Review of Illinois Workers Compensation September 2011 Contents
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1 Review of Illinois Workers Compensation September 2011 Contents WORKERS COMPENSATION REFORM BEFORE THE ILLINOIS WORKERS COMPENSATION COMISSION At the Arbitration Level Hirings Downstate Assignments Medical Fees IN THE APPELLATE COURT OF ILLINOIS, NON-WORKERS COMPENSATION DIVISION Court Upholds Employer s Workers Compensation Lien Court Finds That the Employer is Entitled to Receive a Claimant s Entire Settlement in Civil Case Where the Lien Exceeded the Amount of the Settlement Court Reverses Summary Judgment Which Was in Favor of Employer Court Finds Settlement Contract Ambiguous as to Open Medical Provision Rules in Employer s Favor on Lien Recovery Employer is Entitled to Recover Lien Where the Payment Was Made by the Guarantee Fund or the Prior Bankrupt Insurer IN THE APPELLATE COURT OF ILLINOIS, WORKERS COMPENSATION DIVISION Court Rejects Claim Involving Two Separate Falls on a Stairwell at Work Petitioner Failed to Prove Accident Arose Out of Employment Schoolteacher Awarded Extensive Benefits for Minor Injury to Knee Following Non Work-Related Surgery Average Weekly Wage for Schoolteacher Calculated Based Only on 40 Weeks Work Award for Neck and Back Injuries Upheld Claimant Did Not Exceed Her Choice of Two Physicians Even Though She Chose More Than Two Doctors In a Case of Multiple Injuries to Same Body Part, the Commission Properly Awarded Only Wage Differential Benefits and Not Wage Differential Benefits plus Permanent Partial Disability Benefits Court Reverses Commission Court Denies Combined PPD and Wage Differential Award for Two Lower Back Injuries Only Wage Differential Award Allowed Court Reverses Circuit Judge and Reinstates Commission Decision Finding Petitioner Suffered a Compensable Accident When She Fell On a Public Driveway BEFORE THE SUPREME COURT OF ILLINOIS Supreme Court Rules That Hospital Lien Claims Pursuant to the Health Care Services Lien Act Are Not Subject to the Common Fund Doctrine Medical Providers Lien Recovery Not Reduced By Attorney Fees Court Reverses Commission s Decision Court Finds That the Commission Improperly Allowed Petitioner s Attorney to Take a Deposition of the Treating Physician After the Start of Trial GREAT DECISIONS AROUND THE OFFICE CRIMINAL SANCTIONS CONCLUSION PERSONAL Effective September 1, 2011, workers compensation reform in Illinois is now a reality. On June 28, 2011, Governor Quinn signed the legislation passed by the Illinois legislature on May 31, 2011 without any additions or amendments. The immediate effect of the bill means that all sitting arbitrators are currently terminated. The most significant provisions of the new Act will go into effect for accident dates on and after September 1, Some of the new provisions and amendments apply to existing cases, especially the reduced medical fee schedule. It is time to study the new law carefully and use it to your advantage. The changes are no longer coming, they are here. Co n t a c t In f o r m a t i o n Michael E. Rusin [email protected] 10 S. Riverside Plaza Suite 1530 Chicago, IL
2 REVIEW OF ILLINOIS WORKERS COMPENSATION September 2011 By Michael E. Rusin WORKERS COMPENSATION REFORM We now have workers compensation reform, but the question remains as to how much savings employers will see as a result of the reform. The Governor and Democrats claim employers will save over $500 million. The National Counsel on Compensation Insurance was not that optimistic. The NCCI has completed their evaluation of the Illinois Workers Compensation Reforms. In response, they have projected an 8.8% reduction in total workers compensation loss costs. In a law only (rate filing) submitted to the Illinois Department of Insurance, the NCCI stated the potential cost savings from several key provisions of House Bill 1698 are not measurable. The NCCI did not project any cost savings as a result of the adoption of AMA guidelines or as a result of the changes in the statute relating to the denial of claims for intoxication. Further, they did not predict any savings as a result of the provision allowing employers to establish PPO programs. NCCI predicted a 7.4% reduction in costs as a result of the revised medical fee schedule which reduced medical provider reimbursements by 30%. NCCI predicted a.3% reduction in costs as a result of the new limits on prescription drugs. With respect to cost savings with respect to compensation, NCCI predicted a.8% reduction in costs as a result of the cap on wage loss benefits limiting benefits to age 67. Finally, NCCI predicted a.6% savings as a result of the changes in the statute relating to carpal tunnel syndrome. NCCI warned that claimants might seek and be given additional diagnoses as well as carpal tunnel syndrome in order to avoid the limits imposed by that section of the statute. BEFORE THE ILLINOIS WORKERS COMPENSATION COMMISSION At the Arbitration Level Tension, frustration and uncertainty are all present in all arbitration hearing rooms. Since the statute was signed by the governor and has become law effective July 1, 2011, all of the arbitrators have been terminated. However, none of the arbitrators have actually been forced off the job. Pursuant to the term of the new law, the arbitrators can stay on the job until they are replaced. In response to the new statute, five arbitrators have filed a federal lawsuit in the Central District of Illinois against the Governor and the Commission claiming that the statute is unconstitutional.
3 The five arbitrators to file the lawsuit are Kathleen Hagan, Joseph Prieto, Richard Peterson, Peter Akemann and Gilberto Galicia. The filing of this lawsuit is not surprising. The legislature was obviously concerned about the actions of some arbitrators but the statutory termination of all of the arbitrators was clearly an overreaction. Nevertheless, I certainly think that the legislature had the authority to take this action. I doubted that this lawsuit would be legally sufficient and successful. Immediately after filing the lawsuit, the arbitrators petitioned for a temporary restraining order barring the Governor from actually terminating any of the arbitrators. Judge Sue Myerscough ruled quickly and thoroughly. In a 28 page decision, she denied the TRO and stated strongly that she did not think the lawsuit had any chance of success. This does not mean that the five arbitrators who filed the lawsuit will be terminated. They may all be reappointed. Some are the subject of investigations they filed one or more workers compensation claims themselves but none was accused of any inappropriate conduct. Two arbitrators were suspended in the winter of 2010 because of inappropriate actions as demonstrated by s in the state s government account. One arbitrator is now gone and will face even more trouble. Arbitrator Jennifer Teague was suspended for a number of different reasons. She resigned in June She has now been formerly charged with misconduct by the Attorney Registration Disciplinary Commission. The ARDC alleges that she improperly used her position to speed payment of her own workers compensation case. Further, she made improper statements and attempted to hide a hearing from the media in a high profile workers compensation case. She further encouraged lawyers to lie to cover up her actions, and she engaged in improper conversations with attorneys about cases pending before her without the presence of opposing counsel. All of these charges appear to be fully justified and will likely be conclusively proven based on Arbitrator Teague s statements and s downloaded from her state account. The inappropriate s have also led to charges being filed against two former Hennessy & Roach attorneys. The complaints were filed against Attorneys Elizabeth Barringer and Caryn Nadenbush. The complaints allege that Barringer and Nadenbush chatted via with Arbitrator Teague about cases pending before her including the settlement amounts and the values of workers compensation cases. The complaints again are supported by a series of e- mails between the attorneys and the arbitrator pulled from Arbitrator Teague s official state e- mail account. Consequently, the complaints are not based on statements made by attorneys or litigants but rather by documented written s. It will be difficult for these attorneys and Arbitrator Teague (who recently changed her name to Carril) to avoid sanction and possibly disbarment. HIRINGS Now that the arbitrators have been terminated when are they going to be hired or fired? In order to decide who to hire, the Governor, as required by statute, appointed a 12 person Workers Compensation Advisory Board to interview all potential arbitrators. Each sitting arbitrator submitted an application and was interviewed. Many other individuals also applied and were - 2 -
4 interviewed. I was hoping to have the list of new appointments by now but the process is taking longer than anticipated. I do expect an announcement as to the new arbitrators by the end of September, DOWNSTATE ASSIGNMENTS One of the major changes in the Act from an administrative standpoint is the requirement that each arbitration venue be serviced by three different arbitrators. Further, no arbitrator can serve at a location for more than two years. In order to place this directive into effect, Chairman Weisz has proposed consolidating the downstate calls and pooling them in groups of three. Three arbitrators will be assigned to each zone and will rotate to each of the three hearing venues every three months. This means cases will be continued on 90 day cycles rather than the current 30 days cycles. Further, it means that parties will have to travel to a different venue within a zone if they want to file a Petition for immediate hearing before a particular arbitrator. The proposed pools are as follows: 1. Collinsville, Mt. Vernon, Herrin 2. Quincy, Springfield, Urbana 3. Bloomington, Peoria, Kewanee 4. Ottawa, Joliet, Geneva 5. Rockford, Woodstock, Waukegan 6. Wheaton (to be handled by 3 Chicago arbitrators) The eliminated venues are Decatur, Rock Island, DeKalb, Rock Falls, Galesburg, Mattoon, Kankakee, and Danville. These changes are expected to go into effect January 1, MEDICAL FEES Effect of 2006 Medical Fee Schedule A new study was issued by the Workers Compensation Research Institute analyzing medical costs in 16 states. The states included Illinois, California, Florida, Indiana, Iowa, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, New Jersey, North Carolina, Pennsylvania, Tennessee, Texas and Wisconsin. Despite the imposition of the 2006 Fee Schedule, Illinois ranked the highest in medical fee costs for workers compensation. In analyzing cases with more than seven days of lost time, the study showed that 2008 and 2009 claims showed costs accelerating more than 10% faster than the 7% growth in the year prior. These costs were not simply the result of higher charges by physicians and hospitals but also a significant function of utilization. Specifically, the study noted that the utilization of physical medicine services were a significant factor in the overall growth of the utilization services growing 12% in 2008 to
5 For the five year period from to , physical medicine services grew 35% in Illinois compared to 10% in the median study state. Significantly, the WCRI reported that unlike some states, Illinois does not apply treatment guidelines or limits (on physical therapy, occupational therapy or chiropractic visits or services ). The report also found a 15% increase in facility fees (fees for treatment, operating and recovery room services). The study noted that following the introduction of hospital fee guidelines in 2006, the percentage of hospital payments made within networks dropped from 80% in 2005 to 63% in 2007 before rising to 72% in Comment: These findings are no surprise at all. The findings show the total ineffectiveness of the 2006 medical fee schedule. They show the total ineffectiveness of current utilization review guidelines. The study shows the gaps present in the current medical fee schedule, particularly the failure of the fee schedule to regulate the costs of ambulatory surgical centers. The 2011 change in the statute will seek to address some of these cost drivers. The new statute should limit payments to ambulatory surgery centers and decrease the fees paid. The overall reduction in the fee schedule by 30% should also drive down costs. However, employers need to use utilization review more and the Commission has to enforce utilization review determinations. We simply see way too much physical therapy and occupational therapy in cases where doctors over prescribe physical therapy and occupational therapy. We frequently see excessive chiropractic care far beyond reasonable recommendations proposed by utilization review guidelines. There are well recognized limits on the medical necessity of these very expensive services and employers must try to regulate them or continue to have spiralling medical costs. IN THE APPELLATE COURT OF ILLINOIS, NON-WORKERS COMPENSATION DIVISION Court Upholds Employer s Workers Compensation Lien Court Finds That the Employer is Entitled to Receive a Claimant s Entire Settlement in Civil Case Where the Lien Exceeded the Amount of the Settlement Loryann Johnson v. Ayalnesh A. Tikuye and Amigo Driving School (Central Management Services Intervenor), No , filed April 18, Petitioner was employed as a driver s license examiner for the Secretary of State s Office. She was injured at work when a car driven by Tikuye, backed up over a curb and hit a light pole. This accident occurred on June 8, 2004 and petitioner claimed neck and back injuries. She treated with a chiropractor primarily along with some other physicians who tend to overtreat claimants. She was off work almost three years. She filed a workers compensation claim and - 4 -
6 was awarded $75, in medical bills, $34, in lost wages and $13, for permanent disability. The employer s total lien was approximately $123, In addition, she brought a civil suit against Tikuye and the Amigo Driving School. That case went to binding arbitration. Petitioner sought an award of $250, However, the civil suit arbitrator thought that petitioner s treatment was excessive and unrelated to her accident. The civil arbitrator awarded only $118, to petitioner and further reduced that by 20% for comparative fault resulting in a civil judgment of $94, The employer moved to enforce its workers compensation lien. The employer contended that since its lien exceeded the civil judgment, the employer was entitled to the full amount of the civil judgment, $94, minus 25% for claimant s attorney s fee. However, petitioner disputed that contention. Petitioner claimed that the employer was not entitled to its full lien because the civil arbitrator had not awarded petitioner the $250, she requested. The trial judge did not rule on the arguments of the parties, but instead insisted on an evidentiary hearing. Strangely, during the evidentiary hearing, the respondent employer produced evidence that all of petitioner s treatment was casually related to the alleged work injury. Alternatively, petitioner produced evidence that the treatment she received was excessive and unrelated. After the evidentiary hearing, the trial judge denied total lien recovery to the employer and instead awarded 47.5% of the civil recovery to the employer. The total lien recovery was to be only $42, The employer appealed and the circuit court reversed. The circuit court relied heavily on the Supreme Court Decision of In re Estate of Dierkes, 191 Ill. 2d 326 (2000). The Supreme Court in the Dierkes case established the importance and strength of the employer s lien. Citing to Dierkes, the court held There is nothing in the statute that suggests a limitation on the employee s obligation of reimbursement from the third-party recovery. If an employer has made workers compensation payments, the obligation of reimbursement exists regardless of the amount that the employee recovers. Thus, if the amount of the compensation paid by the employer exceeds the employee s third-party recovery, then the employer is entitled to the entire recovery, less fees and costs. Clearly, it is of the utmost importance that the trial court protect an employer s [workers compensation] lien. The court held that the Secretary of State s lien should have been enforced without reduction, other than for reasonable fees and costs, where petitioner had recovered from the civil defendants. The court held: In order to protect CMS (Secretary of State) and prevent Johnson (petitioner) from receiving double recovery, the trial court should have provided CMS with $94,960.00, the amount Johnson received from the defendants, less the 25% statutory reduction for Johnson s attorney fees and reasonably necessary costs and expenses
7 The court held that the trial court erred in holding an evidentiary hearing and arbitrarily reducing the employer s lien. The court found that the trial judge s decision to reduce the lien was baseless. Further, the court found that the evidentiary hearing was bizarre and ridiculous. During the workers compensation hearing, petitioner claimed that all of her medical bills were reasonable and necessary. In petitioner s civil binding arbitration hearing, she again claimed that all of her medical bills were reasonable and necessary. However, in the lien adjudication evidentiary hearing, petitioner claimed that all of her medical bills were not reasonable and necessary and that some were excessive or for a personal condition. The court stated petitioner s inconsistent argument was completely disingenuous. Comment: This is an excellent decision from the First District Appellate Court again reenforcing the supremacy of an employer s lien. The Act is drafted and court decisions clearly support the employer s lien without reductions. There was no basis for the trial court to hold an evidentiary hearing in an effort to reduce the employer s lien. This case demonstrates how workers compensation benefits can exceed civil recovery. Employers are frequently required to pay excessive medical benefits that would not meet with the scrutiny that is frequently imposed by civil arbitrators and civil juries. Here, the employer was forced to pay $75, in medical bills primarily to a chiropractor who treated petitioner over 300 times. Employers should maintain their entitlement to the full lien recovery. Any claimant arguments to deny or reduce our lien recovery should be challenged strenuously. Court Reverses Summary Judgment Which Was in Favor of Employer Court Finds Settlement Contract Ambiguous as to Open Medical Provision. Gunther Gassner v. Raynor Manufacturing Company, , filed April 27, This case involves a complicated course of litigation from what appeared to be a simple resolution of an accepted case. On May 30, 2000, petitioner fell down the stairs at work for respondent and injured his back. He was diagnosed with a herniated disc and underwent a discectomy and fusion on February 25, Following surgery, petitioner developed a deep staph infection at the site of the surgical incision. He was treated with oral and intravenous antibiotics. Petitioner and respondent agreed to a settlement on May 1, Petitioner received a lump sum payment of $47, The settlement was a full, final and complete one, except respondent agreed to keep medical open on a limited basis. The settlement contract provided that respondent agrees to pay reasonable and necessary medical expenses for treatment to the low back causally related to the alleged injury of 5/30/00 for a period of one year after the date of approval of this settlement contract, but not thereafter. Several months later, in September of 2002, petitioner began to experience chest pain, shortness of breath and fever. In late October of 2002, petitioner was diagnosed with septic pericarditis. Petitioner underwent multiple surgeries as a result of his infection and incurred medical bills of - 6 -
8 $190, Petitioner s attorney arranged for an examination of petitioner with Dr. Jeffrey Coe, an occupational medicine physician. He issued a report stating that petitioner s heart infection was caused by the same bacteria responsible for petitioner s low back infection. Respondent disputed liability for medical treatment for petitioner s heart. Petitioner filed a petition to enforce the contract with the Illinois Workers' Compensation Commission on October 1, It is not clear what happened for the next four years, but the Commission finally issued an order November 19, 2007 stating that it lacked subject matter jurisdiction to hear the case. The Commission order suggested petitioner pursue relief in the circuit court. Almost a year later, petitioner filed a petition with the trial court pursuant to Section 19(g). Respondent challenged the petition to enforce the contract. Respondent first claimed that the petition was not filed timely. Respondent filed a motion to dismiss claiming the statute of limitations on the settlement contract was five years. Since petitioner did not file a petition to enforce for over five years after May 1, 2003, the action was time-barred. The trial court denied the motion to dismiss ruling that the statute of limitations on a settlement contract was not five years, but instead ten years. The respondent then filed a motion for summary judgment claiming that the settlement contract clearly barred treatment for petitioner s heart. The motion for summary judgment was supported by an affidavit by a claims adjuster for respondent s insurance carrier and respondent s attorney, James O Brien. Attorney O Brien attested that the terms of the settlement contract obligated respondent to pay only for treatment to the low back causally related to the injury of 5/30/00 for a period of one year after the date of approval of the settlement contract, but not thereafter. O Brien stated that based on his experience as a workers compensation attorney he was familiar with the type of medical records submitted by petitioner and based on his review, the unpaid medical treatment bills were not related to petitioner s injury. Both parties submitted arguments on the motion for summary judgment and the trial court granted the motion for summary judgment in favor of respondent. Both parties appealed. The appellate court confirmed the trial court s ruling on the issue of the statute of limitations. The court concluded that a settlement contract has a ten year statute of limitations. The court relied on Givens v. Givens, 192 Ill. App.3d 97 (1989). (However, the result may have been different if the Section 19(g) action were based on a decision of the Commission rather than a settlement contract.) On the issue of the summary judgment, the appellate court reversed. The appellate court found the settlement contract was ambiguous as to the issue presented. Although the trial court had relied only on the affidavit of Attorney O Brien, the court ruled that the trial judge should have considered the opinion of Dr. Jeffrey Coe in analyzing whether to grant the motion for summary judgment. The court strictly construed the settlement contract against respondent. The court stated, when dealing with a settlement contract involving a work injury that would be covered under the Act, a - 7 -
9 court construes the contract strongly against the drafter, and the risk of ambiguity and lack of clarity is on the drafting party. The court found the phrase treatment to the low back to be ambiguous, especially based on the nature of petitioner s medical problem. The court noted that petitioner s original staph infection arising out of his low back surgery was an accepted condition. Petitioner received treatment for it via intravenous and oral antibiotics. The court noted that this treatment was not directly to petitioner s low back and therefore respondent s argument that it would only pay for treatment to the low back was not convincing. The court held: We read the term treatment to the low back to include treatment for a staph infection manifesting in the low back the open medical provision does not specify the type of low back medical condition (muscular-skeletal injury or infectious illness) and requires only that the low back condition be causally related to the initial injury. The court felt that if in fact petitioner s heart condition was caused by the same infection that arose out of his low back surgery, then petitioner s heart treatment would be covered under the contract. In view of this ambiguity in the contract and factual dispute, the court felt that summary judgment was not appropriate. The court therefore reversed the summary judgment and remanded the case to the trial judge for the introduction of reliable evidence to determine the intent of the parties and the causal relationship between petitioner s heart treatment and his prior low back injury. Comment: The court s ruling as to the statute of limitations is not surprising. I had always felt that a settlement contract would be considered a written contract and the ten year statute of limitations would apply with respect to enforcing a workers compensation settlement contract. On the issue of the terms of the contract, the court imposed an extremely high burden on respondent. As expected, the court construed the contract unfavorably to respondent because respondent s counsel had drafted the contract. It is surprising as to the nature of the evidence respondent presented before the trial judge. Respondent did not support its arguments with any medical evidence, but instead supported its arguments with affidavits from the claim adjuster and respondent s attorney. Further, petitioner did not submit any dispositive medical opinions on the issue of causation. The medical report he submitted from Dr. Coe stated that petitioner s heart condition was caused by the same bacteria that caused his low back infection, but he did not state that it was the same infection or that petitioner was more prone to staph infections because he had a staph infection in his back. Moreover, there is a significant gap from when his back surgery and staph infection in February of 2002 until he developed his heart condition in September and October of Presumably, respondent could have obtained a medical opinion in its favor on the issue of causation, but apparently chose not to present it in the trial court. The employer s strategy here was unusual and certainly did not result in a favorable ruling
10 Settlement contracts are important documents. They set in stone the parties agreement. Further, it is clear that to the extent any rights are left open the court will generously grant those rights to the claimant. Therefore, it is critical that settlement contracts be carefully thought out and drafted, especially those involving open medical or Medicare Set-Asides. Settlement contracts are clearly becoming more complex. The parties must pay greater attention to the accuracy and the details of these agreements. Rules in Employer s Favor on Lien Recovery Employer is Entitled to Recover Lien Where the Payment Was Made by the Guarantee Fund or the Prior Bankrupt Insurer. Raul Sanchez v. Rental Service Corporation (Paul s Welding Service, Inc., intervening employer), , , (First District, Fourth Division) filed March 10, 2011). This case decision involves a matter that had been litigated for many years. Petitioner suffered a work injury in 2001 and he received significant workers compensation benefits. The employer was insured by Legion Insurance. During the claim, Legion Insurance went bankrupt and the Illinois Insurance Guaranty Fund paid the remainder of the claim. At the time the case was over, petitioner had received payments totaling $265, Legion Insurance paid $145, The Guaranty Fund paid $120, Petitioner also had a civil case and he settled the civil case for $300, The employer sought to enforce its lien of $265,000.00, but the plaintiff refused to honor the lien. Petitioner claimed that he only had to pay to respondent the amount paid by the Guaranty Fund of $120, but not the amount that petitioner received from Legion Insurance of $145, The circuit judge agreed and issued an order on October 29, 2008 granting a lien recovery of $120, The employer appealed and the appellate court reversed. The appellate court again reiterated the importance of an employer s lien rights and recovery. The court found that the provisions of the Act setting forth the employer s lien rights effectuates important purposes of the Act which include providing for compensation to the injured employee regardless of fault; protecting the employer by allowing the employer and employee to reach the true tortfeasor; and prohibiting the employee from obtaining a double recovery. The court found that granting the employer the entire lien was a fair decision. The court stated, Our ruling makes Sanchez whole and prevents him from recovering a windfall, replenishes the (Guaranty) Fund, effectuates the purposes of the Act and the Fund, and is thus good public policy. Comment: It is hard to understand why the circuit judge allowed lien recovery for the Fund but not for Legion Insurance. Obviously, denying the lien to Legion Insurance gave petitioner an unfair double recovery. It is difficult to understand why so many trial judges believe they have the ability to diminish an employer s lien rights. Employers are required to pay compensation regardless of fault promptly. Similarly, they should be entitled to recover their lien without constant attacks and challenges. Employers should continue to fight any adverse circuit court - 9 -
11 decisions as to lien right since it is clear that both the appellate court and Supreme Court strongly support employer s right when it comes to lien recovery. IN THE APPELLATE COURT OF ILLINOIS, WORKERS COMPENSATION DIVISION Court Rejects Claim Involving Two Separate Falls on a Stairwell at Work Petitioner Failed to Prove Accident Arose Out of Employment. Cathy Baldwin v. Illinois Workers Compensation Commission and Securitas Security Services, No WC, filed April 28, Petitioner claimed two different accidents on October 8, 2006 and November 19, 2006 while working as a security guard for Securitas Security Services. Petitioner testified that she worked as an inside guard which consisted of walking throughout a building and walking around the outside perimeter. She testified she descended a metal staircase on October 8, 2006 and slipped and fell. She testified she didn t know what caused her foot to slip. She admitted seeing no defect on the step or any liquid substance. She testified that she was wearing shoes with rubber soles and she was not in a hurry and her hands were free. Following her fall, she sought treatment the same day and was diagnosed with contusions and strains. She improved with conservative treatment and returned to work November 16, On November 19, 2006, petitioner testified that she was walking up a flight of stairs and her injured leg began to cramp and throb. She claimed her leg gave out and she fell. She was seen again at Provena Hospital and diagnosed with a pelvic fracture. Respondent retained Dr. Dirk Nelson to review petitioner s medical records and he concluded that her initial injury did not cause her leg to give way on November 19, At the request of petitioner s attorney, petitioner was examined by Dr. David Fletcher. He concluded that petitioner s injury from her first fall contributed to her second fall. The arbitrator ruled that petitioner failed to prove that she sustained accidental injuries arising out of and in the course of her employment. Petitioner appealed to the Commission and the Commission affirmed. Petitioner appealed to the circuit court and the circuit court affirmed. Petitioner appealed to the appellate court and the appellate court also affirmed the decision of the Commission. The court ruled that the claimant bears the burden of proving by a preponderance of the evidence that her injury arose out of and in the course of her employment. The court stated, Both elements must be present in order to justify compensation. The court noted that risks to employees fall in three groups: 1) risks distinctly associated with the employment; 2) risks personal to the employee, such as idiopathic falls; and 3) neutral risks that have no particular employment or personal characteristics. The court found that petitioner s initial fall on October 8, 2006 was not idiopathic. Further, there was no evidence which showed that the risk was distinctly associated with the employment
12 Therefore, this was an unexplained fall. The court stated, For an injury caused by an unexplained fall to arise out of the employment, a claimant must present evidence which supports a reasonable inference that the fall stemmed from a risk related to the employment. However, an injury resulting from a neutral risk to which the general public is equally exposed does not arise out of the employment. By itself, the act of walking up a staircase does not expose an employee to a risk greater than that faced by the general public. Since petitioner in this case didn t prove that there was any specific cause for her fall, she was not at any risk greater than that of the general public and the court denied compensability. As to petitioner s second case, the court ruled petitioner s fall was idiopathic. Petitioner s fall was the result of the personal condition rather than a work-related condition. Comment: This is an excellent decision from the appellate court. The summary of the case law from the court is very helpful to employers. The case decision reinforces a developing trend. There are older case decisions which indicate that falls involving neutral risks are compensable. This decision reinforces the fact that falls from neutral risks are not compensable unless claimant proves that the work duties increased the risk of injury from the neutral risk. The court reinforces the fact that the risk of traveling up and down staircases is common to the general public and is not unique to employment. Therefore, any fall on stairs should be carefully investigated and questioned. Schoolteacher Awarded Extensive Benefits for Minor Injury to Knee Following Non Work- Related Surgery Average Weekly Wage for Schoolteacher Calculated Based Only on 40 Weeks Work Elgin Board of Education School District U-46 v. Illinois Workers Compensation Commission and Linda Weiler, No WC, filed April 25, Petitioner was an older schoolteacher. In 1996, she suffered a stroke and started taking Coumadin, a blood-thinning agent. On November 7, 2002, petitioner had an arthroscopic surgery on her right knee which was unrelated to her work duties. To improve blood clotting post surgery, her surgeon Dr. Rosseau instructed her to stop taking Coumadin five days to surgery. However, unbeknownst to Dr. Rosseau, petitioner s family doctor had prescribed Lovenox, another blood thinner, which petitioner took a few days prior to surgery. Further, a day or two following surgery, petitioner resumed taking Coumadin. Petitioner returned to full duty work November 12, She claimed she didn t have any swelling in her knee. On November 13, 2002, petitioner struck her right knee against a metal desk as she arose from her seat to assist a student. Following that incident, petitioner s surgical incisions on her knee opened and she began to bleed. Her knee began to swell. Petitioner saw Dr. Rosseau November 15, 2002 and he diagnosed hemarthrosis which he defined as blood in a joint creating some inflammation. Thereafter, petitioner was disabled for several months and was treated by Dr. Rosseau with aspiration, pain medication and prescription for rest and therapy. Petitioner
13 eventually was released to return to work March 31, 2003, approximately four months later. She subsequently retired in June Respondent disputed causal connection. The respondent claimed that petitioner s condition was a personal one and not caused by a work-related injury. Respondent produced an IME report from Dr. Player, an orthopedic surgeon, concluding that petitioner s condition was a personal one. Dr. Rosseau admitted that petitioner s condition could have been personal but stated that in his opinion petitioner striking her knee on the desk was the most likely cause of the condition. The court affirmed a finding of causation relying on the opinion of Dr. Rosseau. The court noted, We also emphasize that the claimant needed only to prove that the accident at work was a causative factor in her condition of ill being. Sisbro, Inc. v. Industrial Comm n, 207 Ill.2d 193 (2003). Additionally, there was a dispute as to petitioner s wage calculation. Petitioner earned $61, annually. She could have elected to be paid year round or only during the school year. Petitioner elected to be paid year round. However, the evidence showed that she only had to work 40 weeks a year as a schoolteacher. Respondent contended that her average weekly wage was based on a full year s salary. Petitioner contended that it should be based only on the number of weeks she was required to work (40). The court ruled in petitioner s favor and calculated her average weekly wage based only on the number of weeks she was required to work rather than her actual earnings over the 52 weeks. Comment: This decision highlights the unfairness of the standard of causation applied to Illinois Workers Compensation Commission cases. This claimant suffered from a personal condition. She had a stroke and had to take a blood thinning agent. She then had personal non work-related knee surgery. Following that surgery, well before her wounds would have even healed, she returned to work. She suffered a minor injury at work when she stuck her knee in a desk and then was disabled for months. Her treating doctor tied her injury and disability to the minor contusion at work and the employer was then forced to pay compensation and medical bills for months. Despite the fact that this was clearly a personal condition, the Commission and courts confirmed an award of benefits on the basis that petitioner only needed to prove that her accident was a cause of her condition of ill being. This decision highlights the fact that employers pay frequently for personal conditions because of the extraordinarily low standard of causation applied by the Commission in awarding benefits. The court s ruling on the wage calculation is not surprising. It is consistent with prior court decisions involving school teachers. Petitioner could have received her pay over the school year or she could have received it over the calendar year. However, she only had to work 40 weeks a year and therefore the court concluded that her average weekly wage should only be based on the number of weeks she was required to work rather than her total earnings for the year. Award for Neck and Back Injuries Upheld Claimant Did Not Exceed Her Choice of Two Physicians Even Though She Chose More Than Two Doctors
14 Absolute Cleaning/SVMBL v. Illinois Workers Compensation Commission and Suanne Palazzolo, No WC, filed April 28, Petitioner worked for a cleaning company at a mine. She injured her neck and back on two separate occasions, May 9, 2006 and November 6, 2006, while lifting a mop bucket and lifting trash bags. Following the accidents, she sought treatment with a chiropractor, Dr. Calloway. After treating with a chiropractor without improvement, she asked her chiropractor to refer her to a specialist, Dr. Ronald Hertel. Dr. Calloway gave petitioner a referral to Dr. Hertel. Petitioner treated with Dr. Hertel for awhile but Dr. Hertel felt that petitioner was exaggerating her symptoms. She got into an argument with Dr. Hertel and he refused to see her anymore. Additionally, petitioner sought treatment with her family doctor, Dr. Chris Sprinkel. Dr. Sprinkel provided pain medication. Petitioner needed to see another specialist and Dr. Calloway recommended Dr. Freytag but petitioner wanted to see Dr. Pencek instead. Petitioner admitted that she chose to see Dr. Pencek and then Dr. Calloway gave her a referral to Dr. Pencek. Petitioner treated with Dr. Pencek conservatively. In addition, she saw an anesthesiologist upon referral for injections. Eventually, Dr. Pencek recommended a cervical fusion. An IME doctor disputed the need for surgery. After a trial, the Commission awarded petitioner TTD benefits to date plus ordered the employer pay for a cervical fusion as recommended by Dr. Pencek. The employer appealed on the basis that petitioner had exceeded her choice of doctors. The employer noted that petitioner chose treatment with Dr. Calloway and Dr. Sprinkel. Further, the respondent claimed that petitioner had chosen on her own to treat with Dr. Hertel and Dr. Pencek. The appellate court rejected this argument concluding that petitioner did not exceed her choice of doctors. The appellate court ruled that the Commission was correct in finding that the specialists were referrals from Dr. Calloway even though petitioner asked Dr. Calloway for the referrals. The court held, To the extent that Dr. Calloway referred the claimant to certain physicians at the plaintiff s (or her attorney s) urging, we note that the genesis of the referral has no bearing on the issue so long as the claimant s treating doctor ultimately made the referral. See Elmhurst- Chicago Stone Co., 269 Ill.App.3d at 907. The court rejected the respondent s argument that the referral was simply a sham to avoid the two-physician rule. The court rejected this argument. The award of TTD and the award of prospective medical was confirmed. Comment: This is a disappointing decision. A claimant is entitled to choose two different doctors and treat with those two separate and distinct doctors along with their referrals. However, a claimant shouldn t be allowed to choose more than two doctors and simply demand that one of the treating doctors issue her a referral note. To simply allow the claimant to choose more than two doctors further aggravates an already overly generous system. In this case, one of
15 petitioner s specialists, Dr. Hertel, found that petitioner was exaggerating her symptoms. He didn t feel petitioner needed significant further treatment and certainly not surgery. Petitioner then doctor shopped until she eventually found a physician who would recommend surgery for her. These were not in fact true referrals from her physicians but simply her own choice. This is an extremely frustrating decision for the employer who now faces paying for what is likely an unnecessary surgery and continued TTD benefits. In a Case of Multiple Injuries to Same Body Part, the Commission Properly Awarded Only Wage Differential Benefits and Not Wage Differential Benefits plus Permanent Partial Disability Benefits Robert Baumgardner v. Illinois Workers Compensation Commission and County of Cook, No WC, filed April 11, Petitioner was employed by Cook County as a laborer in On April 8, 1996, he injured his right knee while pulling on branches. He was diagnosed with a torn lateral meniscus and underwent a lateral meniscectomy. He was off work for approximately six months and returned to his regular work duties without loss of pay. Petitioner suffered a second injury to his right knee on May 4, He slipped and twisted while cutting down a bush. He was off work about seven weeks and received conservative treatment. He suffered a third injury August 7, 1998 when he fell and hurt his right foot. He received conservative treatment and was off work for approximately six weeks. He returned to work with restrictions. He continued to treat with his orthopedic surgeon, Dr. Canaday. Dr. Canaday imposed permanent work restrictions. On December 20, 1998, petitioner was reassigned to light duty work as an engineer technician because of his work restrictions. His pay was decreased. The respondent voluntarily paid him wage differential benefits starting December 20, Petitioner continued to have right knee problems and eventually had a total right knee replacement July 29, Thereafter, he returned to work at his continued light duty job. All three of petitioner s cases were consolidated and tried before the arbitrator. Petitioner asked for an award of permanent partial disability for his first case of 35% loss of use of the leg. Additionally, he asked for an award of wage differential benefits for his last two accidents. The arbitrator denied the PPD award but did award wage differential benefits. Petitioner appealed and the Commission, circuit court and appellate court all affirmed the arbitrator s decision denying PPD benefits. The court found that petitioner suffered an injury to only one body part and wasn t entitled to both a PPD award and a wage differential award. The court stated, The Act clearly contemplates a single determination as to the permanency of a claimant s condition as a result of an employment accident. Section 8(d)(1) of the Act provides that the Commission may award a claimant wage differential benefits except in cases compensated under the specific schedule set forth in paragraph (e) of this section
16 The court rejected claimant s argument that he would have been entitled to a PPD award for the April 1996 injury if he had a hearing on that case before the 1998 injury. The court admitted that even if that argument was correct, that fact did not require the granting of a scheduled PPD award in this case. The court held, Because the claimant suffered multiple injuries to the same body part as a result of successive accidents and those claims were tried together, the Commission properly evaluated the totality of the evidence as it related to the claimant s overall condition of ill-being at the time of the hearing and entered a single award that encompassed the full extent of the disability resulting from both the April 1996 and May 1998 injuries. Comment: The court s decision in this case is totally sensible and well-justified. Here, the claimant was being exceptionally greedy. He was awarded wage differential benefits as a result of his job change and reduced wages. Those wage differential benefits will be paid to the claimant for life. In addition, the claimant was seeking a permanent partial disability award for the same body part that led to the award of wage differential benefits. Clearly, a claimant should not be allowed to double-dip and get both wage differential benefits and permanent partial disability benefits as well. The right to these permanency benefits is not based on common law but based on the statute alone. The statute clearly provides that if a claimant gets an award for permanent partial disability, he should not get an award for wage differential. Similarly, if he gets an award for wage differential, he should not get a permanent partial disability award as well. Court Reverses Commission Court Denies Combined PPD and Wage Differential Award for Two Lower Back Injuries Only Wage Differential Award Allowed City of Chicago v. Illinois Workers Compensation Commission and Thomas O Rourke, No WC, filed April 11, Petitioner worked as a laborer in the sewer department for the City of Chicago. He suffered two injuries to his lower back. The first injury was August 27, 2002 when he was pushing a wheelbarrow. Following that accident, he was diagnosed with herniated discs. He had two surgeries on his lower back and was off work for almost a year through July 10, After returning to work, petitioner reported his back was mostly pain free but he had pain and muscle spasms in his legs. Petitioner suffered a second accident May 5, 2004 when a trench partially collapsed on him. Several weeks later, he sought treatment for lower back pain. He underwent conservative care for approximately six months and eventually had an FCE which showed he could perform medium physical demand level work. He couldn t return to his prior job and instead was returned to work May 2, 2005 as a night watchman. As a laborer, petitioner would have earned $29.00 to $31.00 per hour. After petitioner returned to work, the employer voluntarily paid wage differential benefits. At trial, petitioner sought an award for permanent partial disability for his first accident and wage differential for his second accident. The arbitrator awarded petitioner 20% loss of use of the man as a whole for the first accident and wage differential benefits for the second accident. The
17 employer appealed to the Commission which confirmed the arbitrator s award. The employer sought an appeal to the circuit court who again confirmed the decision of the arbitrator. The employer appealed to the appellate court and the appellate court reversed. The appellate court ruled that a claimant was not entitled to both permanent partial disability and wage differential benefits for consecutive lower back injuries. The court admitted that this was a case of first impression. No prior Illinois decision had directly addressed this issue. After reviewing similar case law, the court held, We find that the claimant is not entitled to an award under both Section 8(d)(1) and Section 8(d)(2) for the same condition of ill being. Where a claimant has sustained two separate distinct injuries to the same body part and the claims were consolidated for hearing and decision, unless there is some evidence presented at the consolidated hearing that would permit the Commission to delineate and apportion the nature and extent of permanency attributable to each accident, it is proper for the Commission to consider all the evidence presented to determine the nature and extent of the claimant s permanent disability as of the date of the hearing. The court found that the evidence presented at the hearing didn t permit delineation of a separate condition of ill being attributable to each accident. Instead, the evidence established only one condition of ill being which can be compensated either as a person as a whole or as a wage differential. Therefore, the court vacated the PPD award of 20% lose of use of the man as a whole and allowed the wage differential award to stand. Comment: This is an excellent decision from the court. The Commission has been too willing to stack one award on top of another. It has been frustrating for employers in that the Act does not contain a credit provision for past man as a whole awards. The Commission routinely awards multiple man as a whole awards in favor of claimants for basically the same disability. A claimant can sustain multiple back strains and receive multiple man as a whole awards. If a claimant suffers a back injury resulting in a disc herniation which is not operated, he can get an award in the range of 10% to 15% of the man as a whole. If he then claims a new accident and has surgery on that same disc herniation, he can get an additional award of 20% loss of use of the man as a whole. This decision does not change that result. However, at least this decision disallows an award of PPD followed by a wage differential award for consolidated cases. Frequently, attorneys will press a case for a disposition in order to get an award before the claimant suffers a new injury. The smart attorneys know that it s good to get an award or a settlement promptly so that if the claimant sustains a new accident which results in a wage differential or a permanent total award, the claimant will get his PPD money early and in addition get any subsequent award. Employers and Carriers like to close out cases. However, sometimes it can be costly to rush into a settlement with a claimant who is still working for the employer only to have the claimant sustain yet another injury and get even more PPD. Court Reverses Circuit Judge and Reinstates Commission Decision Finding Petitioner Suffered a Compensable Accident When She Fell On a Public Driveway Metropolitan Water Reclamation District of Greater Chicago v. Illinois Workers Compensation Commission and Ruth Lindquist, No WC, filed February 22,
18 Petitioner s job duties were primarily clerical in nature and she worked in an office building in downtown Chicago. In addition to her work in the office, she would take checks received and walk them to a bank to make deposits. The bank she went to was a block and a half away on Michigan Avenue. She routinely made the trip to the bank two to three times per week. On November 9, 2005, petitioner left her office to walk to the bank. While walking to the bank, she crossed an inclined driveway that had a dip of about six inches. She tripped or lost her footing on the dip in the driveway and fell forward fracturing both wrists. She admitted that she did not fall as the result of any debris or defect in the pavement. The employer disputed the case on the basis that petitioner s accident did not arise out of her employment. The employer contended that petitioner was at no increased risk compared to the general public of walking on a public street. The case was tried before an arbitrator who agreed with the employer and found that petitioner did not suffer an accident which arose out of her employment. Petitioner appealed to the Commission and the Commission in a 2-1 decision granted her benefits. The Commission found that petitioner was at a greater risk of the dip in the driveway because she regularly had to walk to the bank. Petitioner was awarded four months of TTD and 35% loss of use of each hand. The employer appealed to the circuit court and the circuit court reversed reinstating the arbitrator s denial of compensation. Petitioner appealed to the appellate court and the appellate court reversed and reinstated the Commission s decision. The court analyzed the arising out of component of compensability. The court noted that there were three general types of risks to which an employee may be exposed: (1) risks that are distinctly associated with the employment; (2) risks that are personal to the employee; and (3) neutral risks that do not have any particular employment or personal characteristics. In this case, petitioner s risk was not distinctly associated with the employment nor was it personal to petitioner. Therefore, the court held, The risk that the claimant would be injured as the result of a fall while traversing a public sidewalk and commercial driveway was neutral in nature. The court held injuries resulting from a neutral risk generally do not arise out of the employment and are compensable under the Act only where the employee was exposed to the risk to a greater degree than the general public. The court further held, Under the street risk doctrine where the evidence establishes that the claimant s job required that she be on the street to perform the duties of her employment, the risks of the street become one of the risks of the employment and an injury sustained while performing that duty has a causal relationship to her employment. Based on this doctrine the court found the case compensable. Comment: The appellate court s decision based on the facts presented is not unexpected. In a concurring decision, Justice Holdridge points out that the court s street risk doctrine espoused by the majority is simply the traveling employee doctrine. It is surprising that the Commission didn t award benefits simply on the basis that the claimant was a traveling employee. As a general rule, traveling employees are entitled to compensation for any accidents sustained while traveling so long as their actions are reasonable and foreseeable. There is no argument here that
19 the claimant s actions were not reasonable and foreseeable. Therefore, it is no surprise that this case was ruled compensable. Admittedly, it does not appear that petitioner s accident was the result of any peculiar risk associated with her employment. Walking on public streets which are not defective shouldn t be found to be an increased risk of the employment. Nevertheless, under the traveling employee doctrine or the street risk doctrine, it is clear that the court will find such cases compensable. BEFORE THE SUPREME COURT OF ILLINOIS Supreme Court Rules That Hospital Lien Claims Pursuant to the Health Care Services Lien Act Are Not Subject to the Common Fund Doctrine Medical Providers Lien Recovery Not Reduced By Attorney Fees Sherry Wendling v. Southern Illinois Hospital Services Nancy Howell v. Southern Illinois Hospital Services, Docket Nos , , filed March 24, The above plaintiffs were injured in automobile accidents and subsequently filed personal injury lawsuits against the adverse drivers responsible for their injuries. As a result of the accidents, plaintiffs treated at hospitals owned by Southern Illinois Hospital Services. The hospitals asserted liens pursuant to the Health Care Services Lien Act. The Health Care Services Lien Act provides the a health care professional or provider who renders treatment to an injured plaintiff shall have a lien upon all claims and causes of action of the injured person for the amount of the health care professionals or health care providers reasonable charges. Significantly, the statute limits the total amount of all health care liens filed with respect to an individual plaintiff to no more than 40% of the judgment or settlement. However, to the extent that a health care provider does not make full recovery, the health care provider is entitled to seek payment of the remainder of the their charges from the patient. The statute further provides that where the total liens filed under the Act amount to 40% of the judgment of settlement, the total attorney liens are limited to 30% of the judgment or settlement. The statute is silent as to whether a health care provider holding a lien under the Act is responsible for attorney s fees pursuant to the common fund doctrine. In these cases, plaintiffs reached settlement agreements with the defendants who filed petitions to adjudicate the hospital s lien. Plaintiffs allege that the hospital s lien was subject to the common fund doctrine and that the hospitals had to pay one-third of their line to plaintiff s attorneys. The trial judge agreed. The trial judge granted the hospital s lien but then reduced the lien by onethird with that money to go to the plaintiff s attorney. The hospital appealed to the appellate court and the appellate court affirmed. The hospital appealed to the Supreme Court and the Supreme Court reversed. The Supreme Court held that the common fund doctrine does not apply to a medical provider s lien under the Health Care Services Lien Act
20 The court referenced its prior decision in Maynard v. Parker, 75 Ill. 2d 73 (1979). The court had specifically ruled in Maynard that the common fund doctrine did not apply to a hospital holding a statutory lien. The court noted that unlike other lien claims, a medical provider s lien is limited by statute to a certain percentage of the plaintiff s recovery. The court held: Under those circumstances, the hospital was not unjustly enriched by the attorney s services and, thus, was not required to contribute to the cost of litigation. The court noted that its ruling was consistent with the majority of other states who had addressed this issue. The court noted that its ruling was not inconsistent with its prior ruling in Bishop v. Burgard, 198 Ill. 2d 495 (2002). In Bishop, the court had ruled that the common fund doctrine did apply to a claim made by an employer s ERISA plan. Therefore to the extent a lien claim is made by an employer s group medical carrier, the common fund doctrine would apply. The court found a significant difference between a claim made by a group medical carrier and a claim made by a medical provider. A medical provider is entitled to receive payment on its bills irrespective of a plaintiff s personal injury lawsuit. A group medical carrier is entitled to reimbursement only if the plaintiff successfully prosecutes a civil liability claim. Further, unlike a group medical carrier, the hospitals here had no standing to participate in the plaintiff s personal injury lawsuits nor could they have brought independent costs of action against the tortfeasors. For these reasons, the court granted the hospital s full recovery on their liens to the extent possible under the Health Care Services Lien Act without reduction for attorney s fees. Comment: Plaintiff s attorneys are truly greedy and disingenuous when it comes to fee recoveries. In these cases, the plaintiff s attorneys wanted to recover 30% of the total settlement and then one-third of the hospital s liens. Assuming the hospital liens totaled 40% of the total settlement that means out of the total settlement proceeds the plaintiff would recover 30% of the settlement. The health care providers would get 26.67% of the settlement and the plaintiff s attorneys would get 43.33% of the total settlement. The courts really have to do a better job in protecting lien holders. Claimants are injured and receive medical treatment as a result of accidents. They make claims based on the medical bills they are obligated to pay for the treatment. Then, after making a civil recovery based on the medical bills, claimants and their attorneys do all they can to avoid paying the medical providers. This is an unfair result for all. The court clearly was correct in siding with hospitals. They have reiterated a decision made over 30 years ago and they have protected medical providers appropriately when it comes to medical provider lien claims
21 Court Reverses Commission s Decision Court Finds That the Commission Improperly Allowed Petitioner s Attorney to Take a Deposition of the Treating Physician After the Start of Trial Osgood Industries, Inc. v. Illinois Workers' Compensation Commission and Paul Bole, WC, filed March 31, This case was tried by Nadine Neue of our office. The case involved an admitted accident of April 12, Petitioner was employed by respondent as a senior service technician which meant that he built and installed machines. This was a medium-heavy job which required him to kneel, climb ladders and crawl. On April 12, 2004, he injured his right knee while installing a freezer. He treated with Dr. Hall and had surgery on July 2, 2004 which included a medial meniscectomy and debridement of the patellofemoral joint. Petitioner did well post surgery. He still had some complaints but he returned to work on a light duty basis August 31, On September 20, 2004, petitioner saw Dr. Hall again. According to Dr. Hall s records, petitioner had been doing quite a bit of work and was having increasing discomfort in the medial side of his right knee. In January of 2005, an MRI showed a tear of the posterior horn of the medial meniscus. On February 14, 2005, petitioner was examined by Dr. Jay Levin at the employer s request. Dr. Levin took a history of an injury in April 2004 with a second injury in September Dr. Levin concluded that petitioner s current problem was the result of his September 2004 accident. Respondent disputed liability for further surgery the intervening accident support by Dr. Levin s IME report. Petitioner had significant additional treatment from Dr. Hall. Petitioner had a second arthroscopy and medial meniscectomy February 25, He had a third right knee surgery on August 4, 2005 which was a partial knee replacement. He had a fourth and final right knee surgery on September 7, 2006 which was a total right knee replacement. He also eventually complained of left knee pain and had arthroscopic surgery on his left knee May 15, 2007 and a left knee replacement on October 16, During this time, Dr. Levin reexamined petitioner on several occasions and issued a narrative report stating that petitioner s multiple surgeries after his first one were the result of an intervening accident and not the accident of April 12, This case was initially tried on February 21, Prior to trial, petitioner s attorney had agreed to stipulate to admit the IME reports of Dr. Levin. We had advised the attorney that we would not stipulate to any medical evaluation reports of Dr. Hall. During the hearing, petitioner s attorney offered a narrative report from Dr. Hall created for the purposes of litigation to prove causal connection. We objected and the arbitrator sustained our objection
22 At the conclusion of the hearing, petitioner s attorney then requested a continuance to take a deposition from Dr. Hall. We objected and our objection was overruled. Petitioner was granted the right to take an evidence deposition of Dr. Hall. We completed the arbitration hearing June 8, 2008 and petitioner s attorney presented into evidence Dr. Hall s deposition transcript. The arbitrator relied on Dr. Hall s testimony and ruled in petitioner s favor and found that all of his medical treatment related to his April 12, 2004 accident. We appealed to the Commission and the Commission affirmed in a 2-1 one decision. We appealed to the circuit court who also confirmed. We appealed to the appellate court and the appellate court reversed. The appellate court ruled in our favor and found that petitioner did not have the right to take an evidence deposition of Dr. Hall unless he showed good cause pursuant to Illinois Workers' Compensation rules. The court found that petitioner did not demonstrate good cause. The only reason he asked for the right to take the deposition of Dr. Hall was that our objection to Dr. Hall s report was proper and was granted. We had insisted that petitioner s attorney take all medical depositions prior to trial and he never scheduled an evidence deposition of Dr. Hall. The appellate court decision analyzes the Commission s rules with respect to depositions. The court found that any request for a deposition can only be granted if good cause is shown. Since the petitioner did not present any good cause for taking the evidence deposition other than the fact that our objection to his report was properly sustained, the court ruled that the Commission s decision was invalid. The case was remanded back to the Commission for review of the evidence without consideration of Dr. Hall s deposition. Comment: This is an excellent decision from the court involving a battle fought long and hard by Attorney Neue. The decision eliminates an unfair ruling by the arbitrator over the issue of petitioner s right to take a deposition after trial is started. On the other hand, the decision will cut both ways. It means that both parties must be prepared to close proofs before trial is started, otherwise, the right to present evidence may be prohibited. GREAT DECISIONS AROUND THE OFFICE - We had a large number of excellent decisions this summer. I am really proud of the hard work done and victories. Dan Egan scored an excellent decision on behalf of State Farm Insurance Company in the case of Rocio Perez v. TFN, Inc./Thomas Novak Wendy s. In this case, petitioner claimed an injury June 19, Petitioner claimed that she slipped and fell and injured her left knee. We didn t have any evidence to dispute the accident. However, we proved a significant pre-existing condition. We proved that petitioner suffered a soccer injury on May 20, We proved that she had prior medical treatment including an MRI which showed a complete ACL tear. Petitioner didn t return to work after her alleged accident and demanded TTD, medical bills and PPD. The attorney also demanded penalties and attorney s fees. We arranged for an IME with Dr. Jay Levin. Dr. Levin reviewed petitioner s medical records and concluded that petitioner s condition was not causally related to the work injury but rather
23 was the result of petitioner s soccer injury. The arbitrator adopted Dr. Levin s conclusions. She found that petitioner sustained an accident June 19, 2007 but failed to prove that her left knee condition was causally related to the work accident. The claims for TTD, PPD and medical bills in excess of $50, were denied. Randy Stark received a winning decision from Arbitrator Akemann on behalf of State Farm Insurance in the case of Linda Eaton v. Innovated Internal Medicine, 09 WC Petitioner worked as a surgical assistant at a vein clinic. She claimed repetitive trauma caused bilateral carpal tunnel syndrome. However, we disputed liability and presented evidence including the testimony of a doctor and another nurse that petitioner s activities as a medical assistant/surgical technician were varied and not repetitive. Petitioner was claiming $13, in medical bills, over two years of TTD and 35% loss of use of the man as a whole. She sought an award in excess of $137, The arbitrator totally denied all benefits finding petitioner failed to prove a causal relationship between her work activities and her condition of ill-being. Dan Egan obtained an excellent decision from the Commission on behalf of Cottingham & Butler/SISCO in the case of Arthur Ekberg v. Town & Country Distributors, 10 WC In this case, Attorney Egan had litigated a disputed claim before the arbitrator and had obtained a favorable ruling. However, there was an error in the arbitrator s decision and Attorney Egan filed a petition to correct the clerical error. Petitioner s attorney then filed a petition for review. Petitioner s attorney filed a petition for review with respect to the arbitrator s original decision and not the corrected decision. We then filed a motion to dismiss on the basis that the petition for review was not timely. The Commission, in a two to one decision, ruled in our favor. The Commission found that petitioner s petition for review was defective because it was filed only with respect to the arbitrator s original decision and not the corrected decision. Therefore, the favorable arbitrator ruling became final. Ken Marshall obtained an excellent decision on arbitration for First Group America/Gallagher Bassett in Holly Bennett v. Laidlaw, 04 WC This case involved an undisputed accident which occurred November 2, 2004 which resulted in minor neck but significant low back injuries. Petitioner initially treated with Dr. Lorenz who referred petitioner to pain specialists, first, Dr. Eugene Lipov and then Dr. Ira Goodman. All of these doctors are well known to provide excessive and extensive treatment. The employer paid TTD and medical bills until November of 2007, three years later, when it terminated benefits following an independent medical examination by Dr. Marshall Matz, a neurosurgeon. Our investigation revealed that petitioner had filed a civil suit for neck and low back injuries stemming from a June 11, 2006 motor vehicle accident. Attorney Marshall investigated this intervening civil claim thoroughly. He obtained the transcript of petitioner s discovery deposition in the civil case. He proved that petitioner testified that prior to the motor vehicle accident her work-related cervical injury had resolved completely and her lumbar spine problems
24 were not that bad. She testified that after the motor vehicle accident, her neck complaints recurred and her low back pain condition significantly worsened. Prior to the trial in the WC case, Petitioner had demanded a settlement of $250, plus a six figure MSA account. At trial, petitioner demanded $80, in medical bills, 245 weeks of TTD and permanent and total disability benefits. She also wanted approval for future medical including an IDET procedure. Petitioner claimed that the work-related accident caused her permanent total disability. She denied that the June 2006 motor vehicle accident had injured her low back or aggravated her low back condition. Attorney Marshall used petitioner s civil deposition transcript and various medical records to prove that petitioner s testimony was false. The arbitrator ruled in our favor and found that petitioner s testimony was not credible. He denied the claim for permanent total disability. He found that petitioner s motor vehicle accident broke the change of causal connection between petitioner s work injury and her current condition of ill-being. He awarded TTD only through June 11, 2006 plus 50% loss of use of the man as a whole. After credit for TTD paid, the net award is only $33, Mark Rusin scored an impressive ruling from the Commission on behalf of Farmers Insurance in the case of Jose Rivas v. Atlas Concrete Cutting, 06 WC 11803, 11 IWCC 535. This case involved a disputed accident of December 30, Petitioner claimed that he was lifting wood weighing 100 pounds and felt severe back pain. Cross-examination of the petitioner proved that he gave inconsistent statements. Despite the fact that petitioner claimed he was disabled for a week following this alleged accident, we provided evidence both by witnesses and timecards contradicting petitioner. Further, we produced medical records which contradicted petitioner s testimony. The case was denied by the arbitrator and the Commission affirmed the denial unanimously. The carrier had paid $10, in benefits to petitioner. As a result of the decision, petitioner now owes respondent $10, Randy Stark scored a victory for Gallagher Bassett Services in the case of Oral Williams v. Gunite, 08 WC and 08 WC Petitioner claimed that she suffered repetitive trauma, or in the alternative, she claimed specific trauma to her feet a result of having to wear heavy steel toed work boots. She was diagnosed as having bilateral plantar fascitis. We denied the claim. Attorney Stark investigated a Social Security Disability application filed by petitioner. Included in that application was a statement wherein petitioner claimed she could no longer run five to six days a week, three to five miles a day. On cross-examination, petitioner admitted that she had increased her running after her termination and had a further increase in her symptoms. Our decision was supported by a favorable medical report from Dr. Simon Lee. The arbitrator found petitioner s testimony not convincing and denied all benefits. Mark Rusin obtained an excellent arbitration decision on behalf of Travelers Insurance in the case of Michael DeSimons v. Champion Exposition Services, 10 WC In this case, petitioner was a transient union carpenter. He worked for the employer from May 13, 2010 to May 22, He claimed that he injured his left knee May 14, 2010 when he caught his leg on a plastic sheet causing him to lose his balance and twist his left leg. Petitioner could not recall if he reported the injury. Petitioner admitted that he continued to work the next five days for
25 respondent until his job was completed. Petitioner admitted he also worked for a couple of other employers briefly after the accident. He first sought treatment with Dr. Hefferon on June 3, Although petitioner testified that he reported the accident to Dr. Hefferon, we produced medical records contradicting him. We showed that petitioner treated with Dr. Hefferon and received physical therapy for several weeks but never claimed that he suffered a work injury. We showed that it was not until after petitioner had been prescribed surgery for his left knee that he changed his history and stated that he had suffered a work injury. We disputed accident and causation. We supported our defense with a favorable IME report from Dr. Mark Levin. The arbitrator ruled in our favor and found that petitioner s testimony was not credible. The claim was denied entirely. Mark Rusin scored another no accident decision at arbitration on behalf of Corvel in the case of Michael Stout v. Kimble Glass, 06 WC Petitioner claimed a low back injury on February 23, 2006 when he slipped and fell while descending on top of a roof. Petitioner admitted that the employer has a strict policy which required the immediate reporting of accidents. Petitioner did not report the accident promptly on February 23, Petitioner continued to work for several days after the accident and was then off work for a week because of jury duty. He claimed that while on jury duty he had to sit all day for five days, ten hours a day. Petitioner returned to work March 6, 2006 and first claimed he had back pain March 8, He did not seek treatment at the company clinic. Instead, he went to Schererville Immediate Care and claimed he had back pain which he reported was caused by sitting during jury duty. He also treated with a family doctor, Dr. Davidson, and gave an inconsistent history. Finally, he began treating with a surgeon, Dr. Khanna and then claimed that his work injury once he was diagnosed with a disc herniation and prescribed surgery. We disputed liability for this alleged accident and we supported our defense with inconsistent medical records and a record review from Dr. Richard Shermer. The arbitrator ruled in our favor and found petitioner not credible. All compensation was denied. Joe Basile received a very favorable decision from Arbitrator Hagan in the case of Armando Lopez v. Hartford & Sons on behalf of West Bend Insurance Company. Petitioner suffered an undisputed accident on September 4, 2007 when he slipped and fell. He initially treated with Dr. Tansy and was diagnosed with a coccyx fracture. He was authorized off work and seen on a monthly basis with continued complaints of coccyx pain. We arranged for an IME with Dr. Troy, an orthopedic surgeon, December 19, He concurred with the diagnosis of a coccyx fracture and predicted petitioner would be at MMI by February However, in February 2008, petitioner saw Dr. Tansy again and began to complain of low back pain with radiating pain down the left leg. An MRI was done which showed a disc herniation at L4-L5. Petitioner was referred to Dr. Charuk and had injections. Petitioner had an FCE June 10,
26 2008 which showed he could do at least medium physical demand level of work. Petitioner was referred to other back surgeons including Dr. Miz and Dr. Mirkovic who recommended surgery. We arranged several follow up evaluations with Dr. Troy. After reexamination and review of medical records, Dr. Troy concluded that petitioner s disc herniation and radicular symptoms were not causally related to the work accident. We disputed petitioner s entitlement to TTD after the June 10, 2008 FCE. The arbitrator ruled in our favor. Although petitioner sought an award for 162-5/7 weeks of TTD, the arbitrator awarded only 32-4/7 weeks of TTD. Further, the arbitrator denied petitioner s request for future medical including surgery. Ted Powers scored a zero decision from the arbitrator in the case of Susan Redus v. Financial Resources of America on behalf of State Farm Insurance Company. Petitioner was employed by respondent as a bookkeeper. On January 14, 2010, her daughter drove her to work and dropped her off at the employer s building. Petitioner clocked into work at 8:00 a.m. and realized that she did not have any money for lunch. She called her daughter to return and give her money for lunch. Petitioner s daughter arrived and petitioner exited the building to get her lunch money. As she was walking in the parking lot, she slipped and fell due to ice on the pavement. There were no defects in the premises except for ice on the pavement. We disputed that the claim was compensable because petitioner was not exposed to any risk any different than that of the general public. The arbitrator agreed. The arbitrator relied on the case of Homerding v. Industrial Commission, 327 Ill. App. 3d 1050, 765 N.E. 2d 1064 (2002). The arbitrator noted that at the time of the accident petitioner was not performing a task for her employer. Petitioner was not even on a break. Petitioner simply left work in order to briefly leave the premises and her work duties in order to get lunch money from her daughter. Similarly, Ken Marshall won a case on behalf of State Farm Insurance Company in Marissa Moss v. State Farm/Beth Budreck Insurance and Financial Services, Inc., 09 WC Petitioner slipped on ice and fell in a parking lot adjacent to a building in which respondent s business and a number of other businesses were located. We disputed the case on the basis that petitioner s injuries did not arise out of her employment. On cross examination petitioner acknowledged that she could park anywhere in the lot other than in the handicapped spaces and that on the day she fell she chose the space in which she parked. She testified that when she was hurt she had just arrived at the beginning of the work day, was carrying only her purse, and was not on an errand for respondent. Respondent s owner testified that the parking lot was not owned, controlled, or maintained by respondent and was open to the general public. The lot was used by customers of various businesses in the building as well as by employees of respondent and of the other businesses. Respondent did not direct petitioner to park in any particular area. We introduced into evidence respondent s lease showing that the parking lot was to be used by respondent and other tenants in the building. The lease did not designate any area or spaces of the parking lot for the exclusive use of respondent and did not give respondent any control over the lot. The Arbitrator found that
27 petitioner s fall resulted from a risk to which petitioner and the general public was equally exposed. Petitioner s claim for compensation was denied. Ted Powers also scored a significant reversal from the Commission on the issue of causal connection in the case of Shirley Gates v. Carey International, 08 WC 54123, 11 IWCC 574, on behalf of Chartis Insurance. This case involved an undisputed accident which occurred December 6, 2007 wherein petitioner injured her left knee. Petitioner sought an award for continuing TTD plus a knee replacement surgery. The arbitrator had ruled in petitioner s favor. The arbitrator had awarded petitioner 86-2/7 weeks of TTD plus a prospective medical treatment including knee replacement surgery. We disputed the knee replacement surgery and proved that petitioner had significant preexisting problems in her knee which were the cause for the knee replacement surgery and not the work accident. The Commission reversed the arbitrator on the issue of causal connection. The TTD award was reduced to 22-4/7 weeks. The award of prospective medical was reversed. The Commission s award reduced the arbitrator by almost $20, and we were able to avoid future compensation and medical expenses of over $100, Dan Egan earned a denial of compensation from the Commission in the case of Brijida Lujan v. Claussen Pickle, 08 WC 3830, 11 IWCC 562, on behalf of ESIS and Kraft Foods. Petitioner claimed injuries to her right hand and wrist January 3, Petitioner was a relatively short term employee. She had worked for Claussen Pickle as a packer for approximately seven months on almost a full time basis. She complained that she developed sudden pain in her right hand while pushing a pickle into a jar. The incident was promptly reported and medical treatment was provided. However, we subsequently learned and proved that petitioner had been involved in a motor vehicle accident in July 2006 and had injured her right hand. We proved that her symptoms and findings were identical following the motor vehicle accident. Further, we proved that she settled her motor vehicle accident claim on December 17, 2007 shortly prior to alleging this work injury. Our dispute as to causal connection was supported by an IME report from Dr. Michael Vender. Petitioner attempted to prove up her case with an IME report from Dr. Jeffrey Coe, an occupational medicine physician. The arbitrator denied compensation relying on our evidence including the IME report of Dr. Vender. Petitioner appealed to the Commission and the Commission affirmed in a unanimous decision. Randy Stark earned a victory in the Circuit Court of Winnebago County in the case of Roger Seymour v. Ingrassia Interior Elements, 2010 MR 644. The issue presented in this case involved the sufficiency of petitioner s appeal in the absence of a stenographic stipulation. At the time of trial, Attorney Stark objected to the stenographic stipulation and the case was tried in the absence of a stenographic stipulation. After a trial before the arbitrator, the arbitrator issued his decision denying petitioner s claim. Petitioner filed a petition for review and attempted to file a transcript of the arbitration hearing at the Commission but he failed to do so in a timely basis per the WC statute. We filed a motion to dismiss the appeal for lack of subject matter jurisdiction. Nevertheless, the Commission felt that
28 the transcripts were timely filed. We appealed and the circuit court reversed. The circuit court noted that the Commission had only limited jurisdiction to hear appeals as prescribed by statute. In absence of a stenographic stipulation, petitioner was bound to file a transcript in accordance with the terms of the statute or else file an agreed statement of facts. Failing to do so deprived the Commission of subject matter jurisdiction. Therefore, the decision of the arbitrator denying compensation was final. I have stayed busy also. I obtained an excellent arbitration decision on behalf of the Illinois Public Risk Fund and CCMSI in the case of Radames Rodriguez v. Village of Norridge, 07 WC Petitioner claimed that he sustained an injury to his left shoulder November 29, Petitioner claimed that he suffered repetitive trauma working as a police officer operating a radar gun. Petitioner claimed after several days of excessive use of the radar gun his left shoulder became painful and he eventually had to have surgery for impingement syndrome. We contested the case and we proved that petitioner had preexisting impingement syndrome. We proved that petitioner s condition of ill-being was a result of a preexisting personal condition and not a workrelated condition. The Police Chief testified that a radar gun weighed less than two pounds and it was not held above shoulder level. The Chief strongly supported our position that the act of holding up a radar gun was not repetitive or strenuous activity. The arbitrator ruled in our favor and denied compensation in its entirety. Petitioner s proposed award of 12 weeks of TTD, 25% loss of use of the arm and $28, in medical bills was rejected. I obtained an excellent arbitration decision on behalf of United Heartland Insurance in the case of Maisha Hall v. Jay Medicar Transportation, 10 WC This case involved an undisputed accident which occurred December 28, Petitioner was involved in a motor vehicle accident. She treated for about a month for minor strains and sprains. She was off work a week. Several months later, she stopped working and started treating with Chicago Sports and Spine and also Mid-City Spine and Ortho Rehabilitation. She never returned back to work. She claimed entitlement to 36 weeks of TTD and eight weeks of maintenance. She sought an award of medical bills over $22, The total award she was seeking with TTD, medical and permanency was over $98, We contended that she sustained minor strains and sprains. We contended she was entitled to a week of TTD and four weeks of conservative care. We argued that her permanent disability was minimal. The arbitrator ruled in our favor. He found that petitioner sustained an accident but she was only entitled to a week of TTD and a month of medical treatment. He denied the $22, in bills and the 44 weeks of TTD/maintenance claimed. He awarded 1% of the left leg, 1% of the right leg and 1% of the left hand. The total award was less than $2, Mark Cosimini earned a favorable decision for Westfield Group in the case of Steven Bair v. R. Swanson Construction, 10 WC This case involved an undisputed accident on July 9, 2009 wherein petitioner sustained a left shoulder injury working as a laborer. He had two surgeries which included a repair of a SLAP tear and biceps tenodesis. Postsurgery, he continued to have significant complaints and was referred to Dr. Galatz. He had a functional
29 capacity evaluation which showed he could perform medium/heavy physical demand work lifting up to 80 pounds. However, Dr. Galatz imposed a 15 pound lifting restriction. The employer arranged for surveillance and we obtained a favorable video evidence of petitioner golfing and performing yard work. We presented the evidence to Dr. Galatz and he admitted the petitioner s actions were inconsistent with his claimed disability. We arranged for an IME with Dr. Michael Cohen and he gave petitioner a full duty release and placed him at MMI. Nevertheless, petitioner s attorney contended petitioner was still entitled to TTD on a continuing basis. The arbitrator denied TTD and awarded petitioner only 30% loss of use of the arm. Marcie Hefler scored a significant victory before the Commission on behalf of Grocers Insurance in the case of Manuel Valdez v. Pete s Fresh Market, 09 WC and 09 WC In this case, petitioner claimed accidental injuries June 13, 2009 and August 9, We disputed that petitioner sustained an accident. He testified to two different injuries when he was lifting and carrying items. However, we had witnesses contradict petitioner s testimony. Further, we produced medical records inconsistent with petitioner s claim that he suffered specific work injuries as alleged. Eventually, petitioner started treating with some doctors that who we believe are extremely questionable including Dr. Mark Gerber at Fullerton Drake Medical Center, Dr. Richard Kiang and Herron Medical Center. Finally, he saw Dr. Ronald Michael, a neurosurgeon and was prescribed surgery. The arbitrator found petitioner credible. He awarded over 44 weeks of TTD, $95, in medical bills and prospective medical including surgery. We appealed and the Commission reversed. The Commission unanimously found petitioner not to be credible and ruled that he failed to prove an accident. The claim for compensation was totally denied. Jigar Desai scored a series of favorable decisions. The first was in the case of Kadeem Graham v. Intercon Solutions, 11 WC 2814 on behalf of Am Trust Insurance. Petitioner worked for an employer who provided employees with a basketball court in their warehouse facility. Petitioner and other employees were playing basketball while on a non-paid lunch break. Petitioner twisted his knee and tore multiple ligaments. We denied the case on the basis that petitioner was engaged in a voluntary recreational activity. Petitioner claimed the case was compensable because there was water on the basketball court. We presented testimony that there was no water on the basketball court. The arbitrator ruled in our favor and found petitioner was engaged in a voluntary recreational activity and compensation was denied. Attorney Desai also scored an important reversal in our favor from the Commission in the case of Judy Mosher v. Collins and Aikman, 07 WC 41150, 11 IWCC 317 on behalf of Chartis Insurance. Petitioner was employed by respondent as a human resources coordinator for approximately a year. She claimed that as a result of repetitive trauma she sustained bilateral carpal tunnel syndrome. We disputed the claim on the basis that petitioner s job duties were varied and neither strenuous nor repetitive. Nevertheless, we tried the case before the arbitrator and the arbitrator found the case compensable. We appealed to the Commission and the Commission reversed the award. The Commission found that petitioner failed to prove that she sustained repetitive trauma. The Commission found
30 that petitioner s testimony as to her job duties was vague and exaggerated. The Commission found that petitioner failed to prove specific tasks which were causative factors in her carpal tunnel syndrome. The Commission rejected Dr. Nyquist s testimony as to causation. The Commission carefully scrutinized petitioner s claim relying on our cross-examination of petitioner s witnesses. Finally, Attorney Desai, scored an excellent arbitration decision on behalf of Chartis Insurance in the case of Ponciano Servin v. Midwest Folding, 08 WC This case involved an admitted accident of March 10, Petitioner was using a table saw and suffered a significant laceration to his right hand. Petitioner subsequently started to have right shoulder complaints and alleged that his right shoulder problem was caused by the work accident. We disputed the alleged right shoulder condition and proved that petitioner did not report any right shoulder symptoms or problems until three months after the original accident. The arbitrator ruled in our favor and denied causal connection between petitioner s accident and right shoulder condition. We were able to subsequently settle the claim for loss of use of the hand only. CRIMINAL SANCTIONS The feds got their man in a case involving an unscrupulous chiropractor. On April 28, 2011, a Maywood, Illinois chiropractor was sentenced to 70 months in federal prison for overbilling workers compensation and other insurers by at least 1.4 million dollars. The offending chiropractor is Darwin Minnis who owned the Spine & Joint Rehabilitation Center. He treated mostly U.S. postal service employees who sought U.S. Labor Department workers compensation benefits. Three medical doctors worked at that clinic at various times as well. In addition to serving federal prison time, Chiropractor Minnis must pay $1,450, in restitution. We know that the federal government is investigating more than one of the multiple chiropractic clinics that chronically overtreat and overbill. They certainly know what to look for and the amount of money billed from various high volume chiropractic clinics is enormous. CONCLUSION The handling of claims effective September 1, 2011 will change dramatically. From a claims handling standpoint, the changes to the medical component to the Act are numerous. The 30% change in the medical fee schedule is going to take effect immediately and should result in immediate costs savings. In addition, employers should take advantage of the limits placed on an employee s right to choose medical. The time is ripe for employers and carriers to develop preferred provider programs (PPP) in order to steer claimants to good, reputable physicians who practice evidence based medicine
31 Further, employers should aggressively be pursuing utilization review of proposed treatment once a claimant appears to be reaching limits as to reasonable evidence based treatment. Currently, we see too much wasted treatment especially for excessive chiropractic and physical medicine services. It makes no sense to cap medical fee charges if over utilization is still allowed. Employers and attorneys must learn AMA guidelines and recognize that the AMA rating system is completely different than the current PPD awards granted by the Illinois Workers' Compensation Commission. We should see the elimination of awards in many cases involving simple strains and sprains and even in surgical cases where the surgery does not actually result in permanent disability such as in simple hernia cases. It is possible that some PPD awards will increase. However, I think it is more likely to expect PPD awards to be reduced by 25% to 50% from where they are now. The intent of the statute in my opinion is to require the Commission to primarily apply AMA guidelines in assessing disability. We now have to wait and see whether the Commission will apply the guidelines or whether they will deviate from them. PERSONAL It is hard to believe that summer is over. There was so much to do and so little time. First, congratulations to my son, Jeffrey Rusin, who in the last year finished law school, joined the firm, passed the bar and now celebrated his marriage on September 3, He is a welcome addition to the firm and his new wife Beth Rusin (also a lawyer) is a marvelous addition to the family. She is currently practicing plaintiff medical malpractice so dinner conversations should be lively. I have had a thrilling summer of training and racing. My race season started with a half Ironman competition on the island of Mallorca, just off the east coast of Spain on May 14, After a beautiful swim in the Mediterranean Sea, I faced a mountainous bike ride. Despite hot and hilly conditions, I was happy to run well enough to break the 6 hour barrier and finish at 5 hours, 59 minutes and earn 8 th place in my division. My adventure continued with a half Ironman competition in Lawrence, Kansas on June 12, Despite a brutally hard swim caused by strong winds, my bike ride was very strong. I ran very well and improved my total time to 5 hours, 41 minutes. Regrettably, good for 8 th place again. My last half Ironman competition of the summer took place in Sonoma County at the Vineman 70.3 Triathlon. The area is beautiful and must have been inspiring as I raced my best time ever in a half Ironman competition at 5 hours, 31 minutes. As soon as we finished, we did hit the wineries. I finished crashed the podium locally at the Naperville Sprint Triathlon on August 14, 2011 I took 2d place honors with a finish time of 1 hour, 16 minutes. I ended my race season two weeks ago by doing a full Ironman competition in Louisville, Kentucky on August 28, The course is a pretty one with the exception that it starts with a swim in the Ohio River. Certainly, the swim in the Ohio River could not compare with my swim in the Mediterranean. Fortunately, I avoided drinking much water during the swim. After an excellent 112 mile bike ride in only 6 hours, 12 minutes, I ran well for 26.2 miles and completed the course in 12 hours, 50 minutes
32 It is now time to rest and regroup and plan for next year s race schedule. I might take another shot at Ironman Wisconsin, but there are races in Canada, Germany and South Africa which also merit my interest. For now, it is time to work and continue to figure out ways to save money on cases using the changes in the new Act to our best advantage. W:\DOCS\9999\02\ DOC Copyright September 2011 by Michael E. Rusin
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