M/O TAG DESCRIPTION FORMAT EXPLANATION

Transcription

1 Swift Release 2012 ISO MT 548 Settlement Status and Processing Advice Standard Release please see changes below (in blue) M/O TAG DESCRIPTION FORMAT EXPLANATION Mandatory Sequence A General Information M 16R Start of Block GENL GENL M 20C SEME - Sender's Reference 4!c//16x SEME// Reference M 23G INST CAST 4!c[/4!c] INST - Transaction Status CAST Confirmation of Cancellation Repetitive Mandatory Subsequence A1 Linkages M 16R Start of Block LINK LINK M 20C Related Reference 4!c//16x RELA - Related Reference M 16S End of Block LINK LINK End of Subsequence A1 Linkages Repetitive Mandatory Subsequence A2 Status M 16R Start of Block STAT STAT M 25D Status 4!c/[8c]/4!c MTCH//MACH MTCH/NMAT Repetitive Optional Subsequence A2a Reason M 16R Start of Block REAS SETT/PEND SETT/PENF CPRC//CAND CPRC/DEND M 24B Reason 4!c/[8c]/4!c NMAT// or PEND// or PENF// or CAND// or DEND// Please see below the list of qualifiers in O 70D Narrative 4!c//6*35x REAS - Reason Narrative M 16S End of Block REAS REAS End of Subsequence A2a Reason MT548 SR Nov2012 Page:

2 M/O TAG DESCRIPTION FORMAT EXPLANATION M 16S End of Block STAT STAT End of Subsequence A2 Status M 16S End of Block GENL GENL End of Sequence A General Information Optional Sequence B Settlement Transaction Details M 16R Start of Block SETTRAN SETTRAN M 35B Identification of Financial Instr. ISIN1!e12!c (ISIN Identifier) 4*35x (Narrative) M 36B Quantity of Financial Instr. 4!c//4!c/15d (Qualifier) (Type) (Quantity) M 19A Amount Option A: 4!c//[N]3!a15d (Qualifier)(Sign ) (Currency) (Amount) M 97A Account Option A: 4!c//35x (Qualifier)(Acc ount) M 22F SETR/TRAD Option F: 4!c/[8c]4!c (Qualifier)(Data Source Scheme)(Indic ator) M 22H REC/DEL Option H: 4!c//4!c (Qualifier)(Indic ator) M 22H PAYM//APMT or PAYM//FREE Option H: 4!c//4!c (Qualifier)(Indic ator) M 98A Settlement Date Option A: 4!c//8!n (Qualifier) (Date) ISIN codes SETT//FAMT/ UNIT SETT - Quantity of Financial Instr. to be Settled Type: FAMT - Face Amount UNIT - Unit SETT// SETT - Settlement Amount SAFE// SAFE - Safekeeping Account Trade type REDE//DELI or REDE//RECE REDE - Receive/Deliver Indicator DELI - Deliver RECE - Receive PAYM - Payment Indicator APMT - Against Payment FREE - Free of Payment SETT// Settlement Date (YYYYMMTT) MT548 SR Nov2012 Page:

3 M/O TAG DESCRIPTION FORMAT EXPLANATION Repetitive Optional Subsequence B1 Settlement Parties M 16R Start of Block SETPRTY SETPRTY M 95a Del./Rec. of Securities Option P: 4!c//4!a2!a2!c [3!c] Option R: 4!c/8c/34x Option Q: 4!c//4*35x O 95a Beneficiary Option P: 4!c//4!a2!a2!c [3!c] Option R: 4!c/8c/34x Option Q: 4!c//4*35x O 97A Option A 4!c//35x O 95a Delivering Instructing Party Option P: 4!c//4!a2!a2!c [3!c] Option R: 4!c/8c/34x Option Q: 4!c//4*35x O 97A Option A 4!c//35x Qualifier depending on trade type: if RECE =DEAG (1) if DELI =REAG (2) BUYR // Only if DELI = BUYR SAFE// Safe Keeping Account SELL// Only if RECE = SELL SAFE// Safe Keeping Account M 16S End of Block SETPRTY SETPRTY End of Subsequence B1 Settlement Parties M 16S End of Block SETTRAN SETTRAN End of Sequence B Settlement Transaction Details MT548 SR Nov2012 Page:

4 KEYWORDS in MT548 CAND//CANI Instruction has been cancelled as you requested NMAT//ADEA NMAT//CMIS NMAT//CLAT NMAT//CPCA NMAT//DDEA NMAT//DDAT NMAT//DELN NMAT//DEPT NMAT//DMON NMAT//DQUA NMAT//DSEC NMAT//DTRA NMAT//DTRD NMAT//FRAP NMAT//IIND NMAT//ICAG NMAT//IEXE NMAT//ICUS NMAT//LEOG NMAT//LATE NMAT//NCRR NMAT//NARR NMAT//NMAS NMAT//PHYS NMAT//PLCE NMAT//PODU NMAT//REGD NMAT//SAFE NMAT//SETR NMAT//SETS NMAT//TXST Account Servicer Deadline Missed Matching Instruction not found Counterparty too late for matching Counterparty has cancelled their instruction Disagreement Deal Price Disagreement Settlement Date Disagreement Direction of Trade Disagreement Place of Settlement Disagreement Settlement Amount Disagreement Quantity Disagreement Security Not recognised Disagreement Trade Date Disagreement Payment Code Disagreement common reference Incorrect Agent Incorrect Buyer or Seller Disagreement receiving delivering custodian Disagreement Letter or Guarantee Indicator Counterparty was too late for day matching Disagreement Currency Settlement Amount See narrative for details No Matching started Disagreement Physical settlement Disagreement Place of Trade Instruction has not been matched and is a possible duplicate instruction Disagreement Registration Details Disagreement Safekeeping Account Settlement transaction type does not match Disagreement Settlement/System Method Disagreement Tax Status PEND//ADEA PEND//AWMO PEND//AWSH PEND//BATC PEND//BENO PEND//BLOC PEND//BOTH PEND//CAIS PEND//CDLR PEND//CERT PEND//CLHT PEND//CYCL PEND//CLAC PEND//CMON PEND//COLL PEND//CSDH PEND//CVAL PEND//DEPO PEND//DISA PEND//DOCC PEND//DOCY Account Servicer Deadline Missed Financial Instruments are delivered, but still awaiting money from counterparty Financial Instruments have not yet been received from counterparty The processing batch differs in the counter Disagreement in beneficial ownership. Your account is blocked, no instruction can settle over the account Both Instructions on Hold Awaiting financial instruments from corporate action or other procedure Instruction is in a hold/frozen/preadvice mode Wrong Certificate numbers Settlement date does not agree with settlement date of Clearing House/India Your instruction is confirmed in the local market Counterparty insufficient Securities Counterparty insufficient Money Securities are not deliverable because they are CSD has set instruction in a hold/frozen/preadvice mode Instruction in a hold/frozen/preadvice mode as it fulfils predefined conditions of a restrictions Processing type in the market infrastructure platform Refused Deposit for Issue of Depositary Receipts Natural disaster Awaiting Documents/Registration Instructions/Endorsements from Counterparty Awaiting Documents/Registration Instructions/Endorsements from you MT548 SR Nov2012 Page:

5 PEND//DENO PEND//DKNY PEND//FLIM PEND//FUTU PEND//FROZ PEND//GLOB PEND//IAAD PEND//INBC PEND//LALO PEND//LATE PEND//LACK PEND//LINK PEND//LIQU PEND//MINO PEND//MUNO PEND//MONY PEND//NEWI PEND//NCON PEND//NOFX PEND//NARR PEND//NCON PEND//NMAS PEND//PHCK PEND//PHSE PEND//PRCY PEND//PREA PEND//REFS PEND//REGT PEND//REFU PEND//SDUT PEND//YCOL PEND//SBLO PEND//SETS PENF//ADEA PENF//AMWO PENF//AWSH PENF//BATC PENF//BENO PENF//BLOC PENF//BOTH PENF//BYIY PENF//CAIS PENF//CDLR PENF//CERT PENF//CLHT PENF//CYCL PENF//CLAC PENF//CMON PENF//COLL PEND//CSDH PEND//CVAL PENF//DEPO PENF//DISA PENF//DOCC PENF//FLIM PENF//IAAD PEND//INBC PENF//LALO PENF//LAAW PENF//LACK PENF//LINK Quantity instructed does not match the domination available/deliverable Counterparty has returned or refused the secure Maximum Foreign Limit reached Awaiting settlement date. No settlement problems to be reported Financial instruments are blocked at CSD following a corporate event Global Form Securities Status Reason Investigation Incomplete Number Count Securities are Loaned Out Market Deadline Missed Lack of securities Instruction is pending due to a pending linked Central Bank Liquidity is insufficient Minimum Settlement Amount Multiple Settlement Quantity Insufficient Money in your account New Issues Confirmation Not Received No Foreign Exchange Instruction See narrative field for reason Confirmation of settlement not yet been received No matching required Physical Securities in Verification Process Physical Delivery Delay Counterparty Instruction on Hold Your Instruction on Hold Not in Good Order Certificates Rejected Instruction Refused/Not Recognised Lack of Stamp Duty Information Collateral Shortage Securities blocked Settlement system/method has been modified at CSD to allow settlement Account Servicer Deadline Missed Awaiting Money Awaiting Securities from Counterparty Processing Batch Difference Beneficial Ownership Disagreement Account Blocked Both Instructions on Hold Buy-in Procedure Awaiting Securities Instruction is in a hold/frozen/preadvice mode Wrong Certificate Numbers Clearing House Trade Awaiting Next Settlement Cycle Counterparty insufficient Securities Counterparty insufficient Money Securities pledged as collateral CSD has set instruction in a hold/frozen/preadvice mode Instruction in a hold/frozen/preadvice mode as it fulfils predefined conditions of a restrictions Processing type in the market infrastructure platform Refused Deposit for Issue of Depositary Receipts Natural disaster Awaiting Documents/Endorsements from Counterparty Maximum Foreign Limit Reached Status Reason Investigation Incomplete Number Count Securities are Loaned Out Awaiting other transaction Lack of securities Pending Linked Securities MT548 SR Nov2012 Page:

6 PENF//LIQU PENF//LATE PENF//MINO PENF//MLAT PENF//MUNO PENF//MONY PENF//NOFX PENF//NCON PENF//NARR PENF//OBJT PENF//PART PENF//PHCK PENF//PHSE PENF//PRCY PENF//PREA PENF//REFS PENF//REGT PENF//SDUT PENF//SBLO PENF//YCOL Insufficient Central Bank Liquidity Market deadline missed Minimum Settlement Amount Money/Securities too late for Settlement Multiple Settlement Amount Insufficient Money in your account No Foreign Exchange Instruction Confirmation not received See narrative field for reason Under Objection Trade settles in Partials Physical Securities in Verification Process Physical Delivery Delay Counterparty instruction on Hold Your Instruction on Hold Not in Good Order Certificates Rejected Lack of Stamp Duty Information Securities Blocked Collateral Shortage MT548 SR Nov2012 Page: