Clinical / Encounter Personally Identifiable Data Individuals Audit Trail Researcher As authorized by patient agreement(s) Accounting layer insists on a high level of individual and process accountability... Personally Identifiable Data Health Information Service Provider Audit Trail / Transaction History Data Claims Transaction Data Clinical / Encounter Data Health Information Authority Others Includes utilization of: Users - Advanced Encryption Standards - Strong Authentication Techniques - Unique, Anonymous Patient/Provider IDs Quality Event Data Each data "silo" record contains an encrypted, anonymous patient identifier... Each user posesses different levels of access and "silo" linkage capability... Electronic Health Record Benjamin M. Bluml - March 1999

A Global, Distributed Electronic Health Record Management Model Component 1: Electronic Health Record Structure and process model that contains four distinct information silos: Personally Identifiable Data Claims Transaction Data Clinical / Encounter Data Quality Event Data Personally Identifiable Data Audit Trail / Transaction History Data Claims Transaction Data Clinical / Encounter Data Electronic Health Record Accounting layer insists on a high level of individual and process accountability Reviewable audit trails that track access to records Transaction histories that provide for the re-creation of views at specific points in time Quality Event Data Each data "silo" record contains an encrypted, anonymous patient identifier...

A Global, Distributed Electronic Health Record Management Model Component 1: Electronic Health Record Personally Identifiable Data examples Encrypted, anonymous patient identifiers Administrative data Demographic information Legal agreements Financial information Provider data Accessible by patients, payers, providers, and others as authorized by patient agreements

A Global, Distributed Electronic Health Record Management Model Component 1: Electronic Health Record Claims Transaction Data examples Encrypted, anonymous patient identifiers UB-92 claim form elements HCFA-1500 claim form elements Other market-specific business transaction datasets Diagnostic classification codes (e.g., ICD) Procedure classification codes (e.g., CPT) Accessible by patients, payers, providers, researchers, and others as authorized by patient agreements

A Global, Distributed Electronic Health Record Management Model Component 1: Electronic Health Record Clinical / Encounter Data examples Encrypted, anonymous patient identifiers Patient history and assessment data Immunization histories Hazardous stressor exposures Problem lists and diagnostic tests Clinical orders and medications Scheduled appointments and encounter data Accessible by patients, providers, researchers, and others as authorized by patient agreements

A Global, Distributed Electronic Health Record Management Model Component 1: Electronic Health Record Quality Event Data examples Encrypted, anonymous patient identifiers (if applicable) Adverse reactions Clinical interventions Therapeutic evaluation System errors Other organizationally defined quality improvement Information remains legally undiscoverable Accessible to providers within their employment entities and others as authorized by patient agreements

A Global, Distributed Electronic Health Record Management Model Component 2: Health Information Service Providers (HISP) Responsible for the technical measures required to ensure that data is: Appropriately stored and secured Continuously available Systematically ensures appropriate: Authentication of users Levels of access User status according to current records Monitoring of record linkage operations Health Information Service Provider

A Global, Distributed Electronic Health Record Management Model Component 3: Health Information Authorities Responsible for establishing organizational practice policy related to the global process Conducts HISP monitoring to ensure compliance with policies and procedures (Audit Trail Data) Establish processes that assign unique, anonymous patient and provider identifiers Ongoing evaluation and monitoring of available technologies for authentication and encryption Audit Trail Health Information Authority

Component 4: Users A Global, Distributed Electronic Health Record Management Model Each user possesses different levels of access and silo linkage capability: Patient Payer Provider Researcher Others Designed to: Empower patients Protect privacy Create delivery efficiencies Patient Payer Provider Researcher Others Personally Identifiable Claims Transaction Clinical / Encounter Audit Trail Personally Identifiable Claims Transaction Audit Trail Personally Identifiable Claims Transaction Clinical / Encounter Quality Events (for their organization) Transaction History Claims Transaction Clinical / Encounter As authorized by patient agreement(s) Users

A Global, Distributed Electronic Health Record Management Model Patient users (Component 4) EHR silo linkage capability for viewing: Personally Identifiable Data Claims Transaction Data Clinical / Encounter Data Audit Trail Data Ability to contribute information in collaboration with their health care provider(s) Capability to submit secure requests for factual corrections to the Health Information Authorities

A Global, Distributed Electronic Health Record Management Model Payer users (Component 4) EHR silo linkage capability for viewing: Personally Identifiable Data Claims Transaction Data Audit Trail Data Authorized agents of the patient Ability to contribute compensation and reimbursement information to the claims transaction dataset Responsible for notifying the patient of any unauthorized audit trail records identified

A Global, Distributed Electronic Health Record Management Model Provider users (Component 4) EHR silo linkage capability for real time viewing and modification of: Personally Identifiable Data Claims Transaction Data Clinical / Encounter Data Quality Event Data (limited to organizational affiliations) Transaction History Data Designated within patient relationships and authorized accordingly Additional ability to view the EHR in historical mode to reconstruct view snapshots in time

A Global, Distributed Electronic Health Record Management Model Researcher users (Component 4) EHR silo linkage capability for viewing: Claims Transaction Data Clinical / Encounter Data Access to large groups of patient records within Investigational Review Board (IRB) authorizations Ability to conduct clinical, economic, and epidemiological research without knowing the identity of patients, yet having the capability to uniquely identify study subjects across a wide spectrum of care.

A Global, Distributed Electronic Health Record Management Model Other users (Component 4) Provided with access through legal agreements with the patient that are consistent with Health Information Authority policies and procedures May include a diverse offering based upon individualized patient needs

A Global, Distributed Electronic Health Record Management Model Information Asset Considerations Juxtaposition of business, societal, and individual needs Venn diagram with overlapping layers Corporate Entities Society Clinical, claim transaction, and quality event data Clinical, public health, and quality event data Individuals Clinical, claim transaction, public health, and personally identifiable data Users must agree not to re-assemble data from various sources for uses other than those originally specified

The Future The best way to predict the future is to invent it. -- Alan Kay