Spinal Decompression: Measurement of Treatment Outcomes. William D. Grant, EdD. Catherine E. Saxton, BS



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1 Spinal Decompression: Measurement of Treatment Outcomes. William D. Grant, EdD Catherine E. Saxton, BS Correspondence to: William D. Grant, EdD SUNY Upstate Medical University IHP 3302 750 E. Adams St. Syracuse, NY 13210 315-464-4861 Grantw@upstate.edu Key Words: Spinal Decompression, Spinal Pain Treatment, Non-surgical Treatment, Lumbar Spine, Cervical Spine Running Head: Spinal Decompression Number of Words:

2 Abstract Objective: Approximately 80% of all adults will experience severe back pain during their lives and 50% of all adults at some time in their lives will experience neck and upper extremity pain. Decompression (unloading through distraction and positioning) of the cervical spine can be accomplished through a variety of modalities. The effectiveness of one such approach is the focus of this investigation. Design: Retrospective Chart Review. Setting: Outpatient Treatment Center, Westminster, Maryland Patients: A consecutive sample of 156 patients who presented with a complaint of lumbar pain and 37 adult patients who presented with a complaint of cervical pain. Intervention: A computerized commercially available, FDA Cleared decompression table (K051013). Patients received treatments 5 days a week for periods of either 20 or 25 treatments determined by the practitioner. Main Outcome Measures: Changes in Visual Analog Pain Scores over time, improvements in activities of daily living, and improvements in functioning. Results: Both lumbar and cervical patients reported significant improvements in all targeted outcome measures with the greatest reduction occurring within the first 5 days of treatment (first week.) Lumbar patients score differences from the start of treatment to the end of treatment for measurement were significant for Activities of Daily Living, Pain Visual Analog Scale, Oswestry Score (all, p< 0.0001) and Change in Disability Status (Chi Square = 14.1, p<0.0027) (Table 3.) Improvement in the Pain Visual Analog Scale was not different between post-surgical and non-postsurgical patients, F=1.23, df = 24, p 0.224.) Outcome differences were not explained by differences in presence, absence or location of herniation or degenerative disc. For cervical patients there were statistically significant improvements from time of treatment entry to completion of treatment for: Standing, Getting In/Out of Car, Driving, Dressing, House Cleaning/Yard Work, Working at One s Job, and Pain During Sleeping. The proportion of cervical patients reporting that they were taking pain medications dropped from 64% at the time of entry into treatment to 35% by the end of treatment. Conclusions: Spinal decompression strategies for the relief of patients back pain, whether at the lumbar or cervical level remains under investigation. There have been multiple calls for well designed randomized control trials to investigate the effectiveness of decompression. The data reported here suggests that in such studies mechanical spinal decompression will demonstrate significant improvements in specific patient outcomes.

3 Introduction Approximately 80% of all adults will experience severe back pain during their lives and 50% of all adults at some time in their lives will experience neck and upper extremity pain. 1 Millions of people live with chronic back pain each day. Excessive loading of the spine through changes in our lifestyle and extended periods of sitting while driving or working at a desk cause premature degeneration of intervertebral discs, and repeated injury of the disc annulus. 2 With all of this unnatural positioning and loading of the human spine, there is little wonder that severely damaged discs almost never heal. Nutrition in the avascular disc depends on osmotic diffusion of collagen precursors such as proline, nutrients and oxygen. Diffusion of the collagen precursors into the avascular disc pass through direct channels in the annulus (30%) and the hyaline end plate in the vertebrae above and below (70%). 3 It is estimated that the cycle of proline uptake and renewal in the normal disc (necessary for collagen synthesis and repair) takes approximately 500 days. This inherently slow cycle is additionally compromised in the deranged disc. Lowering intradiscal pressures greatly facilitates this process and accelerates healing in the disc segment. 4 Physical therapy programs can be very effective in treatment and improvement of symptoms. 5, 6 Of the various interventions, traction used to produce spinal decompression 7 has been considered a treatment of choice. 8, 9 The benefits of decompression of the vertebrae have includes relief of tonic muscle contraction and unloading the spine, 10 reducing nerve root compression, 11 and increasing overall mobility. 12 Decompression (unloading through distraction and positioning) of the spine can be accomplished through a variety of active and passive modalities. While there are reports of effectiveness investigations of motorized traction devices 13, there have been specific calls for increased numbers of investigations to demonstrate the effectiveness of motorized traction

systems. 14 Spinal Decompression 4 The effectiveness of one these systems is the focus of this investigation. This data will form the basis for decision making in the design of a randomized controlled trial of mechanical decompression. Methods This study is a pilot project representing two retrospective consecutive series of patients. One group treated for low back pain and one group treated for cervical pain. Patients were from a single practice. All treatments were undertaken using the SpineMED Decompression table (CERT Health Sciences LLC.) The SpineMED table uses a computerized system and proprietary design to provide controlled intermittent distraction. (Figure 1) In addition to the provision of treatments for low back pain, the system also provides for isolation of the cervical spine for treatment. (Figure 2) All data were extracted from patient medical records by an independent data extractor and from structured data reporting forms. Data was entered into a Microsoft Access database and were analyzed using SAS-PC for Windows v. 9.1.3. Descriptive statistics were used to report demographic and other similar data. Paired t-tests were used to test pre-treatment posttreatment differences for continuous variables. Chi Square was used to test for differences in categorical variables and Analysis of Variance for changes in group data. Data gathered included: o Presentation / Chief Complaint o Patient demographic information (age, gender) o Patient post surgical status, if any o Evidence of disk herniation or degenerative disc disease

5 o Symptom duration o Daily (during treatment) Visual Analog Pain Scale measurements o Patient Treatment Plan information o Extremity Motor Functions o Deep Tendon Reflexes o Extremity Sensory o Cervical Orthopedic / Vascular Tests o MRI results o Oswestry Neck Disability Scale o On-going Visual Analog Pain Scales and Pain Drawings Results Lumbar Results Data from a total of 156 consecutive lumbar treatment patients was analyzed. Demographic data from these patients is shown in Table 1. Most patients had herniations or degenerative disc disease at the L4-L5 and L5-S1 levels. Score differences from the start of treatment to the end of treatment for measurement of Activities of Daily Living all of which showed statistically significant improvements (p< 0.0001) (Figure 3), the Pain Visual Analog Scale (significant improvement (p < 0.0001) (Figure 4), Oswestry Score (significant improvements, p< 0.0001) (Table 2) and Change in Disability Status (significant change Chi Square = 14.1, p<0.0027) (Table 3.) The improvement in the Pain Visual Analog Scale was not different between post-surgical and non-post-surgical patients, F=1.23, df = 24, p 0.224) Outcome differences were not explained by differences in presence, absence or location of herniation or degenerative disc. Cervical Results

6 Data were gathered from a total of 37 patients (Table 4.) Most patients had herniations or degenerative disc disease at the C5-C6 and C6-C7 levels. Only three patients had had prior spine surgery. Patients reported impact of their condition on activities of daily living showed statistically significant improvements from time of treatment entry to completion of treatment for: Standing, Getting In/Out of Car, Driving, Dressing, House Cleaning/Yard Work, Working at One s Job, and Pain During Sleeping. (Table 5) Figure 5 shows the trend in Visual Analog Pain scores over the treatment period for all participants. The proportion of patients reporting that they were working regular hours changed from 47% at entry into treatment to 53% at the time of completion of treatment. The proportion of patients reporting that they were taking pain medications dropped from 64% at the time of entry into treatment to 35% by the end of treatment. Discussion Clearly significant improvements were seen for both lumbar and cervical treatment patients using this decompression modality. Lumbar patients reported significant improvements in all patient oriented evidence that matters: improved ability to conduct activities in daily living; significantly decreased pain scores; significantly improved disability status; and significantly improved functional status. Cervical patients showed significant improvement in most activities of daily living; significant improvement in reported pain status, and a reduction in the number and frequency of medications used by the end of treatment (medication use was not consistently captured for lumbar patients and was therefore not included in this analysis.) Spinal decompression strategies for the relief of patients back pain, whether at the lumbar or cervical level remains under investigation. There have been multiple calls for well designed randomized control trials to investigate the effectiveness of decompression. 13,14 The data

7 reported here suggests that in such studies mechanical spinal decompression will demonstrate significant improvements in specific patient outcomes.

8 Table 1. Demographic Data for Lumbar Patients (N=156) Variable Percent Males 50.6% Mean Age (sd) Males 53.8 yrs ± 13.5 yrs Mean Age (sd) Females 55.0 yrs ± 13.9 yrs Herniations L1-L2 14 (8.9%0 L2-L3 19 (12.1%) L3-L4 28 (17.9%) L4-L5 60 (38.4%) L5-S1 43 (27.5%) Degenerative Disc Disease L1-L2 L2-L3 L3-L4 L4-L5 L5-S1 26 (16.6%) 40 (25.6%) 61 (39.1%) 77 (49.3%) 65 (41.7%) History of Spine Surgery 56 ( 35.9%) Mean Time Since Surgery 6.5 years Presence Hardware Fixation 0 History Postural Hypotension 5 (3.3%) Seizures / Epilepsy 3 (1.9%) History Heart Disease 17 (11.1%) History Connective Tissue Disease 4 (2.6%)

9 Table 2. Differences in Oswestry Analysis Lumbar Difference from Baseline in Oswestry Disability Index: Mean / SD T test P Baseline 33.0 / 14.3 4.99 0.0001 Final Measure 13.0 / 14.0

10 Tables 3. Change in Disability Status Lumbar Patients Minimal Disability Moderate Disability Severe Disability Extreme Disability Baseline 8 (25.0%) 11 (34.3%) 12 (37.5%) 1 (3.1%) Final Measure 21 (65.6%) 9 (28.1%) 2 (6.2%) 0 (0.0%) Chi Square = 14.1, p<0.0027

11 Table 4. Demographic Data for Cervical Patients (N = 37) Variable Percent Males 37.8% Mean Age (sd) Males 46.2 yrs ± 14.8 yrs Mean Age (sd) Females 51.2 yrs ± 10.6 yrs Herniations C1-C2 C2-C3 C3-C4 C4-C5 C5-C6 C6-C7 0 2 (5.6%) 6 (16.6%) 3 (8.3%) 13 (36.1%) 13 (36.1%) Degenerative Disc Disease C1-C2 C2-C3 0 4 (11.1%) C3-C4 C4-C5 C5-C6 C6-C7 16 (44.4%) 14 (38.9%) 26 (72.2%) 21 (58.3%) History of Spine Surgery 3 ( 8.57%) Mean Time Since Surgery 7.5 years Presence Hardware Fixation 0 History Postural Hypotension 2 (5.71%) Seizures / Epilepsy 0 History Heart Disease 4 (11.4%) History Connective Tissue Dx 1 (2.86%)

12 Table 5. Activities of Daily Living. Scores range from 0 = No Pain / No Difficulty to 10 = Can Not Perform / Severe Pain. Area of Daily Activity Mobility Sitting Standing Walking Stair Climbing In/Out of Car Driving Functions Dressing Bathing PreScores (Mean ± SD) 2.65 ± 2.81 3.55 ± 3.22 3.26 ± 3.39 3.00 ± 3.37 3.50 ± 3.13 3.75 ± 3.18 3.26 ± 2.49 2.60 ± 2.28 4.13 ± 3.26 PostScores (Mean ± SD) 2.01 ± 2.87 1.92 ± 2.76 1.88 ± 3.08 1.73 ± 2.58 1.82 ± 2.50 2.13 ± 2.76 1.78 ± 2.56 1.73 ± 2.58 2.23 ± 2.79 Significance Pr > t ns 0.04 ns ns 0.03 0.04 0.03 ns 0.02 House Cleaning/Yard Work Work 3.50 ± 3.05 1.09 ± 2.01 0.007 Pain Sleeping 4.18 ± 3.24 2.36 ± 3.21 0.04

Figure 1. SpineMED Table (Photo courtesy CERT Health Sciences LLC) Spinal Decompression 13

14 Figure 2. Patient in cervical spine treatment position. (Photo courtesy CERT Health Sciences LLC)

No Pain Severe Pain Spinal Decompression 15 Figure 3. Differences for Activities of Daily Living Scale Pre-treatment to Post-Treatment, Lumbar Patients 10 9 8 7 6 5 4 3 2 1 0 Sitting Standing Walking Stair Climbing In/Out of Car Driving Dressing Bathing House/Year Work Work Sleeping Baseline Post Activity Baseline Mean Post Mean t value p Sitting 3.7 1.5 6.98 0.0001 Standing 4.9 2 8.54 0.0001 Walking 4.8 1.9 8.69 0.0001 Stair Climbing 4.3 1.8 7.09 0.0001 In/Out of Car 4.1 1.5 8.84 0.0001 Driving 3.4 1.4 6.22 0.0001 Dressing 3.1 1.3 5.94 0.0001 Bathing 3.1 1.3 5.66 0.0001 House/Year Work 4.9 2.1 7.34 0.0001 Work 3.0 1.1 5.72 0.0001 Sleeping 3.2 1.5 5.11 0.0001

No Pain Severe Pain Spinal Decompression 16 Figure 4. Improvement in Pain Visual Analog Scale Lumbar Patients Reported Pain at Each Session 10 9 8 7 6 5 4 3 2 1 0 0 5 10 15 20 25 Treatment Day Improvement is the same for post surgical and non-post surgical patients, F=1.23, df = 24, p 0.224)

VAS Score Spinal Decompression 17 Figure 5. Cervical patients reported pain status Visual Analog Pain Scale. 10 8 6 4 2 0 0 5 10 15 20 25 Treament Number

18 References 1 Hult L. The Munksfors investigation. Acta Orthop Scand Suppl 1954; 16 1-76. 2 Taylor TK, Melrose J, Burkhardt D. Spinal biomechanics and aging are major determinant of the proteoglycan metabolism of intervertebral disc cells. Spine 2000;25(23):3014-3020. 3 Chung SA, Khan SN, Diwan AD. The molecular basis of intervertebral disk degeneration. Orthop Clin N Am. 2003;34:209-219. 4 List GZ, Ishihara H, Osada R. Nitric oxide mediates the change of proteoglycan synthesis in the human lumbar intervertebral disc in response to hydrostatic pressure. Spine. 2001;26(2):134-141. 5 Tan JC, Nordin M. Role of physical therapy in the treatment of cervical disc disease. Orthop Clin North Am 1992; 23:435-49 6 Saal JS, Saal JA, Yurth EF. Nonoperative management of herniated cervical intervertebral disc with radiculopathy. Spine 1996; 21:1877-83. 7 Saunders DH. Use of spincal traction in the treatment of neck and back conditions. Clin Orthop 1983;179:31-38. 8 Constantoyannis C, Konstantinou D, Kourtopolulos H et al. Intermittent cervical traction for cervical radiculopathy caused by large-volume herniated disks. J Manipulative Physiol Ther 2002; 25: 188-92. 9 Moeti P, Marchetti G. Clinical outcome from mechanical intermittent cervical traction for the treatment of cervical radiculopathy: a case series. J Orthop Sports Phys Ther 2001; 31:207-13/ 10 Ellenburg MR, Honet JC, Treanor WJ,. Cervical radiculopathy. Arch Phys Med Rehabil 1994;75:342-52.

19 11 Bland JH. Disordrs of the cervical spine. Diagnosis and medical management. Philadelphia: WB Saunders, 1994. 12 Grieve Gp. Neck Traction. Physiotherapy 1982; 68:260-65. 13 Macario A, Richmond C, Auster M, Pergolizzi JV. Treatment of 94 outpatients with chronic discogenic low back pain. Pain Pract. 2008;8(1):11-17. 14 Marcario A, Pergolizzi JV. Systematic literature review of spinal decompression via motorized traction for chronic discogenic low back pain. Pain Pract. 2006;6(3):171-178.