Access to Basic Banking Services



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Access to Basic Banking Services Opening a personal deposit account and cashing Government of Canada cheques or other instruments

In order to improve access to basic banking services, legislation requires that banks allow anyone who meets the requirements of the regulations to open a retail deposit account and cash Government of Canada cheques. The following conditions must be met in order to open a retail deposit account or cash federal government cheques or other instruments at National Bank of Canada. Opening a personal deposit account at National Bank of Canada Anyone can open a personal deposit account at National Bank of Canada. However, National Bank of Canada may, if it deems appropriate or to protect its interests, limit the scope of the services provided with such an account. For example, a hold funds period may apply to ensure that cheques deposited are honoured, the account may be opened without chequing privileges, access to our electronic banking solutions may be limited or transactions may be restricted to branches only. We invite you to contact one of our customer service representatives for more information on this topic. When it opens an account, National Bank of Canada must collect certain basic personal information in order to create a file for you and get to know you, and also comply with money laundering and terrorist financing regulations. National Bank of Canada may therefore ask you to provide the following information: Your full name Your date of birth Your address Your social insurance number Your occupation or the nature of your main activity How you plan to use the account The source of your funds Your marital status The information appearing on a piece of identification as well as other financial information or information on your creditworthiness

In keeping with regulatory requirements, National Bank of Canada will check your identity using the documents in the list below in either of the following methods: In your presence, with two pieces of identification, one of which must come from Category A, and the other from Category A or B. In your presence, with one piece of identification from Category A, provided your identity is also confirmed by a customer in good standing at the branch where your request to open an account is made or by an individual of good standing in the community where the branch is located. You may choose the pieces of identification you present for identification purposes. However, if National Bank of Canada has any doubt as to your identity, it may ask you to provide the document of your choice from Category A bearing your photo and signature. National Bank of Canada may refuse your application to open an account for specific reasons, such as if you refuse to identify yourself or to provide the information required, if it has reason to believe that the account would be used for illegal or fraudulent purposes, if you have a history of illegal or fraudulent activity in relation to a financial service provider during the seven years preceding your application to open an account, if you have provided misleading information, if you refuse to consent to verification of the identification you present or if National Bank of Canada has reason to believe that opening an account in your name would expose its employees or customers to the risk of physical harm, harassment or other abuse that would breach the trust needed for a healthy business relationship with you. If we refuse to open the account, we will notify you in writing. You can always contact the Financial Consumer Agency of Canada at the address indicated overleaf.

Cashing Government of Canada cheques or other instruments at National Bank of Canada Even if you are not a National Bank of Canada customer, you can cash a cheque or other instrument issued by the Government of Canada at any of our branches, provided the following conditions are met: The cheque or instrument is drawn on the Receiver General (or its account at the Bank of Canada) or any other instrument issued as authorization for the payment of funds from the Canadian government. The amount of the cheque or instrument does not exceed $1,500. You go to a branch and identify yourself as specified below. National Bank of Canada may refuse to cash the cheque or instrument presented in the following circumstances: The cheque or instrument has been altered in any way or is counterfeit. The cheque or instrument is not eligible in the meaning of the rules of the Canadian Payments Association. An illegal or fraudulent activity has been committed in relation to the cheque or instrument. When you go to a branch to cash such a cheque or instrument, you must identify yourself by presenting: One piece of identification: From Category A or B that has your photo and signature. From Category A or B, if your identity is also confirmed by a customer in good standing at our branch or by an individual of good standing in the community where the branch is located. Two pieces of identification from Category A or B listed overleaf. If we refuse to cash the cheque or instrument, we will notify you in writing. You can always contact the Financial Consumer Agency of Canada at the address indicated overleaf.

Pieces of identification accepted for identification purposes Category A Birth certificate issued in Canada Driver s licence issued in Canada (including the learner s permit and the exam identity card issued by the Société d Assurance Automobile du Québec or other equivalent provincial body if the card was issued less than 18 months previously) Provincial or territorial health insurance card, except for those issued in Ontario, Prince Edward Island and Manitoba (these provinces do not allow the card to be used for identification purposes) Canadian passport Social insurance card issued by the Government of Canada Canadian citizenship certificate Certificate of naturalization in the form of a document or a card (excluding a commemorative document) IMM 1442 form issued by Citizenship and Immigration Canada IMM 1000 immigration form issued by Citizenship and Immigration Canada (for permanent residents prior to June 28, 2002) Permanent resident card, IMM 5292 or IMM 5688 (confirmation of permanent residence from Citizenship and Immigration Canada) Certificate of Indian Status issued by the Government of Canada Old Age Security card issued by the Government of Canada and bearing the cardholder s social insurance number Firearms possession and acquisition licence issued by the Government of Canada

Authorization to carry a restricted firearm issued by the Government of Canada Identity card or document issued by one of the following authorities and bearing the photograph and signature of the individual being identified: Insurance Corporation of British Columbia (including the British Columbia identity card) Alberta Registries Saskatchewan Government Insurance Department of Service of Nova Scotia and Municipal Relations Department of Transportation and Public Works of the Province of Prince Edward Island Service New Brunswick Department of Government Services and Lands of the Province of Newfoundland and Labrador Government of the Northwest Territories Department of Transportation Department of Community Government and Transportation of the Territory of Nunavut NEXUS card issued by the Government of Canada FAST card issued by the Government of Canada CANPASS card issued by the Government of Canada United States Permanent Resident Card (Green Card) Immigration documents (work or study permit) Card issued by Manitoba Public Insurance (Manitoba driver s licence, Enhanced Driver s Licence, Identification Card, Advanced Identification Card) New Brunswick identification card Ontario photo identification card

Category B Passport from a foreign country Employee identity card issued by an employer recognized in the community and bearing the photograph of the individual being identified Client Card from the Canadian National Institute for the Blind (CNIB) bearing the photograph and signature of the individual being identified Client card or ABM card issued by a member institution of the Canadian Payments Association in the individual s name or bearing the name and signature of the individual being identified Credit card issued by a member of the Canadian Payments Association in the individual s name or bearing the name and signature of the individual being identified Credit Card issued by a well-known retailer in the individual s name or bearing the name and signature of the individual being identified Property tax slip bearing the name and address of the individual being identified Utility bill bearing the name and address of the individual being identified (e.g. telephone bill, electricity bill, tax account, etc.) Certificate of Retention of Canadian Citizenship Veteran Affairs Canada Health Care Identification Card Certificate of Registration of Birth Abroad Federal, provincial or municipal police identification card Canadian Forces Identification Card/Military Family Identification Card (MFID) Identification card with photograph issued by the Motor Registration Division or the Health Care Board Card for Newfoundland and Labrador Yukon identification card Correctional Service Canada card bearing the name and photograph of the individual being identified Federal, provincial or municipal government employee identification card

You must present original pieces of identification that are valid and not substantially defaced. If the name that appears on one piece of identification is different from the name on any other piece of identification, National Bank of Canada may require that you provide a certificate evidencing the change of name. The complaint settlement process in a nutshell All complaints: Contact your Customer Service Manager where you do business (in writing, in person or by telephone). Complaint not settled to your satisfaction in the first step: Office of the National Bank Ombudsman for clients P.O. Box 275 Montreal, Quebec H2Y 3G7 Telephone: 514-394-8655 or 1-888-300-9004 Fax: 514-866-3399 or 1-888-866-3399 Website: nbc.ca E-mail: ombudsman.clients@nbc.ca

Complaint not settled to your satisfaction by the National Bank Ombudsman for clients: Ombudsman for Banking Services and Investments P.O. Box 5 Toronto, Ontario M5H 2Y4 Telephone: 1-888-451-4519 Fax: 1-888-422-2865 Website: obsi.ca E-mail: ombudsman@obsi.ca At all times If you have a complaint regarding a possible breach of federal consumer protection legislation or of provisions of public commitments or voluntary codes of conduct adhered to by the Bank, you can use the method of communication that suits you best to contact: The Financial Consumer Agency of Canada 427 Laurier Ave. West, 6 th Floor, Ottawa, ON K1R 1B9 Telephone: 1-866-461-3222 Website: fcac-acfc.gc.ca E-mail: info@fcac-acfc.gc.ca

Simplifying your day-to-day banking transactions. Helping you carry out the projects that are important to you. Customizing solutions and advice for your short-term projects and retirement plans. Insuring you and your assets for your peace of mind. Making sure your estate is transferred to your loved ones. Helping decisionmakers grow their business. l Should you have any questions, do not hesitate to contact us. 1-888-4-TelNat (483-5628) 18014-002 (2014/06) nbc.ca 2014 National Bank of Canada. All rights reserved. Any reproduction, in whole or in part, is strictly prohibited without the prior written consent of National Bank of Canada.