STATE OF ARIZONA OFFICE OF ADMINISTRATIVE HEARINGS
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- Lawrence Melton
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1 STATE OF ARIZONA OFFICE OF ADMINISTRATIVE HEARINGS a Studen~nd through Parents.&_ Petitioners, Deer Valley Unified School District No., Respondent. HEARING: September 1-, 0 ADMINISTRATIVE LAW JUDGE DECISION APPEARANCES: Petitioners, Parents_and_, appeared on behalf of themselves and Student_and were represented by non-attorney advocate Natalie Schoenbauer, Ph.D.;1 attorney Lindsay E. Jones, GUST ROSENFELD, PLC, appeared on behalf of the Deer Valley Unified School District (DVUSD), accompanied by Richard Gray, Ph.D., District Forensic Psychologist and Assistant Special Education Director, DVUSD. WITNESSES: 2 For Petitioners: Mother. For Respondent School District: Perri Krom, Special Education Administrator, DVUSD ("Administrator"); Melissa Rose, Special Education Teacher, DVUSD ("Special Education Teacher R"); Sarah Henry, Special Education Teacher, DVUSD ("Special Education Teacher H"); Nora Eddy, Extended School Year Coordinator, DVUSD ("ESY Coordinator"); and Richard Gray, Ph.D. ("District Psychologist"). ADMINISTRATIVE LAW JUDGE: Eric A. Bryant Parents bring this due process action, on behalf of Student, to challenge the actions of Respondent School District with regard to its obligations toward Student, who is a child with a disability. The law governing these proceedings is the Individuals with 1 Ms. Schoenbauer's representation was granted by this tribunal under Arizona Supreme Court Rule 1(d)() by Order dated August, "-Offlce--ofAdministrative--Hearings---' 00 West Washington, Suite 1 Phoenix. Arizona ~00, (02) 2 2
2 Disabilities Education Act ("IDEA"), United States Code (U.S.C.) 00-2 (as re-authorized and amended in 0), and its implementing regulations, Code of Federal Regulations (C.F.R.) Part 00, as well as the Arizona Special Education statutes, Arizona Revised Statutes (AR.S.) -1 through -, and implementing rules, Arizona Administrative Code (AAC.) R-2-01 through R-2-0. Petitioners filed their due process complaint on May, 0. Several postponements of the hearing dates were granted upon the request of the parties and several pre-hearing conferences were held on July 2, 0, and September, 0, after which it was established that Petitioners are lljaking the following claims, alleging them to be violations of the IDEA and its implementing regulations: A) The October 2, 0, Individualized Education Program (hereinafter "IEP") did not address each of Student's individual needs as identified in the Multidisciplinary Evaluation Team (MET) report (discrepancy between the "present levels" and IEP goals; no alignment between Student's needs and the goals and services provided). B) No documented data was identified to support the IEP's discontinuation of the decoding goal and implementation of the fluency goal. "', C) Student did not show adequate academic progress on fluency goals in the IEP. D) Student was eligible for Extended School Year (ESY) services for the summer of 0 and Respondent To avoid the use of proper names, in order to protect confidentiality, each witness is designated a generally descriptive title to be used in the body of the Decision. The proper names are grouped here for ease of redaction. By Public Law -, known as the "Individuals with Disabilities Education Improvement Act of 0," IDEA 0 became effective on July 1, 0. The current federal regulations became effective October, 0, during the time period at issue here. This means that events that occurred before October, 0, are governed by the pre-october 0 regulations, and those occurring after October (the majority of events here) by the current regulation:,;. However, a comparison of the former and current regulations that apply to the issues in this case shows that the applicable regulations are substantially the same, the differences being only re-numbering and minor grammatical changes. Therefore, because there is no material difference in the two versions, this Decision will apply and cite only the current regulations. It is noted that these rules are being revised to comport with the 0 changes in federal and Arizona special education law, but have not yet been published by the Arizona Secretary of State. 2
3 B 1 1 1B School District did not offer the services soon enough for Student to enroll. E) Student was denied education in the Least Restrictive Environment (LRE) because he was educated outside the general education population more than was called for in the IEP. F) Respondent School District failed to acquire informed parental consent prior to initial provision of special education and services. G) Respondent School District prevented Parents from being full participants in IEP meetings by withholding information. H) Respondent School District wrongly denied Parents' request for evaluation regarding dyslexia. Furthermore, it was established that Petitioners are seeking 0 hours of compensatory education consisting of one-on-one tutoring in reading and additional compensatory education for Respondent School District's failure to provide ESY for 0. The parties presented testimony and Exhibits at the hearing on September 1 and, 0. Petitioners presented testimony from Mother and offered into evidence Exhibits A,, C, D, E, F, G, H, I, J, K, L, N, 0, P, Q, R (for limited purpose), T, and V, all of which were admitted into the record. Respondent School District presented testimony from the witnesses noted above and offered Exhibits numbered 1 through, which were also admitted. After the hearing, the parties submitted written closing arguments-respondent School District on September 2, 0, and Petitioners on October, 0. The Administrative Law Judge has considered the entire record, including the testimony and exhibits,b and now makes the following Findings of Fact, Decision, and Order finding that while there were procedural violations by Respondent School District, the violations 2 2B 2 0 These Exhibits are listed and briefly described in PETITIONER.liST OF WITNESSES/ExHIBITS filed September, 0. RESPONDENT'S list OF WITNESSES AND EXHIBITS was filed September, 0. The Administrative Law Judge has read each admitted Exhibit, even if not mentioned in this Decision. The Administrative Law Judge has also considered the testimony of every witness, even if not mentioned in this Decision.
4 did not deny Student a free appropriate public education. Also, there were no substantive violations of the IDEA. FINDINGS OF FACT 1. Student is currently a third grader attending school in Respondent School District. This case concerns his second grade year in 0-0, which he also attended in Respondent School District. 2. Prior to August 0, Student attended a charter school and was not identified as a child with a disability. In April 0, Student was evaluated, with these results: [Student] shows a specific weakness in tasks that require him to name alphabet letters, identify and generate letter sounds and rhyming words, and match and read a series of printed words. [Student] shows a specific weakness in tasks that required [him] to correctly apply phonetic decoding rules when reading a series of nonsense words. Student was found eligible for special education under the category of Specific Learning Disability (SLD) in the area of basic reading skills. 1o In May 0, an IEP was created for Student. It contained one goal-"[student] will decode words using word knowledge of phonics, syllabication and word parts as measured by earning a 0% or better on classroom assessments and oral readings"-and three performance objectives: (1) "Read multi-syllabic words fluently, using letter-sound knowledge;" (2) "Apply knowledge of basic syllabication rules when decoding 2 or syllable written words;" and () "Recognize regular plurals and irregular plurals in context.,, It provided that Student. \ would receive special education in a "resource room" setting. This IEP was accepted by all on the JEP team, but it was not implemented because the school year ended and Student changed schools Exhibit A at. (Note: Exhibit 1is identical to Exhibit A.) ld. at.. Exhibit B at. It is noted that although pages in Exhibit B are designated "1 of " and so forth, there are fewer than pages in the Exhibit; many pages appear to be missing. However, the document appears to be complete. (Note: Exhibit contains the same pages as Exhibit B, and the same missing ~ages Gut of.) d. at.
5 _. _..._-_._-_._ attending.. In August 0, Student enrolled in Respondent School District and began Parents presented Respondent School District with copies of the charter school's evaluation report and May 0 IEP that was created but never implemented. Parents' copies of these documents were unsigned. A meeting was set in late August for an IEP team to meet and consider services for Student; Respondent School District sent away for Student's records from his prior school.. In late August 0, an IEP team that included Parents met and reviewed the evaluation and IEP from the charter school. The charter school's records had been received and they contained signed and initialed copies of documentation. The IEP team accepted Student's eligibility and adopted the May 0 IEP verbatim as a temporary IEP for Student to last until October so that Respondent School District could work with Student and then formulate a permanent IEP to last for the remainder of the year. 1 The IEP team would meet again in October.. Respondent School District was aware that Student had not received services from the charter school under the May 0 IEP and that, therefore, Respondent School District was the first public agency to provide services to Student. documentation received from the charter school contained various forms that were signed by Mother. One form signed by Mother signified that she, and other members of the evaluation team, agreed that Student was eligible for special education.1 Another signified that Mother had received Prior Written Notice (PWN) and a copy of the Procedural Safeguards Notice that is required to be given to all parents of eligible children; Mother signed the form. 1. Finally, an "Educational Placement Statement" form, intended to document, among other things, parental consent to placement in special education, shows signatures by two of the charter school personnel who were team members and the initials '.' in three separate places on the form. 1 One of the sets of initials ".' The See Exhibits A and B. Exhibits C and. Exhibits 1 and 1a. 1 Exhibits 2 and. 1 Exhibit 1 at. lb,d. at. 1 Exhibit 1a.
6 appears in a blank space before the statement "As a result of this evaluation, with full awareness of my parental rights, I AGREE with this placement.,, At hearing, Mother credibly testified that she did not write those initials; thus, she did not sign the written consent for initial placement. District to know this. August 0. However, there was no way for Respondent School. Student began receiving special education from Respondent School District in Respondent School District did not obtained its own written informed consent from Parents before initiating the provision of services to Student in August 0. Thus, it does not appear that Parents ever provided written consent to the initial provision of services.. Parents were informed at the August 0 IEP team meeting that reading and writing were taught to all second grade students during a "Language Arts block." This was a 0-minute block of time. Parents were informed at the August 0 IEP team meeting that Student would receive his special education instruction "during the Language Arts block which also includes writing.,, From this, Parents were put on notice that Student would go to the resource.room for the Language Arts block and be taught reading and writing by the special education teacher. This is, in fact, what happened, except that Student was taught Language Arts by two special education teachers, one who focused more on reading and the other who focused more on writing, although reading and writing were always taught in conjunction with each other by both teachers. 2 Student was taught the same Language Arts curriculum as general education students, with modifications for Student's individual needs. 2. Mother testified that on October, 0, she met with Special Education Teacher R. She testified that she had a copy of a draft IEP that contained many errors and typos. She and Special Education Teacher R went over the typos and discussed ,d. (emphasis in original). This finding is based on the testimony of various witnesses called by Respondent School District at the hearing. The documentation is of no help in this regard; Exhibit mentions the Language Arts block but does not provide a description. The consensus of the witnes'ses was that the Language Arts block was a 0-minute period. Exhibit. 2 Testimony of Special Education Teacher R, //0 Hearing Record (hereinafter "//0 H.R.") at 2:; testimony of Special Education Teacher H., //0H.R. at :. 2,d.
7 corrections to be made to errors about Student's personal information. Mother also testified that at that meeting she requested that Student be assessed for dyslexia. She testified that Special Education Teacher R told her that Respondent School District does not test for dyslexia and that even if Student had dyslexia it would not change how he was being taught reading. Mother testified she then mentioned that she understood she could get an independent evaluation and Special Education Teacher R replied "yes." That ended the discussion of that topic. 2 Later, Mother admitted that the conversation about dyslexia could have occurred not in October 0, but at a parentteacher conference in March 0 2. She was not really sure.. Special Education Teacher R testified that although she was supposed to have met with Mother on October, 0, she did not make it because she injured herself and cancelled the meeting. 2 However, she testified that she did talk with Mother about dyslexia on one occasion. 2 She remembered the conversation about dyslexia as being short. She testified that it consisted of Mother asking if Respondent School District screened for dyslexia and Special Education Teacher R telling her that it.did not. She did not think that Mother was requesting an evaluation or she would have referred her to make a written request to the IEP team, as Mother did in regard to occupational therapy services in Spring 0. dyslexia.. There is no written parental request for additional assessment of Student for. On October 2, 0, the IEP team met and created a permanent IEP for Student. This IEP contained two goals: (1) "[Student] will read fluently with less than word substitutions and demonstrate phonemic awareness when decoding unknown words;" and (2) "[Student] will read using punctuation so that his reading sounds like normal speech.,,2 In every other respect, the October IEP was virtually the same as 2 Mother's testimony, /1/0 H.R. at 1:,1:0, and :1. 2 /1/0 H.R. at :. 2 //0 H.R. at 1 :2. 2 //0 H.R. at 2:. 2 Exhibit D.
8 the August IEP. As with the prior IEP, there is no mention of the Language Arts block in the IEP. o. Over the next several months, until March 0, no major educational events occurred and Student was educated under the October IEP. There is evidence that Student progressed in reading skills. Student's grades in reading were good 1 and both of Student's special education teachers testified that they taught him decoding skills 2 and that he made good progress. Mother testified that she felt he made very little progress in reading, but her untrained, subjective impressions do not outweigh the credible testimony of the Student's special education teachers. Plus, that testimony is backed by reading assessment data that shows progress.. This tribunal finds that Student made progress in reading throughout the year.. In March 0, Parents hired an evaluator to evaluate Student for dyslexia. That evaluation found "moderate to severe dyslexia" and made various At this point it is noted that the documentation generated by Respondent School District and submitted into evidence is consistently sloppy. Respondent School District's recordkeeping, based on the record before this tribunal, is abysmal. The dates on many documents are unreliable because there are so many erroneous dates and typographical errors. There are many unnumbered pages and missing pages; one cannot tell from the face of the document if one has the entire document. And there are numerous nondate typos and errors throughout the documents too. Furthermore, many sections of the documentation are vague or filled with items that are not applicable to the particular student. This is confusing. As just one example of this sloppiness that causes confusion, take one page of Exhibit D-the October IEP. The second page of Exhibit D is the signature page for the October IEP. The page is dated //0 and the signatures are dated /2/0, yet many of the other pages of the document are dated /2/0 (the day after it was signed?!) and some //0. This makes a very confusing document. Unfortunately, this type of problem is not limited to Exhibit D, but runs throughout many of the Exhibits. Typos here and there are to be expected in a large amount of documentation, but in this case it is excessive. This is some of the sloppiest documentation that this. tribunal has seen. It made reviewing the record in this case difficult. And it likely led to some of Parents' misunderstanding and confusion about their child's education. If so, their confusion is certainly understandable. - In the final analysis, however, there is no IDEA violation for "sloppy documentation." Only if a required document or piece of informatiqn is missing will a violation be found. However, Respondent School District should consider the costs of sloppy documentation. Parents who review this type of documentation are more likely to file a complaint than if the documentation is clear and understandable. 1 Exhibit 1. 2 Testimony of Special Education Teacher R, //0 H.R. at 1 :2; testimony of Special Education Teacher H, / H.R. at :0. Testimony of Special Education Teacher R, //0 H.R. at 1 :; testimony of Special Education Teacher H, //0 H.R. at :. Exhibit 1.
9 ---_... _ recommendations, including an evaluation for occupational therapy to. address Student's handwriting. 1. In April 0, Parents made a written request for an IEP meeting tq review the IEP and consider the private dyslexia evaluation. Parent also requested an occupational therapy evaluation. A meeting was held on April 2, 0, and the issues discussed. The outcome of the meeting was that Student would be evaluated for occupational therapy (OT) and the team would meet again in May 0 to address the OT evaluation, the IEP, and the private dyslexia evaluation. 1. A major topic of discussion at the April meeting was Extended School Year (ESY) services, raised by Parents. That discussion was lengthy and heated, and carried over to the May 0 meeting. 1. On May, 0, Parents filed their due process hearing complaint. 1. On May 2, 0, the IEP team met again. They found that Student continued to be eligible for special education in basic reading skills and found that he needed OT to be added to his IEP. They also offered ESY for Student and created an Addendum to the October IEP (the then-current IEP) that found Student eligible for ESY services for Summer 0. 0 This was one day before the last day of school and Parents stated that they would have to consider the offer of ESY before accepting it.. During April and May 0, Respondent School District had maintained that Student was not eligible for ESY. However, as noted, in late May Respondent School District declared that Student was eligible for ESY and issued documentation to that effect. Therefore, Respondent School District is bound by that declaration and may not now argue that Student was not eligible Exhibit G. The use of this Exhibit is clouded by the fact that it appears to be the unauthorized practice of psychology in Arizona. District Psychologist credibly testified that the author of the report is not an Arizona-licensed psychologist and the report was not done within the scope of employment as a school psychologist / H.R. at : to : (in this regard, it was surprising that District Psychologist apparently did not file a complaint with the Arizona Psychology Board or notify the author of the violation). This makes Exhibit G carry very little weight and be of very limited value. ' Exhibit H. Exhibit I. 1d. Exhibit N. 0 ld.
10 As declared by Respondent School District in the May 0. Addendum to the IEP, Student was eligible for ESY for Summer 0.. After considering the ESY program, Parents refused it. When asked at hearing the basis for this rejection, Mother stated that Parents had signed Student up for a private instruction service that provided a better student-teacher ratio than the ESY program and more scheduling flexibility in regard to a planned trip for Student to a church camp. 2. Other issues at the May 2, 0, IEP meeting were tabled due to the due process complaint filed by Parents. 1 CONCLUSIONS OF LAW 1. This case presents a variety of allegations based on the IDEA. Petitioners' raise issues concerning consent to special education services, requests for evaluation, content of the IEP, parental participation in creating an IEP, educating Student in the least restrictive environment, the provision of ESY services, and Student's academic progress in his area of disability.2 The applicable law in these areas is as follows. APPLICABLE LAW 2. Through the IDEA, Congress has sought to ensure that all children with disabilities are offered a free appropriate public education that meets their individual needs. These needs include academic, social, health, emotional, communicative, physical, and vocational needs. To do this, school districts must identify and evaluate all children within their geographical boundaries who may be in need of special education and services. The IDEA sets forth requirements for the identification, assessment and placement of students who need special education, and seeks to ensure that they receive a free appropriate public education. A free appropriate public education (FAPE) consists of "personalized instruction with sufficient support services to permit the child to benefit educationally from that instruction.,, The IDEA mandates d. 2 See the statement of issues above at page 2-. U.S.C. 00(d); C.F.R Seattle Sch. Dis!. No.1 v. B.S., 2 F.d, 00 ( 'h Cir. 1) (quoting H.R. Rep. No., 1 U.S.C.CAN., 2).. Hendrick Hudson Central Sch. Dis!. Bd. of Educ. v. Rowley, U.S. 1, (12).
11 that school districts provide a "basic floor of opportunity," nothing more. require that each child's potential be maximized. Eligibilitv and Evaluation It does not. To provide the instruction and services required by the law, school districts must inform themselves about a student's disability and needs. This is accomplished by conducting "a full and individual initial evaluation" and subsequent re-evaluations to determine the child's eligibility and educational needs. This consists of reviewing existing data and identifying any additional data that is needed. When further assessment or testing is needed, the school district is responsible for procuring it. o. To be eligible for a free appropriate public education, a student must be a "child with a disability.,,1 This means that the student has a disability falling within one of ten enumerated disability categories (or multiple disabilities), including mental retardation, hearing and visual impairments, serious emotional disturbance, autism, or other health impairments, and because of the disability (or disabilities) needs special education and related services. 2 Specifically, an eligible student is "a child evaluated in accordance with [IDEA regulations] as having [an enumerated disability], and who, by reason thereof, needs special education and related services.,, as:. "Specific learning disability" is one of the enumerated disabilities. It is defined [A] disorder in one or more of the basic psychological processes involved in understanding or in using language, spoken or written, which disorder may manifest itself in the imperfect ability to listen, think, speak, read, write, spell, or do mathematical calculations. Id., u.s. at 0. 1d. at 1. U.S.C. (a)(1) and (a)(2). U.S.C. (c)(1). 0 U.S.C. (c)(2). 1 U.S.C. (a)(1)(a). 2 U.S.C. 01(). C.F.R. 00.(a)(1); see A.R.S. -1 (2). U.S.C. 01(0); C.F.R. 00.(c)() (same definition); see also A.R.S. -1() (incorporating by reference the definition found in the federal statute)..
12 As examples of the types of disorders that are included in the specific learning disability category, such conditions as brain injury, perceptual disabilities, and dyslexia are Iisted. The "basic psychological processes" referred to are identified in the IDEA regulations as oral expression, listening comprehension, written expression, basic reading skill, reading fluency skills, reading comprehension, mathematics calculation, and mathematics problem solving. In addition, other criteria must be met before a specific learning disability can be found. These include a significant discrepancy between the child's achievement and ability (in other words, underachievement) in the areas just listed, and failure of the child to respond to scientific, research-based intervention.. In order to determine whether a child has a categorical disability and the nature and extent of any special education he may need, an evaluation process is mandated. In conducting the evaluation, the school district must use a variety of means for gathering a variety of information about the student, including information from the parent. The goal is to gather functional, developmental, and academic information about the child so that the evaluation is comprehensive as to the student's educational needs. o This information should come from teachers, parents, medical professionals, and other specialists who have assessed, evaluated, tested, and observed the student in a variety of settings but especially in the c1assroom. 1 Individualized Education Program and Consent. Once a child is determined eligible for special education services, a team composed of the child's parents, teachers, and others formulate an Individualized Education Program (IEP) that, generally, sets forth the child's current levels of educational performance and sets annual goals that the IEP team believes will enable the child to make progress in the general education curriculum. 2 The IEP tells how the d. C.F.R. 00.0(a)(1). C.F.R. 00.0(a)(2) and (). There are other criteria as well. However,. because there is no dispute about the nature of Student's specific learning disability, the criteria need not be discussed. U.S.C. (a)(1); C.F.R. 00.; A.R.S. -. C.F.R 00.0(b); C:F.R. 00.0(c). 0 C.F.R. 00.0(c). 1 C.F.R. 00.0(a); C.F.R. 00.0(c)(i). 2 U.S.C. (d); C.F.R. 00. to 00.2.
13 child will be educated, especially with regard to the child's needs that result from the child's disability, and what senices will be provided to aid the child. The child's parents have a right to participate in the formulation of an IEP. To foster full parent participation, in addition to being a required member of the team making educational decisions about the child, school districts are required to give parents written notice when proposing any changes to the IEP, and are required to give parents, at least once a year, a copy of the parents' "procedural safeguards," informing them of their. rights as parents of a child with a disability. School districts are also required to obtain parental consent before evaluating the child and before the initial provision of special education and senices. Least Restrictive Environment. Children with disabilities are entitled to be educated with non-disabled children "to the maximum extent appropriate.,, This means that children receiving special education senices should not be removed from the regular education setting unless the child cannot be educated in that setting. Furthermore, if necessary to provide FAPE and as determined by the IEP team, a child with a disability is entitled to be educated beyond the normal school year. This is known as ESY-extended school year-senices and applies primarily to the summer break between school years. Extended School Year Services. Though federal law merely states that ESY senices must be "available as necessary to provide FAPE,,, Arizona has defined when such senices are necessary and how eligibility for ESY senices is to be determined. A child with a disability is eligible for ESY senices if either (1) the gains made during the regular school year would be "significantly jeopardized" without ESY; or (2) without ESY "severe or substantial regression" would ensue and "substantial skill loss" that would "seriously impede" the child's progress toward goals would result. Eligibility for ESY is to be U.S.C. (b)(); C.F.R U.S.C. (d); C.F.R U.S.C. (a)(1)(o); C.F.R U.S.C. (a)(); C.F.R. 00.1(a)(2). C.F.R d. A.R.S. -1 (A).
14 determined by the child's IEP team at least calendar days before the last day of. school 0 and by reviewing retrospective data and predictive data regarding regression and recoupment. 1 Arizona law is clear that ESY services are voluntary and are NOT for purposes of, among other things, maximizing a child's academic potential. 2 The "Harmless Error" Rule. Finally, the inquiry in a due process hearing is whether or not the child has received FAPE. This can be determined substantively by looking at the IEP and its implementation and determining if FAPE was provided. Or, it can be determined on the basis of the procedural rights held by parent and child. Procedural violations deny FAPE only if they: (1) impede the child's right to FAPE; (2) "significantly impede" parental participation in the process; or () result in a "deprivation of educational benefit.,, Procedural violations that do not result in one of those three situations do not deny FAPE-they are considered legally harmless. DECISION. A parent who files for a due process hearing alleging non-compliance with the IDEA must bear the burden of proving that claim? The standard of proof is "preponderance of the evidence," meaning evidence showing that a particular fact is "more probable than not.,, Therefore, Petitioners bear the burden of proving by a preponderance of evidence that Respondent School District has failed to provide FAPE or has violated the procedural protections of the IDEA with more than harmless error. Petitioners have not met this burden. The issues will be addressed as set forth above. A) Did the October 2, 0, IEP address each of Student's individual needs as identified in the charter school MET report?. Petitioners make several arguments under this item. For one, Petitioners argue that the instruction was not individualized because Student was placed in a A.A.C. R -2-0(C). 1 A.R.S. -1 (S). 2 A.R.S. -1(D). U.S.C. (f)()(e); C.F.R Schaffer v. Weast, U.S., S. CI. 2 (0). Concrete Pipe & Prods. v. Constr. Laborers Pension Trust, 0 U.S. 02,, 1 S. CI., (1) quoting In re Winship, U.S., 1-2 (10); see also Culpepper v. State, 1 Ariz. 1,,0 P.2d 0, (CI. App. 1); In the Matter of the Appealin Maricopa County Juvenile Action No. J-, Ariz., 2, P.2d, (1).
15 1 1 1 Language Arts block. However, the evidence showed that the instruction Student received was individualized. Student was placed in a Language Arts block because that is how all second-grade Students were scheduled. The scheduling of the instruction is a matter best left to the school district and the IEP team. There is no indication that the Language Arts block schedule harmed Student's instruction.. Second, Petitioners argue that the October IEP goals should have focused on decoding rather than fluency, since the evaluation had found decoding problems with Student's reading ability. However, the first goal-~"[studentl will read fluently with less than word substitutions and demonstrate phonemic awareness when decoding unknown words"-did mandate work with decoding as part of fluency. Both of Student's special education teachers, along with other Respondent School District witnesses, testified that fluency and decoding are connected: fluency includes decoding. Could the goal have been better written? Yes. Even school district witnesses admitted as much. But, the IEP goals did relate to Student's disability in basic reading skills. Thus, the October IEP did address Student's educational needs that resulted from his disability. Petitioners have shown no violation in this regard. B) Was there documented data to supporl the discontinuation of the decoding goal from the interim IEP and implementation of the fluency goal in the October IEP? 1. Petitioners' argument in this regard is unclear. As just noted, decoding was part of the October IEP goals. Thus, the premise that the decoding goal was discontinued in the October IEP is flawed. In addition, Petitioners have cited no legal authority that requires documented data to "discontinue" a goal. IEPs are to be 2 reviewed and re-drafted at least yearly. This tribunal knows of no "right" to have the 2 exact same goals carry forward unless documentation supports discontinuing them. 2 Petitioners' argument here is unclear and unpersuasive
16 C) Did Student show adequate academic progress on the fluency goals in the October IEP? year.. As found above, Student made progress on his reading goals during the No evidence was submitted on what "adequate" progress would have been. Furthermore, the IDEA does not mandate that a child make progress. It mandates that the IEP be written so that it affords an opportunity for the child to make progress. Whether the child makes progress is a combination of many factors, only one of which is the IEP. In Student's case, the evidence shows that the October IEP, while it could have been better written, did afford Student the opportunity to make progress and that Student did, indeed, make progress. D) Was Student eligible for ESY services for the summer of 0 and, if so, did Respondent School District offer the services soon enough for Student to enroll? 1. The evidence shows that Student was eligible for ESY in the summer of 0. Respondent School District did not make that determination at least calendar days before the end of school and, therefore, violated Arizona law. This was a 1 procedural violation and, therefore, this tribunal must determine whether the violation 1 denied Student FAPE. The answer is a matter of whether the violation impeded the 1 child's right to FAPE, significantly impeded parental participation in the process, or 1 resulted in a deprivation of educational benefit. This tribunal finds that the violation did not lead to any of the three results for the reason that Parents had an opportunity to enroll Student in the program but chose not to do so because they wanted a different type of program and more scheduling flexibility than the ESY program offered by 2 Respondent School District. Thus, Parents voluntarily chose not to place Student in 2 ESY There is no question that Student's ESY eligibility was decided much too 2 late. However, Parents did have an opportunity to enroll Student in the program before 2 it began. When asked at the hearing why Parents rejected the offer of ESY, Mother 2 testified that the ESY program offered by Respondent School District was not what 2 Parents wanted for Student. They wanted one-an-one tutoring or as close to it as 0 1
17 possible. The ESY program did not offer that. They also did not want the ESY program because of a church camp that Student was to attend that summer. She did not. mention that Parents rejected the offer because it was made too late or for some other reason related to Respondent School District's failure to meet the -day rule. The evidence shows that Parents rejected ESY because they wanted a different program than what was offered by Respondent School District. violation did not deny Student FAPE. Therefore, the procedural E) Was Student denied education in the Least Restrictive Environment (LRE) because he was educated outside the general education population more than was called for in the IEP? 1 1. This is the most puzzling of Petitioners' arguments. Apparently, it is based on the fact that Student was in the resource room for more time than called for in the IEP and that Student was taught writing, an academic area in which he did not have a disability listed in the IEP, in the resource room by a special education teacher rather than in his regular classroom and by his regular teacher. Thus, the basis of the argument is that Respondent School District did not implement the IEP as written and had Student educated in a more restrictive environment than his disability required. 1 There are several reasons why this argument is not persuasive First, not every deviation from an IEP is a violation of the IDEA. In this 1 regard, a recent Ninth Circuit Court of Appeals decision is instructive. In Van Ouyn v. Baker School Oist., 02 F.d (th Cir. 0), the court addressed "how much leeway a school district has in implementing an IEP as it translates the plan's provisions into action at school and in the classroom.,, The court held that when a school district 2 deviates from an IEP, it does not violate the IDEA unless there is a material failure to 2 implement the IEP. This occurs when there is more than a minor discrepancy between 2 what was provided and what was called for in the IEP. Notably, for the purposes of this 2 case, the court stated that "the materiality standard does not require that the child suffer 2 demonstrable educational harm in order to prevail. However, the child's educational 2 progress, or lack of it, may be probative of whether there has been more than a minor 2 Finding of Fad. 0 Decided September, 0. 1
18 shortfall in the services provided.,, Therefore, there must be a material deviation from an IEP before a violation will be found. And, when determining the materiality of the deviation, educational progress or lack of progress may be considered.. Here, Student's time in the resource room was driven by the "block" schedule. All second-grade Student's were on this schedule and Student was being treated similarly. Additionally, Student's teachers testified that it is essential that reading and writing be taught as related subjects and "intertwined." This makes sense. Thus, it would not have-made sense to break up Student's Language Arts block by having him in the resource room for part of that block and in the regular classroom for the other part. Given that Language Arts was taught as a block, Respondent School District's decision to have Student stay in the resource room for the whole block makes sense. Furthermore, there is no indication that Student's time in the resource room harmed his education. In fact, it is likely to have helped it because of the continuity that it fostered.. To the extent that Respondent School District deviated from the IEP by teaching Student writing in the resource room, it was not a material failure to implement the IEP.. Another reason why Petitioners' argument is not persuasive is that the legal standard for LRE is to educate the child in the regular setting "to the maximum extent appropriate.,,0 For the reasons noted above, it was not appropriate to teach Student writing in the regular setting when he needed to be taught reading in the resource room and the schedule was a block schedule. regard. The law provides some flexibility in this F) Did Respondent School District fail to acquire informed parental consent prior to initial provision of special education and services? 2. The record shows that Respondent School District did, indeed, fail to acquire informed parental consent before initiating services to Student. procedural violation did not deny FAPE. However, this 2 0 Slip Op. at 2. /d. at 2. 0 U.S.C. (a)(); C.F.R. 00.1(a)(2). 1
19 As found above, the consent for services form received from the charter school was not signed by Mother. However, there was no way for Respondent School District to know that and no reason for Respondent School District to inquire about it with Mother, since Parents clearly wanted services and consent was never brought up as an issue. But, Respondent School District's failure to obtain its own written consent from Parents, regardless of the validity of the charter school form, is a violation of the IDEA. The key in this regard is that the applicable regulation, C.F.R , puts the onus of getting written consent on the public agency responsible for FAPE-in this case, Respondent School District: (1) A public agency that is responsible for making FAPE available to a child with a disability must obtain informed consent from the parent of the child before the initial provision of special education and related services to the child. (2) The public agency must make reasonable efforts to obtain informed consent from the parent for the initial provision of special education and related services to the child. 1 Therefore, in a situation such as this, where the child has not been provided services by the former school, and even though there is an apparently valid consent form from the former school, the first school to provide services must obtain parental consent for the initiation of services to the child. Failure to do so is a procedural violation of the IDEA. Because Respondent School District was the first public agency to provide services, it should have obtained its own written parental consent. 2. Here, however, there was no harm to Student because Parents clearly wanted services from Respondent School District. In that light, this claim by Petitioners is ridiculous and will be discussed no further. G) Did Respondent School District prevent Parents from being full participants in IEP meetings by withholding information? 2. There is no evidence that Respondent School District withheld information from Parents. Although Mother testified that she did not receive certain documents, Petitioners do not note any specific documents or cite to any authority that may have 0 1 C.F.R (b). 1
20 been violated in that regard. Therefore, the claim cannot be judged. Furthermore, Parents knew that were legally entitled to review Student's records at any time. 2 They received notice of this when they received the Procedural Safeguards Notice that is required by law and is intended to put parents on notice of their rights. Yet, they did not ask to review Student's records until June 0. Petitioners' claim is without merit. H) Did Respondent School District wrongly deny Parents' request for evaluation regarding dyslexia? 2. Again, Parents received notice of their procedural rights and, therefore, could have discovered that a written request for evaluation is required to trigger a response from Respondent School District. The evidence shows that Respondent School District responded appropriately when Parents requested in writing an evaluation for occupational therapy. There is no reason to believe it would not have done so had Parents made a written request for further evaluation regarding dyslexia. Absent that written request, Petitioners' claim fails. ORDER Based on the findings and conclusions above, IT IS HEREBY ORDERED that the relief requested in the due process complaint is denied. District has not denied Student a free appropriate public education. Done this 0 th day of November 0. OFFICE OF ADMINISTRA ~ O. Eric A. Bryant Administrative L Respondent School C.F.R Finding of Fact. But see C.F.R , which indicates that screening "to determine appropriate instructional strategies," which Mother's request may have been, is not considered to be evaluation.
21 RIGHT TO SEEK JUDICIAL REVIEW Pursuant to U.S.C. (i) and A.R.S. -(E)(), this Decision and Order is the final decision at the administrative level. Furthermore, any party aggrieved by the findings and decisions made herein has the right to bring a civil action, with respect to the complaint presented, in any State court of competent jurisdiction or in a district court of the United States. Any action for judicial review must be filed within 0 days of the date of the Decision or, if the State has an explicit time limitation for bringing this type of action, in such time as the State law allows. Copy sent by electronic mail and mailed by certified mail (I this Q day of December 0, to: Natalie Schoenbauer, Psy.D. Arizona Advocacy & Consultation, LLC P. O. Box 2 Phoenix, AZ 0 Advocate for Petitioners [email protected] Copy sent by electronic mail and mailed by certified mail this ~ day of December 0, to: Lindsay E. Jones GUST ROSENFELD, PLC 1 E. Washington, Suite 00 Phoenix, AZ 00- Attorneys for Respondent School District [email protected] Copy mailed by interdepartmental mail this ~ day of December 0, to: Colette Chapman, Exceptional Student Services Arizona Department of Education ATTN: Kacey Gregson West Jefferson Phoenix, AZ 00 BY~~
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