Lawyers In Need of Assistance: The Impact on the Person, Ethics and the Profession. Correlations between lawyer impairment and disciplinary chaos



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1 2 3 4 Lawyers In Need of Assistance: The Impact on the Person, Ethics and the Profession Hugh Grady ILAP Executive Director Today s Outline Some facts about the profession What exactly is an impaired lawyer? Correlations between lawyer impairment and disciplinary chaos Balance some materials provided by Linda Albert of WISLAP Golden Rules Scope of The Impairment Problem Impact on the Person Some Data (International Journal of Law and Psychiatry) 1990 Sample of Washington Lawyers 5 19% suffered from depression compared to 3%-9% nationally 18% were problem drinkers, nearly double the national rate 26% reported cocaine use at some point in their lives Similar to results found in previous Arizona study SIGNS AND SYMPTOMS OF IMPAIRMENT 6 7 Lawyering: An At Risk Profession -Seems to imply that it s hard 1990 Johns Hopkins study ranked lawyers first in experiencing depression 44% of lawyers feel they don t have enough time with families 54 % feel they don t have enough time for themselves 1990 study illustrated job dissatisfaction data doubled from 1984 data Attendance Routinely arrives late or leaves early 1

8 9 Regularly returns late from or fails to return from lunch Fails to keep scheduled appointments Fails to appear at depositions or court hearings Decreased productivity Has frequent sick days and unexplained absences Job Performance Procrastinates, pattern of missed deadlines Neglects prompt processing of mail or timely return of calls Decline of productivity Quality of work declines Overreacts to criticism, shifts blame to others, withdraws Smells of ETOH in office or during court appearances Client complaints Co-mingles or borrows client funds Personal Behavior Gradual deterioration of personal appearance/hygiene/health Loses control at social gatherings or where professional decorum is expected Distorts the truth, is dishonest OMVI, public intoxication arrest or possession of illegal drug Poor time management, failure to timely file tax payments Pattern of family crisis Pattern of mood swings 2

10 11 12 13 14 15 IMPAIRMENT AND DISCIPLINE Rule 32:1.3 Diligence A lawyers work must be controlled so that each matter can be handled competently. Perhaps no professional shortcoming is more widely resented than procrastination. Rule 32:3.2 Expediting Litigation Reasonable efforts to expedite litigation Consistent with interests of client Dilatory practices bring the administration of justice into disrepute Realizing financial or other benefit from otherwise improper delay in litigation is not a legitimate interest of the client Rule 32:3.3: Candor Toward The Tribunal A lawyer shall not knowingly make a false statement of fact or law to a tribunal. Or fail to correct a false statement of material fact or law previously made. Rule 32:5.1Responsibilities of Partners,Managers, and Supervisory Lawyers Reasonable efforts to ensure compliance with Rules of Professional Conduct Knowledge and ratification of specific conduct Failure to take remedial action Rule 32:8.3 Reporting Professional Misconduct Knowledge requires reporting when one lawyer has knowledge of another Judges Iowa Lawyers Assistance Program exception Confidentiality 16 3

Yes, lawyers do need balance. 17 18 19 LAWYERS ARE HUMAN BEINGS TOO SDT = Three Basic Human Needs for Well-Being Competence (What I do I do well) Good interpersonal relationships Autonomy (I have control over what I do) Ryan and Deci, 2000 Influence of the Work Environment on Quality of Life Workload? Balance of demands? Responsibility versus authority? Financial balance? Is it never enough? Civility versus adversarial? 20 21 22 Look/Feel Familiar? Feeling out of control? Hum Law School-the Other Bar (after first semester grades come out) 4

23 24 25 26 27 28 29 Working Towards Acceptance Acceptance doesn t mean I like it, it means I get it and I move to put a plan in place for survival and even to thrive What Hurts More than Helps? Alcohol or Drug abuse or dependence Gambling or other addictions Depression or other mental illness General sense of imbalance which decreases intrinsic motivation-may lead to the above Lack of purpose or connectedness Impact of Stress=Imbalance Georgetown Journal of Legal Ethics 2001 cited depression as a significant factor in lawyer discipline Louisiana study found 80% of their Client Protection Fund cases involved addictions including gambling. Lawyer Know Thyself It is not the strongest of the species that survives, nor the most intelligent that survives. It is the one that is most adaptable to change. Charles Darwin 30 31 The 20 Golden Rules Richard S. Massington, Miami Fl. 2 1. Behave yourself 2. Answer the phone 3. Return your phone calls 4. Pay your bills 5. Hands off clients money 6. Tell the truth 7. Admit ignorance 5

4 8. Be honorable 9. Defend the honor of your fellow attorneys 10.Be gracious and thoughtful 11. 11. 11.Value the time of your fellow attorneys 12.Give straight answers 13.Avoid the need to go to court 14.Think first 15.Define your goals 16.There is no such thing as billing 3000 hours a year 17.Tell your clients how to behave 18.Solve problems don't become one 19.Have ideals you believe in 20.Call your mother 6