Radio Marketing Fund Program Guidelines 2015-2016 Version 3.1 April 1, 2015



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Radio Marketing Fund Program Guidelines 2015-2016 Version 3.1 April 1, 2015 Program Overview 1. The Radio Marketing Fund Program is intended to encourage Artists and Music Companies to use Canadian commercial radio stations or radio broadcast groups, as well as Canadian community and campus radio stations, as marketing partners. 2. The Radio Marketing Fund offers a Grant of $5,000 per applicant, per full-length Qualifying Release. 3. Funding for this Program is provided exclusively by Canada s Private Radio Broadcasters. 4. (intentionally deleted) Application Deadlines 5. Rolling Deadline: Funds will be allotted on a first come, first-served basis to eligible applicants starting April 1, 2015 until October 31, 2015 (Round One), or until the fund is depleted; and from November 1, 2015 to March 31, 2016 (Round Two), or until the fund is depleted. Who Can Apply? 6. Applicants that as of the Application Deadline have been approved for funding in an as-yet uncompleted application through the following Programs: Comprehensive Artist; Comprehensive Music Company; Juried Sound Recording Program; Marketing and Promotion for FACTOR-Funded Sound Recordings; or Marketing and Promotion for Non-FACTOR-Funded Sound Recordings. 7. MEC companies are eligible to apply based on an active or upcoming application in the Comprehensive Artist Program or Marketing and Promotion for Non-FACTOR-Funded Sound Recordings. PAGE: 1 OF 5

How This Program Works 8. The application must be for one full-length album scheduled for Commercial Release no earlier than April 1, 2015 and no later than March 31, 2016. 9. To be eligible, the full-length Album or at least one single track from the album must have a confirmed commercial release date within the current FACTOR fiscal year. FACTOR may request proof of the confirmed commercial release date. 10. FACTOR will allow one application per Applicant, per Artist for Round One. If the funds are not depleted and FACTOR offers a Round Two, Applicants who successfully applied in Round One may make one application in Round Two, but it must be for a different artist and title than Round One. 11. This Program provides a top-up of up to $5,000, at 100% funding, toward radio marketing costs. The costs claimed must be in addition to those you are claiming in the corresponding FACTOR-funded Marketing application. Example 1: Total eligible costs in the corresponding marketing application are $20,000, including $12,000 in general marketing and $8,000 in radio marketing costs. You would claim the maximum of $5,000 in your Completion Report for the Radio Marketing Fund. These costs will be reimbursed by FACTOR at 100%. The remaining $3,000 in radio marketing costs can be claimed in your corresponding marketing application where they will be reimbursed at the appropriate percentage of 50% or 75% depending on the Program. Example 2: Total eligible costs in the corresponding marketing application are $11,000, including $8,000 in general marketing and $3000 in radio marketing costs. You would claim all the radio marketing costs of $3000 in your Completion Report for the Radio Marketing Fund. These costs will be reimbursed by FACTOR at 100%. How to Apply 12. Applicants are required to contact their Project Coordinator to discuss their eligibility to apply. The Project Coordinator will create an application within the Project holding the corresponding Marketing Component, then notify the Applicant that the application is ready. The Applicants will then fill out the Goals and Budget section, and submit it for FACTOR review. Eligible Costs General Terms 13. These terms apply to all FACTOR Programs. Please see Eligible Costs This Program (below) for details related to the Radio Marketing Fund Program. Applicants are strongly advised to read and understand both sections, and to contact FACTOR prior to submitting an Application to ensure eligibility of the proposed costs. PAGE: 2 OF 5

14. Only those costs identified by the Applicant in the Application and approved by FACTOR will be deemed Eligible Costs. 15. As a general rule, Eligible Costs must be bona fide third-party costs paid out-of-pocket by the Applicant. However, FACTOR makes allowances on a program basis for a percentage of Eligible Costs to include Donated Services, In-Kind, and/or other non-cash transactions. Applicants are advised to discuss the eligibility of any and all non-cash costs with FACTOR in advance. Please see Eligible Costs This Program (below) for eligibility and cost caps related to Donated Services, In-Kind and/or non-cash transactions. 16. Where FACTOR allows Eligible Costs to be expended In-House, those costs must be charged, in FACTOR s sole opinion, at verifiable fair market value with no mark-up. Likewise, allowable costs paid to Related Parties must also be charged at verifiable fair market value with no mark-up. Please see Eligible Costs under each specific Program category for eligibility and cost caps related to In-House and Related- Party expenses for that specific program. 17. Generally, and unless otherwise explicitly allowed by FACTOR, Eligible Costs are those paid to Canadians and Canadian owned and controlled companies, for goods and services delivered in Canada. Notwithstanding the foregoing, FACTOR will recognize eligible costs related to non-canadian Artist Members. 18. Generally, and unless otherwise explicitly allowed by FACTOR, Eligible Costs will begin to be deemed eligible after the Application has been received at FACTOR. For clarity: as soon as your application has been received by FACTOR, you may begin incurring Eligible Costs. Costs incurred and paid prior to the submission of an Application are generally deemed ineligible. FACTOR may allow certain earlier costs on a case-by-case basis. 19. Costs must be verifiable with invoices, receipts and Proof of Payment. Unless otherwise noted or explicitly allowed by FACTOR, Proof of Payment must be submitted upon Completion, as a condition of funding. 20. IMPORTANT NOTICE REGARDING CASH PAYMENTS Costs paid in cash may be accepted only for incidental purchases and must be supported by a store receipt. Incidental generally means goods or services costing under $100. In addition: a) For personnel costs (including contractors and service suppliers), payment by cheque, email transfer, credit card, interbank transfer, wire transfer or money order is preferable. If traveling in a Tour, Showcase, or Business Travel component, suppliers such as Hired Musicians or Eligible Crew may be paid in cash, but payments will only be considered eligible when accompanied by a signed Receipt for Services available here. b) Per diems paid in cash must be supported by a signed Receipt for Services available here. c) Larger purchases including but not limited to studio and equipment rentals, travel fares, hotel rooms and vehicle rentals will not be eligible if paid in cash. Such purchases must be supported by a third-party verifiable means such as canceled cheque, credit card or debit card receipt or statement, bank statement, money order or postal order receipt, wire transfer or e-transfer receipt. PAGE: 3 OF 5

21. TRAVEL COSTS *NEW* Travel costs in all Programs must follow the spirit and intent of the Treasury Board guidelines, namely that these costs do not exceed the rates specified in the Government of Canada Travel Directive. In addition to the limits proposed by the Treasury Board guidelines, travel costs in all Programs are subject to the following: a) Hotel accommodations costs, where eligible, to a maximum of $300 per night; b) Flight costs, where eligible, will be recognized by FACTOR for economy-rate tickets only (business and first class tickets are not eligible); c) No dollar value will be attributable to air miles, frequent flyer points or similar programs. However, FACTOR may recognize a cash fee charged by the points provider; d) Applicants are urged to ensure that each person traveling is covered by trip cancellation, health/ medical and accident insurance appropriate to the length and location of the visit to the country in which any funded travel occurs. In the event that a trip or any portion thereof is canceled such that all or any portion of approved Eligible Costs is forfeit, the Applicant is required to recover the maximum amount available under its travel insurance. FACTOR will cover 50% of any remaining non-refundable costs; e) In the event of a discrepancy between a maximum reimbursable cost published by FACTOR and the same cost published by the Treasury Board Guidelines, the lesser cost shall be applied. 22. Ineligible costs in all Programs include, but are not limited to: a) Equipment purchases and purchases of capital assets. b) Taxes that are subject to rebate to the Recipient (such as VAT, HST) c) Musicians union dues, penalties, fines, pension contributions and any other union-mandated payments 23. FACTOR reserves the right at all times to allow, disallow, or modify costs. It is advisable to discuss any significant changes to your budget before Completion. If you are uncertain about the eligibility of a cost, please contact FACTOR before incurring that cost. In order for a project and costs to remain eligible, Applicants must notify FACTOR immediately of any significant change to the original Application or budget submitted. A significant change would be one that impacts more than 25% of the budget. 24. In some Programs, FACTOR allows an Administration Fee to be added to the total Eligible Costs, calculated as a set percentage of those costs. The current schedule of Administration Fees is set out in Schedule A of the Business Policies, and also in the Component guidelines. The Administration Fee is intended to contribute to overhead costs such as occupancy, staffing, and other day-to-day costs of running a business, which costs cannot be claimed elsewhere in the budget. The Administration Fee is not required to be documented on Completion. 25. The Administration Fee is not required by FACTOR to be paid to a grant writer, administrator, or any other supplier. The amount and method of payment due to a grant writer or any other supplier is a matter of contract between the Recipient and such supplier. Eligible Costs This Program 26. The Eligible Costs in this section are specific to the Radio Marketing Fund Program. Please also review Eligible Costs General Terms (above). Applicants are strongly advised to read and understand both sections, and to contact FACTOR prior to submitting an Application to ensure eligibility of the proposed costs. PAGE: 4 OF 5

27. Costs will be considered eligible dating from: (i) for FACTOR-funded Sound Recordings, the date of application for the sound recording component or (ii) for non-factor-funded Sound Recordings, the date of Commercial Release. 28. The funds must be expended on direct Canadian radio station costs (such as advertising buys). Nontraditional radio marketing costs, such as website advertising, are eligible; however, only expenses related to websites owned and operated by licensed commercial radio stations as well as community and campus radio stations will be considered eligible. 29. The funds may not be used toward costs of hiring a promotions company, radio plugger, any travel costs, lodging, costs for showcasing, equipment etc. or any other costs that are otherwise covered by other FACTOR programs. 30. The funds cannot be spent with CBC/ Radio Canada, its subsidiaries, or other Canadian public broadcasters. Campus/community stations are eligible, as are commercially licensed stations funded by public donations, such as CKUA. Funding and Payments 31. The subsidy will be paid upon approval of the application. FACTOR may award the full amount requested in the Application, but reserves the right to award a lesser amount based on its assessment of the Applicant s proposed expenses, or based on the total amount of funding available, or for any other reason. 32. (intentionally deleted) 33. To receive FACTOR funding, you must submit banking information for Direct Deposit. Project Completion 34. Applicants must compile and organize all invoices, receipts and Proofs of Payment, then complete and submit the online Completion Report for the project. 35. Applicants are not required to submit all their invoices, receipts and Proofs of Payment for this funding with the Completion Report; however, FACTOR will request to see some or all of these documents for internal audit up to one year after Completion. Applicants should retain all their invoices, receipts and Proofs of Payment for seven years for FACTOR and Revenue Canada taxation purposes. PAGE: 5 OF 5