REQUEST FOR QUOTATIONS MEDICAL CODING AUDITING SERVICES 90-14-187-RFQ



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MARICOPA COUNTY SPECIAL HEALTH CARE DISTRICT MARICOPA INTEGRATED HEALTH SYSTEM REQUEST FOR QUOTATIONS MEDICAL CODING AUDITING SERVICES 90-14-187-RFQ DATE OF ISSUE: MAY 5, 2014 DATE & TIME QUOTATIONS DUE: MAY 15, 2014 2:00PM PHOENIX, AZ TIME CONTRACTS MANAGEMENT DEPARTMENT 2611 E PIERCE STREET, PHOENIX, AZ 85008-6092 602-344-1497 602-344-1813 (FAX)

STATEMENT OF WORK: 1. INTENT Maricopa Integrated Health System (MIHS), Health Information Management (HIM) hereby solicits quotations from qualified provider of Coding Auditing Reviews, to assure coding, reimbursement and compliance for inpatient and outpatient coding. To assure and monitor government regulations related to clinical documentation and Diagnosis Related Groups (DRG) / Current Procedural Terminology (CPT) / Ambulatory Payment Classification (APC) assignment on Inpatient and Outpatient visits. 2. SERVICE REQUIREMENTS A. Auditing services will be performed on a quarterly basis or as needed. Service may be performed remotely or on-site with the utilization of Epic electronic health record. The type of patient records reviewed may include inpatient, outpatient, observation, ambulatory surgery, and emergency department records. B. If an opportunity is identified, Contractor will provide a written analysis, including all supporting documentation and recommendations for corrective action. Contractor will be asked to provide American Health Information Management Association (AHIMA) approved continuing education sessions if requested. C. Contractor will assist with guidelines for coders pertaining to issues such as the identification and collection of diagnosis (ICD 9/10 Coding Rules, regulations and guidelines; compliance with Uniform Health Hospital data Set (UHDDS) data collection guidelines; an appropriate use of DRG/CPT assignment, modifiers, Evaluation and Management Levels, or other high risk coding activities. Contractor will also provide explanation of reasons for findings to include pertinent Coding Clinics or other helpful information for educational purpose, as appropriate. D. Contractor will provide a written report of all findings to include apparent trends positive and negative, revenue enhancement suggestions, and comparisons to coding departments in other health care facilities. The report should also indicate the findings for each coder. E. Contractor will meet with the Coding Management Team and discuss all findings and reports before the report is finalized. F. For education sessions, Contractor will meet with the Coding Team and provide an overall summary of findings as well as educating the coding team on proper coding in relation to any errors identified. G. Project may include analysis of facility and peer benchmarking data, analytic report preparation, analysis of workflows as they pertain to project, coordination of redesign team and other project management activities. 2

3. CONTRACTOR QUALIFICATIONS: Please describe the following: A. Your team experience within the last two years relevant to the services stated in this RFQ, including qualifications and resume of all principle and key employees who will perform the audits. B. Background of your company and service approach. C. Provide an example of the report format for 2 D. referenced above D. You experience with Medicare and (AHCCCS) Medicaid regulations and other Managed Care Providers. E. Experience with performing coding quality audits and use of electronic medical record systems in auditing. F. Any additional services can provide to support coding accuracy, quality, compliance, Case Mix Index (CMI), Tumor Registry and accurate cost with flat rate for a specified number of records per patient type or/and per chart for record type. 4. ISO 9000 STANDARDS MIHS is ISO 9000 certified organization. It s important that its suppliers also share the same value in quality commitment for their products and services. Does your organization have a quality management system (QMS) meeting the requirements of ISO 9001? If so, please briefly describe or provide copy of certificate. 3

REFERENCES: Enter the information requested below for at least three (3) professional references. These references should be current or recent clients for whom the Proposer has provided medical coding auditing services similar to those solicited under this RFQ: REFERENCE # Organization Name: Address: City/State/Zip: Contact Person: Title: Contact Person Phone Number: Please provide a description of the services provided. Clearly identify the similarities and dissimilarities to the services being proposed in response to this RFQ. Description for Reference: 4

INSTRUCTIONS: 1. RESPONSE FORMAT: To respond to this Request for Quotations, the Respondent must: a) Response to Statement of Work. The Response must contain sufficient detail to allow MIHS to make an informed and realistic evaluation of the Respondent s services and capabilities. b) Authorization to Submit Quotation and Required Certifications (Attachment A) c) Pricing (Attachment B) d) Response to Exceptions to the MIHS Contract Provisions (Attachment C) e) Declaration of Proprietary/Confidential Information (Attachment D) f) Certificates of insurance for: Commercial general liability Vehicle liability Worker s compensation 2. DEADLINE FOR RESPONSE: Quotations must be received at the address below no later than May 15, 2014/2:00PM Phoenix, Arizona Time. Quotations may be e-mailed to annie.miyazaki@mihs.org or faxed to Annie Miyazaki at 602-344-1813. Emailed submissions must contain an attachment size of 5MB or less to ensure receipt by Contracts Management. If a larger attachment is needed, multiple emails with a fragmented response may be sent, but this must be clearly indicated in the email subject line (i.e., Response 1 of 2, Response 2 of 2). Respondents assume all risk with the delivery of quotations and it is strongly suggested that Respondents ensure that delivery of quotations have been received by Contracts Management before the deadline. 3. INQUIRIES: Maricopa Integrated Health System Contracts Management Department ATTN: Annie Miyazaki 2611 E Pierce Street PHOENIX, AZ 85008-6092 Questions concerning this Request for Quotations may be submitted to Annie Miyazaki via e-mail at annie.miyazaki@mihs.org. Written questions concerning this Request for Quotations package should be addressed to Annie Miyazaki no later than May 9, 2014/2:00PM Phoenix, Arizona Time. Direct contact with any MIHS personnel associates with this procurement other than the Procurement Officer (Annie Miyazaki), is not allowed beginning with the issuance of this document through contract award. Failure to comply with this requirement can and will cause disqualification. Exceptions to this requirement involves firms already performing services for MIHS, allowing for discussions necessary for completion of services under existing contracts. Inquiries may be submitted by telephone, but 5

must be followed up in writing. No oral communication is binding on MIHS. Answers to the written questions submitted by Respondents concerning the RFQ will be provided in the form of an Addendum via the MIHS website. It is the responsibility of all potential Respondents to check the MIHS web site for any Addendums to the RFQ and to ensure signed Addenda are included in their response to the Solicitation. 5. CODE: The MIHS Procurement Code governs this procurement and is incorporated by this reference http://mihs.org/uploads/sites/19/openbid/districtprocurementcodeeff06252008.pdf. Pricing on written quotations is to remain confidential until the transaction is complete, i.e., the purchase order is issued. The Respondent understands that the successful respondent is to be an Independent Contractor in the performance of work and the provision of services under any contract issued and is not to be considered an officer, employee, or agent of MIHS. 6. COOPERATIVE PURCHASING: MIHS has entered into Cooperative Purchasing arrangements including with the State of Arizona and the Strategic Alliance for Volume Expenditures ($AVE). $AVE includes many Phoenix metropolitan area municipalities and K-12 unified school districts. With the concurrence of the successful Respondent under this solicitation, any eligible political subdivision, school district or other governmental jurisdiction that is a participant in a Cooperative Purchasing arrangement in which MIHS is also a participant, may utilize the services of a contract resulting from a solicitation issued by MIHS. Respondents who do not want to grant such access to a member of a Cooperative Purchasing arrangement must state so by checking the appropriate box in their price submission in Attachment B. In the absence of a statement to the contrary, MIHS will assume that a Respondent does wish to grant access to any contract that may result from this solicitation. 7. EVALUATION OF QUOTATIONS: Representatives of MIHS will evaluate the responses and determine the most qualified quotation meeting MIHS requirements. MIHS reserves the option to enter into discussions, interviews with the Respondents considered most likely to meet the requirements for the purpose of negotiations, on pricing and/or other portions of the quotations, if considered by MIHS to be in the best interest of MIHS. The evaluation criteria are listed below in relative order of importance. MIHS assessment of the responses: a. Response to RFQ Requirements & Contractor s Qualifications: Respondent s ability to meet the requirements of the Statement of Work, taking into consideration the quality, completeness, accuracy and level of detail of the quotation and the demonstration of the Respondent understands of the concepts and requirements of the engagement. 6

b. Cost: while cost is the significant factor in considering the placement of the awards, it is not the only factor. The award will not be based on price alone, nor will it be based solely upon the lowest fees submitted. 7

ATTACHMENT A: AUTHORIZATION TO SUBMIT QUOTATION AND REQUIRED CERTIFICATIONS By signing below, the Respondent hereby certifies that: * They have read, understand, and agree that acceptance by MIHS of the Respondent s offer by the issuance of a purchase order or contract will create a binding contract; * They agree to fully comply with all terms and conditions as set forth in the MIHS Contract Provisions, and amendments thereto, together with the specifications and other documentary forms herewith made a part of this specific procurement; The person signing the Quotation certifies that he/she is the person in the Respondent s organization responsible for, or authorized to make, decisions regarding the prices quoted. The Respondent is a corporation or other legal entity. No attempt has been made or will be made by the Respondent to induce any other firm or person to submit or not to submit a Quotation in response to this RFQ. All amendments to this RFQ issued by MIHS have been received by the person/organization below. All amendments are signed and returned with the Quotation. No amendments have been received. The price and terms and conditions in this Quotation are valid for 180 days from the date of submission. FIRM SUBMITTING BID ADDRESS TELEPHONE CITY STATE ZIP CODE FAX FEDERAL TAX ID NUMBER EMAIL 8

ATTACHMENT A MEDICAL CODING AUDITING SERVICES: 90-14-187-RFQ AUTHORIZED SIGNATURE DATE PRINTED NAME AND TITLE MINORITY BUSINESS/WOMEN BUSINESS/SMALL BUSINESS/DISADVANTAGED BUSINESS (Check appropriate item): Minority Business Enterprise (MBE) Small Business Enterprise (SBE) Women Business Enterprise (WBE) Disadvantaged Business Enterprise (DBE) 9

ATTACHMENT B: PRICING The document is to be used by the Respondent to specify proposed rates. Respondent shall define the fee structure to include a per chart fee or/and Flat Rate for inpatient, ED, Observation, Clinic, Same Day Surgery, and outpatient charts, travel fees and any other fees to be charged for the audit, exit briefing and education sessions. Will allow other governmental entities to purchase from this Contract: Yes: No: Pricing: 1. $ per record for Inpatient Accounts. 2. $ per record audit for Same Day Surgery/Interventional Radiology/Observations/ER. 3. $ per record audit for Outpatient Diagnostic/Ancillary Clinic/Other Outpatient Services. 4. $ per record audit for Professional Fee (Hospital and Clinic) and E/M Evaluations. Upon successful negotiations with Respondent(s), pricing information will be inserted into Section IV, Compensation, Paragraph 2, Pricing. The price and terms and conditions in this Quotation are valid for 180 days from the date of submission. I hereby certify that I acknowledge acceptance of the rates stated above: Printed Name of Authorized Individual Name of Submitting Organization Signature of Authorized Individual Date 10

ATTACHMENT C: EXCEPTIONS TO RFQ REQUIREMENTS AND/OR CONTRACT PROVISIONS Respondents must use this section to state any exceptions to the RFQ requirements and/or any requested language changes to the MIHS Contract Provisions. Respondent(s) may inspect the Contract Provisions at: http://mihs.org/uploads/sites/19/openbid/mihscontractprovisionsrev08122010.pdf. In addition, Respondent may submit a copy of its standard form contract including all attachments and exhibits that the Respondent would normally administer to carry out the services outlined in this RFQ. The Respondent s electronic standard form contract and applicable attachments and exhibits must be submitted in MICROSOFT WORD FORMAT ONLY. The submitted electronic documents may have the document protection mode enabled; however, the track changes feature must also be enabled prior to the document protection being activated. Upon successful negotiations with Respondent(s), the Respondent s standard form contract and applicable attachments and exhibits will be inserted into Section II, Special Provisions. This is the only time Respondents may contest these issues. Requests for changes after the date Quotations are due will not be considered and could subject the Respondent to non-award on grounds of nonresponsiveness. Please sign and include this statement with your quotation. I have read MIHS Contract Provisions and: I accept them I have stated my exceptions and have included them in this quotation. Printed Name of Authorized Individual Name of Submitting Organization Signature of Authorized Individual Date 11

ATTACHMENT D: PROPRIETARY AND/OR CONFIDENTIAL INFORMATION Since the District is subject to Arizona s Public Records Act, Title 39 Chapter 1 of the Arizona Revised Statutes, Respondent is advised that any documents it provides to the District in response to a solicitation will be available to the public if a proper Public Records Request is made, except that the District is not required to disclose or make available any record or other matter that reveals proprietary information provided to the District by a Respondent that is from a non-governmental source. See ARS 48-5541.01(M)(4)(b). PURSUANT TO THE PROCUREMENT CODE, ANY SPECIFIC DOCUMENTS OR INFORMATION THAT THE RESPONDENT DEEMS TO BE PROPRIETARY AND/OR CONFIDENTIAL MUST BE CLEARLY IDENTIFIED AS SUCH IN THE QUOTATION ALONG WITH JUSTIFICATION FOR ITS PROPRIETARY AND/OR CONFIDENTIAL STATUS. 1 NOTE: The Respondent may not claim that the entire Quotation or the entire submission is proprietary and/or confidential. It is the Respondent s responsibility to clearly identify each document and each piece of information in their submission that is proprietary and/or confidential. The final determination of nondisclosure, however, rests with the Procurement Officer. 2 Respondent should be aware that if a Court determines that the Respondent s information is not proprietary and/or confidential, the District will be required to disclose such information pursuant to a public records request. In such cases, Respondent understands and agrees that the District shall comply with the Court s determination and Respondent shall not hold District liable for any costs, damages or claims whatsoever related to releasing the information. This is the only notice that will be given to the Respondent regarding the Respondent s responsibility to clearly identify its proprietary and/or confidential information. If a public records request is submitted to the District and the Respondent did not clearly identify its proprietary and/or confidential information at the time their Quotation is submitted, the District will not provide Respondent with any subsequent notice or opportunity to identify proprietary and/or confidential documents or information. 1 MARICOPA COUNTY SPECIAL HEALTH CARE DISTRICT (MCSHCD) PROCUREMENT CODE, ARTICLE 1, GENERAL PROVISIONS, PARAGRAPH HS-104, CONFIDENTIAL OR PROPRIETARY INFORMATION. 2 MARICOPA COUNTY SPECIAL HEALTH CARE DISTRICT (MCSHCD) PROCUREMENT CODE, ARTICLE 1, GENERAL PROVISIONS, PARAGRAPH HS-104(C). 12

ATTACHMENT C MEDICAL CODING AUDITING SERVICES: 90-14-187-RFQ Please sign and include this statement with your quotation. I hereby certify that I acknowledge acceptance of the terms above and that I have: Determined that no documents or information contained within this quotation are proprietary and/or confidential in nature. Clearly identified specific documents or information that is deemed to be proprietary and/or confidential and have justified the reason for the proprietary status of any identified documents or information contained herein. Printed Name of Authorized Individual Name of Submitting Organization Signature of Authorized Individual Date 13