Workshop on Quality Risk Management Making Trials Fit for Purpose



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Clinical Trials Transformation Initiative Workshop on Quality Risk Management Making Trials Fit for Purpose Andy Lee SVP, Global Clinical Operations, Genzyme Corporation August 23/24, 2011 Hyatt Regency, Bethesda, Maryland 1

Disclaimer The views and opinions expressed in the following PowerPoint slides are those of the individual presenter and should not be attributed to Genzyme 2

# of Projects $ US (2005) in Millions The Challenge A New Wave of Pipeline Growth Projects Worldwide (discovery - Clinical) The Cost of developing a Single Drug Total Capitalized Cost, in Constant 2005 US Dollars 18,000 16,000 14,000 12,000 10,000 8,000 6,000 4,000 2,000 0 14400 12400 10500 9000 7100 6300 5,500 4,100 1993 1995 1997 1999 2001 2003 2005 2007 $1,400 $1,200 $1,000 $800 $600 $400 $200 $- $388 1987 (Tufts) 1994 (OTA) $511 1996 (Lehman) $738 $891 2001 (Tufts) $996 2003 (tufts) $1,113 2005 E 12,000 10,000 8,000 6,000 4,000 2,000 0 More Investigators, Lots More Studies Non-US Investigators 2,859 2,676 1,697 1,518 1997 1998 New Studies 5,157 3,063 7,641 4,461 6,226 6,324 3,526 1999 2000 2001 2002 New Investigators 3,038 8,373 4,069 11,223 10,735 11,914 4,941 4,477 4,482 2003 2004 2005 2006 Rising Project Complexity Mean Number of Procedures per Patient, 1996-2005 100 94 104 106 110 116 114 ource: CenterWatch Analysis, 2008; Fast Track Systems, 2007. Published in State of the Clinical Trials Industry CenterWatch, 2008 200 150 100 50 0 1996 1997 1998 1999 2000 2001 2002 2003 136 2004 168 2005 178 3

FDA Inspection Outcomes www.fdli.org Update March/April 2011 FY2010 and 1QFY2011 (104 new and supplemental marketing applications) 333 Clinical Investigators 37 Sponsors 23 Contract Research Organizations Division of Scientific Investigations Classification 51% No Action Indicated 44% Voluntary Action Indicated 4% (13/333) Rejection of data submitted by Sponsors Outcome = refusals to file, rejection of study data, request for additional actions from Sponsors 4

The Challenge The Pharmaceutical market is large and product attrition in development is high. There are increased numbers of projects, more complex studies, higher costs, inadequate numbers of qualified investigators and challenges to identify adequate/suitable patients. Changes in global economies, access to healthcare and government regulations and increasing patient awareness lead to a changing and dynamic environment Study Start up and Subject Recruitment are major challenges Multi-Regional Clinical Trials are a solution to some of the challenges Need to ensure quality and consistency in order to have confidence in the data and the inferences 5

Protocol Delivery: What we do Experimental Concept BU/TA Teams develop product concepts and design experiments to test hypothesis Protocol Value Chain Clinical Project Managers Operationalize the protocol to ICH GCP standards by ensuring all regulatory approvals, ethical, legal, standards are met, Logistics, supplies, budgets, contracts, equipment, training, staff, vendors are engaged and prepared. Manage the trial conduct, timelines, budget, deliverables and milestones. Monitors Facilitate the investigator site set-up and relationship management to ensure adherence to the protocol. Monitor to verify the integrity of the data, resolve queries, manage the site. Ensure human subject protection.. Locked Database Database Study Report Operations teams work to establish, populate, clean and lock a database in order to produce tables and reports 6 6

A Framework for Success Overarching and Fundamental Human Subject Protection Good Clinical Practice Data Validity Applies To Everyone SOPs and Practices Protocol and Procedures Role Specific Project/ Protocol Specific 7

Components of a Quality Management System Process/Design Controls Assurance Evaluation Continuous Improvement 8

Quality is an enabler, not a tax on the business Process/Design Quality by Design Controls Assurance Evaluation Build-in Quality up-front Cannot Inspect-in Quality Early Detection and appropriate CAPAs Continuous Improvement 9

Planning Most Project Plans are over-optimistic and struggle to deliver to cost, speed and quality expectations Thorough planning is time consuming and requires input, mostly on highly variable estimates Often a business urgency to recruit the first subject in a trial, when it is the last subject that matters Premature initiation prior to process and controls being in place Plans need to be updated regularly as information becomes available as clinical trials are very dynamic (budgets are often static, one-time events) Drug supply, resources, equipment, logistics, unexpected events Business continuity and disaster recovery 10

Protocol Design Most companies have worked to streamline the Protocol Development Process Adaptive Designs Balance between burden-on-the-patient and volume of data collected External validation (field testing) is this how medicine is practiced? Feasibility in countries prior to selection and engagement Simplification of design, reduction in # of procedures Protocol amendments are costly and can result in added complexity at the site level (informed consent) 11

Resourcing and Sourcing How to manage a highly variable resource demand Staff augmentation in-sourcing out-sourcing at a functional level (FSP) full-service outsourcing (CRO) Governance and Oversight Fewer vendors/partners, move to relationship based, risk sharing, not transactional contracting Escalation of issues early with a view to rapid resolution Sponsor responsibilities cannot be outsourced 12

Training Research-naïve Investigators and Staff require training at multiple levels GCP Protocol/Disease Logistics and Conduct English may be a second or third language Sponsor and Vendor/CRO staff require similar training Staff turnover is challenging as it requires re-training at all levels Large central meetings are costly. Move towards computer assisted learning and smaller group trainings Sponsors use e-learning tools to deliver and track training compliance SOPs reviewed and updated regularly 13

Enterprise-Level Tracking Balanced Scorecards Metrics Development Standards Scorecards Communication 14

CTMS Data and Reports Subject tracking Trip Reports Deviations Milestones Document tracking Payments Contracts Analytics 15

Monitoring A large proportion of trial costs are spent on monitoring Variable demand has led to different resourcing models Detection, escalation (and timely correction) vs. Prevention of incidents Under-valued position in the industry Interval-based monitoring (e.g. every 6 weeks) is not effective Risk-based or targeted monitoring allows better use of resources Clinical research experience of site and staff Complexity of design and disease (risk) Phase of study Recruitment rate Remote electronic monitoring is supportive Improving contemporaneousness of data and quality of visit reports Clear documentation (Trial Master File should recreate the events) 16

Technology Electronic Data Capture Closer to real-time surveillance using software tools Clinical Trial Management Systems e-portals for communication Electronic Trial Master Files (etmf) IXRS for drug supply management Patient reported outcomes using devices Clinical Data telemetry devices Interactive Informed Consent E-Forums, social networking Direct to Participant Trials (Mytrus) 17

Conclusion The Clinical Trial Environment is complex and unpredictable Sponsors are working together to share thoughts and best practices to improve efficiency, compliance and build public trust Building quality into the design, planning and implementation requires up-front investment in time, focus, people and money Quality is an enabler and should not be seen as a tax on the business. Culture Shift Takes time to change Sponsors seek opportunities to partner with each other, agencies, CROs and vendors to simplify the process and improve quality 18