Utah Department of Insurance Fraud Division



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Utah Department of Insurance Fraud Division Insurance Fraud Overview Armand Glick Director

Insurance Fraud Division Staffing 11 Law Enforcement Special Function Investigators 3 Assistant Attorney Generals 2 Legal Secretaries 1 Information Specialist

2013 National Insurance Crime Bureau

Investigation Diversity FY 2013 Total Referrals - 676 Agent Fraud 43 False Property Theft 82 Application Fraud 60 False Auto Theft 35 Healthcare 29 Staged Collisions 7 Exaggerated Injuries 31 Vehicle Arson 5 Doctor Shopping 6 Inflated Loss/Damages 15 Prior Injuries 11 False Damages 16 Slip and Fall 4 Property & Casualty - Other 274 Other 55

FY 2013 Case Types Received 24 37 Agent Fraud 44 Application Fraud Exaggerated Injuries 50 False Claims False Loss 30 False Property Theft False Auto Theft 25 21 13 28 Staged Auto Accidents Medical Other 756 Total Cases Received

FY 2013 Charges Filed 100 90 80 70 60 50 40 30 20 10 0 Misdemeanor B Misdemeanor A Felony 3 Felony 2

FY 2013 Restitution Recovery $1,000,000 $900,000 $800,000 $700,000 $600,000 $500,000 $400,000 $300,000 $200,000 $100,000 $- 2010 2011 2012 2013 Out Side Victim Restitution Investigative Cost Victim Restitution

Current Trends Insurance Agent Fraud False Auto Glass Claims Sales Agent Fraud Staged Auto Accidents Past Posting Claims Health Care Fraud

Agent Fraud Identity Theft Using SSN and Birth Dates of prior applicants to obtain better credit scores for new applicants Increase new customers Qualify for bonuses Remove false person after policy obtained

Pocketing Premiums State vs. Rodgers Commercial Liability $22,500 Restitution Pled Guilty (3) 2 nd Felonies and (2) 3 rd Felonies Concurrent 1-15 years Prison Remanded Forthwith

Pocketing Premiums State vs. Kelling 50 years family business Commercial Liability Auto Coverage $86,000 Restitution Still identifying victims

Agent Fraud Fictitious Policies State vs. Kartchner Created False Policies Collected Undue Commissions Farmer Bureau $ 56,000

Agent Fraud - Forgery/Theft State vs. Mijares Created False Documents to Reduce Insured Premiums Altered Insured Cancellations to Obtain Refund Kept by Mijares Farmers Insurance $ 42,000

Cross Boarder Sales Example Selling Nevada Annuities to Utah Residents Listing PO Box as Resident Address Using Alternative ID Forms on Application $150,000 Restitution

False Insurance Sales State vs. Brady $479,123 Total Loss 82 Victims Brady sold home warranties to new home buyers during the closing process. Issued false certificates of insurance from a company that did not exist but was similar in name to a real company. No coverage was provided.

Escrow Agent Case State vs. Blake $800,000 loss Blake kept closing money and did not pay off buyers old accounts. Placed money in personal account. Fabricated documents to provide buyer evidence loans had been paid.

Inflated Loss Collusion State vs. McFarland $6,000 Loss McFarland inflated value of vehicle for a friend involved in an accident. Payout larger than vehicle loan value. Had two checks issued. Owner gave McFarland some of the proceeds from the fraud.

Claims Adjuster Fraud State vs. Phillips Accident claims adjuster. Created false additional damage estimates for auto vs. animal accidents. Had payment checks made to her husband. Had payment checks sent to her home address. $23,963 loss.

Staged Accident Prevention Inspect Vehicles at Policy Inception Obtain Positive Identification Obtain Proof of Ownership

Soft Fraud vs. Hard Fraud Where do you draw the line? Spectrum of Fraud CPT Up Coding & Unbundling Excessive Treatment Duration Excessive Services / Unnecessary DOS Abuse of Diagnostics Fraudulent CTP Coding Falsifying Medical Records Billing for Services or DOS Not Performed or Ghost Patients Soft Hard

Billing Services Not Provided/Altering Medical Records State vs. Paxman Victims: EMI, PEHP, Medicaid - $44,000

Billing Services Not Rendered/Forgery State vs. Penegar PEHP $17,000

Falsely Listing Boyfriend as Spouse State vs. Strickland Cambia, Altius, Select Health Total Loss: $30,000

Faked Injuries/Finance Fraud State vs. Brown Emergency Room Visits Paid with Bad Checks GEICO, Farmers, IMC Total Loss: $57,000

State vs. Guillen State Farm Insurance $48,000

WC Death Benefits after Re-Marriage State vs. Perry Trans America Life Total Loss: $60,000

State vs. Christensen AAA Insurance $42,000

False Auto Glass Claims/Identity Theft State vs. Crose/Precise Auto Glass 100 s of false claims Impersonated the Insured Farmers, American Family, Farm Bureau Total Loss: $6,000

Staged Vehicle Burglaries/Thefts State vs. Sullivan Allstate, Homesite, Safeware, Allianz, IDS, Travel Insured, Tru Travel, Old Republic, Travel Guard, CSA, Tripmate, AMEX Attempted Theft - $107,000 Obtained $68,000 Convicted 26 Felonies

Staged Vehicle Theft - Owner Give Up State vs. the Ervins * Farmers * $18,300

Staged Auto Theft/Arson State vs. Lopez American Family Insurance $3,346

Uninsured Loss/Past Posting State vs. Smith Water Damage Loss Reinstated Insurance - then filed claim Allstate Total Loss: $36,500

Staged Burglaries/Hurricane Damage State vs. Jhamb Alta New Jersey Allstate, Selective Insurance, Metlife, Veri Claim Total Loss: $160,000

False Auto Damage Circumstances State vs. Ngoyi & Warner GEICO Total Loss: $16,000

Questions / Contact Information Utah Insurance Department Fraud Division 230 South 500 East, Suite 170 Salt Lake City, Utah 84201 801-531-5380 www.ifd.utah.gov