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इ टरन ट म नक Disclosure to Promote the Right To Information Whereas the Parliament of India has set out to provide a practical regime of right to information for citizens to secure access to information under the control of public authorities, in order to promote transparency and accountability in the working of every public authority, and whereas the attached publication of the Bureau of Indian Standards is of particular interest to the public, particularly disadvantaged communities and those engaged in the pursuit of education and knowledge, the attached public safety standard is made available to promote the timely dissemination of this information in an accurate manner to the public. ज न1 क अ+धक र, ज 1 क अ+धक र Mazdoor Kisan Shakti Sangathan The Right to Information, The Right to Live प0र 1 क छ ड न' 5 तरफ Jawaharlal Nehru Step Out From the Old to the New IS 13739 (1993): Guidelines for estimation of flood damages [WRD 6: Water Resources Planning, Management and Evaluation]! न $ एक न' भ रत क +नम-ण Satyanarayan Gangaram Pitroda Invent a New India Using Knowledge! न एक ऐस खज न > ज कभ च0र य नहB ज सकत ह ह Bhartṛhari Nītiśatakam Knowledge is such a treasure which cannot be stolen

Indian Standard GUIDELINESFORESTIMATIONOF FLOODDAMAGES UDC 627 51 004 65 @ BIS 1993 BUREAU OF INDIAN STANDARDS MANAK BHAVAN, 9 BAHADUR SHAH ZAFAR MARG NEW DELHI 110002 April 1993 Price Group 2

River Valley Projects : Planning, Irrigation Management and Evaluation Sectional Committee-,. RVD 6 FOREWORD This Indian Standard was adopted by the Bureau of Indian Standards, after the draft finalized by the River Valley Projects : Planning, Irrigation Management and Evaluation Sectional Committee. had been approved by the River Valley Division Council. Occurrences of flood damages is a natural phenomenon and man had to cope with flood situations from the very begining. Floods have ravaged portions of India from time immemorial even before the population of Jndia grew up and economic activities developed, Earlier, the flood waters spread over the flood plains, flowed back to the streams/rivers and emptied into the sea in course of time without causing much of problems. However, as human settlements started growing close to the river banks and with increased population pressure and greater economic development, more and more of the flood plains got occupied leading to adverse flood effect being felt in an acute manner by people. Flood hazard is thus a dynamic quantity as it changes in response both to the magnitude of the flood event and to the nature and scale of the development on the flood plain.

Indian Standard GUIDELINES FOR ESTIMATION OF FLOOD DAMAGES IS 13739 : 199? -1 SCOPE This standard lays down a detailed scientific procedure for collection of flood damages (other than loss of human life ) data under various categories and also methods of translating them to monetary terms. It also recommends methods by which indirect flood losses could be estimated in monetary terms. 2 CONCEPT OF FLOOD DAMAGES Flood damages may be defined as all adverse effects caused by rising stage and spilling of water over the banks of rivers in an area, such events occurring at times and in magnitudes that cannot be predicted accurately, and as a consequence of which the serviceability of properties is impaired or lost and by which productive or service activities and processes are delayed or interrupted. These damages may be caused by rivers, canal breaches and rainstorms, inundating the adjacent areas. The nature and quantum of the damage depends upon the season, frequency, duration and intensity of the flood. 3 CLASSIFICATlONS OF FLOOD DAMAGES Damages caused by the flood can be broadly,categorized into the following: a) Agricultural crops; b) Private and public properties; c) Business and other secondary activities; d) Spread of epidemics, ill health and loss of livestock; and e) Fear, anxiety and distress. 4 DAMAGE TO AGRICULTURAL CROPS 4.1 General In India, agricultural crop damages constitute the major portion of the total flood damage. Since such damages would obviously be the basis for the benefit cost analysis of flood protection measures, it is important that data on crop damage is collected on scientific basis. To devise a scientific method of data collection and evaluation, it is necessary to identify the influencing factors and understand the process by which damages are caused. Crop damages due to floods are influenced by area, location and crops affected; the timing,,duration, depth and other physical characteristics ~of flood. Because of variations in some of these influencing factors, the impact of flood is not uniform over the entire crop area affected by a flood. 4.2 Methodology of Data Collection The standard methods of data collection are either through the complete enumeration or through sample surveys. The methodology based on sample surveys, is however normally adopted and followed. This involves an elaborate procedure under which the states are divided into zones on the basis of their exposure to flood risk and subsequent selection of sample villages large enough to provide fairly accurate estimate of crop damages. The field work involves preflood, past flood, inter-flood and post-flood enquiry. The damage data of the selected village is then to be used to make an estimate of crop damages for the district or part of the district concerned. Such sampling techniques be applied only under expert statistical guidance. 4.3 Field Investigation The actual categorized field work to be carried out may be into four distinct parts: 4 Primary Investigation into the nature of plots; b) Pre-flood enquiry; d Field work during floods; and d) Assessment of damages. 4.3.1 Primary Investigation Info the Nature of PI0 ts The initial work should be started prior to floods with the identification of plots, their nature and the respective respondents with the help of the cadestral maps of the village and the field register. The respondant is the person who takes the responsibility for carrying out the operations in the field and who would give as accurate information as possible; he might be an owner-cultivator or a tenant cultivator. The main classes according to the nature of plots are listed below: a) Cultivable; b) Cultivable waste; c) Orchards; d) Residential; e) Ponds or tanks; f) Bushes and pastures; 1

IS 13739 : 1993 g) Public institutions and parks; 4.3.2.2 Whether transplanted or broadcast h) Rivers, drains and embaukments; Usually the yield rate of transplanted crop is. j) Religfous institutions; higher than that of the crop by broadcast, by nearly 16 to 20 percent. Hence with equal area k) Roads and railway lines; and grown under transplanted paddy and broadcast m) Others. paddy, the damage is more in the case of the former and as such this information should be, A plot might fall under more than one class or collected. more than one respondent may ahare a sample plot. In such cases the sub-plots are duly num- 4.3.2.3 Crop season bered serially. There is a season for every crop according to 4.3.2 Pre-Flood Enquiry the time of the sowing and harvest; for some crops, there are two seasons. Sometimes the crop ~season permits re-sowing or re-planting of the Pre-flood enquiry is made to have a typical same crop ~damaged by floods, of course, not picture of the cropping pattern and the dates of 1 ater than a certain specific time. The crop sowing of the crops. Apart from the indentifica- season does have some effect on the possibility tion particulars such as the area of the plot, the of the recovery of the crop depending on the proportion of the area under different crops, time of the occurrence of floods. Aiso the time. information regarding the aspects listed below of the occurrence of floods has a great effect on should alto be collected. the magnitude of the damage caused. An early 4.3.2.1 Date of sowing of crops flood may allow for a period for regrowing and save the agriculturist from some loss whereas a late flood when the crops are nearby mature may This information is necessary because of the cause complete loss. distinction between damages to crops and losses ( in respect of crops only ) to the cultivators. 4.3.2.4 Normal yield Damage to crop consitutes the complete nonrecoverable loss, which would have otherwise This is the crop yield of the plot under normal been produced had there been no floods. How- situation when there are no floods and when ever, as the crop has been damaged by floods, agricultural operations are not hampered by it is not required on the part of the cultivator to adverse weather. Normal yield forvarious crops spend anything more on the land on operatiors is usually estimated by the agicultural univerlike harvesting, threshing, etc. Thus the actual sity of the region and notified by the revenue loss to the cultivator is the value of the crop authorities of the district for the various areas ( now damaged ) minus the cost he is not obliged falling within their jurisdiction. The normal to incur, on further operations in the field. The yield figure is usually revised once in 10 years so loss is thus always less than the value of the as per procedure laid down in the manuals of the damaged crop. Given the age of the crop at a point of time it is possible to determine roughly respective state administrations. the various operations so far undertaken by the 4.3.2.5 Miscellaneous respondent as well as those yet to be carried out. Deducting the approximate cost of operations Pre-flood enquiry also seeks to investigate the which would have been undertaken in the expenses for the various inputs incurred by the absence of floods from the total value of the respondent on his plot. This involves repeat crops damaged, the loss to the cultivator can be visits to the cultivators homes. The main object worked out. Such is the case when the plot is not is to ensure that at the time of the onset of the resowable with the same or some other crop in flood, the answers to the questionnaire are upthe same season. If it is resowable, the cultivator to-date; enumerating all operations thus far obtains the yield due to him for the season and undertaken in the field and presenting the the loss to him is the cost he has incurred in amount spent onthem, operationwise, right from growing the previous crop up to the stage of its the stage of preparation of the soil. The human damage. In either situation, Dnly this actual loss labour, both self and hired, and animal labour should form the basis for any compensation, by are to be separately evaluated, if necessary, by the Government. A person who has just started estimation. The expenses incurred on seeds, growing his crops cannot be equated for pur- seedlings, manures, fertilizers, pesticides, etc, poses of compensation with another whose plots are also to be obtained in separate columns bear pre-harvest ripe crop, if both had their designated for the purpose. crops damaged in floods. Hence the age of the crop is a vital information to be collected. The 4.3.3 Field Work During Floods age of the crop is reckoned from the time of the germination of the seeds. For transplanted crop, The main field work during floods consists of however, the age is to be considered from the the drawing of flood lines on maps; the measuredate when the seedlings sprouted on the seed ment of the depth of floods and recording the bed. duration of flood water in the fields. 2

Recurring floods increase the gross flooded areas and introduce complications in the assessment of damages. Till the flood season is off, the possibility of reflooding ~of fields cannot be ruled out. Some plots where there is cent percent damage in the first flood may be re-sown but again be exposed to the risk of subsequent floods. However, one can anticipate very few such cases if the interval (which of course, cannot be foretold) between successive floods is too small to permit growing of any new crop. The necessity of covering the possibility of subsequent flood risks points to the need for extension of pre-flood enquiry to such plots, where there can be likely changes of crops after the attack of the first flood. In short throughout the flood season, it is required to be watchful and be ready to note down any change in the crop position of plots. 4.3.4 Assessment of Bamages Assessment of damages is possible only after the recession of water from the fields. Many plots which appear to have sustained damage at the time of floods may later be found to have their crops reviving. The normal yield, should be published as by states as assessed. In the case of partial damage, the physical loss is the difference between the normal yield and the realised yield. Partial damage in a plot can occur in two situations when (i) only a portion of the plot is completely damaged, the other remaining more or less intact, and (ii) the damage is spread uniformly throughout the plot not easily discernible but is later discovered by a sharp decrease in the actual yield of the plot. The former is more often the case with plots on the banks of the river; during floods, crops in some portion of such plots are swept away. 4.4 Losses Incurred by Cultivators 4.4.1 When the crop grown is completely damaged and the plot is not capable of being resown, the loss to the cultivator is equal to the value of the crops damaged minus the expenses he has not incurred on Some agricultural operations like harvesting, threshing, etc. If the revival of the same crop or sowing some other crop in the same season is possible on the same plot, the loss to the cultivator is simply the cost he has so far (up to the time of flood event) incurred on all inputs and operations. Continuous stagnation of water may sometimes result in late sowing of crops of the current or the next season. This means that the survey has to be carried through to the next season also to estimate the reduction in yield on account of late sowing. Some plots are permanently damaged on account of river erosion or due to sand deposits. Cultivation of such plots is possible only after effective reclamation. This loss can be evaluated on the basis of factual data of the cost of reclamation. 4.S Flood Damages and Hydrological Factors F load damages can be attributed ii ndependent factors: 3 to two sets of a) Natural factors like topography of the plot its proximity to the river, the water level in the river discharge, the velocity of the movement of water on the plot, the rainfall and a number of other climatic factors. b) Facto:s attributed to the crops like capacity of the plot to withstand water ( to certain depth and duration )~, the height of the crop at the time of occurrence of flood, and its hold on the soil etc. It is evident that if the depth of flooding is more than the height of a plant for a certain duration, then the plant does not survive the depths of floodirg and the duration of stagnation fairly well represent the combined effect of the variables like topography of the plot, water flow, rainfall, water level in the river etc. The following variables have a bearing upon the extent of damage: a) Maximum depth of flood water in plot; b) Duration of flood water; and c) Age of the crop in days. IS 13739 : 1993 Duration of flooding is reckoned to be the period between the date of onset of the flood and date of complete recession from the plot. Depth and duration of flood water are generally indicative of the plot being low lying or at a higher level. Greater depth and longer duration of flooding in a plot imply that the plot is at low level. 4.6 Determination of Standard Damages for the Villages as a Whole If any village is regularly flooded due to overflowing of river water and not due to the occurence of any kind of breach, then it may be possible to anticipate some relationship between the highest flood level or maximum water discharge and the damages occurring in the village. But to establish any such relatiocship, time series data over a number of years on water level readings (nor discharge ) and damages in the village evaluated at constant prices, is required. 4.7 Monetary Evaluation of Crop Damages From the assessed crop damages of the sample village, districtwise and zonal estimates of damages of every crop can be prepared. For monentary evaluation, the farm price in the next harvest season is taken into account. But harvest price is not available at the time of the initial assessment of damages. Hence is suggested that the price prevailing at the time of field enquiry be deflated on past year s experience for

IS 13739 : 1993 arriving at the (farm) harvest price. This deflated price of crop may be used for the evaluation of crop damage. For monetary evaluation of the physical damage to the crop either at the district or zonal level, the simple average of prices (whether deflated or prevailing during harvests) of the crop in the selected villages may be used. Neither the wholesale price nor the retail price but only the price prevailing at the farm is to be used for evaluation purposes. 5 DAMAGES TO PRIVATE AND PUBLIC PROPERTIES 5.1 Damages to Private Properties 5.1.1 Assessment of damages to house and buildings in physical terms>nd their conversion to monetary terms for the buildings owned by government, or local authorities presents no difficulty. Before any repair or restorations are done, estimates for these works are prepared. These estimates fairly represent the amount of damage caused. 5.1.2 To have a survey of the magnitude of the expenses incurred by the private households on some of the items like cleaning after floods, reconstruction of damaged structures etc, a small survey be conducted in some sample villages surrounded by flood waters for varying lengths of time. The householders of these villages be contacted and interrogated about the expenses they had to incurs due to floods on various items as mentioned above. 5.2 Damages to Public Utilities 5.2.1 Damages to public utilities though in absolute terms are quite substantial, relatively form the least proportion of the total flood losses. Such damages are to the communication system -the highways and the roads, telegraph and telephone lines and to navigation. There may also be damages to other public utilities, that is, irrigation and flood control works, water supply, drainage, electricity and road transport services both for passengers and goods. Out of these, the railways, roadways, and irrigation and flood control works suffer comparatively significant losses. The industries and business spread in the area also suffer losses due to the damage to property. 5.2.2 These damages can be assessed by actual estimates prepared for the repairs and restoration. The loss is the same as the amount spent on repairs or restoration. But, it should be ensured by exercise of proper checks that the estimates are not exaggerated. The damage to the industrial properties, can be seen by the same local official collecting the data for the agricultural losses and assessed by local enquiries. Such losses will be insignificant compared to the total loss. 6 LOSSES OF BUSINESS AND OTHER SECONDARY ACTIVITIES Besides the direct losses mentioned supra, the railways, the communication system, the road transport system, civil aviation, the power system and irrieation works are also affected indirectly, beca&e of suspension or diversion of services. The industries and business also suffer indirectly due to the partial closure or suspension of works because of the interruption to normal work caused by floods and due to nonavailability of raw materials. Such type of indirect losses should also be assessed. 7 SPREAD OF EPIDEMICS, ILL HEALTH AND LOSS OF LIVESTOCK Due to floods, diseases are spread resulting in ill health besides loss of livestock. The loss of livestock can be enumerated and evalua~ted at the prevailing prices. This can be done by the village official carrying out the survey for assessing the damages to the agricultural produce in 1he prescribed proforma. 8 FEAR, ANXIETY AND DISTRESS Floods also cause considerable human suffering in the form of fear, anxiety and distress which are not emanable to precise assessment.

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Bureau of Indian Standards BIS is a statutory institution established under the Bureau of Indian Standards Act, 2986 to promote harmonious development of the activities of standardization, marking and quality certification of goods and attending to connected matters in the country. Copyright BIS has the copyright of all its publications. No part of these publications may be reproduced in any form without the prior permission in writing of BIS. This does not preclude the free use, in the course of implementing the standard, of necessary details, such as symbols and sizes, types or grade designations. Enquiries relating to copyright be addressed to the Director ( Publications ), BIS. Review of Indian Standards Amendments are issued to standards as the need arises on the basis of comments. Standards are also reviewed periodically; a standard along with amendments is reaffirmed when such review indicates that no changes are needed; if the review indicates that changes are needed, it is taken up for revision. Users of Indian Standards should ascertain that they are in possession of the latest amendments or edition by referring to the latest issue of BIS Handbook and Standards Monthly Additions. Comments on this Indian Standard may be sent to BIS giving the following reference : Dot : No. RVD 6 ( 13 ) Amendments Issued Since Publication Amend No. Date of Issue Text Affecte% BUREAU OF INDIAN STANDARDS Headquarters: Manak Bhavan, 9 Bahadur Shah Zafar Marg, New Delhi 110002 Telephones : 331 01 31, 331 13 75 Telegrams : Manaksanstha ( Common to all Offices ) Regional Offices: Central : Manak Bhavan, 9 Bahadur Shah Zafar Marg NEW DELHI 110002 Eastern : l/l4 C. I. T. Scheme VII M, V. I. P. Road, Maniktola CALCUTTA 700054 Northern : SC0 445-446, Sector 35-C, CHANDIGARH 160036 Southern : C. I. T. Campus, IV Cross Road, MADRAS 600113 t Telephone 33~1 01 31 331 13 75 37 84 99, 37 85 61 37 86 26, 37 86 62 53 38 43, 53 16 40 53 23 84 235 02 16, 235 04 42 235 15 19, 235 23 15 Western : Manakalaya, E9 MIDC, Marol, Andheri ( East ) 632 92 95, 632 78 58 BOMBAY 400093 632 78 91, 632 78 92 Branches : AHMADABAD. BANGALORE. BHOPAL. BHUBANESHWAR. COIMBATORE. FARIDABAD: GHAZIABAD. GUW-AHATI. HYDERABAD. JAIPUR. KANPUR. LUCKNOW. PATNA. THIRUVANANTHAPURAM. P_dParagonEntcrprises.a