TENDER DOCUMENT FOR PROVISION OF ALTERNATE DATA CENTRE SERVICES TENDER NO. KRA/HQS/NCB-026/2014-2015

TENDER DOCUMENT FOR PROVISION OF ALTERNATE DATA CENTRE SERVICES TENDER NO. KRA/HQS/NCB-026/2014-2015 TIMES TOWER BUILDING P.O. BOX 48240 00100 TEL: +254 02 310900 FAX: +254 02 215809 NAIROBI, KENYA. JANUARY 2015 1

TABLE OF CONTENTS SECTION I INVITATION TO TENDER...... SECTION II INSTRUCTIONS TO TENDERERS..... Appendix to Instructions to Tenderers.... SECTION III GENERAL CONDITIONS OF CONTRACT... SECTION IV SPECIAL CONDITIONS OF CONTRACT.. SECTION V TECHNICAL SPECIFICATIONS..... SECTION VI SCHEDULE OF REQUIREMENTS..... SECTION VII PRICE SCHEDULE FOR GOODS.... SECTION VIII STANDARD FORMS.... 8.1 FORM OF TENDER.. PAGE 3 4 16 19 24 26 28 32 33 34 8.2 CONFIDENTIAL BUSINESS QUESTIONNAIRES FORMS 35 8.4 CONTRACT FORM...... 8.5 PERFORMANCE SECURITY FORM..... 8.6 BANK GUARANTEE FOR ADVANCE PAYMENT FORM. 8.7 MANUFACTURER S AUTHORIZATION FORM..... 8.8 LETTER OF NOTIFICATION............. 38 39 40 41 42 2

SECTION I INVITATION TO TENDER DATE TENDER REF NO. KRA/HQS/NCB-026/2014-2015 TENDER NAME: Provision of Alternate Data Centre Services. 1.1 The Kenya Revenue Authority invites sealed bids from eligible candidates for the Provision of Alternate Data Centre Services. 1.2 Interested eligible candidates may obtain further information from and inspect the tender documents at the Kenya Revenue Authority, Procurement & Supplies Services Division, Haile Selassie Avenue, Times Tower, 25 th Floor during normal working hours. 1.3 Completed tender documents are to be enclosed in plain sealed envelopes marked with tender reference number and be deposited in the Tender Box on Ground Floor, Times Tower Building, Haile Selassie Avenue, Nairobi, or be addressed to Kenya Revenue Authority, Procurement & Supplies Services Division, Haile Selassie Avenue, Times Tower, 25 th Floor so as to be received on or before Wednesday, 4 th February 2015, at 12:00 noon. Bidders shall attend a pre-bid briefing in Times Tower on 28 th January, 2015. 1.4 Prices quoted should be net inclusive of all taxes and delivery must be in any freely convertible international currency and shall remain valid for 120 days from the closing date of the tender. 1.5 Tenders will be opened immediately thereafter in the presence of the Candidates or their representatives who choose to attend at the Convention Centre on 5 th Floor, Times Tower. For: Commissioner General Kenya Revenue Authority 3

SECTION II - INSTRUCTIONS TO TENDERERS Table of Clauses Page 2.1 Eligible Tenderers.. 5 2.2 Eligible Goods. 5 2.3 Cost of Tendering.. 5 2.4 Contents of Tender Document. 6 2.5 Clarification of Documents.. 6 2.6 Amendment of Documents.. 6 2.7 Language of Tender. 7 2.8 Documents Comprising the tender. 7 2.9 Tender Forms. 7 2.10 Tender Prices 7 2.11 Tender Currencies.. 8 2.12 Tenderers Eligibility and Qualifications 8 2.13 Goods Eligibility and conformity to Tender Documents. 8 2.15 Validity of Tenders. 9 2.16 Format and Signing of Tenders. 9 2.17 Sealing and Marking of Tenders. 10 2.18 Deadline for Submission of Tender 10 2.19 Modification and Withdrawal of Tenders 11 2.20 Opening of Tenders. 11 2.21 Clarification of Tenders. 11 2.22 Preliminary Examination 11 2.23 Conversion to Single Currency... 12 2.24 Evaluation and Comparison of Tenders. 12 2.25 Preference 13 2.26 Contacting the Procuring Entity... 13 2.27 Award of Contract.. 13 (a) Post qualification.. 13 (b) Award criteria. 13 (c) Procuring Entity s Right to Vary Quantities.. 14 (d) Procuring entity s Right to Accept or Reject any or all Tenders 14 2.28 Notification of Award. 14 2.29 Signing of Contract... 14 2.30 Performance Security... 14 2.31 Corrupt or Fraudulent Practices.. 15 4

SECTION II - INSTRUCTIONS TO TENDERERS 2.1 Eligible Tenderers 2.1.1 This Invitation for Tenders is open to all tenderers eligible as described in the Invitation to Tender. Successful tenderers shall complete the Provision of Alternate Data Centre Services by the intended completion date specified in the Schedule of Requirements Section VI. 2.1.2 The Kenya Revenue Authority s employees, committee members, board members and their relative(s) (spouse and children) are not eligible to participate in the tender. 2.1.3 Tenderers shall provide the qualification information statement that the tenderer (including all members of a joint venture, consortium and/or subcontractors) is not associated, or have been associated in the past, directly or indirectly, with a firm or any of its affiliates which have been engaged by the Kenya Revenue Authority (KRA) to provide consulting services for the preparation of the design, specifications, and other documents to be used for the procurement of the solutions under this Invitation for tenders. 2.1.4 Tenderers shall not be under a declaration of ineligibility for corrupt and fraudulent practices. 2.2 Eligible Goods/Solutions 2.2.1 All goods/solutions to be supplied under the contract shall have their origin in eligible source countries. 2.2.2 For purposes of this clause, origin means the place where the infrastructure and service are mined, grown, or produced. Infrastructure and services are produced when, through manufacturing, processing, or substantial and major assembly of components, a commercially-recognized product results that is substantially different in basic characteristics or in purpose or utility from its components. 2.2.3 The origin of infrastructure and service is distinct from the nationality of the tenderer. 2.3 Cost of Tendering 2.3.1 The Tenderer shall bear all costs associated with the preparation and submission of its tender, and the KRA, will in no case be responsible or liable for those costs, regardless of the conduct or outcome of the tendering process. 5

2.3.2 The price to be charged for the tender document shall not exceed Kshs.1, 000/=. All firms found capable of performing the contract satisfactorily in accordance to the set prequalification criteria shall be prequalified 2.4 The Tender Document 2.4.1 The tender document comprises the documents listed below and addenda issued in accordance with clause 2.6 of these instructions to Tenderers (i) Invitation to Tender (ii) Instructions to tenderers (iii) General Conditions of Contract (iv) Special Conditions of Contract (v) Schedule of requirements (vi) Technical Specifications (vii) Tender Form and Price Schedules (viii) Contract Form (ix) Performance Security Form (x) Bank Guarantee for Advance Payment Form (xi) Manufacturer s Authorization Form (xii) Confidential Business Questionnaire 2.4.2 The Tenderer is expected to examine all instructions, forms, terms, and specifications in the tender documents. Failure to furnish all information required by the tender documents or to submit a tender not substantially responsive to the tender documents in every respect will be at the tenderers risk and may result in the rejection of its tender. 2.5 Clarification of Documents 2.5.1 A prospective tenderer requiring any clarification of the tender document may notify the Procuring entity in writing, mail or post at the entity s address indicated in the Invitation to Tender. The Procuring entity will respond in writing to any request for clarification of the tender documents, which it receives not later than seven (7) days prior to the deadline for the submission of tenders, prescribed by the procuring entity. Written copies of the KRA s response (including an explanation of the query but without identifying the source of inquiry) will be sent to all prospective tenderers that have received the tender document. 2.5.2 The procuring entity shall reply to any clarifications sought by the tenderer within 3 days of receiving the request to enable the tenderer to make timely submission of its tender. 6

2.6 Amendment of Documents 2.6.1 At any time prior to the deadline for submission of tenders, the Procuring entity, for any reason, whether at its own initiative or in response to a clarification requested by a prospective tenderer, may modify the tender documents by amendment. 2.6.2 All prospective candidates that have received the tender documents will be notified of the amendment and will be binding on them. 2.6.3 In order to allow prospective tenderers reasonable time in which to take the amendment into account in preparing their tenders, the KRA, at its discretion, may extend the deadline for the submission of tenders. 2.7 Language of Tender 2.7.1 The tender prepared by the tenderer, as well as all correspondence and documents relating to the tender exchange by the tenderer and the KRA, shall be written in English language, provided that any printed literature furnished by the tenderer may be written in another language provided they are accompanied by an accurate English translation of the relevant passages in which case, for purposes of interpretation of the tender, the English translation shall govern. 2.8 Documents Comprising of Tender 2.8.1 The tender prepared by the tenderers shall comprise the following components: (a) a Tender Form and a Price Schedule completed in accordance with paragraph 2.9, 2.10 and 2.11 below; (b) documentary evidence established in accordance with paragraph 2.1.2 that the tenderer is eligible to tender and is qualified to perform the contract if its tender is accepted; (c) documentary evidence established in accordance with paragraph 2.2.1 that the infrastructure and services to be supplied by the tenderer are eligible and conform to the tender documents; and (d) 2.9 Tender Forms tender security furnished in accordance with paragraph 2.14 2.9.1 The tenderer shall complete the Tender Form and the appropriate Price Schedule furnished in the tender documents, indicating the goods to be supplied, a brief description of the infrastructure and service, their 7

2.10 Tender Prices country of origin, quantity, and prices. 2.10.1 The tenderer shall indicate on the appropriate Price Schedule the unit prices and total tender price of the goods it proposes to supply under the contract. 2.10.2 Prices indicated on the Price Schedule shall include all costs including taxes, insurances and delivery to the premises of the KRA. 2.10.3 Prices quoted by the tender shall be fixed during the Tender s performance of the contract and not subject to variation on any account. A tender submitted with an adjustable price quotation will be treated as nonresponsive and will be rejected, pursuant to paragraph 2.22. 2.10.4 The validity period of the tender shall be 120 days from the date of opening of the tender. 2.11 Tender Currencies 2.11.1 Prices shall be quoted in any freely internationally convertible currency unless otherwise specified in the Appendix to Instructions to Tenderers. 2.12 Tenderers Eligibility and Qualifications 2.12.1 Pursuant to paragraph 2.1 the tenderer shall furnish, as part of its tender, documents establishing the tenderers eligibility to tender and its qualifications to perform the contract if its tender is accepted. 2.12.2 The documentary evidence of the tenderers eligibility to tender shall establish to the KRA s satisfaction that the tenderer, at the time of submission of its tender, is from an eligible source country as defined under paragraph 2.1. 2.12.3 The documentary evidence of the tenderers qualifications to perform the contract if its tender is accepted shall be established to the KRA s satisfaction; (a) (b) (c) that, in the case of a tenderer offering to supply goods and solutions under the contract which the tenderer did not manufacture or otherwise produce, the tenderer has been duly authorized by the goods Manufacturer or producer to supply the goods; that the tenderer has the financial, technical, and production capability necessary to perform the contract; and that, in the case of a tenderer not doing business within Kenya, the tenderer is or will be (if awarded the contract) represented 8

by an Agent in Kenya equipped, and able to carry out the Tenderer s maintenance, repair, and spare parts-stocking obligations prescribed in the Conditions of Contract and/or Technical Specifications. 2.13 Goods and Solutions Eligibility and Conformity to Tender Documents 2.13.1 Pursuant to paragraph 2.2 of this section, the tenderer shall furnish, as part of its tender documents establishing the eligibility and conformity to the tender documents of all goods which the tenderer proposes to supply under the contract 2.13.2 The documentary evidence of the eligibility of the goods/solutions shall consist of a statement in the Price Schedule of the country of origin of the goods, solutions and services offered which shall be confirmed by a certificate of origin issued at the time of shipment. 2.13.3 The documentary evidence of conformity of the goods and solutions to the tender documents may be in the form of literature, drawings, and data, and shall consist of: (a) (b) (c) a detailed description of the essential technical and performance characteristic of the goods/solutions; a list giving full particulars, including available source and current prices of solution components, special tools, etc., necessary for the proper and continuous functioning of the solution and system following commissioning of the system by the KRA; and a clause-by-clause detailed response to KRA s Technical Specifications demonstrating substantial responsiveness of the goods/solution and services to those specifications, or a statement of deviations and exceptions to the provisions of the Technical Specifications. 2.13.4 For purposes of the documentary evidence to be furnished pursuant to paragraph 2.13.3(c) above, the tenderer shall note that standards for workmanship, material, and equipment, as well as references to brand names or catalogue numbers designated by the Procurement entity in its Technical Specifications, are intended to be descriptive only and not restrictive. The tenderer may substitute alternative standards, brand names, and/or catalogue numbers in its tender, provided that it demonstrates to the Procurement entity s satisfaction that the substitutions ensure 9

substantial equivalence to those designated in the Technical Specifications. 2.15 Validity of Tenders 2.15.1 Tenders shall remain valid for 120 days or as specified in the Invitation to Tender after the date of tender opening prescribed by the KRA, pursuant to paragraph 2.18. A tender valid for a shorter period shall be rejected by the KRA as non- responsive. 2.15.2 In exceptional circumstances, the KRA may solicit the Tenderer s consent to an extension of the period of validity. The request and the responses thereto shall be made in writing. The tender security provided under paragraph 2.14 shall also be suitably extended. A tenderer may refuse the request without forfeiting its tender security. A tenderer granting the request will not be required nor permitted to modify its tender 2.16 Format and Signing of Tender 2.16.1 The bidder shall prepare three copies of the tender, clearly marking each ORIGINAL TENDER, COPY OF TENDER AND AN EDITABLE WORD/PDF ELECTRONIC CD, as appropriate. In the event of any discrepancy between them, the original shall govern. 2.16.2 The original and all copies of the tender shall be typed or written in indelible ink and shall be signed by the tenderer or a person or persons duly authorized to bind the tenderer to the contract. All pages of the tender, except for un-amended printed literature, shall be initialed by the person or persons authorized to sign the tender. 2.16.3 The tender shall have no interlineations, erasures, or overwriting except as necessary to correct errors made by the tenderer, in which case such corrections shall be initialed by the person or persons signing the tender. 2.17 Sealing and Marking of Tenders 2.17.1 The Tenderer shall seal the original and each copy of the tender in separate envelopes, duly marking the envelopes as either ORIGINAL, COPY OR ELECTRONIC COPY The envelopes shall then be sealed. 2.17.2 All the envelopes shall (a) (b) be addressed to the KRA at the address given in the Invitation to Tender: bear tender number and name in the Invitation for Tenders and the words, DO NOT OPEN BEFORE WEDNESDAY, 10

4 TH FEBRUARY 2015. 2.17.3 The inner envelopes shall also indicate the name and address of the tenderer to enable the tender to be returned unopened in case it is declared late. 2.17.4 If the outer envelope is not sealed and marked as required by paragraph 2.17.2, the KRA will assume no responsibility for the tender s misplacement or premature opening. 2.18 Deadline for Submission of Tenders 2.18.1 Tenders must be received by the KRA at the address specified under paragraph 2.17.2 no later than 4 TH FEBRUARY 2015. 2.18.2 The KRA may, at its discretion, extend this deadline for the submission of tenders by amending the tender documents in accordance with paragraph 2.6, in which case all rights and obligations of the KRA and candidates previously subject to the deadline will therefore be subject to the deadline as extended 2.19 Modification and Withdrawal of Tenders 2.19.1 The tenderer may modify or withdraw its tender after the tender s submission, provided that written notice of the modification, including substitution or withdrawal of the tenders, is received by the KRA prior to the deadline prescribed for submission of tenders. 2.19.2 The Tenderer s modification or withdrawal notice shall be prepared, sealed, marked, and dispatched in accordance with the provisions of paragraph 2.17. A withdrawal notice may also be sent by mail or telephone but followed by a signed confirmation copy, postmarked not later than the deadline for submission of tenders. 2.19.3 No tender may be modified after the deadline for submission of tenders. 2.19.4 No tender may be withdrawn in the interval between the deadline for submission of tenders and the expiration of the period of tender validity specified by the tenderer on the Tender Form. Withdrawal of a tender during this interval may result in the Tenderer s forfeiture of its tender security, pursuant to paragraph 2.14.7. 2.19.5 The KRA may at any time terminate procurement proceedings before contract award and shall not be liable to any person for the termination. 11

2.19.6 The KRA shall give prompt notice of the termination to the tenderers and on request give its reasons for termination within 14 days of receiving the request from any tenderer. 2.20 Opening of Tenders 2.20.1 The KRA will open all tenders in the presence of tenderers representatives who choose to attend, at 12:00 noon on 4 th February 2015 and in the location specified in the Invitation to Tender. The tenderers representatives who are present shall sign a register evidencing their attendance. 2.20.2 The tenderers names, tender modifications or withdrawals, tender prices, discounts and the presence or absence of requisite tender security and such other details as the KRA, at its discretion, may consider appropriate, will be announced at the opening. 2.20.3 The KRA will prepare minutes of the tender opening. 2.21 Clarification of Tenders 2.21.1 To assist in the examination, evaluation and comparison of tenders the KRA may, at its discretion, ask the tenderer for a clarification of its tender. The request for clarification and the response shall be in writing, and no change in the prices or substance of the tender shall be sought, offered, or permitted. 2.21.2 Any effort by the tenderer to influence the KRA in the KRA s tender evaluation, tender comparison or contract award decisions may result in the rejection of the tenderers tender. 2.22 Preliminary Examination 2.22.1 The KRA will examine the tenders to determine whether they are complete, whether any computational errors have been made, whether required sureties have been furnished, whether the documents have been properly signed, and whether the tenders are generally in order. 2.22.2 Arithmetical errors will be rectified on the following basis. If there is a discrepancy between the unit price and the total price that is obtained by multiplying the unit price and quantity, the unit price shall prevail, and the total price shall be corrected. If the candidate does not accept the correction of the errors, its tender will be rejected, and its tender security forfeited. If there is a discrepancy between words and figures the amount in words will prevail. 2.22.3 The KRA may waive any minor informality or non- 12

conformity or irregularity in a tender which does not constitute a material deviation, provided such waiver does not prejudice or effect the relative ranking of any tenderer. 2.22.4 Prior to the detailed evaluation, pursuant to paragraph 2.23 the KRA will determine the substantial responsiveness of each tender to the tender documents. For purposes of these paragraphs, a substantially responsive tender is one, which conforms to all the terms and conditions of the tender documents without material deviations. The KRA s determination of a tender s responsiveness is to be based on the contents of the tender itself without recourse to extrinsic evidence. 2.22.5 If a tender is not substantially responsive, it will be rejected by the KRA and may not subsequently be made responsive by the tenderer by correction of the non-conformity. 2.23 Conversion to Single Currency 2.23.1 Where other currencies are used, the KRA will convert these currencies to any internationally convertible currency using the selling exchange rate on the date of tender closing provided by the Central Bank of Kenya. 2.24 Evaluation and Comparison of Tenders 2.24.1 The KRA will evaluate and compare the tenders which have been determined to be substantially responsive, pursuant to paragraph 2.22. 2.24.2 The tender evaluation committee shall evaluate the tender within 30 days of the validity period from the date of opening the tender. 2.24.3 A tenderer who gives false information in the tender document about its qualification or who refuses to enter into a contract after notification of contract award shall be considered for debarment from participating in future public procurement. 2.25 Preference 2.25.1 Kenya Revenue Authority does not allow any margin of preference. 2.26 Contacting the Kenya Revenue Authority 2.26.1 Subject to paragraph 2.21 no tenderer shall contact the KRA on any matter related to its tender, from the time of the tender opening to the time the contract is awarded. 2.26.2 Any effort by a tenderer to influence the KRA in its 13

decisions on tender, evaluation, tender comparison, or contract award may result in the rejection of the Tenderer s tender. 2.27 Award of Contract (a) Post-qualification 2.27.1 In the absence of pre-qualification, the KRA will determine to its satisfaction whether the tenderer that is selected as having submitted the lowest evaluated responsive tender is qualified to perform the contract satisfactorily. 2.27.2 The determination will take into account the tenderer financial, technical, and production capabilities. It will be based upon an examination of the documentary evidence of the tenderers qualifications submitted by the tenderer, pursuant to paragraph 2.12.3 as well as such other information as the KRA deems necessary and appropriate. 2.27.3 An affirmative determination will be a prerequisite for award of the contract to the tenderer. A negative determination will result in rejection of the Tenderer s tender, in which event the KRA will proceed to the next lowest evaluated tender to make a similar determination of that Tenderer s capabilities to perform satisfactorily. (b) Award Criteria 2.27.4 The KRA will award the contract to the successful tenderer(s) whose tender has been determined to be substantially responsive and has been determined to be the lowest evaluated tender, provided further that the tenderer is determined to be qualified to perform the contract satisfactorily. (c) KRA s Right to Vary Quantities of Solution components 2.27.5 The KRA reserves the right at the time of contract award to increase or decrease the quantity of goods or solution components originally specified in the Schedule of requirements without any change in unit price or other terms and conditions (d) KRA s Right to Accept or Reject Any or All Tenders 2.27.6 The KRA reserves the right to accept or reject any tender, and to annul the tendering process and reject all tenders at any time prior to contract award, without 14

thereby incurring any liability to the affected tenderer or tenderers or any obligation to inform the affected tenderer or tenderers of the grounds for the KRA s action. 2.28 Notification of Award 2.28.1 Prior to the expiration of the period of tender validity, the KRA will notify the successful tenderer in writing that its tender has been accepted. 2.28.2 The notification of award will constitute the formation of the Contract but will have to wait until the contract is finally signed by both parties. 2.28.3 Upon the successful Tenderer s furnishing of the performance security pursuant to paragraph 2.28, the KRA will promptly notify each unsuccessful Tenderer and will discharge its tender security, pursuant to paragraph 2.14. 2.29 Signing of Contract 2.29.1 At the same time as the KRA notifies the successful tenderer that its tender has been accepted, the KRA will send the tenderer the Contract Form provided in the tender documents, incorporating all agreements between the parties. 2.29.2 The parties to the contract shall have it signed within 30 days from the date of notification of contract award unless there is an administrative review request. 2.29.3 Within thirty (30) days of receipt of the Contract Form, the successful tenderer shall sign and date the contract and return it to the KRA. 2.30 Performance Security 2.30.1 Within Thirty (30) days of the receipt of notification of award from the KRA, the successful tenderer shall furnish the performance security in accordance with the Conditions of Contract, in the Performance Security Form provided in the tender documents, or in another form acceptable to the KRA. 2.30.2 Failure of the successful tenderer to comply with the requirements of paragraph 2.27 or paragraph 2.28 shall constitute sufficient grounds for the annulment of the award and forfeiture of the tender security, in which event the KRA may make the award to the next lowest evaluated Candidate or call for new tenders. 2.31 Corrupt or Fraudulent Practices 15

2.31.1 The KRA requires that tenderers observe the highest standard of ethics during the procurement process and execution of contracts when used in the present regulations, and the following terms are defined as indicated; (i) corrupt practice means the offering, giving, receiving, or soliciting of anything of value to influence the action of a public official in the procurement process or in contract execution; and (ii) fraudulent practice means a misrepresentation of facts in order to influence a procurement process or the execution of a contract to the detriment of the Kenya Revenue Authority, and includes collusive practice among tenderer (prior to or after tender submission) designed to establish tender prices at artificial non-competitive levels and to deprive the Kenya Revenue Authority of the benefits of free and open competition; 2.31.2 The Kenya Revenue Authority will reject a proposal for award if it determines that the tenderer recommended for award has engaged in corrupt or fraudulent practices in competing for the contract in question. 2.31.3 Further a tenderer who is found to have indulged in corrupt or fraudulent practices risks being debarred from participating in public procurement in Kenya. 16

Appendix to Instructions to Tenderers The following information regarding the particulars of the tender shall complement supplement or amend the provisions of the instructions to tenderers. Wherever there is a conflict between the provision of the instructions to tenderers and the provisions of the appendix, the provisions of the appendix herein shall prevail over those of the instructions to tenderers. INSTRUCTIONS TO TENDERERS REFERENCE PARTICULARS OF APPENDIX TO INSTRUCTIONS TO TENDERERS 2.1.1 The tender is open to qualified firms for Provision of Alternate Data Centre Services 2.1.2 The Declaration of No Conflict of Interest is incorporated in the Confidential Business Questionnaire. 2.3.2 The bid document shall be charged Kshs.1, 000 for those who choose to collect it from KRA. However it will be Free of Charge to those who download it from the KRA website. Such a bidder must register their intention to participate in the tender to eprocurement@kra.go.ke 2.10.4 Bid Validity Period is 120 days from 4 th February 2015. 2.13.3 The technical specifications are given in the Technical Specifications section 2.14.1 Tenders must be accompanied with a Tender Security in the form of Cash Deposit, Bank Guarantee or a Letter of Credit. The amount of tender security required is Four hundred Thousand Kenya shillings(kshs.400,000) and must be valid for 150 days after the date of tender submission. 2.16.2 The bidder must provide an appropriate written power of attorney establishing the authorization of the signatory to the tender documents to bind the bidder. 2.17 This tender is based on a two-envelope bid system. The bidder must submit a bid with separate technical proposal and a financial proposal in separate sealed and marked envelopes. 2.18.1 Time, date, and place for bid opening are: 12:00 hours, local time, on WEDNESDAY, 4 TH FEBRUARY 2015. Place: Convention Centre on the 5 th Floor of Times Tower Building. Street: Haile Sellasie Avenue City: Nairobi Country: Kenya. 2.20 Opening of tender documents will be done in public at the time of closing the tender. 2.22 Bidders are expected to examine all instructions, forms, terms, specifications, and other information in the Bidding Documents. Failure to furnish all information required by the Bidding 17

Documents or to submit a bid not substantially responsive to the Bidding Documents in every respect will be at the Bidder s risk and may result in the rejection of its bid. 2.24 The bid evaluation will take into account technical factors in addition to cost factors. The weight for financial evaluation is 20% while the weight for technical evaluation is 80%. Bidders must conform to the specific Technical Requirements. 2.25 Preference: KRA will not grant any preferences 2.27.4 The evaluation of the responsive bids will take into account technical factors, demonstration of system functionality by bidders in addition to financial factors. An Evaluated Bid Score (B) will be calculated for each responsive bid using the following formula, which permits a comprehensive assessment of the bid price and the technical merits of each bid: C T C Thigh C = Evaluated Bid Price C low = the lowest of all Evaluated Bid Prices among responsive bids T = the total Technical Score awarded to the bid T high = the Technical Score achieved by the bid that was scored highest among all responsive bids X = weight for the Price as specified in the BDS (i.e. 0.2) low where: B X 1 X The bid with the highest Evaluated Bid Score (B) among responsive bids shall be termed the Lowest Evaluated Bid and is eligible for Contract award. 2.30 The performance security required will be 10% of the Contract Value. 18

SECTION III: GENERAL CONDITIONS OF CONTRACT Table of Clauses 3.1 Definitions... 20 3.2 Application.. 20 3.3 Country of Origin 20 3.4 Standards 20 3.5 Use of Contract Documents and Information 20 3.6 Patent Rights.. 21 3.7 Performance Security 21 3.8 Inspection and Tests 21 3.9 Packing... 22 3.10 Delivery and Documents... 22 3.11 Insurance. 22 3.12 Payment.. 22 3.13 Price. 22 3.14 Assignments.. 23 3.15 Sub contracts.. 23 3.16 Termination for Default.. 23 3.17 Liquidated Damages.. 23 3.18 Resolution of Disputes. 23 3.19 Language and law... 24 3.20 Force Majeure.. 24 19

SECTION III - GENERAL CONDITIONS OF CONTRACT 3.1 Definitions 3.1.1 In this Contract, the following terms shall be interpreted as indicated:- (a) (b) (c) (d) (e) 3.2 Application The Contract means the agreement entered into between the Procuring entity and the tenderer, as recorded in the Contract Form signed by the parties, including all attachments and appendices thereto and all documents incorporated by reference therein. The Contract Price means the price payable to the tenderer under the Contract for the full and proper performance of its contractual obligations The Goods/Solutions means all of the equipment, machinery, and/or other materials, which the tenderer is required to supply to the Procuring entity under the Contract. The Procuring entity means Kenya Revenue Authority (KRA), the organization purchasing the Goods under this Contract. The Tenderer means the individual or firm supplying the Goods under this Contract. 3.2.1 These General Conditions shall apply in all Contracts made by the KRA for the procurement, installation and commissioning of solution. 3.3 Country of Origin 3.3.1 For purposes of this clause, Origin means the place where the Goods, solutions and services were mined, grown or produced. 3.3.2 The origin of Goods and Services is distinct from the nationality of the tenderer. 3.4 Standards 3.4.1 The Goods/solutions supplied under this Contract shall conform to the standards mentioned in the Technical Specifications. 3.5 Use of Contract Documents and Information 3.5.1 The tenderer shall not, without the KRA s prior written consent, disclose the Contract, or any provision therefore, or any specification, plan, drawing, pattern, sample, or information furnished by or on behalf of the KRA in connection therewith, to any person other than a person employed by the tenderer in the performance of the Contract. 20

3.5.2 The tenderer shall not, without the KRA s prior written consent, make use of any document or information enumerated in paragraph 3.5.1 above. 3.5.3 Any document, other than the Contract itself, enumerated in paragraph 3.5.1 shall remain the property of the Procuring entity and shall be returned (all copies) to the KRA on completion of the Tenderer s performance under the Contract if so required by the KRA. 3.6 Patent Rights The tenderer shall indemnify the Procuring entity against all third-party claims of infringement of patent, trademark, or industrial design rights arising from use of the Goods/solutions or any part thereof in the KRA s country. 3.7 Performance Security 3.7.1 Within thirty (30) days of receipt of the notification of Contract award, the successful tenderer shall furnish to the Procuring entity the performance security in the amount specified in Special Conditions of Contract. 3.7.2 The proceeds of the performance security shall be payable to the KRA as compensation for any loss resulting from the Tenderer s failure to complete its obligations under the Contract. 3.7.3 The performance security shall be denominated in the currency of the Contract, or in a freely convertible currency acceptable to the KRA and shall be in the form of a bank guarantee or an irrevocable letter of credit issued by a reputable bank located in Kenya or abroad, acceptable to the KRA, in the form provided in the tender documents. 3.7.4 The performance security will be discharged by the KRA and returned to the Candidate not later than thirty (30) days following the date of completion of the Tenderer s performance obligations under the Contract, including any warranty obligations, under the Contract. 3.8 Inspection and Tests 3.8.1 The KRA or its representative shall have the right to inspect and/or to test the goods/solution to confirm their conformity to the Contract specifications. The KRA shall notify the tenderer in writing in a timely manner, of the identity of any representatives retained for these purposes. 3.8.2 The inspections and tests may be conducted in the premises of the tenderer or its subcontractor(s), at point of delivery, and/or at the Goods /Solution final destination If conducted on the premises of the tenderer or its subcontractor(s), all reasonable facilities and assistance, including access to drawings and production data, shall be 21

furnished to the inspectors at no charge to the KRA. 3.8.3 Should any inspected or tested goods/solutions fail to conform to the Specifications, the Procuring entity may reject the equipment, and the tenderer shall either replace the rejected equipment or make alternations necessary to make specification requirements free of costs to the KRA. 3.8.4 The KRA s right to inspect, test and where necessary, reject the goods/solutions after the Goods or solution s arrival shall in no way be limited or waived by reason of the equipment having previously been inspected, tested and passed by the Procuring entity or its representative prior to the equipment delivery. 3.8.5 Nothing in paragraph 3.8 shall in any way release the tenderer from any warranty or other obligations under this Contract. 3.9 Packing 3.9.1 The tenderer shall provide such packing of the Goods/solutions as is required to prevent their damage or deterioration during transit to their final destination, as indicated in the Contract. 3.9.2 The packing, marking, and documentation within and outside the packages shall comply strictly with such special requirements as shall be expressly provided for in the Contract. 3.10 Delivery and Documents 3.10.1 Delivery of the Goods/solutions shall be made by the tenderer in accordance with the terms specified by Procuring entity in its Schedule of Requirements and the Special Conditions of Contract. 3.11 Insurance 3.11.1 The Goods/solutions supplied under the Contract shall be fully insured against loss or damage incidental to manufacturer or acquisition, transportation, storage, and delivery in the manner specified in the Special conditions of contract. 3.12 Payment 3.12.1 The method and conditions of payment to be made to the tenderer under this Contract shall be specified in Special Conditions of Contract. 3.12.2 Payments shall be made promptly by the KRA as specified in the contract. 3.13 Prices 3.13.1 Prices charged by the tenderer for goods and/or solutions delivered and services performed under the Contract shall 22

not, with the exception of any price adjustments authorized in Special Conditions of Contract, vary from the prices by the tenderer in its tender. 3.13.2 Contract price variations shall not be allowed for contracts not exceeding one year (12 months). 3.13.3 Where contract price variation is allowed, the variation shall not exceed 10% of the original contract price. 3.13.4 Price variation request shall be processed by the procuring entity within 30 days of receiving the request. 3.14 Assignment 3.14.1 The tenderer shall not assign, in whole or in part, its obligations to perform under this Contract, except with the KRA s prior written consent. 3.15 Subcontracts 3.15.1 The tenderer shall notify the Procuring entity in writing of all subcontracts awarded under this Contract if not already specified in the tender. Such notification, in the original tender or later, shall not relieve the tenderer from any liability or obligation under the Contract. 3.16 Termination for Default 3.16.1 The KRA may, without prejudice to any other remedy for breach of Contract, by written notice of default sent to the tenderer, terminate this Contract in whole or in part: (a) (b) (c) if the tenderer fails to deliver any or all of the goods/solutions within the periods specified in the Contract, or within any extension thereof granted by the KRA; if the tenderer fails to perform any other obligation(s) under the Contract; if the tenderer, in the judgment of the KRA has engaged in corrupt or fraudulent practices in competing for or in executing the Contract. 3.16.2 In the event the KRA terminates the Contract in whole or in part, it may procure, upon such terms and in such manner as it deems appropriate, equipment similar to those undelivered, and the tenderer shall be liable to the Procuring entity for any excess costs for such similar goods/solutions. 3.17 Liquidated Damages 3.17 If the tenderer fails to deliver any or all of the goods within the period(s) specified in the contract, the procuring entity shall, without prejudice to its other remedies under the contract, deduct from the contract prices liquidated damages sum equivalent to 0.5% of the delivered price of the delayed items up to a maximum 23

deduction of 10% of the delayed goods. After this the tenderer may consider termination of the contract. 3.18 Resolution of Disputes 3.18.1 The KRA and the tenderer shall make every effort to resolve amicably by direct informal negotiation any disagreement or dispute arising between them under or in connection with the contract 3.18.2 If, after thirty (30) days from the commencement of such informal negotiations both parties have been unable to resolve amicably a contract dispute, either party may require adjudication in an agreed national or international forum, and/or international arbitration. 3.19 Language and Law 3.19.1 The language of the contract and the law governing the contract shall be English language and the Laws of Kenya respectively unless otherwise stated. 3.20 Force Majeure 3.20.1 The tenderer shall not be liable for forfeiture of its performance security or termination for default if and to the extent that it s delay in performance or other failure to perform its obligations under the Contract is the result of an event of Force Majeure. 24

SECTION IV - SPECIAL CONDITIONS OF CONTRACT 4.1. Special Conditions of Contract shall supplement the General Conditions of Contract. Whenever there is a conflict, between the GCC and the SCC, the provisions of the SCC herein shall prevail over these in the GCC. 42. Special conditions of contract as relates to the GCC. REFERENCE SPECIAL CONDITIONS OF CONTRACT OF GCC 3.7.1 The performance bond must be issued in the form of a bank guarantee. The bank guarantee must be valid in Kenya for a period of two years 3.9 Packaging The tenderer shall provide such packing of the Goods/solution components as is required to prevent their damage or deterioration during transit to their final destination, as indicated in the Contract. All packages must be cleared labeled with description of contents and quantities. 3.10 Delivery The KRA Alternate Data Centre shall be delivered as a Service and hosted in a dedicated infrastructure in the bidder s location in Kenya according to conditions of the contract. 3.12 Payment Terms The Kenya Revenue Authority (KRA) payment terms are that payment shall be made within thirty (30) days from the date of completion of the project as contracted as a recurrent expense with no initial capital expenditure. However, KRA may negotiate mutually acceptable payment terms with the successful tenderer. 3.13 Prices Prices charged by the tenderer for goods delivered and services performed under the Contract shall not, with the exception of any price adjustments authorized in Special Conditions of Contract, vary from the prices by the tenderer in its tender. 3.17 Liquidated Damages If the delivery date is extended (except by mutual consent) a penalty amounting to 0.5% of the total cost will be charged per day up to a maximum of sixty (60) days. No deliveries shall be accepted after the agreed date in which case the LSO and contract will automatically lapse and be deemed to have been cancelled at the close of business on the twentieth day. The Authority shall then be at liberty to realize the performance bond. In this clause, days means working days. 3.18.1 Resolutions of Disputes Any dispute, controversy or claim between the Parties arising out of this Contract or the breach, termination or invalidity thereof, unless settled amicably under the preceding paragraph of this Article within sixty (60) days after receipt by one Party of the other Party's request for such 25

amicable settlement, shall be referred by either Party to arbitration in accordance with the UNCITRAL Arbitration Rules then obtaining. The place of arbitration shall be Nairobi. The arbitral tribunal shall have no authority to award punitive damages. In addition, unless otherwise expressly provided in this Contract, the arbitral tribunal shall have no authority to award interest. The parties shall be bound by any arbitration award rendered as a result of such arbitration as the final adjudication of any such controversy, claim or dispute. 3.19 The language of all correspondence and documents related to the bid is: English. Unless explicitly specified in the Technical Requirements section, the key passages of all accompanying printed literature in any other language must be translated into the above language. 26

LIST OF ACRONYMS BMS CA COD DBS DC DR EDB ICB GCC NCB NOC OEM RPO RTO SCC SLA SI Building Management System Continous Availability Capacity On Demand Database Systems Data Centre Disaster Recovery Enteprise Database International Competitive Bidding General Conditions of Contract National Competitive Bidding Network Operation Centre Original Equipment Manufacturers Recovery Point Objective Recovery Time Objective Special Conditions of Contract Service Level Agreement System Integrator 27

SECTION V - TECHNICAL SPECIFICATIONS 5.1 General 5.1.1 The specifications describe the requirements for Procurement of the KRA alternate Data Center as a Service. The proposal shall be provided in two options. One for Active Active replication through load balancing to ensure continuous availability (CA) with zero RTO and RPO for KRA systems and the other Active Passive with online replication providing zero data loss (RPO of zero) and a recovery time objective (RTO) as defined by contract. 5.1.4 The tenderers are requested to present information along with their offers to conform to all legal, commercial, technical and financial requirements for this tender. 5.2 Particulars Kenya Revenue Authority intends to procure the KRA Alternate Data Centre as a Service. 5.3 Technical Requirements: The Technical Requirements for the Procurement of the KRA alternate Data Center as a Service shall comprise the following: Qualification and suitability Business service requirements Technology requirements Service Level Management Methodology, work plan and change management Failure to conform to these requirements will render the bid being treated as non-responsive. Simple statements such as yes, no, comply or any other similar statements will not be considered as a substantial response. Bidders shall demonstrate how the proposed solution will achieve each of the specifications capabilities for all the Technical Requirements. 28

A: QUALIFICATION AND SUITABILITY 15 Marks Item No Feature Minimum requirements Bidder s response 1 Manufacturers authorization/accreditation Bidders either individually or in a joint venture (JV) or consortium shall provide evidence of authorization/accreditation or own manufacturing for the following technologies Server and computing Storage area networks (SAN) Networking equipment Security equipment and solutions Replication and continuous data protection Software platforms: (i) Web services: Microsoft IIS, Apache Tomcat (ii) Application services: RedHat Jboss EE, IBM Websphere (iii)dbs: EDB Postgres, Microsoft SQL server, Oracle, DB2 (iv) Operating systems: SuSE Linux Enterprise, RedHat Enterprise, Oracle Linux, IBM AIX, Microsoft 2003/higher, VMWare ESXi 2 Key personnel competencies Bidders either individually or in a joint venture (JV) or consortium shall provide evidence of at least one key personnel with competencies and experiences in each of the following areas: Computing and server technologies Storage area networks (SAN) Networking IS security Replication and continuous data protection Data centre facility management Project management Software platforms: Web services, Application service, Databases and 3 Similar work experience and Reference sites Operating systems Bidders either individually or in a joint venture (JV) or consortium shall provide evidence of handling work of similar nature in the following areas: Server and computing solutions Storage area networking solutions Software platforms: Web services, 29

4 System integration requirements Application service, Operating systems Networking and communication Replication and continuous data protection IS security Co-location or IaaS services Bidders shall provide details (description of specific services, location, value, and contacts) of reference sites where similar services have been provided in the last six (6) years KRA is seeking to engage a system integrator (SI) as an entity, JV or consortium to provide the Alternate Data Centre as a Service. The system integrator shall be the contracting party and contact for SLM and responsible for management of all resources, maintenance and support of the service for the duration of the contract. 30

B: BUSINESS SERVICE REQUIREMENTS 15 Marks Item No Feature Minimum requirements Bidder s response 1 Provision of Alternate Data Centre as a Service Bidders either individually or in a joint venture or consortium shall provide an Alternate Data Centre as a service satisfying the following conditions: Provide the facility in Kenya Provide all requisite computing, server, SAN, software, security and replication solutions Provide all requisite networking and internet solutions between the DCs and KRA outstations Charge KRA for the service as a recurrent expense payable annually for a period of 8 to 10 years renewable upon expiry as shall be determined within the terms of the contract Bidders shall provide detailed description of how they intend to carry out the project 2 Alternate Data Centre alternatives Bidders shall either individually or in a joint venture or consortium provide two technical and financial alternatives for providing the service as follows: Option I: Active Active configuration for the Alternate and Primary Data Centre through load balancing to ensure continuous availability (CA) with zero RTO and RPO for KRA mission critical and business support systems. Option II: Active Passive configuration with online replication providing zero data loss (RPO of zero) and a recovery time objective (RTO) of zero(0) to four(4) hours for systems provided in Appendix I:KRA mission critical systems and Appendix II: KRA business support systems, as contracted for in the SLA upon declaration of disaster. Bidders shall present their proposals in terms of Infrastructure as a Service (IaaS) to meet the stated requirements. Bidders shall provide options in their proposals to include for each Original Equipment Manufacturer (OEM) to provide both hardware and software as service, with details on the specific aspects to be included for each item, i.e.: For HaaS: compute, cores, memory, network, storage, data centre, service level, maintenance For SaaS: licensing, support and renewal, asset management. 3 Service management Bidders shall describe how they will manage the service, including but not limited to: Supporting governance structure 31

4 Continuity and availability of business systems 5 Data and systems security Business model and framework as well as contract management methodology for the IaaS How they will manage multiple OEMs How they will manage service levels to ensure the required service delivery standards Profile of the skills to manage the various/multiple product components of the service Services to be provided during emergency situations and timeframes Bidders shall provide a solution to ensure continuous availability of the identified mission, business critical and business support systems for each of the two options. Bidders shall provide a detailed description of how to achieve this with the requisite RTOs and RPOs for both options. Bidder shall provide a detailed description of how they intend to ensure systems and data integrity, confidentiality and availability. This includes a clear description of a federated security model with security policies and controls tied to each resource, physical or virtual, and based on context and identity of each resource. This should include but not limited to the following: Measures to secure virtual and physical systems Measures to secure data both at rest and in transit Access control measures detailing who, where, how, when, why authentication, authorization and accounting User, End-Point and Mobile device management Monitoring mechanisms and reporting including Database activity monitoring, application and network monitoring Intrusion prevention Data loss prevention Comprehensive centralized logging (Operating system, database, application and network) and mechanisms for log review Generation of real time security alerts and alert resolution mechanisms Security policy application and enforcement mechanism Mechanism for control, management and monitoring of super user access including multifactor authentication Database, application and network firewalling Perimeter security Mechanisms to secure server and computing Mechanisms to secure storage area networking Mechanisms to secure software platforms: Web 32

6 Dedicated infrastructure in an existing facility in Kenya. 7 Software licensing proposal 8 Value proposition, Pricing/Cost and Payment Terms services, Application service, Operating systems Mechanisms to secure networking and communication Mechanisms to secure replication and continuous data protection Physical security and environment Arrangement for system audits and reviews Bidders shall provide all the protocols to be used. Bidders shall provide a DR facility with dedicated infrastructure for KRA to achieve the required functions/services in a facility that is already in existence. The facility shall be subjected to site checks for verification. Bidders shall provide a breakdown of all the cost components in the financial proposal for all required annual licenses from the different vendors, if applicable Bidders shall provide a proposal for financial value and benefits offered by their proposition to KRA. Bidders to provide the pricing/costing and proposed payment terms (values and periods) of their proposed solution for the recurrent billing of the service. 9 Data Confidentiality Bidders should provide a commitment and demonstrate how they will maintain all KRA data hosted at the site as confidential and will not be stored or copied outside the dedicated infrastructure in Kenya and will not be divulged to unauthorised parties 33

C: TECHNOLOGY REQUIREMENTS 15 Marks Item No Feature Minimum requirements Bidder s response 1 DR technology architecture Bidders shall provide a detailed architecture on how the project will be implemented indicating all the infrastructure, replication solutions and technologies to be deployed for both options. Reference can be made on Appendix III: Common architecture and Appendix IV: Data Centre connectivity. 2 Facility requirements For both options, bidders shall provide the detailed configurations, ratings and technologies proposed for the following: Power with redundant commercial power feeds Generator backup power Ventilation and air conditioning Dedicated rack capacity Physical security, surveillance and access control Fire suppression Work space with internet facilities and parking 3 Tier 3 standards Bidders shall provide a data center with at least Tier 3 standards or above to guarantee the following: Multiple independent distribution paths serving the IT infrastructure equipment All equipment must be dual-powered Concurrently maintainable site infrastructure with availability of 99.982% 4 Infrastructure system mapping 5 Technology platform support 6 Connectivity and internet requirements Bidders shall provide infrastructure to system mapping for all identified KRA systems to be supported detailing the systems and how they will be mapped to the proposed hardware in terms of cores, processing power, memory, networking and security. The basis of the mapping is provided in Appendix I and II. Bidders shall provide a detailed proposal for the solution platforms for web services, applications, virtualization, databases, storage and security protocols to achieve the business requirements Bidders shall provide detailed proposal of the connectivity for both options to address the following: KIXP aggregation for the internet exchange 34

7 Replication requirements 8 Monitoring framework 9 Infrastructure agility and scalability with an average of at least 20 Mbps per link Dedicated (dark) fibre connectivity between the two data centres. KRA outstation connectivity with BW capacities and service providers. The stations to be connected are provided in the Appendix V: Connectivity to Primary Data Centre Internet services to support business requirements of at least 20 Mbps per link Automatic failover of all links to the DCs Bidders shall provide detailed replication and continuous data protection proposal for both options. For both options, bidders shall provide a description of the monitoring framework for the following: NOC BMS Bidders shall propose a framework for agility and scalability to cater for: Additional infrastructure capacity for new systems to be rolled out in future Capacity growth of at least 10% every year from baseline Software upgrades to new versions Infrastructure refresh for obsolete and emergency infrastructure changes in the primary DC. Capacity on demand How they will manage incremental upgrade that may be required from time to time Bidders shall provide a framework and costing model to cater for these as a basis for additional costing, if applicable. Refresh of infrastructure to maintain the service level requirements for the alternate data centre shall attract no additional cost for the duration of the contract. 35

D: SERVICE LEVEL MANAGEMENT 10 Marks Item No Feature Minimum requirements Bidder s response 1. SLM definition Bidders shall provide the SLM proposal for SLA definition, measurement data, reports, data collection and analysis, service credits 2. Scope of Bidders shall provide details of; services incidents Scope of services and obligations of both the vendor and client. reporting and resolution Incident reporting procedure, escalation, problem verification, restoration of service following an outage and restoration beyond normal business hours and routine 3. Availability requirements 4. Change requirements 5. Mean Time To Restore/ Repair (MTTR) 6. SLA performance review, service credits/penalties and reporting. maintenance.. Bidders shall commit to service availability of Tier 3 data centre (DC) and 24 / 7 Physical access Bidders shall commit to the following change requirements: Notification 24 hours except under emergency situations when notification timeframe may be shortened Logical implementation 2 to 5 business days Quarterly disaster preparedness tests and drills (for Active-Passive option). Bidders shall commit to the following MTTR requirements: Low/information no timeline Minor 4 hours or less Major 2 hours or less Critical 1 hour or less Bidders shall commit to the following SLAs performance requirements for both active-active and active-passive; Sign SLAs which shall be updated every one year Quarterly SLAs performance reviews (Actual Vs Target) Ad-hoc performance reporting (performance and rootcause analysis reports). SLAs performance service credits (missed targets); invoked based on agreed computation methodology. 7. SLM obligations Bidders shall commit to specific obligations for themselves and KRA as follow: KRA: shall perform system administration (root/administrator) roles on the dedicated infrastructure and manage all applications, business environments, security policies Bidder/SI: IaaS, ADC facility, related utilities, connectivity to both data centres, to outstations and nodes of the service providers, and internet services from service providers 8. Support personnel Bidders shall commit to avail onsite support. Bidder shall provide details on how this will be achieved 36

E: METHODOLOGY, WORK PLAN AND CHANGE MANAGEMENT 5 Marks Item No Feature Minimum requirements Bidder s response 1 Methodology Bidder shall provide the methodology of how the project will be implemented for both options with an implementation time frame of 30 th April 2015; any deviations to the timelines shall be justifiably explained in the proposal. 2 Work plan Bidders shall provide a detailed work plan detailing requirements validation, designs and architecture, stage implementation milestones, tests, acceptance and commissioning for both options 3 Change, Communication and Risk management 4 KRA obligations and Information requirements Bidders shall provide a detailed change, communication and risk management strategy for the project Bidders to describe specific obligations of KRA, and information they need from KRA in order to effectively respond to and/or deliver this service 37

SECTION VI - SCHEDULE OF REQUIREMENTS (a) Procurement Item Schedule A: No. Description 1 KRA Alternate Data Centre as a Service Estimated Annual Quantity Lot Delivery schedule As a Service for 8 to 10 years services renewable 38

I Tender Responsiveness Criteria The submission of the following items will be required in the determination of the Completeness of the Bid. Bids that do not contain all the information required will be declared non responsive and shall not be evaluated further. Description of Criteria 1. Submission of Tender Documents Two envelope bid Power of Attorney 1 Bid security Manufacturer s authorization/accreditation for the technology components as provided in the technical specifications 2. Company Profile Attach copy of Registration of Business Signed Confidential Business Questionnaire 3. Managerial and Key Personnel Competency Profiles Attach: Curriculum Vitae of requisite key personnel as required in the technical specifications 4. Physical Facilities Physical Address: State if owned or leased and attach copy of title or lease documents 5. Experience Years of experience in procurement item as required in the tender document 6. Reputation Submit details of clients, summary of services rendered, value of contracts and contacts as required in the technical specifications in the required categories 7. Social Obligations Submit certificate of compliance for the following; Tax Compliance 2 8. Site Visits and Survey Mandatory site survey will be carried out at the KRA DC at Times Tower on a date that will be communicated to all prospective bidders on the day of the pre-bid briefing and on email. Site visits and survey will be done to establish all required information on the existing infrastructure and systems 1 Bidder to attach documentary proof of authority to sign the bid documents on behalf of the bidder. 2 A Current Certificate of Compliance should be sought from the KRA in the case of local suppliers or agents. International bidders will be required to swear an affidavit to the effect that they have complied with taxation requirements in their country. 39

(d) (e) Vendor Evaluation Criteria The following criteria will be used in the evaluation of all potential suppliers. The documents submitted will be evaluated for suitability and awarded marks which will contribute to a maximum 20% of the total tender evaluation. Description of Criteria Company Profile Suitability of Service Provider Managerial and Key Personnel Competency Profiles Qualification of the key personnel in accordance with technical requirements Physical Facilities Proof of physical Address and contacts Maximum Score 4 Experience 2 No. of Continuous Years of Service Required Reputation 5 Proof of Satisfactory Service. Contracts of similar or higher value as required in the technical specifications how many? Social Obligations 2 Proof of having satisfied Key Social Obligations Total Score 20 Overall Tender Evaluation Criteria The tender evaluation criteria is weighted as follows; - 5 2 Criteria Maximum Score Cut off Tender Responsiveness Mandatory N/A Vendor Evaluation 20 15 Technical Specifications 60 50 Financial evaluation 20 N/A Totals 100 65 40

SECTION VIII - STANDARD FORMS Notes on the Sample Forms 1 Form of Tender- The form of tender must be completed by the tenderer and submitted with the tender documents. It must also be duly signed by duly authorized representatives of the tenderer. 2 Confidential Business Questionnaire Form - This form must be completed by the tenderer and submitted with the tender documents. 3 Tender Security Form- When required by the tender documents the tender shall provide the tender security either in the form included herein or in another format acceptable to the procuring entity. 4 Contract Form- The Contract Form shall not be completed by the tenderer at the time of submitting the tender. The Contract Form shall be completed after contract award and should incorporate the accepted contract price. 5 Performance Security Form- The performance security form should not be completed by the tenderers at the time of tender preparation. Only the successful tenderer will be required to provide performance security in the form provided herein or in another form acceptable to the procuring entity. 6 Bank Guarantee for Advance Payment Form- When Advance payment is requested for by the successful bidder and agreed by the procuring entity, this form must be completed fully and duly signed by the authorized officials of the bank. 7 Manufacturers Authorization Form- When required by the ender documents this form must be completed and submitted with the tender documents. This form will be completed by the manufacturer of the goods where the tenderer is an agent. 8 Anti-Corruption Affidavit This form will be completed by the bidder s authorized representative and it must be sworn before a commissioner of oaths or equivalent according to applicable laws in the country of the bidder. 41

8.1 FORM OF TENDER To: KENYA REVENUE AUTHORITY P. O. BOX 48240 00100 NAIROBI. Date Tender No. Gentlemen and/or Ladies: 1. Having examined the tender documents including Addenda Nos.. [insert numbers].the receipt of which is hereby duly acknowledged, we, the undersigned, offer to supply deliver, install and commission ( (insert equipment description) in conformity with the said tender documents for the sum of. (total tender amount in words and figures) or such other sums as may be ascertained in accordance with the Schedule of Prices attached herewith and made part of this Tender. 2. We undertake, if our Tender is accepted, to deliver install and commission the equipment in accordance with the delivery schedule specified in the Schedule of Requirements. 3. If our Tender is accepted, we will obtain the guarantee of a bank in a sum of equivalent to percent of the Contract Price for the due performance of the Contract, in the form prescribed by..( Procuring entity). 4. We agree to abid by this Tender for a period of [number] days from the date fixed for tender opening of the Instructions to tenderers, and it shall remain binding upon us and may be accepted at any time before the expiration of that period. 5. This Tender, together with your written acceptance thereof and your notification of award, shall constitute a Contract, between us. Subject to signing of the Contract by the parties. 6. We understand that you are not bound to accept the lowest or any tender you may receive. Dated this day of 20 [signature] [in the capacity of] Duly authorized to sign tender for an on behalf of 42

8.2 CONFIDENTIAL BUSINESS QUESTIONNAIRE FORM You are requested to give the particulars indicated in Part 1; either Part 2(a), 2(b) or 2 (c) whichever applied to your type of business; and Part 3. You are advised that it is a serious offence to give false information on this form. Part 1 General 1.1 Business Name.. 1.2 Location of Business Premises... 1.3 Plot No Street/Road.... Postal Address.. Tel No.. Fax. E mail. 1.4 Nature of Business,.. 1.5 Registration Certificate No. 1.6 Maximum Value of Business which you can handle at any one time Kshs. 1.7 Name of your Bankers.. Branch Part 2 (a) Sole Proprietor 2a.1 Your Name in Full.. Age.. 2a.2 Nationality Country of Origin. Citizenship Details. 2b.1 Given details of Partners as follows: Part 2 (b) Partnership 43

2b.2 NameNationalityCitizenship DetailsShares 1. 2 3.. 4.. Part 2 (c ) Registered Company 2c.1 Private or Public. 2c.2 State the Nominal and Issued Capital of Company- Nominal Kshs. Issued Kshs. 2c.3 Given details of all Directors as follows NameNationalityCitizenship DetailsShares 1.. 2... 3. 4. 5. Part 3 Eligibility Status 3.1 Are you related to an Employee, Committee Member or Board Member of Kenya Revenue Authority? Yes No 3.2 If answer in 3.1 is YES give the relationship..... 3.3 Does an Employee, Committee Member, Board Member of Kenya Revenue Authority sit in the Board of Directors or Management of your Organization, 44

Subsidiaries or Joint Ventures? Yes No 3.4 If answer in 3.3 above is YES give details.... 3.5 Has your Organization, Subsidiary Joint Venture or Sub-contractor been involved in the past directly or indirectly with a firm or any of its affiliates that have been engaged by Kenya Revenue Authority to provide consulting services for preparation of design, specifications and other documents to be used for procurement of the goods under this invitation? Yes No 3.6 If answer in 3.5 above is YES give details....... 3.7 Are you under a declaration of ineligibility for corrupt and fraudulent practices? YES No 3.8 If answer in 3.7 above is YES give details:...... 3.9 Have you offered or given anything of value to influence the procurement process? Yes No 3.10 If answer in 3.9 above is YES give details... 45

.. I DECLARE that the information given on this form is correct to the best of my knowledge and belief. Date.. Signature of Candidate.. If a Kenya Citizen, indicate under Citizenship Details whether by Birth, Naturalization or registration. 46

8.4 CONTRACT FORM THIS AGREEMENT made the day of 20 between [name of Procurement entity) of.. [country of Procurement entity] (hereinafter called the Procuring entity) of the one part and.. [name of tenderer] of.. [city and country of tenderer] (hereinafter called the tenderer ) of the other part; WHEREAS the Procuring entity invited tenders for certain goods ] and has accepted a tender by the tenderer for the supply of those goods in the sum of [contract price in words and figures] (hereinafter called the Contract Price). NOW THIS AGREEMENT WITNESSETH AS FOLLOWS: 1. In this Agreement words and expressions shall have the same meanings as are respectively assigned to them in the Conditions of Contract referred to: 2. The following documents shall be deemed to form and be read and construed as part of this Agreement viz: (a) the Tender Form and the Price Schedule submitted by the tenderer (b) the Schedule of Requirements (c ) the Technical Specifications (d) the General Conditions of Contract (e) the Special Conditions of contract; and (f ) the Procuring entity s Notification of Award 3. In consideration of the payments to be made by the Procuring entity to the tenderer as hereinafter mentioned, the tender hereby covenants with the Procuring entity to provide the goods and to remedy defects therein in conformity in all respects with the provisions of the Contract 4. The Procuring entity hereby covenants to pay the tenderer in consideration of the provisions of the goods and the remedying of defects therein, the Contract Price or such other sum as may become payable under the provisions of the Contract at the times and in the manner prescribed by the contract. IN WITNESS whereof the parties hereto have caused this Agreement to be executed in accordance with their respective laws the day and year first above written. Signed, sealed, delivered by the (for the Procuring entity Signed, sealed, delivered by the (for the tenderer in the presence of (Amend accordingly if provided by Insurance Company) 47

8.5 PERFORMANCE SECURITY FORM To Kenya Revenue Authority WHEREAS [name of tenderer] (hereinafter called the tenderer ) has undertaken, in pursuance of Contract No. [reference number of the contract] dated 20 to supply [description of goods] (hereinafter called the Contract ). AND WHEREAS it has been stipulated by you in the said Contract that the tenderer shall furnish you with a bank guarantee by a reputable bank for the sum specified therein as security for compliance with the Tenderer s performance obligations in accordance with the Contract. AND WHEREAS we have agreed to give the tenderer a guarantee: THEREFORE WE hereby affirm that we are Guarantors and responsible to you, on behalf of the tenderer, up to a total of. [amount of the guarantee in words and figure] and we undertake to pay you, upon your first written demand declaring the tenderer to be in default under the Contract and without cavil or argument, any sum or sums within the limits of.. [amount of guarantee] as aforesaid, without you needing to prove or to show grounds or reasons for your demand or the sum specified therein. This guarantee is valid until the day of 20 Signed and seal of the Guarantors [name of bank or financial institution] [address] [date] 48

8.6 BANK GUARANTEE FOR ADVANCE PAYMENT FORM To Kenya Revenue Authority [name of tender].. Gentlemen and/or Ladies: In accordance with the payment provision included in the Special Conditions of Contract, which amends the General Conditions of Contract to provide for advance payment,. [name and address of tenderer](hereinafter called the tenderer ) shall deposit with the Procuring entity a bank guarantee to guarantee its proper and faithful performance under the said Clause of the Contract in an amount of. [amount of guarantee in figures and words]. We, the. [bank or financial institutions], as instructed by the tenderer, agree unconditionally and irrevocably to guarantee as primary obligator and not as surety merely, the payment to the Procuring entity on its first demand without whatsoever right of objection on our part and without its first claim to the tenderer, in the amount not exceeding [amount of guarantee in figures and words] We further agree that no change or addition to or other modification of the terms of the Contract to be performed there-under or of any of the Contract documents which may be made between the Procuring entity and the tenderer, shall in any way release us from any liability under this guarantee, and we hereby waive notice of any such change, addition, or modification. This guarantee shall remain valid in full effect from the date of the advance payment received by the tenderer under the Contract until [Date]. Yours truly, Signature and seal of the Guarantors [name of bank or financial institution] [address] [date] 49

8.7 MANUFACTURER S AUTHORIZATION FORM To Kenya Revenue Authority WHEREAS [name of the manufacturer] who are established and reputable manufacturers of.. [name and/or description of the goods] having factories at [address of factory] do hereby authorize [name and address of Agent] to submit a tender, and subsequently negotiate and sign the Contract with you against tender No.. [reference of the Tender] for the above goods manufactured by us. We hereby extend our full guarantee and warranty as per the General Conditions of Contract for the goods offered for supply by the above firm against this Invitation for Tenders. [signature for and on behalf of manufacturer] Note: This letter of authority should be on the letterhead of the Manufacturer and should be signed by a person competent. 50

LETTER OF NOTIFICATION OF AWARD Kenya Revenue Authority P.O Box 48240 00100, Nairobi,. To: RE: Tender No. Tender Name This is to notify that the contract/s stated below under the above mentioned tender have been awarded to you. 1. Please acknowledge receipt of this Letter of Notification signifying your Acceptance. 2. The Contract/contracts shall be signed by the parties within 30 days of the date of this letter but not earlier than 14 days from the date of the letter. 3. You may contact the officer(s) whose particulars appear below on the subject matter of this Letter of Notification of Award. Deputy commissioner, Procurement & Supplies Services, Haile Selassie Avenue, TimesTower, 25 th Floor Telephone: +254-020-2817022 Facsimile: +254-020-215809 FOR: Commissioner-General 51

APPENDICES Critical Service / Application (Business Software) APPENDIX I: KRA SYSTEMS KRA CRITICAL SYSTEMS Platform Application Platform (Software/Hardware) Requirements (Minimum) 01 Operating System Microsoft Windows 2003 Enterprise Server (32-bit) Application Platform Ms VB, ASP, HTML applications on Ms. Windows IIS (5 / 6) Database Oracle 10g (10.2.0.3) x86-64 on Linux (Upgradable to 11g) 4 Cores (at least 2 GHz) Hardware Memory Hard Disk Space Nodes 4 8 GB RAM per node 200 GB 02 Operating System SuSE Linux Enterprise 12 x86-64 Application Platform Java 1.6.x, JSP, XHTML application on Linux JBoss Application Server 6 Database Oracle 10g (10.2.0.3) x86-64 on Linux (Upgradable to 11g) 8 Cores (at least 2 GHz) per node Hardware Memory 32 GB RAM per node Hard Disk Space 200 GB Nodes 2 03 Operating System Microsoft Windows 2003 Enterprise Server (32-bit) Application Platform Ms VB, ASP, HTML applications on Ms. Windows IIS (6) Database Oracle 10g x86-64 on Linux (Upgradable to 11g) 6 Cores (at least 2 GHz) single node Hardware Memory 64 GB RAM single node Hard Disk Space 1000 GB Node(s) 1 04 Operating System SuSE Linux Enterprise 12 x86-64 Application Platform Java 1.6.x, JSP, XHTML application on Linux Apache TomCat 6.x Database Oracle 10g (10.2.0.3) x86-64 on Linux (Upgradable to 11g) 8 Cores (at least 2 GHz) per node Hardware Memory 32 GB RAM per node Hard Disk Space 200 GB Node(s) 1 52

Critical Service / Application (Business Software) Platform Application Platform (Software/Hardware) Requirements (Minimum) 05 Operating System Microsoft Windows 2003 Enterprise Server (32-bit) Application Platform Ms VB, ASP, HTML applications on Ms. Windows IIS (5 / 6) Database Oracle 10g (10.2.0.3) x86-64 on Linux (Upgradable to 11g) 2 Cores (at least 2 GHz) Hardware Memory 8 GB RAM per node Hard Disk Space 200 GB Node(s) 1 06 Operating System Microsoft Windows 2003 Enterprise Server (32-bit) Application Platform Ms VB.Net, ASP, HTML applications on Ms. Windows IIS (5 / 6) Database Oracle 10g (10.2.0.3) x86-64 on Linux Hardware Memory Hard Disk Space 4 Cores (at least 2 GHz) per node 8 GB RAM per node 200 GB Node(s) 2 07 Operating System SuSE Linux Enterprise 12 x86-64 Application Platform PHP, HTML application (Apache 2 HTTPD) Database Hardware Memory Oracle 10g x86-64 on Linux (Upgradable to 11g) 8 Cores (at least 2 GHz) per node 32 GB RAM per node Hard Disk Space 200 GB Operating System SuSE Linux Enterprise 12 x86-64 Node(s) 1 08 Operating System SuSE Linux Enterprise 12 x86-64 Application Platform Java 1.6.x, JSP, XHTML application on Linux Apache TomCat 6.x Database Oracle 10g (10.2.0.3) x86-64 on Linux (Upgradable to 11g) 8 Cores (at least 2 GHz) per node Hardware Memory 32 GB RAM per node Hard Disk Space 200 GB Nodes 2 09 Operating System Microsoft Windows 2008 Enterprise Server 53

Critical Service / Application (Business Software) Platform Application Platform (Software/Hardware) Requirements (Minimum) Application Platform Ms VB, ASP,.Net, JavaScript, HTML applications on Ms. Windows IIS (7 / 8) Database Oracle 10g (10.2.0.3) x86-64 on Linux (Upgradable to 11g) 4 Cores (at least 2 GHz) Hardware Memory 32 GB RAM per node Hard Disk Space Node(s) 1 200 GB 10 Operating System SuSE Linux Enterprise 12 x86-64 Application Platform Java 1.6.x, JSP, XHTML application on Linux Apache TomCat 6.x Database Oracle 10g (10.2.0.3) x86-64 on Linux (Upgradable to 11g) 8 Cores (at least 2 GHz) per node Hardware Memory Hard Disk Space 32 GB RAM per node 400 GB Nodes 2 11 Operating System SuSE Linux Enterprise 12 x86-64 Application Platform Java 1.6.x, JSP, XHTML application on Linux Apache TomCat 6.x Database MySQL 5 x86-64 on Linux 4 Cores (at least 2 GHz) per node Hardware Memory 16 GB RAM per node Hard Disk Space 200 GB Nodes 2 12 Operating System SuSE Linux Enterprise 11.3 - x86-64 Application Platform Oracle 10g Enterprise Management Console (OEM) Database Oracle 10g (10.2.0.3) x86-64 (Upgradable to 11g) 32 Cores (at least 2 GHz) per node Hardware Memory 256 GB RAM per node Operating System SuSE Linux Enterprise 11.3 - x86-64 13 Operating System SuSE Linux Enterprise 11.3 - x86-64 Application Platform Oracle 10g Enterprise Management Console (OEM) Database Oracle 10g (10.2.0.3) x86-64 (Upgradable to 11g) 32 Cores (at least 2 GHz) per node Hard Disk Space 300 GB Hardware Memory 256 GB RAM per node Operating System SuSE Linux Enterprise 11.3 - x86-64 14 Operating System Red Hat Enterprise Linux 7 - x86-64 Application Platform Java 1.6.x, JSP, XHTML application on Linux - Red-Hat Enterprise Web-Server (Apache TomCat 6.x) and Red-Hat Enterprise Application Platform 6 54

Critical Service / Application (Business Software) Platform Application Platform (Software/Hardware) Requirements (Minimum) Database Enterprise DB PostgreSQL Plus Advanced Server - 9.3.x x86-64 on Linux 40 Cores (at least 2 GHz) per node Hardware Memory 256 GB RAM per node Hard Disk Space Nodes 6 400 GB 15 Operating System SuSE Linux Enterprise 12 x86-64 Application Platform Java 1.6.x, JSP, XHTML application on Linux Apache TomCat 6.x (WEB) and JBoss Application Server 4.2.2.GA (APP) Database Oracle 10g x86-64 on Linux Hardware Memory 4 Cores (at least 2 GHz) per node 16 GB RAM per node Hard Disk Space Nodes 2 300 GB 16 Operating System Microsoft Windows 2003 Enterprise Server (32-bit) Application Platform Oracle Forms applications (Developer 2000) Database Oracle 10g (10.2.0.3) x86-64 on Linux 4 Cores (at least 2 GHz) Hardware Memory 8 GB RAM per node Hard Disk Space 250 GB Nodes 1 17 Operating System Red-Hat Enterprise Linux 7 x86-64 Application Platform Java 1.6.x, JSP, XHTML application on Linux Apache TomCat 6.x (WEB) Database PostgreSQL 9.3 x86-64 on Linux Hard Disk Space Hardware Memory 4 Cores (at least 2 GHz) per node 400 GB 32 GB RAM per node Nodes 2 18 Operating System Red Hat Enterprise Linux 7 - x86-64 Application Platform Enterprise DB PostgreSQL Plus Advanced Server 9.3 x86-64 Enterprise Management (PEM) Database Enterprise DB PostgreSQL Plus Advanced Server 9.3 x86-64 40 Cores (at least 2 GHz) per node Hardware Memory 512 GB RAM per node 55

Critical Service / Application (Business Software) Platform Hard Disk Space (high 2000 GB IOPS) Nodes 2 Application Platform (Software/Hardware) Requirements (Minimum) 19 Operating System SuSE Linux Enterprise 11.3 - x86-64 Application Platform Oracle 10g Enterprise Management Console (OEM) Database Compatibility Oracle 10g (10.2.0.3) x86-64 (Upgradable to 11g) 40 Cores (at least 2 GHz) per node Hardware Memory 512 GB RAM per node Hard Disk Space 1200 GB Node 1 20 Operating System Microsoft Windows 2003 Enterprise - x86-64 Application Platform Oracle Forms Developer 2000 Database Oracle 10g (10.2.0.3) x86-64 (Upgradable to 11g) 8 Cores (at least 2 GHz) per node Hardware Memory 32 GB RAM per node Hard Disk Space 600 GB Node(s) 1 21 Operating System Microsoft Windows 2003 Enterprise - x86-64 Application Platform Microsoft Visual Basic 6, Ms VB applications (Global 360 proprietary) and Kodak Image Processing client integration Database Oracle 10g (10.2.0.3) x86-64 (Upgradable to 11g) 8 Cores (at least 2 GHz) per node Hardware Memory 32 GB RAM per node Hard Disk Space 1200 GB Node(s) 1 22 Operating System SuSE Linux Enterprise 11.3 - x86-64 Application Platform Oracle 10g Enterprise Management Console (OEM) Database Oracle 10g (10.2.0.3) x86-64 (Upgradable to 11g) 16 Cores (at least 2 GHz) per node Hardware Memory 96 GB RAM per node Hard Disk Space 800 GB Nodes 1 56

APPENDIX II: BUSINESS SUPPORT SYSTEMS Business Support Software Platform Application Platform (Software/Hardware) Requirements (Minimum) 1. Operating System IBM AIX 7 Unix IBM Power 7- ppc64 Application Platform Database Hardware Memory IBM AIX Unix IBM DB-2 16 Cores (at least 2 GHz) per node 128 GB RAM per node Hard Disk Space 2200 GB Nodes 2 2. Operating System SuSE Linux Enterprise Server 12 x86-64 Application Platform HTML 4,JS, Apache 2 HTTP Daemon, PHP-5 Interpreter Database MySQL 5 Database on Linux (Compatible with PostgreSQL 9.3) 16 Cores (at least 2 GHz) per node Hardware Memory 128 GB RAM per node Hard Disk Space 400 GB Nodes 1 3. Operating System SuSE Linux Enterprise Server 12 x86-64 Application Platform Java JDK 1.6.x, Apache TomCat 6 (WEB) JBoss 5 Application Server.GA edition. Database PostgreSQL 9.3 Hardware Memory 16 Cores (at least 2 GHz) per node 128 GB RAM per node Hard Disk Space 800 GB Nodes 1 4. Operating System Microsoft Windows 2008 x86-64 Application Platform CCH Team-Mate Proprietary Application (VB) Database Oracle 11g x86-64 8 Cores (at least 2 GHz) per node Hardware Memory 64 GB RAM per node Hard Disk Space 700 GB Nodes 1 5. Operating System Microsoft Windows 2008 Enterprise x86-64 Application Platform Ms Visual Basic 6 Database Microsoft SQL Server 2000, integrated with Oracle 11g x86-64 4 Cores (at least 2 GHz) per node 57

Business Support Software Platform Application Platform (Software/Hardware) Requirements (Minimum) 32 GB RAM per node Hardware Memory Hard Disk Space 300 GB Nodes 1 6. Operating System Microsoft Windows 2003 Enterprise x86-64 Application Platform Ms Visual Basic 6 - Scala proprietary Database Microsoft SQL Server 2000, integrated with Oracle 11g x86-64 2 Cores (at least 2 GHz) per node Hardware Memory 16 GB RAM per node Hard Disk Space 400 GB Nodes 1 7. Operating System SuSE Linux Enterprise Server 12 x86-64 Application Platform Perl, HTML,Apache 2 HTTP Daemon Database MySQL / PostgreSQL Database on Linux 2 Cores (at least 2 GHz) per node Hardware Memory 16 GB RAM per node Hard Disk Space (at least 200 GB RAID-0) Nodes 1 8. Operating System Ms Windows 2003 Server x86-64 Application Platform Ms Visual Basic Database MySQL 5 Database on Linux 2 Cores (at least 2 GHz) per node Hardware Memory 16 GB RAM per node Hard Disk Space (at least 250 GB RAID-0) Nodes 1 9. Operating System SuSE Linux Enterprise Server 12 x86-64 Application Platform Java JDK 1.6.x, JSP, XHTML application (TomCat) Database Oracle 10g (10.2.0.3) Database on Linux x86-64 (Upgradable to 11g) 8 Cores (at least 2 GHz) per node Hardware Memory 96 GB RAM per node Nodes 1 10. Operating System Red Hat Enterprise Linux 7 x86-64 Application platform Java JDK 1.6.x, JSP, XHTML Application TomCat Database Oracle 10g (10.2.0.3) Database on Linux x86-64 (Upgradable to 11g) 8 Cores (at least 2 GHz) per node Hardware Memory 96 GB RAM per node Hard Disk space 200 GB Nodes 1 58

Business Support Software Platform Application Platform (Software/Hardware) Requirements (Minimum) 11. Operating System SuSE Linux Enterprise Server x86-64 Application platform Apache 2 HTTP Daemon, Perl Database MySQL 5 / PostgreSQL 9.x (Upgradable to 11g) 8 Cores (at least 2 GHz) per node Hardware Memory 16 GB RAM per node Hard Disk space 200 GB Nodes 2 12. Operating System SuSE Linux Enterprise 12 x86-64 / IBM AIX 7 ppc64 Application platform JavaJDK 1.7.x - IBM Proprietary Java, JSP, HTML application (IBM WebSphere) on IBM AIX Unix and Linux Database IBM DB-2 on Linux / IBM AIX Unix 16 Cores (at least 2 GHz) per node Hardware Memory 96 GB RAM per node Hard Disk space 60TB (total for all nodes) Nodes 6 13. Operating System Ms Windows 2012 Enterprise Server Application platform Ms Active Directory and DNS Database Ms Windows 2012 LDAP 8 Cores (at least 2 GHz) per node Hardware Memory 96 GB RAM per node Hard Disk space 400 GB Nodes 2 14. Operating System Ms Windows 2003 Enterprise Server (3 nodes) Red Hat Enterprise Linux 7 (1 node) Application platform Alcatel Proprietary Call Centre Suite Database Ms SQL Server 2000 2 Cores (at least 2 GHz) per node Hardware Memory 32 GB RAM per node Hard Disk space 200 GB Nodes 4 15. Operating System Ms Windows 2003 Enterprise Server Application platform Ozeki NG Proprietary SMS Platform (VB / VB.NET) Database* Oracle 10g (10.2.0.30 x86-64 (Upgradable to 11g) Integrates with external DB Data-Sources 4 Cores (at least 2 GHz) per node Hardware Memory 32 GB RAM per node Hard Disk space 200 GB Nodes 4 16. Operating System SuSE Linux Enterprise Server 11.3-x86-64 Application platform Oracle11g E-Business Suite Database Oracle 11g x86-64 59

Business Support Software Platform Hardware Memory Hard Disk space Nodes 2 Application Platform (Software/Hardware) Requirements (Minimum) 16 Cores (at least 2 GHz) per node 256 GB RAM per node 1000 GB 17. Operating System SuSE Linux Enterprise Server 11.3-x86-64 Application platform PostgreSQL 9.3 Enterprise Mgt (PEM) Database EDB PostgreSQL Plus Advanced Server 9.3.x x86-64 16 Cores (at least 2 GHz) per node Hardware Memory 64 GB RAM per node Hard Disk space 600 GB Nodes 1 18. Operating System SuSE Linux Enterprise Server 11.3-x86-64 Application platform Oracle Enterprise Mgt Console (OEM) Database Oracle 11g x86-64 16 Cores (at least 2 GHz) per node Hardware Memory 64 GB RAM per node Hard Disk space 600 GB Nodes 1 19. Operating System Ms Windows 2003 Server Application platform Ms SQL Server Management console Database Ms SQL Server2000 Ent. x86-64 4 Cores (at least 2 GHz) per node Hardware Memory 64 GB RAM per node Hard Disk space 600 GB Nodes 1 20. Operating System Ms Windows 2003 Server Application platform Ms SQL Server Management console Database Ms SQL Server2000 Ent. x86-64 4 Cores (at least 2 GHz) per node Hardware Memory 32 GB RAM per node Hard Disk space 400 GB Nodes 1 21. Operating System SuSE Linux Enterprise Server 11.3-x86-64 Application platform PHP-MyAdmin or PgMyAdmin Console Database EDB PostgreSQL Plus Advanced Server 9.3.x x86-64 or MySQL 5- x86-64 4 Cores (at least 2 GHz) per node Hardware Memory 32 GB RAM per node Hard Disk space 600 GB Nodes 1 22. Operating System SuSE Linux Enterprise Server 11.3-x86-64 Application platform PHP-MyAdmin Console Database MySQL 5 - x86-64 4 Cores (at least 2 GHz) per node Hardware Memory 32 GB RAM per node Hard Disk space 600 GB 60

Business Support Software Platform Application Platform (Software/Hardware) Requirements (Minimum) Nodes 1 23. Operating System SuSE Linux Enterprise Server 11.3-x86-64 Application platform Oracle Enterprise Mgt Database Oracle 10g (10.2.0.3) - x86-64 (Upgradable to 11g) 4 Cores (at least 2 GHz) per node Hardware Memory 32 GB RAM per node Hard Disk space 600 GB Nodes 1 24. Operating System Red Hat Enterprise Linux Server 7 -x86-64 Application platform PgMyAdmin Console Database EDB PostgreSQL Plus Advanced Server 9.3.x x86-64 16 Cores (at least 2 GHz) per node Hardware Memory 128 GB RAM per node Hard Disk space 600 GB Nodes 2 25. Operating System SuSE Linux Enterprise Server 11.3-x86-64 or IBM AIX 7 on IBM Power ppc64 Application platform DB-2 Admin Console Database IBM DB-2 - x86-64 or IBM Power ppc64 16 Cores (at least 2 GHz) per node Hardware Memory 128 GB RAM per node Hard Disk space 1000 GB Nodes 2 26. Operating System Ms Windows 2003 Server Application platform Ms SQL Server Management console Database Ms SQL Server2000 Ent. x86-64 4 Cores (at least 2 GHz) per node Hardware Memory 64 GB RAM per node Hard Disk space 800 GB Nodes 1 27. Operating System SuSE Linux Enterprise Server 11.3-x86-64 Application platform Oracle Enterprise Mgt (OEM) Database Oracle 11g - x86-64 32 Cores (at least 2 GHz) per node Hardware Memory 512 GB RAM per node Hard Disk space 600 GB Nodes 2 (Primary and Failover/Reporting) 28. Operating System SuSE Linux Enterprise Server 11.3-x86-64 Application platform Oracle Enterprise Mgt 61

Business Support Software Platform Application Platform (Software/Hardware) Requirements (Minimum) Database Oracle 10g (10.2.0.3) - x86-64 (Upgradable to 11g) And EDB PostgreSQL Plus Advanced Server 9.3.x 16 Cores (at least 2 GHz) per node Hardware Memory 128 GB RAM per node Hard Disk space 800 GB Nodes 1 62

APPENDIX III: COMMON ARCHITECTURE Applications listed above are either 2-tier or 3-tier; TIER-1: Front End / Web or Portable user interface TIER-2: Business Logic Processing Middleware e.g. EJB Container TIER-3: Enterprise Data Back-End (Database) and some applications especially legacy systems have Tier-1 and Tier 2 combined. It is preferred to deploy each tier in a separate node (host). COMPONENTS TECHNICAL SPECIFICATIONS QUANTITY 1 1.1 IBM System X (x235, x236, x306, 366) 1.2 IBM System X (3500, 3850 M2) 1.3 HP ProLiant (ML- 350, ML-370, DL- 370, DL-280 / G5, G6) 1.4 DELL PowerEdge (2600,2950, 4600, R710, R900) 4 cores of 3.2 GHz cpu 8 GB RAM 350 GB (SCSI Disk of 73 GB raw) 8 cores of 2.0 GHz (x3500) and 16 cores of 2.93 GHz (x3850 M2) 16 GB RAM (x3500) and 96 GB RAM (x3850) 16 cores of 2.8 GHz 16 GB RAM 2 x 500 GB Disk Space 4 cores of 2.0 GHz 8 GB RAM 400 GB Disk Space 16 18 31 6 2 2.1 IBM X3630 12 cores of 2.4 GHz 60 GB RAM 7 63

COMPONENTS TECHNICAL SPECIFICATIONS QUANTITY 2 TB (2 x 1000 GB Disks) 2.2 IBM X3850 X5 40 cores of 2.93 GHz (4 sockets, 6 cores, hyperthread 12 per sock) 512 GB RAM 300 GB HardDisk (4 x 73 GB SAS disks raw capacity) 2.3 IBM HS-S Blade (HS-22, HS-23) 16 cores of 2.4 GHz 64 GB RAM 300 GB 2.4 IBM HX-5 Blade 24 (48 h-thread)cores of 2.93 GHz (4 sockets, 6 cores, hyperthread 12 per sock) 512 GB RAM 300 GB HardDisk (4 x 73 GB SAS disks raw capacity) 2.5 DELL PowerEdge M910 Blade 24 cores (48 hyperthread) of 2.0 GHz 96 GB RAM 500 GB space 2.6 HP Blade (C-3000) 8 cores of 2.4.0 GHz cpu 136 GB RAM 400 GB (raw, in 2 SAS attached disks) 3 14 21 8 8 3 3.1 IBM P-570 (Power 5) 3.2 IBM P-570 (Power 6) 8 cores of 2.4 GB ppc64 cpu 32 GB RAM 500 GB local 16 cores of 2.4 GB ppc64 cpu 32 GB RAM 500 GB local 6 6 4 4.1 IBM P795 (Power 7) 4.2 ORACLE ExaData (Half-Rack) 8 cores (per partition) of 4.0 GHz 32 GB RAM (per partition) 500 GB local 16 cores (8 cores x 2 sockets) of 2.9 GHz Intel 256 GB RAM 2 TB local 1 4 5 5.1 EMC VNX 7500 2 controllers 60TB Raw capacity ( SSD, SAS, NLSAS) 5.2 IBM DS 4800 1 Controller 20 TB raw capacity 1 1 6 Legacy RISC 6.1 HP / COMPAQ Alpha ES40 4 cores 2.0 GHz 16 GB RAM 64 GB 2 64

COMPONENTS TECHNICAL SPECIFICATIONS QUANTITY 7 New Servers 7.1 VNX VNX 15 x 3.5 6 GB SAS Expansion (quantity :2) VNX 600G 15k UPG DRV (quantity:26) VNX 100G F Cache FLH UPG (quantity :3)-Flash Drive 7.2 Oracle Exadata Storage Expansion X4-2 HC Quarter Rack 4TB Exalytics In-memory machine X4-4 2 1 1 65

APPENDIX V: KRA OFFICES CONNECTING TO PRIMARY DATA CENTRE No CONNECTIV BANDWIDT SERVICE REGION STATION ITY TYPE H PROVIDER WESTERN 1 Bungoma Copper 2048kbps Orange-Telkom REGION 2 Kakamega Copper 2048kbps Orange-Telkom 3 Kisumu forodha Copper 2048kbps Orange-Telkom 4 Kisii Copper 2048kbps Orange-Telkom 5 Kisumu SWAN Copper 2048kbps Orange-Telkom 6 Kericho Copper 2048kbps Orange-Telkom 7 Malaba WIMAX 2048kbps Safaricom Ltd 8 Busia WIMAX 2048kbps Safaricom Ltd 9 Isebania Microwave 512kbps Safaricom Ltd RIFT VALLEY 10 Naivasha Copper 2048kbps Orange-Telkom REGION 11 Nakuru Genaration Copper 2048kbps Orange-Telkom HSE 12 Eldoret Kiptagich Copper 2048kbps Orange-Telkom 13 NAKURU_KPC Copper 2048kbps Orange-Telkom 14 Namanga Microwave 2048kbps Safaricom Ltd 15 Loitoktok Microwave 512kbps Safaricom Ltd NAIROBI HQS 16 Sameer Park Fiber 512kbps KDN/Liquid Telecom 17 Forodha HSE Fiber 10Mbps AccessKenya Community 18 Wilson_CSD fiber 256kbps KDN/Liquid Telecom 19 Forodah House 1024kbps JKIA Fiber AccessKenya 20 ICD Embakasi Fiber 2048kbps Jamii Telecom 21 JKIA Baggage Hall Fiber 2048kbps Jamii Telecom 22 ACHL Fiber 2048kbps Jamii Telecom 23 KHL/DHL Fiber 2048kbps Jamii Telecom 24 Signon Fiber 2048kbps Jamii Telecom 25 Swiss Port Fiber 2048kbps Jamii Telecom 26 EXPORTS Fiber 2048kbps Jamii Telecom 27 Eastleigh Fiber 2048kbps Jamii Telecom 28 National itax Wimax 10Mbps AccessKenya CENTRAL/NO RTHERN REGION SOUTHERN REGION Support Centre 29 Nyeri Copper 2048kbps Orange-Telkom 30 Thika Copper 2048kbps Orange-Telkom and Safaricom Ltd 31 Embu Copper 2048kbps Orange-Telkom 32 Meru Copper 2048kbps Orange-Telkom 33 Garissa Copper 2048kbps Orange-Telkom 34 Machakos Copper 2048kbps Orange-Telkom 35 ICD_pepe Copper 2048kbps Orange-Telkom 36 Wajir_Town wimax 768kbps Safaricom Ltd 37 Mandera VSAT 512kbps Safaricom Ltd 38 Moyale VSAT 512kbps Safaricom Ltd 39 Voi Copper 2048kbps Orange-Telkom 40 Forodha HSE Copper/Fiber 2048kbps Orange-Telkom Mombasa and Liquid 66

REGION No STATION CONNECTIV ITY TYPE BANDWIDT H SERVICE PROVIDER Telecom 41 Lamu Copper 2048kbps Orange-Telkom 42 Malindi Copper 2048kbps Orange-Telkom 43 KRATI Wimax 2048kbps Safaricom Ltd and Jamii Telecom 44 kilindini Fiber 2048kbps Orange-Telkom 45 MIAP Wimax 256kbps Jamii Telecom 46 Shimoni microwave 512kbps Safaricom Ltd 47 Lunga Lunga microwave 512kbps Safaricom Ltd 48 Taveta microwave 512kbps Safaricom Ltd 49 Malindi Airport Wimax 512kbps Safaricom Ltd 50 Africanline Wimax 256kbps Safaricom Ltd 51 Interpel CFS Wimax 256kbps Safaricom Ltd 52 Kencont CFS Wimax 256kbps Safaricom Ltd 53 Consol Base II Wimax 256kbps Safaricom Ltd 54 Focus CFS Wimax 256kbps Safaricom Ltd 55 MCT II Wimax 256kbps Safaricom Ltd 56 BOSS freight CFS fiber/copper 256/2048kbps Safaricom Ltd and Jamii Telecom 57 MIAP Freight Fibre 256kbps KDN/Liquid Telecom 67