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Outline Database Management and Tuning Johann Gamper Free University of Bozen-Bolzano Faculty of Computer Science IDSE Unit 11 1 2 Conclusion Acknowledgements: The slides are provided by Nikolaus Augsten and have been adapted from Database Tuning by Dennis Shasha and Philippe Bonnet. Johann Gamper (IDSE) Database Management and Tuning Unit 11 1 / 32 Johann Gamper (IDSE) Database Management and Tuning Unit 11 2 / 32 Atomicity and Durability in Case of Failure Failure Types Ø BEGIN TRANS ACTIVE (running, waiting) COMMIT ROLLBACK States of a Transaction COMMITTED ABORTED Durability: After a transactions commits, changes to the database persist even in the case of system failure. Atomicity: after failure, reconstruct database such that changes of all committed transactions are reflected effects of non-committed and aborted transactions are eliminated Recovery subsystem: Guarantee atomicity & durability in failure case. Software: 99% are Heisenbugs (non-reproducible, due to timing or overload) Heisenbugs do not appear if system is restarted example: error due to isolation level that was chosen too low Hardware: failure in physical device CPU, RAM, disk, network fail-stop: device stops when failure occurs, e.g., CPU Maintenance: problem during system repair or maintenance examples: recover from failure, backup Operations: regular operations regular system administration and configuration user operations Environment: factors outside the computer system examples: fire in the machine room (Credit Lyonnais, 1996), 9/11 Johann Gamper (IDSE) Database Management and Tuning Unit 11 3 / 32 Johann Gamper (IDSE) Database Management and Tuning Unit 11 4 / 32

Failure Probability Which Failures Can Database Systems Tolerate? From J.Gray and A.Reuters Transaction Processing: Concepts and Techniques Software Hardware Maintenance Operations Environment Unknown Some software failures: crashing client crashing operating system some server errors Hardware failure: CPU fail-stop and erasure of main memory single disk fail-stop (if enough redundant disks are available) Environment: Power outage Backups still important: recovery system does not substitute backups backups required for failures not covered by recovery system example: accidental deletions, natural disaster Johann Gamper (IDSE) Database Management and Tuning Unit 11 5 / 32 Johann Gamper (IDSE) Database Management and Tuning Unit 11 6 / 32 Durability How To Deal with Non-Durable Buffers? Durability in databases: goal: make changes permanent before sending commit to client implementation: store transaction data on stable storage Stable storage: immune to failure (only approximated in practice) durable media, e.g., disks, tapes, battery-backed RAM replication on several units (redundant disks to survive disk failure) Problems: non-durable buffers in some system layer partial disk writes Non-durable buffer in some system layer: database tells system to write a disk page but disk page remains in some non-durable buffer Operating system buffer: write operations are buffered fsync flushes all pages of a given file OK Disk controller cache: common in RAID controllers battery-backed cache OK other caches may lead to inconsistencies in case of failure Disk cache: switch off for log disk (critical!) hdparm -I /dev/sda shows meta data of disk /dev/sda hdparm -W 0 /dev/sda switches disk buffer off Johann Gamper (IDSE) Database Management and Tuning Unit 11 7 / 32 Johann Gamper (IDSE) Database Management and Tuning Unit 11 8 / 32

How To Deal with Partial Disk Writes? Guaranteeing Atomicity Partial disk writes: database writes disk page which consists of several sectors e.g., 8kB page consists of 16 sectors (512B each) power failure during write: page may be only partially written leads to inconsistent database state Disk controller: battery backed cache data in cache is written at restart after power outage consistent state is restored Operating system: file system file system that prevents partial writes, e.g., Raiser 4 Database: e.g., full page writes in PostgreSQL before-image of page is stored before updating it recovery: partially written page is restored and update is repeated 1. Before images: state at transaction start used to undo the effects of a uncommitted transaction before image must remain on stable storage until commit 2. After images: state at transaction end used to install effects of transaction after commit after image must be written to stable storage before commit Johann Gamper (IDSE) Database Management and Tuning Unit 11 9 / 32 Johann Gamper (IDSE) Database Management and Tuning Unit 11 10 / 32 Concepts Write-Ahead Logging Data files: tables, indexes Log file: stores before and after images Database buffer: contains pages that transactions modify Dirty page: buffer page with uncommitted changes WAL commit: write after images to log file before transaction commits data files can be updated later (after commit) WAL abort: variant 1: explicitly store before image in log variant 2: use data file as a before image only in variant 1 it is safe to write dirty pages to the data file dirty pages are typically written when the database buffer is full Example: WAL for a transaction T that modifies pages P i and P j pages P i and P j are loaded to the database buffer transaction T modifies the pages P i and P j database generates log records lr i and lr j for the modifications database writes log records to stable storage before committing modified pages are written to data file after transaction T commits Johann Gamper (IDSE) Database Management and Tuning Unit 11 11 / 32 Johann Gamper (IDSE) Database Management and Tuning Unit 11 12 / 32

Write-Ahead Logging Logging Variants UNSTABLE STORAGE LOG BUFFER lri lrj WRITE log records before commit LOG BASE BUFFER Pi Pj WRITE modified pages after commit Logging granularity: what does a log record store? page-level logging byte-level logging (log partial pages) record-level logging Logical logging: log operation and argument that caused update e.g., operation: insert into employee, argument: (103-4403-33,Brown) saves disk space implemented in DB2 RECOVERY STABLE STORAGE Johann Gamper (IDSE) Database Management and Tuning Unit 11 13 / 32 Johann Gamper (IDSE) Database Management and Tuning Unit 11 14 / 32 Logging Guarantee Checkpoint and Dump Guarantee by logging algorithms: current database state = current state of data files + log Current database state: reflects all committed transactions Current state of data file: reflects only committed transactions physically in data file some transactions may be committed and stored in the log, but not yet written to the database Checkpoint: force data files to reflect current database state write all committed changes to data file committed changes may be in database buffer or log When do checkpoints happen? at regular intervals (tuning parameter) log is full (Oracle) explicit SQL command Dump: transaction-consistent database state entire database including changes of all committed transactions recovery guarantee: current database state = database dump + log (after dump) Johann Gamper (IDSE) Database Management and Tuning Unit 11 15 / 32 Johann Gamper (IDSE) Database Management and Tuning Unit 11 16 / 32

Recovering after Main Memory and Disk Failure Outline Main memory failure: database buffer is lost log needs to be considered only starting after last checkpoint all committed changes before checkpoint are already in data file Data disk failure: (disk with log is still OK) database dump required log after database dump needs to be considered checkpoints irrelevant Log disk failure: disaster! committed transactions after last checkpoint get lost database may be inconsistent - last consistent state is last dump to prevent disaster, replicate disk with log make sure to avoid risk of non-durable buffers and partial writes 1 2 Conclusion Johann Gamper (IDSE) Database Management and Tuning Unit 11 17 / 32 Johann Gamper (IDSE) Database Management and Tuning Unit 11 18 / 32 Tuning Activities 1. Log on Separate Disk UNSTABLE STORAGE 1. Log on separate disk LOG BUFFER lri lrj WRITE log records before commit LOG RECOVERY 2. Log buffer tuning: group commit BASE BUFFER Pi Pj WRITE modified pages after commit 3. Log buffer tuning: trading in durability 4. Tuning data writes (checkpoints) STABLE STORAGE Update transaction must write to the log, i.e., to the disk If log and data files share disk, disk seeks are required. Separate disk for log: sequential writes instead of seeks (10 to 100 times faster) log independent from data files in case of disk failure disk setting can be tailored to log (e.g., switch off buffer) PostgreSQL: How to move log to an other disk? log directory: pg xlog (location: show data directory;) move log directory to log disk and create symbolic link Johann Gamper (IDSE) Database Management and Tuning Unit 11 19 / 32 Johann Gamper (IDSE) Database Management and Tuning Unit 11 20 / 32

Experiment Separate Disk for Log 2. Group Commit 300k inserts or update statements. Each statement is a separate transaction and forces a write. Same disk: data files and log are on the same disk. Different disks: log has its own disk. Log buffer is flushed to disk before each commit. Group commit: commit a group of transactions together only one disk write (flush) for all transactions Advantage: higher throughput Disadvantages: some transactions must wait before committing locks are held longer (until commit) lower response time for waiting transactions Oracle 9i on Linux server with internal hard drives (no RAID controller) Johann Gamper (IDSE) Database Management and Tuning Unit 11 21 / 32 Group Commit Experiment Johann Gamper (IDSE) Database Management and Tuning Unit 11 22 / 32 WAL Buffer and Group Commit in PostgreSQL Throughput (tuples/sec) 350 300 250 200 150 100 50 0 1 25 Size of Group Commit Increasing the group commit size increases the throughput. DB2 UDB V7.1 on Windows 2000 WAL buffer: Write ahead log buffer RAM buffer, size 64kB=8pages (wal buffers) all log records are written to this buffer WAL page is flushed at commit or every 200ms (wal writer delay) data is written to a file called WAL segment commit delay: (default: 0) time delay between a commit and flushing WAL buffer during waiting period, hopefully other transactions commit if other transaction commits, do group commit if no other transaction commits, waiting time is lost commit sibling: (default: 5) minimum number of concurrent open transactions for group commit if less transactions are open, commit delay is disabled Johann Gamper (IDSE) Database Management and Tuning Unit 11 23 / 32 Johann Gamper (IDSE) Database Management and Tuning Unit 11 24 / 32

3. WAL Tuning: Trading in Durability (PostgreSQL) 4. Tuning Data Writes synchronous commit: (default: on) call fsync to force operating system to flush disk buffer commit only after fsync returns switch off if you do not want to wait for fsync parameter can be set for each transaction individually Switching off synchronous commit increases performance. Worst case: database consistency not in danger system crash may cause loss of most recently committed transactions lost transactions seem uncommitted to database and are cleanly aborted at startup, resulting in consistent database state client thinks that transaction committed, but it was aborted maximum delay between commit and flush (risk period): 3 wal writer delay (= 3 200ms by default) fsync: (default: on) switching off fsync might result in unrecoverable data corruption synchronous commit: similar performance, less risk At commit time database buffer (in RAM) has committed information log (on disk) has committed information data file may not have committed information Why is data not immediately written to data file? each page write requires a seek resulting random I/O bad for performance Convenient writes: wait and write larger chunks at once write when cheap, e.g., disk heads are on the right cylinder Johann Gamper (IDSE) Database Management and Tuning Unit 11 25 / 32 Database Writes Tuning Options Johann Gamper (IDSE) Database Management and Tuning Unit 11 26 / 32 Checkpoint Tuning in PostgreSQL Fill ratio of the database buffer (RAM): Oracle: DB BLOCK MAX DIRTY TARGET specifies maximum number of dirty pages in database buffer SQL Server: pages in free lists falls below threshold (3% by default) Checkpoint frequency: checkpoint forces all committed writes that are only in database buffer or log to the data file less frequent checkpoints allow more convenient writes less frequent checkpoints increase recovery time Checkpoints have a cost: disk activity to transfer dirty pages to data file if full page writes is on (avoid partial disk writes), after checkpoint a before image must be stored in log for each new page that is modified Checkpoint is triggered if one of the following is reached: checkpoint timeout (5min): max interval between checkpoints checkpoint segments (3): max number of log file segments (16MB) Johann Gamper (IDSE) Database Management and Tuning Unit 11 27 / 32 Johann Gamper (IDSE) Database Management and Tuning Unit 11 28 / 32

Checkpoint Tuning in PostgreSQL Checkpoint Tuning Experiment 1.2 Spreading checkpoint traffic: checkpoint traffic is distributed to reduce I/O load checkpoint completion target (0.5): fraction of time before next checkpoint will happen checkpoint should finish within this time period Monitoring checkpoints: checkpoint warning (30s): write warning to log if checkpoints happen more frequently frequent appearance indicates that checkpoint segments should be increased Throughput Ratio 1 0.8 0.6 0.4 0.2 0 0 checkpoint 4 checkpoints Long transaction with many updates. Checkpoints triggered while transaction still active (log file to small). Negative impact on performance: size of log files should be increased. Oracle 8i EE on Windows 2000 Johann Gamper (IDSE) Database Management and Tuning Unit 11 29 / 32 Johann Gamper (IDSE) Database Management and Tuning Unit 11 30 / 32 Outline Conclusion Summary Conclusion 1 2 Conclusion Johann Gamper (IDSE) Database Management and Tuning Unit 11 31 / 32 Johann Gamper (IDSE) Database Management and Tuning Unit 11 32 / 32