HERTSMERE BOROUGH COUNCIL GAMBLING ACT 2005 STATEMENT OF PRINCIPLES

HERTSMERE BOROUGH COUNCIL GAMBLING ACT 2005 STATEMENT OF PRINCIPLES 2015 2018 Consultation Draft Version 1.0 Page 1 of 41

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PART A INTRODUCTION AND DECLARATION Page 4 1. The Licensing Objectives Page 5 2. The Borough of Hertsmere Page 6 3. Authorised Activities Page 8 3.1 Licences under the 2005 Act Page 8 4. The Gambling Commission Page 9 5. Responsible Authorities Page 9 6. Interested Parties Page 10 7. The Council s Functions Page 10 8. Exchange of Information Page 11 9. Enforcement Page 11 PART B PREMISES LICENCES: CONSIDERATION OF APPLICATIONS Page 14 10. General Principles Page 14 Decision making Page 14 Definition of premises Page 14 Access to premises Page 15 Premises ready for gambling Page 15 Location Page 16 Planning Page 17 Duplication with other regulatory regimes Page 18 Licensing objectives and risk assessments Page 18 Licence Conditions Page 21 Door Supervisors Page 22 Safeguarding against Child Sexual exploitation (CSE) Page 22 11. Adult Gaming Centres Page 23 12. (Licensed) Family Entertainment Centres Page 24 13. Casinos Page 25 14. Bingo Premises Page 25 15. Betting Premises Page 25 16. Credit/ATMs Page 26 17. Tracks Page 26 18. Applications and Plans Page 27 19. General Requirements for All Premises Page 27 20. Travelling Fairs Page 28 21. Provisional Statements Page 28 22. Reviews Page 29 PART C PERMITS/TEMPORARY AND OCCASIONAL USE NOTICE Page 31 23. Unlicensed Family Entertainment Centre (FEC) Gaming Machine Permits Page 31 24. Statement of Principles Page 31 25. (Alcohol) Licensed Premises Gaming Machines Permits Page 32 26. Administrative matters Page 33 27. Prize Gaming Permits Page 33 28. Club Gaming and Club Machine Permits Page 34 29. Small Society Lotteries Page 36 30. Temporary Use Notices Page 37 31. Occasional Use Notices Page 37 32. Summary of some terms under The Gambling Act 2005 Page 37 33. Responsible Authorities Page 37 34. Categories of Gaming Machines Page 38 35. Number of Machines by Premise Type Page 39 36 List of those persons/organisations consulted on Policy Page 40 Page 3 of 41

PART A - INTRODUCTION AND DECLARATION The Gambling Act 2005 ( the 2005 Act ) has provided for a new regime for regulating gambling and betting, which was introduced throughout England and Wales from 1st September 2007. Apart from the National Lottery and spread betting, gambling and betting is regulated by the Gambling Commission, whose duties include licensing the operators and individuals involved in the provision of gambling and betting. Hertsmere Borough Council ( The Council ) along with other Local Licensing Authorities, is required, under the 2005 Act, to licence premises where gambling is taking place. The Council is also required to licence certain other activities (such as registering small society lotteries). This document sets out how we intend to approach this task. Licensing Authorities are required by Section 349 of the 2005 Act to publish a statement of the principles that they propose to apply when exercising their functions in accordance with the legislation. This statement must be published at least every 3 years. It is a living document that must be regularly reviewed. If any part of the document is amended, further consultation and re-publication is required. Hertsmere Borough Council consulted widely in relation to this statement before adopting and publishing the final version. The Gambling Act 2005 requires that the following parties are consulted by licensing authorities: The Chief Officer of Police; One or more persons who appear to the authority to represent the interests of persons carrying on gambling businesses in the authority s area; and One or more persons who appear to the authority to represent the interests of persons who are likely to be affected by the exercise of the authority s functions under the Gambling Act 2005. A full list of those persons/organisations consulted is provided in full in the attached Appendix A. DECLARATION: In producing the Final Statement, Hertsmere Borough Council as the Licensing Authority declares that it has had regard to the licensing objectives of the Gambling Act 2005, the Guidance issued by the Gambling Commission and any responses from those consulted on this statement. This Statement of Principles was approved at a meeting of the Full Council on (date to be inserted). It was then published via Hertsmere Borough Council s Website on (date to be inserted). It should be noted that this Policy Statement does not override the right of any person to make an application, make representations about an application, or apply for a review of a licence, as each will be considered on its own merits and according to the statutory requirements of the Gambling Act 2005. Page 4 of 41

1. THE LICENSING OBJECTIVES In exercising most of its functions under the Gambling Act 2005, the Council as the Licensing Authority must have regard to the licensing objectives as set out in Section 1 of the 2005 Act. These are: Preventing gambling from being a source of crime or disorder, being associated with crime or disorder or being used to support crime. Ensuring that gambling is conducted in a fair and open way. Protecting children and other vulnerable persons from being harmed or exploited by gambling. Paragraph deleted The licensing authority is aware that, in making decisions in respect of premises licences and temporary use notices, section 153 of the Act prescribes that it should aim to permit the use of premises for gambling in so far as it is satisfied that the application is: In accordance with any relevant Codes of Practice issued by the Gambling Commission In accordance with any relevant Guidance issued by the Gambling Commission Reasonably consistent with the licensing objectives In accordance with this Statement of Licensing Principles This Licensing Authority particularly notes the Gambling Commission s Guidance (5.34) to local authorities that: In deciding to reject an application, a licensing authority should rely on reasons that demonstrate that the licensing objectives are not being, or are unlikely to be, met. Licensing authorities should be aware that other considerations such as moral or ethical objections to gambling are not a valid reason to reject applications for premises licences. This is because such objections do not relate to the licensing objectives. An authority s decision cannot be based on dislike of gambling, or a general notion that it is undesirable to allow gambling premises in an area (with the exception of the casino resolution powers). Page 5 of 41

2. THE BOROUGH OF HERTSMERE The district was formed on 1 April 1974, under the Local Government Act 1972, by a merger of the former area of Bushey Urban District and Potters Bar Urban District with Elstree Rural District and part of Watford Rural District (the parish of Aldenham). The name Hertsmere was invented for the new district by combining the common abbreviation of Hertfordshire ( Herts ) with mere, an archaic word for boundary. Hertsmere is not an ancient Borough, although the area is certainly rich in history. The great Roman Road, Watling Street, cuts a swathe through the Borough from Elstree, through Radlett and beyond into Hertfordshire, serving to underline the fact that settled communities have existed in the area since early times. Covering an area of around 39 square miles, Hertsmere s 100,000 (approx.) residents are concentrated in the Borough s four main towns: Borehamwood (pop. 30,000), Potters Bar (pop. 22,000), Bushey (pop. 24,000) and Radlett (pop. 8,000). In addition to these urban developments, Hertsmere boasts wide tracts (around 80%) of Green Belt countryside dotted with attractive villages; much of the land is still given over to agricultural use. Hertsmere is the most southerly borough in Hertfordshire and is adjoined by the London Boroughs of Barnet, Enfield and Harrow to the south / southwest and by Hertfordshire s Three Rivers District Council, Watford Borough Council, St. Albans City and District Council, and Welwyn & Hatfield Borough Council to the west and north / northeast. The Borough s location is within easy access to the A1 (M), M1 and M25 which all run through the Borough. It is this road link that makes up the Hertsmere logo The rail network links Borehamwood/Elstree and Radlett to Kings Cross St Pancras on Thameslink in 18 20 minutes and Potters Bar to Kings Cross St Pancras in 20 minutes. The M25 provides good access to Heathrow, Stansted and Gatwick Airports as well as the Channel Tunnel via the M20, and the M1 provides quick access to Luton Airport. Bushey Largely residential, Bushey retains its village atmosphere and is centred around an attractive pond and the ancient St James Church. The village s picturesque qualities were recognised in the last century when many eminent artists worked and lived here. Page 6 of 41

Bushey Rose Garden plays an important role in the Bushey community due its former use as an art school and the collaboration of artist, Sir Hubert von Herkomer, and landscape architect, Thomas Mawson in the design of the garden you see today. The garden received a Highly Commended award in the Landscape Institute 2012 Awards in the Heritage & Conservation Category. King George Recreation Ground celebrated 100 years in 2012 and is the main park in Bushey. It has received a Green Flag Award, recognising park excellence, every year since 1999. Fishers Field in Bushey has been transformed from a former derelict allotment site to a valued nature reserve and has been awarded a Green Pennant (Community Award). Today, Bushey is a lively place where a mix of attractive businesses combine to meet the needs of visitors and residents alike. Radlett Clustered along the line of Watling Street, there is evidence of a settlement at Radlett dating from Roman times. However, this attractive urban village really developed in the 18 th century and expanded further in response to favourable road and rail connections. Radlett is one of the most prosperous places in Britain and over the past few years, the combination of its proximity to London and good transport links have meant that Radlett has become a property hotspot. Today, Radlett s proximity to the City via express rail links means it has become a charming residential dormitory settlement with an excellent range of shops, restaurants and pubs. Elstree & Borehamwood This busy small town was a hamlet until the opening of Elstree station in 1868. Today Borehamwood is probably best known for its part it played in the history of British Films, a role continued today by Hertsmere Borough Council, which saved Elstree Film Studios from virtual extinction in 1996. Up until 1909, the town was part of the ancient parish of Elstree and the two still share a local council, Elstree and Borehamwood Town Council. The population is split between two main centres; Borehamwood Town (c30,000) and Elstree Village (c.5,000) Borehamwood is home to Boreham Wood F.C., Arsenal Ladies and Watford F.C. Reserves who play their home games at Meadow Park. There are several parks in the area. Aberford Park is featured with the source of the brook which has been artificially made to look like a lake. Aberford Park is also a Green Flag Award Winner since 2009. Meadow Park includes a large playing field, tennis courts and basketball courts. Borehamwood s modern town centre offers local shopping facilities as well as jobs in light industry, offices and the retail sector. It is the location of the BBC Studios where the famous Eastenders and Holby City are filmed and also Elstree Studios where Who Wants to be a Millionaire, Dancing on Ice and Big Brother are filmed. There are many popular films to come out of the Elstree studios. Most productions are filmed on both location and in the studio, and sometimes in more than one studio, all these films can claim to have a substantial (or technically significant) part of their production filmed at Elstree. Some of the productions are Star Wars, The Empire Strikes Back, Return of the Jedi, Raiders of the Lost Ark, Who Framed Roger Rabbit, Moby Dick, Never Say Never Again, The King s Speech, The Likely Lads to name but a few. Page 7 of 41

Potters Bar Originating in medieval times, Potters Bar owes its real development to the coming of the railways. In the 1920s and 30s, when the town became a favourite home for commuters, the population trebled. As a result of this rapid suburban growth, the town has two shopping areas centred on Darkes Lane and the High Street. Easy access to the M25 has increased Potters Bar s attractiveness for commuters and it is now a lively modern town with a strong and active community. Oakmere Park is a Green Flag award-winning park and was once the private grounds of Oakmere House. The park has a lot of history attached to it and on the night of 1 October 1916, a 'Super Zeppelin' was shot down over the park by Second-Lieutenant W J Tempest. The road that borders the park was named Tempest Avenue in his honour. The Zeppelin crashed onto an oak tree to the west of the park and the pilot and all his crew were killed. Parkfield is also a Green Flag Award-winner since 2009, Parkfield has a variety of features including a Japanese Garden, lake and wildflower meadows. It is a natural open space and parts of it are managed as traditional hay meadow. The four main towns mentioned above each have their own distinct identity, with very different characteristics when it comes to their respective demographics and alcohol / entertainment venues. There are also a number of picturesque rural villages within Hertsmere these include Shenley, Letchmore Heath, Aldenham and Ridge. 3. AUTHORISED ACTIVITIES Gambling is defined in the 2005 Act as either gaming, betting or taking part in a lottery: Gaming means playing a game of chance for a prize. Betting means making or accepting a bet on the outcome of a race, competition, or any other event; the likelihood of anything occurring or not occurring; or whether anything is true or not true. A lottery is where persons are required to pay in order to take part in an arrangement, during the course of which one or more prizes are allocated by a process, which relies wholly on chance. Private gaming in private dwellings and on domestic occasions is exempt from licensing or registration providing that no charge is made for participating; only equal chance gaming takes place; and it does not occur in a place to which the public have access. Domestic betting between inhabitants of the same premises or between employees of the same employer is also exempt. Non-commercial gaming and betting (where no parts of the proceeds are for private gain) may be subject to certain exemptions. Further advice should be sought from the Council s Licensing Team where appropriate. 3.1. LICENCES UNDER THE 2005 ACT The 2005 Act provides for 3 categories of licence as follows: Operating licences Page 8 of 41

Personal licences Premises licences The Council will be responsible for the issue of Premises licences. The Gambling Commission will be responsible for the issue of operating and Personal licences. 4. THE GAMBLING COMMISSION The Gambling Commission regulates gambling in the public interest. It does so by keeping crime out of gambling, by ensuring that gambling is conducted in a fair and open way and by protecting children and vulnerable people. The Commission provides independent advice to the Government about the manner in which gambling is carried out, the effects of gambling and the regulation of gambling generally. The Commission has issued guidance in accordance with Section 25 of the 2005 Act about the manner in which Licensing Authorities exercise their licensing functions under the Act and, in particular, the principles to be applied. Paragraph deleted The Gambling Commission are able to issue two types of Code of Practice. The first is a Social Responsibility Code, which has the force of a licence condition. The Gambling Commission may also issue Ordinary Codes, which set out best industry practice. They are not licence conditions, but operators are expected to follow them unless they have alternative arrangements in place which they can demonstrate are equally as effective. The Gambling Commission can be contacted at: Gambling Commission, Victoria Square House, Victoria Square, BIRMINGHAM B2 4BP Website: Email: www.gamblingcommission.gov.uk info@gamblingcommision.gov.uk 5. RESPONSIBLE AUTHORITIES. The licensing authority is required by regulations to state the principles it will apply in exercising its powers under Section 157(h) of the Act to designate, in writing, a body which is competent to advise the authority about the protection of children from harm. The principles are: the need for the body to be responsible for an area covering the whole of the licensing authority s area; and the need for the body to be answerable to democratically elected persons, rather than any particular vested interest group. In accordance with the suggestion in the Gambling Commission s Guidance to Licensing Authorities, this licensing authority designates the Local Safeguarding Children Board for this purpose. The contact details of all the Responsible Authorities under the Gambling Act 2005 are available from the Council s website www.hertsmere.gov.uk Page 9 of 41

6. INTERESTED PARTIES Interested parties can make representations about licence applications, or apply for a review of an existing licence. These parties are defined in the Gambling Act 2005 as follows: For the purposes of this Part a person is an interested party in relation to an application for or in respect of a premises licence if, in the opinion of the licensing authority which issues the licence or to which the application is made, the person: a) lives sufficiently close to the premises to be likely to be affected by the authorised activities, b) has business interests that might be affected by the authorised activities, or c) represents persons who satisfy paragraph (a) or (b) The licensing authority is required by regulations to state the principles it will apply in exercising its powers under the Gambling Act 2005 to determine whether a person is an interested party. The principles are: Each case will be decided upon its merits and the Council will not apply a rigid rule to its decision-making; It will consider the examples of considerations provided in the Gambling Commission s Guidance to Licensing Authorities at 8.9 to 8.17. It will also consider the Gambling Commission's Guidance that "has business interests" should be given the widest possible interpretation and where appropriate organisations such as, but not limited to partnerships, charities, faith groups and medical practices. Interested parties can be persons who are democratically elected such as councillors and MP s. No specific evidence of being asked to represent an interested person will be required as long as the councillor / MP represents the ward likely to be affected by the application. Likewise, parish councils likely to be affected will be considered to be interested parties. Other than these however, this authority will generally require written evidence that a person/body (e.g. an advocate / relative) represents someone who either lives sufficiently close to the premises to be likely to be affected by the authorised activities and/or has business interests that might be affected by the authorised activities. Usually, a letter from one of these persons, requesting the representation is sufficient. If individuals wish to approach their local district councillor to ask them to represent their views, then care should be taken that the councillors are not part of the Licensing Committee dealing with the licence application. If there are any doubts then please contact the licensing department. 7. THE COUNCIL S FUNCTIONS The Council, in its capacity as a Licensing Authority, is responsible for: The licensing of premises where gambling activities are to take place by issuing Premises Licences Issue Provisional Statements Regulate members clubs and miners welfare institutes who wish to undertake certain gaming activities via issuing Club Gaming Permits and/or Club Machine Permits Issue Club Machine Permits to Commercial Clubs Grant permits for the use of certain lower stake gaming machines at unlicensed Family Entertainment Centres Receive notifications from alcohol licensed premises (under the Licensing Act 2003) for the use of two or fewer gaming machines Page 10 of 41

Issue Licensed Premises Gaming Machine Permits for premises licensed to sell/supply alcohol for consumption on the licensed premises, under the Licensing Act 2003, where there are more than two machines Register small society lotteries below prescribed thresholds Issue Prize Gaming Permits Receive and Endorse Temporary Use Notices Receive Occasional Use Notices Provide information to the Gambling Commission regarding details of licences issued (see section above on information exchange) Maintain registers of the permits and licences that are issued under these functions The exercise of its powers of compliance and enforcement under the 2005 Act in partnership with the Gambling Commission and other relevant responsible authorities. NB The National Lottery is regulated by the National Lottery Commission, Remote Gambling is dealt with by the Gambling Commission and Spread Betting is regulated by the Financial Services Authority. 8. EXCHANGE OF INFORMATION Licensing authorities are required to include in their statements the principles to be applied by the authority in exercising the functions under sections 29 and 30 of the Act with respect to the exchange of information between it and the Gambling Commission. It is also required to include the principles it will apply in exercising its functions under section 350 of the Gambling Act 2005 with respect to the exchange of information between it and other persons listed in Schedule 6 of the Gambling Act 2005. The principle this licensing authority applies is that it will act in accordance with the provisions of the Gambling Act 2005 in its exchange of information which includes the provision that the Data Protection Act 1998 will not be contravened. The licensing authority will also have regard to any Guidance issued by the Gambling Commission on this matter, as well as any relevant regulations issued by the Secretary of State under the powers provided in the Gambling Act 2005. Details of applications and representations which are referred to a Licensing Sub-Committee for determination will be detailed in reports that are made publicly available in accordance with the Local Government Act 1972 and the Freedom of Information Act 2000. Personal details of people making representations will be disclosed to applicants and only be withheld from publication on the grounds of personal safety where the Licensing Authority is asked to do so. Should any protocols be established as regards information exchange with other bodies then they will be made available. 9. ENFORCEMENT Licensing authorities are required by regulation under the Gambling Act 2005 to state the principles to be applied by the authority in exercising the functions under Part 15 of the Act in respect of the inspection of premises; and the powers under section 346 of the Act to institute criminal proceedings in respect of the offences specified. This licensing authority s principles are that: It will be guided by the Gambling Commission s Guidance to Licensing Authorities and will endeavour to be: Page 11 of 41

Proportionate: regulators should only intervene when necessary: remedies should be appropriate to the risk posed, and costs identified and minimised; Accountable: regulators must be able to justify decisions, and be subject to public scrutiny; Consistent: rules and standards must be joined up and implemented fairly; Transparent: regulators should be open, and keep regulations simple and user friendly; and Targeted: regulation should be focused on the problem, and minimise side effects. As per the Gambling Commission s Guidance to Licensing Authorities this licensing authority will endeavour to avoid duplication with other regulatory regimes so far as possible. Hertsmere Borough Council has adopted and implemented a risk-based inspection programme, based on; The licensing objectives; Relevant codes of practice; Guidance issued by the Gambling Commission, in particular at Part 36; The principles set out in this statement of licensing policy. The main enforcement and compliance role for this licensing authority in terms of the Gambling Act 2005, is to ensure compliance with the premises licences and other permissions, which it authorises. The Gambling Commission is the enforcement body for the operating and personal licences. It is also worth noting that concerns about manufacture, supply or repair of gaming machines are not dealt with by the licensing authority but should be notified to the Gambling Commission. Hertsmere Borough Council also keeps itself informed of developments as regards the work of the Better Regulation Executive in its consideration of the regulatory functions of local authorities. Bearing in mind the principle of transparency, Hertsmere Borough Council s enforcement/compliance protocols/written agreements are available upon request. The primary aim of enforcement is to achieve compliance. Though enforcement may be taken to mean the formal approach, it may also include advice and support to business to achieve compliance. Compliance may be achieved through encouraging a sense of community, improved communication, and proactive work with licensees and businesses. Such proactive work may include project work, giving advice and information, and initiatives that educate, inform and encourage partners and stakeholders to work together efficiently and effectively. The principal objective in taking a holistic approach is to prevent problems from occurring before they begin. However, it is recognised that such aims cannot always be achieved, and that active enforcement of the law may be the only effective means of securing compliance. To this end the following enforcement options are available to the Licensing Authority: verbal or written advice verbal warning written warning mediation between licensees and interested parties licence review Page 12 of 41

simple caution prosecution These actions are not mutually exclusive and it may be that one course of action follows another, depending on the individual circumstances. The Licensing Authority operates a partnership approach to dealing with enforcement matters concerning licensed premises. This may include working with the Police or any of the other responsible authorities under the Act, or working with colleagues from other Council departments or outside agencies. The Service has an enforcement policy under which all of its monitoring and enforcement practices operate. This enforcement policy follows the principles of the Enforcement Concordat. A copy of our Enforcement Policy can be obtained by contacting us. The Licensing Authority needs to be satisfied premises are being run in accordance with the provisions of the Act, the licensing objectives, any licence conditions or codes of practice issued by the Gambling Commission and any conditions attached to the Premises Licence or permit. To achieve this, the Licensing Team will inspect premises, meet with licence holders and carry out general monitoring of areas as necessary. Inspection and enforcement under the Act will be based on the principles of risk assessment, a graduated response and the targeting of problem premises. The frequency of inspections will be determined on risk-based criteria with high risk operations receiving more attention than premises carrying lower risk. Premises found to be fully compliant will attract a lower risk rating. Those where breaches are detected will attract a higher risk rating. Page 13 of 41

PART B - PREMISES LICENCES: CONSIDERATION OF APPLICATIONS 10. General Principles Premises licences are subject to the requirements set out in the Gambling Act 2005 and regulations, as well as specific mandatory and default conditions, which are detailed in regulations issued by the Secretary of State. Licensing authorities are able to exclude default conditions and also attach others, where it is believed to be appropriate. (a) Decision-making This licensing authority is aware that in making decisions about premises licences it should aim to permit the use of premises for gambling in so far as it thinks it: in accordance with any relevant code of practice issued by the Gambling Commission; in accordance with any relevant guidance issued by the Gambling Commission; reasonably consistent with the licensing objectives; and in accordance with the authority s statement of licensing policy. It is appreciated that as per the Gambling Commission's Guidance to Licensing Authorities "moral objections to gambling are not a valid reason to reject applications for premises licences" (except as regards any 'no casino resolution' - see section on Casinos - page 25) and also that unmet demand is not a criterion for a licensing authority. (b) Definition of premises In the Act, "premises" is defined as including "any place". Section 152 therefore prevents more than one premises licence applying to any place. A single building could be subject to more than one premises licence, provided they are for different parts of the building and the different parts of the building can be reasonably regarded as being different premises. This approach has been taken to allow large, multiple unit premises such as a pleasure park, pier, track or shopping mall to obtain discrete premises licences, where appropriate safeguards are in place. However, licensing authorities should pay particular attention if there are issues about sub-divisions of a single building or plot and should ensure that mandatory conditions relating to access between premises are observed. The Gambling Commission states in its Guidance to Licensing Authorities that: In most cases the expectation is that a single building / plot will be the subject of an application for a licence, for example, 32 High Street. But, that does not mean 32 High Street cannot be the subject of separate premises licences for the basement and ground floor, if they are configured acceptably. Whether different parts of a building can properly be regarded as being separate premises will depend on the circumstances. The location of the premises will clearly be an important consideration and the suitability of the division is likely to be a matter for discussion between the operator and the licensing officer. However, the Commission does not consider that areas of a building that are artificially or temporarily separated, for example by ropes or moveable partitions, can properly be regarded as different premises. This licensing authority takes particular note of the Gambling Commission s Guidance to Licensing Authorities which states that: licensing authorities should take particular care in considering applications for multiple licences for a building and those relating to a discrete part of a building used for other (nongambling) purposes. The Gambling Commission state they do not consider that areas of a building that Page 14 of 41

are artificially separated, for example by ropes or moveable partitions, can properly be regarded as separate premises. In particular they should be aware of the following: The third licensing objective seeks to protect children from being harmed by gambling. In practice that means not only preventing them from taking part in gambling, but also preventing them from being in close proximity to gambling. Therefore premises should be configured so that children are not invited to participate in, have accidental access to or closely observe gambling where they are prohibited from participating; Entrances to and exits from parts of a building covered by one or more premises licences should be separate and identifiable so that the separation of different premises is not compromised and people do not drift into a gambling area. In this context it should normally be possible to access the premises without going through another licensed premises or premises with a permit.; Customers should be able to participate in the activity named on the premises licence. The Guidance also gives a list of factors, which the licensing authority should be aware of, which may include: Do the premises have a separate registration for business rates? Is the premises neighbouring premises owned by the same person or someone else? Can each of the premises be accessed from the street or a public passageway? Can the premises only be accessed from any other gambling premises? This authority will consider these and other relevant factors in making its decision, depending on all the circumstances of the case. (c) Access to premises The Gambling Act 2005 (Mandatory and Default Conditions) Regulations set out access provisions for each type of licensed gambling premises. The broad principle is there can be no direct access from one licensed gambling premises to another, except between premises which allow those aged under-18 to enter and with the further exception that licensed betting premises may be accessed via other licensed betting premises. Under 18s can go into FECs, tracks and some bingo clubs, so access is allowed between these types of premises. Direct access is not defined, but the Licensing Authority may consider that there should be an area separating the premises concerned such as a street or café to which the public attend for purposes other than gambling, for there to be no direct access. The relevant access provisions for each premises type can be found in the Gambling Commissions Guidance 5 th Edition 7:23. Part 7 of the Gambling Commission s Guidance to Licensing Authorities contains further guidance on this issue, which this authority will also take into account in its decision-making. (d) Premises ready for gambling The Guidance states that a licence to use premises for gambling should only be issued in relation to premises that the licensing authority can be satisfied are going to be ready to be used for gambling in the reasonably near future, consistent with the scale of building or alterations required before the premises are brought into use. Page 15 of 41

If the construction of a premises is not yet complete, or if they need alteration, or if the applicant does not yet have a right to occupy them, then an application for a provisional statement should be made instead. In deciding whether a premises licence can be granted where there are outstanding construction or alteration works at a premises, this authority will determine applications on their merits, applying a two stage consideration process: - Firstly, whether the premises ought to be permitted to be used for gambling; and Secondly, whether appropriate conditions can be put in place to cater for the situation that the premises are not yet in the state in which they ought to be before gambling takes place. Applicants should note that this authority is entitled to decide that it is appropriate to grant a licence subject to conditions, but it is not obliged to grant such a licence. More detailed examples of the circumstances in which such a licence may be granted can be found at paragraphs 7.38-7.41 of the Guidance. (e) Location This licensing authority is aware that demand issues cannot be considered with regard to the location of premises but that considerations in terms of the licensing objectives are relevant to its decision-making. As per the Gambling Commission s Guidance to Licensing Authorities, this authority will pay particular attention to the protection of children and vulnerable persons from being harmed or exploited by gambling, as well as issues of crime and disorder. Should any specific policy be decided upon as regards areas where gambling premises should not be located, this statement will be updated. It should be noted that any such policy does not preclude any application being made and each application will be decided on its merits, with the onus upon the applicant showing how potential concerns can be overcome. In regard to the Licensing Objectives, it is the Licensing Authorities policy, upon receipt of any relevant representations to look at specific location issues including: The possible impact a gambling premises may have on any premises that include services to children or young people, i.e. a school, or vulnerable adult centres in the area; The possible impact a gambling premises may have on residential areas where there may be a high concentration of families with children; The size of the premises and the nature of the activities taking place; Any levels of organised crime in the area. When considering a representation against an application, the Licensing Authority will need to be satisfied that there is sufficient evidence that the particular location of the premises would be harmful to the licensing objectives. From 6 April 2016, it is a requirement of the Gambling Commission s Licence Conditions and Codes of Practice (LCCP), under Section 10, for licensees to assess the local risks to the licensing objectives posed by the provision of gambling facilities at their premises and have policies, procedures and control measures to mitigate those risks. In making risk assessments, licensees must take into account relevant matters identified in this policy. The LCCP goes on to say, licensees must review (and update as necessary) their local risk assessments; To take account of significant changes in local circumstances; Page 16 of 41

When there are significant changes at a licensee s premises that may affect their mitigation of local risks; When applying for a variation of a premises licence; and In any case, undertake a local risk assessment when applying for a new premises licence. The Licensing Authority will expect the local risk assessment to consider as a minimum: Whether the premises is in an area of deprivation; Whether the premises is in an area subject to high levels of crime and/or disorder; The demographics of the area in relation to vulnerable groups; The location of services for children such as schools, playgrounds, toy shops, leisure centres and other areas where children will gather. In any case the local risk assessment should show how vulnerable people, including people with gambling dependencies, are protected. Other matters the assessment may include: The training of staff in brief intervention when customers show signs of excessive gambling, the ability of staff to offer brief intervention and how the manning of premises affects this; Details as to the location and coverage of working CCTV and how the system will be monitored; The layout of the premises so that staff have an unobstructed view of persons using the premises; The number of staff that will be available on the premises at any one time. If at any time that number is one, confirm the supervisory and monitoring arrangements when that person is absent from the licensed area or distracted from supervising the premises and observing those persons using the premises; Arrangements for monitoring and dealing with underage persons and vulnerable persons, which may include dedicated and trained personnel, leaflets, posters, self-exclusion schemes, window displays and advertisements not to entice passers-by etc; The provision of signage and documents relating to games rules, gambling care providers and other relevant information be provided; Where the application is for a betting premises licence, other than in respect of a track, the location and extent of any part of the premises which will be used to provide facilities for gambling in reliance on the licence. The information provided may be used to decide whether the council grants the licence, grant the licence with special conditions or to refuse the application. This policy does not preclude any application being made and each application will be decided on its own merits, with the onus on the application to show how the concerns can be overcome. (f) Planning The Gambling Commission Guidance to Licensing Authorities states at paragraph 7.60: In determining applications the licensing authority should not take into consideration matters that are not related to gambling and the licensing objectives. One example would be the likelihood of the applicant obtaining planning permission or building regulations approval for their proposal. This authority will not take into account irrelevant matters as per the above guidance. In addition this authority notes the following excerpt from the Guidance at paragraph 7.63: Page 17 of 41

When dealing with a premises licence application for finished buildings, the licensing authority should not take into account whether those buildings have or comply with the necessary planning or building consents. Nor should fire or health and safety risks be taken into account. Those matters should be dealt with under relevant planning control and building regulation powers, and must not form part of the consideration for the premises licence. Section 210 of the 2005 Act prevents licensing authorities taking into account the likelihood of the proposal by the applicant obtaining planning or building consent when considering a premises licence application. Equally the grant of a gambling premises licence does not prejudice or prevent any action that may be appropriate under the law relating to planning or building. (g) Duplication with other regulatory regimes This licensing authority seeks to avoid any duplication with other statutory / regulatory systems where possible, including planning. This authority will not consider whether a licence application is likely to be awarded planning permission or building regulations approval, in its consideration of it. It will though, listen to, and consider carefully, any concerns about conditions, which are not able to be met by licensees due to planning restrictions, should such a situation arise. When dealing with a premises licence application for finished buildings, this authority will not take into account whether those buildings have to comply with the necessary planning or buildings consents. Fire or health and safety risks will not be taken into account, as these matters are dealt with under relevant planning control, buildings and other regulations and must not form part of the consideration for the premises licence. (h) The licensing objectives and risk assessments The Gambling Act 2005 contains three licensing objectives. In this revision of its Statement of Principles, the Licensing Authority seeks to assist applicants by setting out the considerations we will apply when determining applications under the Act. The objectives are: Preventing gambling from being a source of crime or disorder, being associated with crime or disorder or being used to support crime. Ensuring that gambling is conducted in a fair and open way. Protecting children and other vulnerable persons from being harmed or exploited by gambling. Preventing gambling from being a source of crime or disorder, being associated with crime or disorder or being used to support crime The Licensing Authority will consider whether the premises make, or are likely to make, a contribution to the levels of crime and disorder in an area and whether the applicant has demonstrated that he has, or intends to, implement sufficient controls to prevent the premises being a source of, and/or associated with crime or disorder, or being used to support crime, if the application is granted. Where an area is known for high levels of crime (particularly crime associated with premises used for gambling), the Licensing Authority will consider whether gambling premises are suitable to be located there, and whether additional conditions may be necessary, such as the provision of CCTV, minimum levels of staffing and licensed door supervisors. Page 18 of 41

The Licensing Authority may consider, when making decisions on applications for Premises Licences, that extreme instances of public nuisance and persistent public nuisance may constitute disorder and criminal offences. The Licensing Authority notes there is no definition of the term disorder in the Act or the explanatory notes to the Act. The Gambling Commission s Guidance to Licensing Authorities states disorder is intended to mean activity that is more serious and disruptive than mere nuisance. In view of the above the Licensing Authority considers it is reasonable for the term disorder to also include anti-social behaviour. Such anti-social behaviour includes patrons of gambling premises gathering outside premises or nearby and causing disruption, disturbance, intimidation (or fear of intimidation) and obstruction of the highway. The Licensing Authority will consider whether the layout, lighting and fitting out of the premises have been designed so as to minimise conflict and opportunities for crime and disorder. The Licensing Authority will consider whether sufficient management measures are proposed or are in place to prevent the premises being a source of, or associated with crime or disorder, or used to support crime either as a place of association or to avoid apprehension. Ensuring that gambling is conducted in a fair and open way The Licencing Authority is aware that except in the case of tracks, generally the Gambling Commission does not expect Licensing Authorities to become concerned with ensuring that gambling is conducted in a fair and open way as this will be addressed via operating and personal licences. However, the Licensing Authority will familiarise itself with operator licence conditions and will communicate any concerns to the Gambling Commission about misleading advertising or any absence of required game rules or other matters as set out in the Gambling Commission s Licence Conditions and Code of Practice. Protecting children and other vulnerable persons from being harmed or exploited by gambling The Licensing Authority will consider the following when taking this licensing objective into account: whether the operator has a specific training programme for staff to ensure they are able to identify children and vulnerable people and take appropriate action to promote this objective to exclude them from the premises or parts of the premises; if the premises is an adult only environment, whether the operator has taken effective measures to implement a proof of age scheme to ensure no one under the age of 18 is admitted to the premises or restricted areas; whether the layout, lighting and fitting out of the premises have been designed so as to not attract children and other vulnerable persons who might be harmed or exploited by gambling; whether sufficient management measures are proposed or are in place to protect children and other vulnerable persons from being harmed or exploited by gambling; whether any promotional material associated with the premises could encourage the use of the premises by children or young people; whether the premises are located near to facilities that may encourage their use by vulnerable people, such as hostels for those with mental illness and/or addiction problems. Page 19 of 41

The Licensing Authority expects applicants to consider the measures necessary to promote the licensing objective of protecting children and other vulnerable persons from being harmed or exploited by gambling. It is noted that neither the Act nor the Gambling Commission Guidance define the term vulnerable persons. The Licensing Authority consider the term vulnerable persons to include people who gamble more than they want to; people who gamble beyond their means and people who may not be able to make informed or balanced decisions about gambling due to a mental impairment, alcohol or drugs. Risk Assessment The Licensing Authority expects applicants to have a good understanding of the area in which they either operate, or intend to operate. The applicant will have to provide evidence that they meet the criteria set out in this policy and demonstrate that in operating the premises they will promote the crime and disorder objective. Operators need to be aware of how the operation of their premises may impact on this objective. The Licensing Authority will expect the applicants to provide details as to their crime prevention measures and to any risk assessments that they have carried out. The Gambling Commission have introduced a Social Responsibility Code of Practice requiring operators of premises used for gambling to conduct local risk assessments and an ordinary Code of Practice stating this should be shared with the licensing authority in certain circumstances. Though this Code of Practice does not take effect until May 2016, Hertsmere Borough Council Licensing Authority expects applicants for Premises Licences in its area to always submit a risk assessment with their application. The risk assessment should demonstrate the applicant has considered, as a minimum: local crime statistics; any problems in the area relating to gambling establishments such as anti-social behaviour; the location of any nearby sensitive premises, such as hostels and other facilities used by vulnerable persons e.g. drug and alcohol addictions; whether there is a prevalence of street drinking in the area, which may increase the risk of vulnerable persons using the premises; whether there is any indication of problems in the area with young persons attempting to access adult gambling facilities of that type of gambling premises in the area. Applicants should liaise with other gambling operators in the area to identify risks and consult with any relevant responsible authorities as necessary. This policy does not preclude any application being made and every application will be decided on its individual merits, with the opportunity given for the applicant to show how potential concerns can be overcome. The licensing authority is aware that, in making decisions in respect of premises licences and temporary use notices, section 153 of the Act prescribes that it should aim to permit the use of premises for gambling in so far as it is satisfied that the application is: In accordance with any relevant Codes of Practice issued by the Gambling Commission In accordance with any relevant Guidance issued by the Gambling Commission Reasonably consistent with the licensing objectives Page 20 of 41