Texas Education Agency Student Attendance Accounting Handbook

Transcription

1 Texas Education Agency Student Attendance Accounting Handbook August 12, 2013

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3 State Board of Education BARBARA CARGILL Chair The Woodlands District 8 MARTHA M. DOMINGUEZ El Paso District 1 RUBEN CORTEZ JR. Brownsville District 2 MARISA B. PEREZ San Antonio District 3 LAWRENCE A. ALLEN JR. Fresno District 4 KEN MERCER San Antonio District 5 DONNA BAHORICH Houston District 6 DAVID BRADLEY Beaumont District 7 THOMAS RATLIFF Mount Pleasant District 9 TOM MAYNARD Florence District 10 PATRICIA HARDY Fort Worth District 11 GERALDINE MILLER Dallas District 12 MAVIS B. KNIGHT Dallas District 13 SUE MELTON Waco District 14 MARTY ROWLEY Amarillo District 15 COMMITTEES OF THE STATE BOARD OF EDUCATION INSTRUCTION Tom Maynard, Chair Sue Melton, Vice Chair Martha M. Dominguez Geraldine Miller Marisa B. Perez SCHOOL FINANCE/PERMANENT SCHOOL FUND Patricia Hardy, Chair Lawrence A. Allen Jr., Vice Chair David Bradley Ken Mercer Thomas Ratliff SCHOOL INITIATIVES Donna Bahorich, Chair Marty Rowley, Vice Chair Barbara Cargill Ruben Cortez Jr. Mavis B. Knight Page 3

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5 Foreword All public school districts and open enrollment charter schools in Texas are required to submit student attendance data through the Public Education Information Management System (PEIMS). The Student Attendance Accounting Handbook (handbook) supports that requirement and establishes related student attendance accounting requirements. The handbook: describes the FSP eligibility requirements of all students, prescribes the minimum standards for all attendance accounting systems, lists the documentation requirements for attendance audit purposes, and details the responsibilities of all district and charter school personnel involved in student attendance accounting. The handbook is for all Texas school district and charter school personnel involved in the student attendance accounting process. No school district or charter school official (or any other person in your district or charter school) has the authority, either implied or actual, to change or alter any rules, regulations, or reporting requirements specified in this handbook. Michael L. Williams Commissioner of Education Page 5

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7 Acknowledgements The following persons were involved in the development of this publication. Texas Education Agency Lisa Dawn Fisher, Ph.D. Associate Commissioner School Finance/Chief School Finance Officer Belinda Dyer Director, Financial Accountability Staff David Anderson Margaret Baker Von Byer Kelly Callaway Susie Coultress Beth Davis Gina S. Day Candice DeSantis John Ellis Priscilla Flores Dale Fowler Ryan Franklin Anita Givens Ron Heinrich Diane J. Hernandez Kelly Kravitz Gene Lenz Jan Lindsey David Loseke Monica Martinez Howard Morrison Mike Peebles Brent Pitt Nora Rainey Shelly Ramos Linda Roska Diane Salazar Susan Smith Vangie Stice Israel Bryce Templeton Kim Wall Julie Wayman Ron Whitson Page 7

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9 Texas Education Agency Student Attendance Accounting Handbook Contents SECTION 1 OVERVIEW Student Attendance and FSP Funding Taking and Recording Student Attendance Reporting of Attendance Information to the TEA Storage of Attendance Information Auditing of Attendance Information How to Use This Handbook Significant Changes SECTION 2 AUDIT REQUIREMENTS General Audit Requirements Accounting System Requirements Paper Based Attendance Accounting Systems vs. Automated Attendance Accounting Systems Automated Attendance Accounting Systems "Paperless" Attendance Accounting Systems Disaster Recovery Attendance System Procedures Manual Required Documentation Student Detail Reports Campus Summary Reports District Summary Reports Reconciliation of Teacher's Roster Information and Attendance Accounting Records Additional Required Documentation SECTION 3 GENERAL ATTENDANCE REQUIREMENTS Responsibility General Requirements for Eligibility for Attendance/Foundation School Program (FSP) Funding Page 9

10 3.2.1 Average Daily Attendance (ADA) Eligibility Coding Funding Eligibility Age Eligibility Dual Credit (High School and College/University) Enrollment Procedures and Requirements Discrepancies in Student Names/Failure to Receive Student Records Entry and Reentry Dates Student Entitlement to Attend School in District of Residence Homeless Students Immunization Infants and Toddlers With Auditory or Visual Impairments or Both Students Who Have Received a GED Certificate or Have Been Court Ordered to Obtain a GED Certificate Withdrawal Procedures Students 18 Years of Age or Older Temporary Absences and Withdrawal Students Whose Whereabouts Are Unknown Information and Record Transfer Students 21 Years of Age or Older and Placement in a Disciplinary Alternative Education Program (DAEP) or JJAEP Compulsory Attendance General Attendance Taking Rules Manual Entries for or Corrections to Student Attendance Data Time of Day for Attendance Taking Requirements for a Student to Be Considered Present for FSP (Funding) Purposes Excused Absences for Compulsory Attendance Purposes Instruction Provided Outside of the Regular School Day Attendance Accounting During Testing Days Attendance and Students Who Are Not in Membership or Are Served Outside the Home District "Tardies" Effective Dates for Program Changes General Education Homebound (GEH) GEH Policy Requirements GEH Committee GEH Funding Chart Test Administration and GEH Transition From GEH to the Classroom Transitioning Students With Chronic Illness Between Homebound and the Classroom Students With a Recurring Chronic or Acute Health Condition Calendar Length of School Day Makeup Days and Waivers Closures for Bad Weather or Other Issues of Health or Safety Summer School and State Funding Data Submission Quality Control Page 10

11 3.11 Examples SECTION 4 SPECIAL EDUCATION Responsibility Special Education and Eligibility Enrollment Procedures Enrollment Procedures for a Student in Your District Who Was Not Previously Receiving Special Education Services Enrollment Procedures for a Student in Your District Whose Instructional Arrangement/Setting Is Changing Enrollment Procedures for a Student Who Is New to Your District but Was Previously Receiving Special Education Services Enrollment Procedures for a Student Who Is New to Your District and Was Not Previously Receiving Special Education Services Withdrawal Procedure Special Education Services for Private or Home School Students Who Are Eligible for and in Need of Special Education Private or Home School Students Aged 3 or 4 Years Private or Home School Students Aged 5 Through 21 Years Interim Alternative Educational Placements Instructional Arrangement/Setting Codes Code 00 No Instructional Arrangement/Setting (Speech Therapy) Code 01 Homebound Code 02 Hospital Class Code 08 Vocational Adjustment Class (VAC) Code 30 State Supported Living Centers Applicable Federal Law and Additional Guidance Regarding the Location of Services for Students Currently Residing in a Hospital, Residential Facility, or State Supported Living Center Code 31 Home Based Instruction Code 32 Center Based Instruction Code 34 Other Environment Code 40 Special Education Mainstream Code 41 or 42 Resource Room/Services Code 43 or 44 Self Contained, Mild/Moderate/Severe, Regular Campus Additional Guidelines for Instructional Arrangement/Setting Codes Code 45 Full Time Early Childhood (Preschool Program for Children With Disabilities) Special Education Setting Code 50 Residential Nonpublic School Code 60 Nonpublic Day School Code 70 Texas School for the Blind and Visually Impaired Code 71 Texas School for the Deaf Code 81, 82, 83, 84, 85, 86, 87, 88, or 89 Residential Care and Treatment Facility (Not School District Resident) Code 91, 92, 93, 94, 95, 96, 97, or 98 Off Home Campus Page 11

12 4.8 Speech Language Pathology Services (Speech Therapy) and Speech Therapy Indicator Codes Speech Therapy Indicator Codes Preschool Programs for Children With Disabilities (PPCDs) Eligibility for PPCD Services ADA (State Funding) Eligibility for Students Receiving PPCD Services PPCD Services and PK Programs PPCD Services and Kindergarten Programs PPCD Services and Head Start PPCD Services and Students Served in a District Operated Preschool or Child Care Facility PPCD Services and Students Served in a Community Based Preschool or Child Care Facility Coding Chart: PPCD Services Provided to a Student in a Head Start Program, Preschool, or Child Care Facility PPCD Services and Private or Home School Student Aged 3 or 4 Years and in Need of Special Education Some Common Instructional Arrangement/Setting Codes for Students Receiving PPCD Services Special Education Services for Infants and Toddlers Infants Receiving Visual Impairment and/or Orientation and Mobility (O&M) Services Infants Receiving Auditory Impairment (Deaf) Services Infants (Birth Through 2 Years of Age) Receiving Home Based Instruction Infants (Birth Through 2 Years of Age) Receiving Center Based Instruction Infants (Birth Through 2 Years of Age) Receiving Services in Other Environment Shared Services Arrangements (SSAs), Including Regional Day School Program for the Deaf SSAs Regional Day School Programs for the Deaf (RDSPDs) Coding Chart: Services for Students With Disabilities Exceptions to the Norm Extended School Year (ESY) Services Exiting a Limited English Proficient (LEP) Student Who Is Receiving Special Education Services From a Bilingual Education or English as a Second Language (ESL) Program Eligible Days Present and Contact Hours Contact Hours for Each Instructional Arrangement/Setting Special Education Contact Hours Excess Contact Hours Eligible Mainstream Days Present Special Education Documentation Teacher Requirements Examples Code 01 Homebound Examples Code 02 Hospital Class Examples Code 08 Vocational Adjustment Class (VAC) Example Code 40 Mainstream Examples Codes 41 and 42 Resource Room/Services Examples Codes 43 and 44 Self Contained, Mild/Moderate/Severe, Regular Campus Examples Code 45 Full Time Early Childhood (PPCD) Special Education Setting (FT EC SPED) Example Codes Residential Care and Treatment Facility (Nonresident) Examples Codes Off Home Campus Examples Page 12

13 Speech Therapy Indicator Code 1 Examples Speech Therapy Indicator Code 2 Examples Calculation of Excess Contact Hours Examples SECTION 5 CAREER AND TECHNICAL EDUCATION (CTE) Responsibility Eligibility and Eligible Days Present Eligibility of Students for Funding Eligibility of Courses for Funding Earning Contact Hours Enrollment Procedures Determining the Number of Students to Enroll in a Course Withdrawal Procedures Coding to Be Used on the PEIMS 101 and 410 Records PEIMS 101 Record PEIMS 410 Record Computing Contact Hours Career Preparation and Practicum Learning Experiences Career Preparation Eligibility Requirements Practicum Course Eligibility Requirements Training Plan Requirements and Date on Which Students May Earn Contact Hours Additional Requirements for Students Participating in Paid Learning Experiences Required Site Visits by Teachers CTE Problems and Solutions (Formerly CTE Independent Study) Career and Technical Education for the Disabled (CTED) Courses Contracting With Other Entities to Provide CTE Instruction Attendance Reporting Requirements Student Absences and Contracted CTE Courses Dual Credit CTE Courses Documentation Quality Control Examples SECTION 6 BILINGUAL/ENGLISH AS A SECOND LANGUAGE (ESL) Responsibility Eligibility Page 13

14 6.2.1 Students Who Are Eligible to Be Served in the Bilingual or ESL Education Program but Are Not Eligible for Funding Parent Denial of Services and Eligibility of Students to Receive Bilingual/ESL Summer School Services Enrollment Procedures Students Who Move to Your District Eligibility of Your District's Bilingual or ESL Education Program for State Funding Eligible Days Present Eligible Days Present and Students Placed in a Disciplinary Setting Requirement to Serve Eligible Students Bilingual and ESL Education Services Your District Is Required to Provide Withdrawal/Reclassification/Exit Procedures Effective Date of Withdrawal Exit Criteria Exit Procedures and Criteria for LEP Students Receiving Special Education Services Continuation of Bilingual or ESL Education Program Services After a Student Has Met Exit Criteria Evaluation of a Student Who Has Been Transferred (Transitioned/Exited/Reclassified) Out of the Bilingual or ESL Education Program Teacher Certification Requirements Students in Grades PK Through Students in Grades 6 Through Students in Grades 9 Through Documentation Home Language Survey Requirements Test Result Documentation Requirement LPAC Recommendation and Parental Approval Requirements Proof of a Student's Being Served in an Eligible Bilingual or ESL Education Program Other Required Documentation Quality Control Examples SECTION 7 PREKINDERGARTEN (PK) Responsibility Eligibility PK Eligibility and Age PK Eligibility Based on a Student's Being Limited English Proficient (LEP) PK Eligibility Based on Being Educationally Disadvantaged (Eligible for the NSLP) PK Eligibility Based on Homelessness PK Eligibility Based on a Parent's Membership in the Armed Forces PK Eligibility Based on a Child's Having Been in Foster Care Page 14

15 7.3 Enrollment Procedures Withdrawal Procedures Eligible Days Present and ADA Eligibility PK Early Start Grant Program Students Who Are Eligible for Special Education (PPCD) and Are Served in a PK Classroom Examples SECTION 8 GIFTED/TALENTED Responsibility Eligibility Enrollment Procedures Withdrawal Procedures Policies for Selection of Students to Participate in the Gifted/Talented Program Coding of Gifted/Talented Students Documentation Quality Control Examples SECTION 9 PREGNANCY RELATED SERVICES (PRS) Responsibility Eligibility/Eligible Days Present Absences PRS Eligibility and Participation in Other State Funded Programs PRS and the Life Skills Program for Student Parents Eligibility Timeline Eligible Days Present Enrollment Procedures Withdrawal Procedures PRS and District and Campus Improvement Plans Student Detail Reports On Campus PRS Support Services CEHI During Prenatal Confinement Page 15

16 9.9 CEHI During Postpartum Confinement Beginning and Ending of CEHI During Postpartum Confinement CEHI During Extended Confinement CEHI During Break in Service Confinement Additional Information on CEHI and Confinement Confinement and Earning Eligible Days Present Returning to Campus for Support Services or Testing PRS and Special Education Services (SPED) ARD Committee Meetings SPED, PRS, and Earning Eligible Days Present PRS and Career and Technical Education (CTE) Test Administration During CEHI Documentation Quality Control Examples SECTION 10 NONTRADITIONAL SCHOOLS Responsibility General Eligibility Requirements "Double Counting" of ADA for Students in Nontraditional Schools Nontraditional Schools and Special Program Eligibility DAEP or JJAEP Placement for Students 21 Years of Age or Older Eligibility and Teacher Certification School Calendar Requirements and Waivers to These Requirements Attendance Accounting Documentation Year Round Schools Residential Alternative Education Programs for Students in Residential Facilities DAEPs DAEPs and Students Under the Age of DAEPs and Students Under the Age of Students Receiving Special Education and Related Services in a DAEP Campus of Accountability for DAEP Students Expulsion JJAEPs JJAEPs and School Districts in Counties With Populations Greater Than 125, Page 16

17 Establishment of a Separate JJAEP Campus JJAEP Eligibility and ADA Eligibility Coding for JJAEP Students Required Hours and Days of Operation for JJAEPs Campus of Accountability for JJAEP Students Disciplinary Removals of Students With Disabilities Out of School Suspension (OSS) Removal of Student From Classroom Students From Outside Your District Who Are Being Served in Detention or Other Facilities Making Short Term Residential Placements Examples SECTION 11 NONTRADITIONAL PROGRAMS Responsibility General Requirements College Credit Programs Dual Credit (High School and College/University) Programs Early College High School Programs: Student Eligibility Requirements Gateway to College (GTC) and Similar Programs Optional Extended Year Program (OEYP) Optional Flexible School Day Program (OFSDP) Student Eligibility OFSDP Funding Participation in the OFSDP and the Regular Attendance Program Application Process FSP Funding Eligibility for Students Years of Age Reporting Requirements Estimating OFSDP Funding OFSDP Withdrawal Policy More Information Optional Flexible Year Program (OFYP) Applying to Participate in the OFYP Scheduling of OFYP Instructional Days Reporting OFYP Attendance Additional Information High School Equivalency Program (HSEP) HSEP Eligibility Requirements HSEP Attendance Accounting and Funding Interstate Compact on Educational Opportunity for Military Children Page 17

18 Some Important Compact Definitions Notable Compact Provisions and Requirements SECTION 12 VIRTUAL, REMOTE, AND ELECTRONIC INSTRUCTION Responsibility Texas Virtual School Network (TxVSN) Student Eligibility for the TxVSN TxVSN FSP Funding and Attendance Accounting Additional TxVSN Requirements and Information Examples Remote Instruction That Is Not Delivered Through the TxVSN Remote Conferencing Regular Education Students Remote Conferencing Special Education Students Remote Homebound Instruction Regular Education Students Remote Homebound Instruction Special Education Students Distance Learning On Campus Online Courses Not Provided Through the TxVSN Self Paced Computer Courses SECTION 13 APPENDIX: AVERAGE DAILY ATTENDANCE (ADA) AND FUNDING Definitions Information on Weights SECTION 14 GLOSSARY INDEX RESOURCES Page 18

19 Section 1 Overview Per state law 1, every Texas school district is required to adopt an attendance accounting system, whether manual or automated, that includes procedures that ensure the accurate taking, recording, and reporting of attendance accounting data. District staff must report attendance information through the Public Education Information Management System (PEIMS) to the Texas Education Agency (TEA). The TEA then uses this attendance data to determine the allocation of Foundation School Program (FSP) funds to your district. The Student Attendance Accounting Handbook (handbook) contains the official attendance accounting rules and regulations for all public school districts in Texas, including open enrollment charter schools, unless otherwise specified in this document. This handbook is the official standard of required information for all attendance accounting systems, whether manual or automated. Unless a distinction is made between manual and automated systems, all standards described in this handbook apply to all attendance accounting systems. No school district official (or any other person in your school district) has the authority, either implied or actual, to change or alter any rules, regulations, or reporting requirements specified in this handbook. The handbook incorporates the same codes that are defined in the PEIMS Data Standards, as they relate to attendance, and requires all attendance accounting systems to follow the same coding structure. Participation in the PEIMS is mandated 2 for Texas public schools. Throughout the handbook, the term school district or district includes open enrollment charter schools, except where it is noted that different requirements apply to open enrollment charter schools. 1.1 Student Attendance and FSP Funding The primary purpose for the TEA's collection of student attendance data is to ensure that FSP funds can be allocated to Texas's public schools. All public schools in Texas must maintain records to reflect the average daily attendance (ADA) for the allocation of these and other funds by the TEA 3. Note: An inherent difference exists between your district's being permitted to serve a student in a particular program and your district's being entitled to funding for that student in that program. For example, depending on local policy, your school district may serve virtually any student in virtually any capacity/setting as long as serving the student does not interfere with the education of fundingeligible resident students. However, the only time a student may be coded as an eligible participant in a program/setting, thereby generating state funding, is when that student meets all the eligibility requirements, and all documentation is complete and on file. 1 Texas Education Code (TEC), (b) 2 TEC, (a) 3 19 Texas Administrative Code (TAC) (a) Overview Student Attendance Accounting Handbook Page 19

20 All eligible students are entitled to the benefits of the FSP. However, for your district to claim a student for funding purposes, complete documentation that proves the eligibility of the student for the FSP must first be on file. Furthermore, your district must report all eligible attendance according to provisions established by the TEA. For these reasons, the TEA has developed both a standardized attendance accounting system (described in this handbook) and a standardized reporting system (PEIMS) 4. The funding formula for the FSP, as well as the requirements for a student's eligibility to participate in this program, is mandated by the Texas Education Code and the Texas Administrative Code. All students must meet the requirements for membership, defined in Section 3 of this handbook, before they are eligible for FSP funds for attendance and special programs. Districts must retain all records proving such eligibility for the required length of time for audit purposes (see Section 2). For districts to receive the maximum amount of funding for all their students, the following personnel must be aware of their individual responsibilities and must work together to assemble the required documentation at the earliest possible time: administrators, special program staff, teachers, and attendance personnel. Note: Waivers for program requirements do not alter rules associated with eligibility for funding purposes unless the waiver specifically states that funding regulations are altered. 1.2 Taking and Recording Student Attendance It is your district's responsibility to ensure that the basis used to record and process attendance accounting data meets the standard set forth in this Student Attendance Accounting Handbook 5. District personnel must create the original documentation of attendance at the time of attendance. Original documentation may not be created after the fact. Original documentation that is not created at the time of attendance will not be accepted by agency auditors. If auditors determine that original documentation was not created at the time of the attendance it is intended to support, the TEA will retain 100% of your district's FSP allotment for the inappropriately documented attendance for the school year(s) for which records have been requested. The TEA will either assess an adjustment to subsequent allocations of state funds or require your district to refund the total amount of the adjustment when the audit is finalized. The TEA does not formally approve or certify attendance accounting systems of any organization, public or private, that is in the business of providing services to Texas public schools. The TEA cautions districts to be sure the software they purchase meets the requirements for attendance accounting as described in this handbook before contracting with a vendor. Your district may use a locally designed system, provided the system includes the instructions and information requirements prescribed by this handbook 6. 4 TEC, TAC (f) and TAC (f) Overview Student Attendance Accounting Handbook Page 20

21 Regardless of the particular accounting system your school district selects or uses, the minimum requirements established in this handbook must be incorporated. It is important to recognize that although these standards are the minimum requirements of all attendance accounting systems, your district may desire to adopt additional codes and/or documentation requirements for local purposes. 1.3 Reporting of Attendance Information to the TEA District staff report attendance and contact hours on the student level for the entire school year through the PEIMS. See Section 3 General Attendance Requirements for additional information. 1.4 Storage of Attendance Information Your district's superintendent of schools is responsible for the safekeeping of all attendance records and reports. The superintendent of schools may determine whether the properly certified attendance records or reports for the school year are to be filed in the central office or properly stored on the respective school campuses of your district or at a secure offsite location. Information for all FSP attendance reports must be available for audit purposes for 5 years from the completion of the school year. Superintendents, principals, and teachers are responsible to their school board and to the state for maintaining accurate and current attendance records, regardless of the attendance accounting system in use Auditing of Attendance Information Regardless of where attendance records are filed or stored, they must be readily available for audit by the Financial Compliance Division of the TEA. 8 Auditors have the authority to examine attendance records for any year for which your district is required to retain records (see Section 2). If auditors detect errors during an audit, the TEA will either assess an adjustment to subsequent allocations of state funds or require your district to refund the total amount of the adjustment when the audit is finalized. 1.6 How to Use This Handbook The handbook contains all the information and the mandated coding structure that each attendance accounting system must follow. Each section of this handbook, where practical, is organized using the same headings for each subsection. The same general types of information may be found under each subsection TAC (a) 8 19 TAC (d) Overview Student Attendance Accounting Handbook Page 21

22 Each section specifies the coding structure and lists all the documentation required to verify student eligibility in the subject area defined by the section title. Although limited by the complicated nature of attendance accounting, each section is designed to present all essential information about the subject area defined by the section title. The essential information provided includes student eligibility, mandated coding structure, and documentation required for audit purposes. In addition, each section contains the responsibilities of district personnel and examples of how to code students in the accounting system. The following table briefly describes the subject matter contained in each section. Handbook Section(s) Section 1 Overview Section 2 Audit Requirements Section 3 General Attendance Requirements Sections 4 9 Section 10 Nontraditional Schools Section 11 Nontraditional Programs Section 12 Appendix Section 13 Glossary Description The Overview describes the importance of attendance accounting, how funding and attendance are related, the organization of this handbook, and significant changes. Audit Requirements establishes minimum standards for all required documentation, sets the time limit for record retention, and discusses areas of attendance accounting that deserve particular attention. General Attendance Requirements discusses the responsibilities of district personnel, enrollment and withdrawal procedures, basic rules of attendance accounting for all attendance systems, ADA eligibility codes and general eligibility requirements, the school calendar, data submission, documentation required to prove FSP eligibility, tips for quality control of attendance data, and examples. These sections address each of the special program areas under the FSP. Each section discusses the responsibilities of district personnel, enrollment and withdrawal procedures, special rules, documentation to prove special program eligibility, tips for quality control of special program attendance data, and examples. Nontraditional Schools discusses waivers, year round schools, alternative education programs, juvenile justice alternative education programs, suspension, and expulsion. Nontraditional Programs discusses education programs with alternative methods of funding or provided in alternative settings. The Appendix explains how ADA is calculated and provides information on weighting of ADA. The Glossary section defines terms used in the handbook. Throughout this handbook, all references to the Texas Education Code (TEC) are to state law as documented in the most recent publication of the Texas School Law Bulletin when the handbook was printed. All references to the Texas Administrative Code (TAC) are to the rules adopted by the State Board of Education or the commissioner of education as documented in the most recent publication of the TAC when the handbook was printed. In the electronic Word version of this handbook, the entries in the table of contents and the boldfaced cross references that appear throughout the handbook (e.g., Funding Eligibility) are hyperlinked. If Overview Student Attendance Accounting Handbook Page 22

23 you place your cursor over the entry or cross reference and then press CTRL and click, you will be taken to the section of the handbook specified in the entry or cross reference. To return to the original location, press ALT + the left arrow key. Note: The web addresses provided throughout the handbook are subject to change. If a particular TEA web address is no longer working, please search for the topic you are interested in using the TEA website's Google Search function or using the TEA A Z Index page at You can also access this page from the TEA website's home page by clicking on the A Z Index link at the top of that page. 1.7 Significant Changes The following table briefly describes the significant changes from the handbook. The table does not include all changes made to the handbook. Significant Changes in the Student Attendance Accounting Handbook Change Section(s) Affected Code 3 Eligible Transfer Student Full Day Reporting of Legally Transferred Students Through the PEIMS: A statement has been added that your district must report the transfer status of each student transferred into the district in the PEIMS fall data submission. ADA Eligibility of Student Who Is Required to Pay Tuition to Obtain or Hold a Student Visa: To reflect recent legislation, this type of student has been added to the list of those students who must be coded as ineligible for ADA. Students Enrolled in Adult High School Diploma and Industry Certification Charter School Pilot Program: The "Eligible" column of the age eligibility table has been updated to include students who are at least 19 years of age and under 26 years of age on September 1 of the school year and are enrolled in an adult high school diploma and industry certification charter school pilot program. Enrollment: An additional item has been added to the list of acceptable documentation of age and identity for enrollment purposes. Enrollment: Information on additional requirements related to documentation of identity and age for students less than 11 years of age has been added. Enrollment: A list of three questions that districts may ask for purposes of determining a student's immigrant indicator code has been added. Residency Requirements and Students in Foster Care: Information on this topic has been updated to reflect recent legislative changes. Homeless Students: Information on homeless students has been clarified Code 4 Ineligible Full Day, Code 5 Ineligible Half Day Age Eligibility 3.3 Enrollment Procedures and Requirements 3.3 Enrollment Procedures and Requirements 3.3 Enrollment Procedures and Requirements Student Entitlement to Attend School in District of Residence Homeless Students Overview Student Attendance Accounting Handbook Page 23

24 Change Student Record Transfers: A student's Texas Unique Student ID has been added to the list of information that must be sent through the Texas Records Exchange system when a student moves from one district to another. Requirement to Generate Weekly Attendance Report: A statement has been added that a district that uses an attendance accounting system that meets the requirements for a secure paperless system is not required to generate weekly attendance records. Attendance Taking and Automated Student Tracking Systems: A statement has been added that documentation from an electronic, radio frequency, "smart card," or similar tracking system that indicates only whether a student monitoring device was on campus at a particular time is not acceptable documentation of attendance unless supported with documentation that the student was with a campus official. Absences for Which a Student May Be Considered Present: To reflect recent legislative changes, the following absences have been added to the list of those for which a student may be considered present for FSP (funding) purposes: certain absences of students in Department of Family and Protective Services conservatorship, an absence to serve as an early voting clerk, a temporary absence to attend the health care appointment of a student's child, and certain absences related to military deployments. "Excused" absences to serve as an election clerk or early voting election clerk have been limited to 2 days per school year. General Education Homebound (GEH) Program Instruction: The statement that, during the period of confinement, a student receiving GEH services must receive instruction in all courses in which the student is enrolled has been changed to state that the student must receive instruction in all core academic subject area courses. Calendar Requirements and Charter Schools: Information specific to charter school calendars has been added. Reporting Speech Therapy Through PEIMS: Information on this topic has been corrected to reflect that a student who is receiving both speech therapy and instructional services through another instructional arrangement/setting should be reported with two instructional arrangement/setting codes on the PEIMS 405 record. Tech Prep Programs: A note that the United States Department of Education defunded Tech Prep grants in 2011 has been added. Training Plans for CTE Practicums: A statement has been added that a training plan is not required for a student participating in an unpaid practicum for which the teacher of record provides all the training. Section(s) Affected Information and Record Transfer 3.6 General Attendance Taking Rules Requirements for a Student to Be Considered Present for FSP (Funding) Purposes Requirements for a Student to Be Considered Present for FSP (Funding) Purposes 3.7 General Education Homebound (GEH), GEH Committee 3.8 Calendar 4.7 Instructional Arrangement/Setting Codes, Code 00 No Instructional Arrangement/Setting (Speech Therapy), 4.8 Speech Language Pathology Services (Speech Therapy) and Speech Therapy Indicator Codes, 4.18 Examples PEIMS 101 Record Training Plan Requirements and Date on Which Students May Earn Contact Hours Overview Student Attendance Accounting Handbook Page 24

25 Change Required Bilingual/English as a Second Language (ESL) Curriculum: The subsection on this topic (former Subsection 6.5) has been deleted, as it was unrelated to student attendance accounting or program requirements for funding purposes. Parental Approval for Student's Exit From Bilingual/ESL Program: A statement that your district must obtain parental approval for a student's exit from the program has been added. Bilingual/ESL Program Exit Criteria Chart: The chart has been updated for the school year. Bilingual/ESL Program, Parental Approval, and Funding: A statement has been added that a student receiving bilingual/esl program services without written parent or guardian approval is not eligible for bilingual/esl funding. Bilingual/ESL Program Documentation: Documentation of parental notification and approval of a student's exit from the program has been added to the list of required documentation. 5 Year Old Students Served in a Prekindergarten (PK) Program: A clarification that a 5 year old student enrolled in a PK program must be reported with a grade level of PK has been added. PK Eligibility Based on a Parent's Military Service: An additional item that may be accepted as documentation of a student's eligibility for free PK on this basis has been added to the list of acceptable documentation. Enrollment in PK Program: An additional item has been added to the list of acceptable documentation of age and identity for purposes of PK program enrollment. Students Who Are Eligible for Preschool Program for Children With Disabilities Services and Are Served in a PK Classroom: Section 7 information on this topic has been placed in a single subsection and clarified. Compensatory Education Home Instruction (CEHI): The statement that, during the period of confinement, a regular education student receiving CEHI must receive instruction in all courses in which the student is enrolled has been changed to state that the student must receive instruction in all core academic subject area courses. Disciplinary Removals of Students With Disabilities: The erroneous statement that a student who has been removed and is provided fewer than 2 hours of instruction each day should automatically have an instructional arrangement/setting code of 00 has been deleted. College Credit Programs: The title of Subsection 11.3 has been changed from "Dual Credit (High School and College/University)" to "College Credit Programs," as the subsection covers dual credit as well as other college credit options. Interstate Compact on Educational Opportunity for Military Children: The part of this subsection dealing with absences has been updated to reflect recent legislative changes. Section(s) Affected Not Applicable 6.8 Withdrawal/Reclassification/Exit Procedures Exit Criteria LPAC Recommendation and Parental Approval Requirements Other Required Documentation PK Eligibility and Age Documentation Required 7.3 Enrollment Procedures Students Who Are Eligible for Special Education (PPCD) and Are Served in a PK Classroom 9.10 Confinement and Earning Eligible Days Present Disciplinary Removals of Students With Disabilities 11.3 College Credit Programs Certain Absences Excused for Compulsory Attendance Purposes Overview Student Attendance Accounting Handbook Page 25

26 Change Self Paced Computer Courses, Online Courses, the Texas Virtual School Network (TxVSN), and Remote Instruction: All information on these topics has been moved to new Section 12. TxVSN: The definition of "provider" has been revised to reflect a recent statutory change. Information on reporting of TxVSN attendance has been updated to reflect that the TEA (rather than districts) is responsible for adjusting the ADA eligibility of a student who does not successfully complete a TxVSN course. A statement that no more than three yearlong TxVSN course catalog courses may be counted in determining a student's ADA eligibility has been added to reflect a recent statutory change. Appendix Information on Calculation of ADA and Weighted Funding: Information related to the calculation of flexible attendance and the calculation of weighted special education and CTE funding has been added. Section(s) Affected Section 12 Virtual, Remote, and Electronic Instruction 12.2 Texas Virtual School Network (TxVSN), TxVSN FSP Funding and Attendance Accounting, Examples Section 13 Appendix: Average Daily Attendance (ADA) and Funding Overview Student Attendance Accounting Handbook Page 26

27 Section 2 Audit Requirements As stated in the overview section, the superintendent of schools is responsible for the safekeeping of all attendance records and reports. Your district may store these records or reports in a central office or on the respective school campuses. However, regardless of where they are stored, the records must be readily available for audit 9 by the Texas Education Agency (TEA). 10 Incomplete or inaccurate data will result in attendance not being allowed. 2.1 General Audit Requirements Your district must make available and provide to the Financial Compliance Division of the TEA copies of all required attendance records within 20 working days of written request by the agency. Failure to provide all required attendance records (specific program[s] and/or grant[s]) will result in the TEA's retaining 100% of your district's Foundation School Program (FSP) allotment for the undocumented attendance for the school year(s) for which records have been requested. Attendance will be considered undocumented if documentation of the attendance either is missing or is so inadequate that a reasonable person could not conclude from the documentation that the attendance it is intended to support actually occurred. If attendance is undocumented at the days of attendance level, any special program attendance based on those days of attendance also will be considered undocumented. The adjustment to the FSP allotment for any undocumented attendance will apply to the time period for which documentation was missing or inadequate. For example, if the documentation provided to support a particular campus's daily attendance for a semester consisted only of period absence slips for certain students and no documentation was provided showing the names of students present for classes each day, the TEA would adjust the district's FSP allotment to withhold 100% of the funding for all students at that campus for the semester. Reports must include the level of detail identified in 2.3 Required Documentation although the TEA does not mandate the actual report format. A good accounting system, however, will produce reports that are easy to read and that present information in a concise format. For example, a Student Detail Report will present all the required data for each student, including attendance and program totals by 6 week reporting period, in one layout. All documentation required for audit purposes is outlined in 2.3 Required Documentation. Documentation must do the following: cover the entire school year and encompass three main data sets: Student Detail Reports for all students by 6 week reporting period, Campus Summary Reports for all campuses by 6 week reporting period, and a District Summary Report by 6 week reporting period. All codes reflected in the attendance reports must be defined in the reports. 9 as authorized by the Texas Education Code (TEC), , , and Texas Administrative Code (TAC) (d) Audit Requirements Student Attendance Accounting Handbook Page 27

28 Your district must retain any student attendance documentation that could be required for audit purposes for 5 years from the completion of the school year, unless specified differently later in this section. This requirement applies specifically to student attendance documentation. Other kinds of documentation, such as documentation required for a student's permanent record, may need to be kept longer. The required retention period for all records is outlined in Local Schedule SD of the Local Records Retention Schedules, Texas State Library and Archives Commission: Accounting System Requirements The attendance accounting system 11 your district uses must do the following: use the coding structure defined in the Public Education Information Management System (PEIMS) Data Standards as they relate to attendance. 12 possess the ability to readily reproduce the student attendance data described in 2.3 Required Documentation on notification of an audit, regardless of the medium of storage the system uses Paper Based Attendance Accounting Systems vs. Automated Attendance Accounting Systems Your district should carefully consider both its particular needs and the information in Automated Attendance Accounting Systems and "Paperless" Attendance Accounting Systems before deciding on an attendance accounting system and/or on a storage medium or automated format for audit documentation. Your district may get the most benefit from retaining some documentation electronically and other documentation in paper report format. For example, say Learning ISD uses paper period absence slips as the source document for attendance accounting. The district cannot store those slips electronically, nor can it store some of the other required documentation in an electronic format (see 2.3 Required Documentation). The district can, however, store the Student Detail Report, the Campus Summary Reports, and the District Summary Report electronically. For audit purposes, Learning ISD must retain all paper records that it cannot store electronically, a backup of the actual attendance accounting data, the attendance accounting program from the same school year, and compatible hardware necessary to access and reproduce the data in an acceptable format. Note: All required attendance system documentation that is stored electronically must be reproduced in an acceptable format at the time of an audit. To be considered acceptable, the documentation must be as follows: complete (must meet all the requirements in 2.3 Required Documentation), in English (not machine language), and easy to read. 11 Unless a distinction is made between manual and automated systems, all standards described in the handbook apply to all attendance accounting systems TAC (f) Audit Requirements Student Attendance Accounting Handbook Page 28