U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:10-cv RPP

Transcription

1 US District Court Civil Docket as of March 11, 2013 Retrieved from the court on March 25, 2013 U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:10-cv RPP IN RE CRM HOLDINGS, Lm. SECURITIES LITIGATION Date Filed: 02/05/2010 Assigned to: Judge Robert P. Patterson Jury Demand: Plaintiff Cause: 28:1331 Fed. Question Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question Lead Plaintiff Beverly L. Munter Individually represented by Brian Philip Murray Murray Frank LLP 275 Madison Avenue, Ste. 801 New York, NY Fax: LEAD ATTORNEY Gregory Bradley Linkh Murray, Frank & Sailer, LLP 275 Madison Avenue, Ste. 801 New York, NY (212) Fax: (212) Howard G. Smith Smith & Smith 3070 Bristol Pike Bensalem, PA (215) Lionel Z. Glancy Glancy & Binkow Goldberg LLP 1925 Century Park East, Suite 2100 Los Angeles, CA (310) Fax: (310)

2 PRO HAC VICE Lead Plaintiff Beverly L. Munter on behalf of all others similalrly situated represented by Brian Philip Murray LEAD ATTORNEY Gregory Bradley Linkh Murray Frank LLP 275 Madison Avenue, Ste. 801 New York, NY (212) Fax: (212) Howard G. Smith Lionel Z. Glancy PRO HAC VICE Lead Plaintiff Brett Brandes represented by Lionel Z. Glancy LEAD ATTORNEY PRO HAC VICE Gregory Bradley Linkh Plaintiff B&B Investors, LP represented by Ex Kanos S Sams, II Glancy Binkow & Goldberg, LLP (CA) 1925 Century Park East, Suite 2100 Los Angeles, CA (310) Fax: (310) esams@glancylaw.com PRO HAC VICE Gregory Bradley Linkh

3 Kevin F. Ruf Glancy Binkow & Goldberg LLP 1925 Century Park East, Suite 2100 Los Angeles, CA (310) Fax: (310) PRO HAC VICE Lionel Z. Glancy V. Defendant CRM Holdings, Ltd. represented by Arthur Harlod Aufses, III Kramer Levin Naftalis & Frankel, LLP 1177 Avenue of the Americas New York, NY Fax: Jonathan Louis Fried Kramer Levin Naftalis & Frankel, LLP 1177 Avenue of the Americas New York, NY (212) Fax: (212) Marjorie E. Sheldon Kramer, Levin, Naftalis & Frankel, LLP 1177 Avenue of the Americas New York, NY Fax: Defendant Daniel G. Hickey, Jr. represented by Arthur Harlod Aufses, III

4 Jonathan Louis Fried Marjorie E. Sheldon Defendant Martin D. Rakoff represented by Arthur Harlod Aufses, III Jonathan Louis Fried Marjorie E. Sheldon Defendant James J. Scardino represented by Arthur Harlod Aufses, III Jonathan Louis Fried Marjorie E. Sheldon Defendant Daniel G. Hickey, Sr. represented by Arthur Harlod Aufses, III Jonathan Louis Fried Marjorie E. Sheldon

5 Date Filed # Docket Text 02/05/ COMPLAINT against Daniel G. Hickey, Jr, Martin D. Rakoff, James J. Scardino, Daniel G. Hickey, Sr, CRM Holdings, Ltd. (Filing Fee $ , Receipt Number )Document filed by Beverly L. Munter(Individually), Beverly L. Munter(on behalf of all others similalrly situated).(ama) (ama). (Entered: 02/08/2010) 02/05/2010 SUMMONS ISSUED as to Daniel G. Hickey, Jr, Martin D. Rakoff, James J. Scardino, Daniel G. Hickey, Sr, CRM Holdings, Ltd. (ama) (Entered: 02/08/2010) 02/05/2010 Magistrate Judge Michael H. Dolinger is so designated. (ama) (Entered: 02/08/2010) 02/05/2010 Case Designated ECF. (ama) (Entered: 02/08/2010) 02/23/2010 ***NOTE TO ATTORNEY TO PDF. Note to Attorney Brian Philip Murray for noncompliance with Section (14.3) of the S.D.N.Y. Electronic Case Filing Rules & Instructions. the PDF for Document 1 Complaint, to: case_openings@nysd.uscourts.gov. (rdz) (Entered: 02/23/2010) 04/06/ MOTION to Appoint Brett Brandes and Beverly L. Munter to serve as lead plaintiff(s)., MOTION to Appoint Counsel. Document filed by Beverly L. Munter(on behalf of all others similalrly situated).(linkh, Gregory) (Entered: 04/06/2010) 04/06/ MEMORANDUM OF LAW in Support re: 2 MOTION to Appoint Brett Brandes and Beverly L. Munter to serve as lead plaintiff(s). MOTION to Appoint Counsel.. Document filed by Beverly L. Munter(on behalf of all others similalrly situated). (Linkh, Gregory) (Entered: 04/06/2010) 04/06/ DECLARATION of Brian P. Murray in Support re: 2 MOTION to Appoint Brett Brandes and Beverly L. Munter to serve as lead plaintiff(s). MOTION to Appoint Counsel.. Document filed by Beverly L. Munter(on behalf of all others similalrly situated). (Linkh, Gregory) (Entered: 04/06/2010) 04/06/ CERTIFICATE OF SERVICE of Notice of Motion and Motion for Appointment as Lead Plaintiff and Approval of Counsel; Memorandum of Law in Support of Motion for Appointment as Lead Plaintiff and Approval of Lead Counsel; Declaration in Support of Motion for Appointment as Lead Plaintiff and Approval of Counsel; [Proposed] Order Granting Motion for Appointment as Lead Plaintiff and Approval of Counsel served on CRM Holdings, Ltd.; Daniel G. Hickey, Jr.; Martin D. Rakoff; James J. Scardino; Daniel G. Hickey, Sr. on 4/6/2010. Service was made by Mail. Document filed by Beverly L. Munter(on behalf of all others similalrly situated). (Linkh, Gregory) (Entered: 04/06/2010) 04/23/ MOTION for Lionel Z. Glancy to Appear Pro Hac Vice. Document filed by Beverly L. Munter(Individually), Beverly L. Munter(on behalf of all others similalrly situated).(mro) (Entered: 04/26/2010) 04/27/2010 CASHIERS OFFICE REMARK on 6 Motion to Appear Pro Hac Vice in the amount of $25.00, paid on 04/23/2010, Receipt Number (jd) (Entered: 04/27/2010) 04/29/ ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION granting, upon payment of the required fee to the Clerk of the Court, 6 Motion for Lionel Z. Glancy to Appear Pro Hac Vice for plaintiff. (Signed by Judge Robert P. Patterson on 4/29/10) (cd) (Entered: 04/29/2010)

6 05/10/ NOTICE OF APPEARANCE by Arthur Harlod Aufses, III on behalf of Daniel G. Hickey, Jr, Martin D. Rakoff, James J. Scardino, Daniel G. Hickey, Sr, CRM Holdings, Ltd. (Aufses, Arthur) (Entered: 05/10/2010) 05/10/ NOTICE OF APPEARANCE by Jonathan Louis Fried on behalf of Daniel G. Hickey, Jr, Martin D. Rakoff, James J. Scardino, Daniel G. Hickey, Sr, CRM Holdings, Ltd. (Fried, Jonathan) (Entered: 05/10/2010) 05/10/ RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by CRM Holdings, Ltd..(Aufses, Arthur) (Entered: 05/10/2010) 05/11/ ORDER: The Court is in receipt of a motion, by Brett Brandes and Beverly L. Munter, for appointment as lead plaintiff and approval of lead counsel. The parties are hereby directed to appear for argument in connection with this motion, on May 21, 2010 at 10:30 a.m. in Courtroom 24A of the Daniel Patrick Moynihan United States Courthouse, 500 Pearl Street, New York, NY. (Signed by Judge Robert P. Patterson on 5/11/2010) Copies Faxed By Chambers.(jfe) (Entered: 05/12/2010) 05/12/ STIPULATION AND ORDER: IT IS HEREBY STIPULATED AND AGREED that the undersigned counsel for Defendants, Kramer Levin Naftalis & Frankel LLP, accepts service of process in this action on be half of all Defendants. Defendants agree that service of process in this action is timely and that the method of service of process is good and sufficient, and that none of the Defendants shall assert any defenses or claims as to the timing, sufficiency, or adequacy of service of process. Service of process shall be deemed effective as of the date this stipulation is "so ordered" by the Court. Except as expressly set forth in this Stipulation, the parties hereto reserve any and all rights, claims, or defenses that they have or may have against one another. Nothing in this Stipulation shall be deemed to constitute a waiver of, or to prejudice, any of the parties rights, claims, or defenses, and neither this Stipulation nor any of it contents shall be offered as evidence with respect to the assertion of any right claims, or defense. Other than as expressly set forth in this stipulation, nothing in this stipulation shall be deemed to be an admission by any matter. Plaintiff shall file any amended complaint in this action within 60 days after the Court enters an Order appointing one or more lead plaintiffs and lead counsel. Defendants' time to answer, move or otherwise respond either to the original complaint or to any amended complaint shall be extended until the date that is 120 days from the date the Court enters an order appointing one or more lead plaintiffs and lead counsel. (Signed by Judge Robert P. Patterson on 5/11/2010) (jfe) Modified on 5/19/2010 (jfe). (Entered: 05/12/2010) 05/21/ ORDER GRANTING MOTION OF BREIT BRANDES AND BEVERLY L. MUNTER FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF LEAD COUNSEL: granting 2 Motion to Appoint Brett Brandes and Beverly L. Munter as Lead Plaintiff(s); granting 2 Motion to Appoint Counsel. The Motion is granted. Brett Brandes and Beverly L. Munter are appointed to serve as lead plaintiff in the above-captioned Action (the "Action"), pursuant to 15 U.S.c. 78u-4(a)(3)(B). The law firm Glancy Binkow & Goldberg LLP is hereby approved as lead counsel for the Class pursuant to 15 U.S.C. 78u-4(a)(3)(B)(v). This Order shall apply to the above-captioned Action and to each case that relates to the same subject matter that is subsequently filed in this Court or is transferred to this Court and consolidated with the Action. An original of this Order shall be filed by the Clerk in the Master File. The Clerk shall mail a copy of this Order to counsel of record in the Consolidated Action. Every pleading in the Consolidated Action shall have the following caption:, IN RE CRM HOLDINGS,

7 Lm., SECURITIES LITIGATION, No. 10-cv RPP. (Signed by Judge Robert P. Patterson on 5/21/2010) (tve) (Entered: 05/21/2010) 05/21/2010 Transmission to Docket Assistant Clerk. Transmitted re: 13 Order on Motion to Appoint Lead Plaintiff(s), Order on Motion to Appoint Counsel, to the Docket Assistant Clerk for case processing. (tve) (Entered: 05/21/2010) 05/21/2010 Minute Entry for proceedings held before Judge Robert P. Patterson: Hearing re: Motion to appt. held on 5/21/2010. Lead counsel for plaintiffs appointed without opposition: Glancy, Binko & Goldberg LLP of Los Angeles, CA. Murray, Frank & Sailer, LLP appointed as plaintiffs' liaison counsel without opposition. The parties have 60 days to amend their complaint. If filed, defts have 60 days, thereafter, to answer, make a motion or cross move. (mro) (Entered: 05/24/2010) 05/21/2010 Mailed a copy of 13 Order Granting Motion of Brett Brandes and Beverly L. Munter for Appointment as Lead Plaintiff and Approval of Lead Counsel, to all Counsel on record by regular mail. (eef) (Entered: 05/24/2010) 06/03/2010 Received returned mail Mail was addressed to Arthur Harlod Aufses, III Kramer Levin Naftalis & Frankel, LLP 1177 Avenue of the Americas New York, NY and was returned for the following reason(s): Attempted-Not Known. (jab) (Entered: 06/03/2010) 06/03/2010 Received returned mail Mail was addressed to Jonathan Louis Fried Kramer Levin Naftalis & Frankel, LLP 1177 Avenue of the Americas New York, NY and was returned for the following reason(s): Attempted-Not Known. (jab) (Entered: 06/03/2010) 07/21/ STIPULATION AND ORDER REGARDING THE FILING OF AN AMENDED COMPLAINT AND BRIEFING SCHEDULE FOR DEFENDANTS' MOTION TO DISMISS, Daniel G. Hickey, Jr answer due 11/19/2010; Martin D. Rakoff answer due 11/19/2010; James J. Scardino answer due 11/19/2010; Daniel G. Hickey, Sr answer due 11/19/2010; CRM Holdings, Ltd. answer due 11/19/2010.( Amended Pleadings due by 8/20/2010. Motion due by 11/19/2010. Reply due by 2/11/2011. Response due by 1/7/2011) (Signed by Judge Robert P. Patterson on 7/20/10) (cd) Modified on 7/27/2010 (cd). (Entered: 07/21/2010) 08/24/ SECOND STIPULATION AND ORDER REGARDING THE FILING OF AN AMENDED COMPLAINT AND BRIEFING SCHEDULE FOR DEFENDANTS' MOTION TO DISMISS: Plaintiffs shall file an amended complaint in this action on or before 9/10/2010. Defendants shall answer, move, or otherwise respond to the amended complaint on or before 1/7/2011. If defendants move to dismiss the amended complaint, plaintiffs shall oppose the motion on or before 2/21/2011. Defendants shall file a reply in support of any motion to dismiss the amended complaint on or before 3/28/2011. (Signed by Judge Robert P. Patterson on 8/23/2010) (tro) (Entered: 08/24/2010) 09/10/ CONSOLIDATED AMENDED COMPLAINT amending 1 Complaint, against CRM Holdings, Ltd., Daniel G. Hickey, Jr, Daniel G. Hickey, Sr, Martin D. Rakoff, James J. Scardino.Document filed by Beverly L. Munter(Individually), Brett Brandes, Beverly L. Munter(on behalf of all others similalrly situated), B&B Investors, LP. Related document: 1 Complaint, filed by Beverly L. Munter.(mro) (Entered: 09/13/2010) 12/20/ NOTICE OF APPEARANCE by Marjorie E. Sheldon on behalf of CRM Holdings,

8 Ltd., Daniel G. Hickey, Jr, Daniel G. Hickey, Sr, Martin D. Rakoff, James J. Scardino (Sheldon, Marjorie) (Entered: 12/20/2010) 12/29/ STIPULATION AND ORDER, that the page limitations set forth in the Court's Individual Rules shall be enlarged as follows: (i) Defendants may submit by January 26, 2011 one consolidated memorandum of law in support of the Motion of up to 50 (fifty) pages in length; (ii) Plaintiffs may submit by February 28, 2011 one consolidated memorandum of law in opposition to the Motion of up to 50 (fifty) pages in length; and (iii) Defendants may submit by March 15, 2011 one consolidated reply memorandum of up to 20 (twenty) pages in length. SO ORDERED. (Signed by Judge Robert P. Patterson on 12/29/2010) (lnl) (Entered: 12/29/2010) 01/07/ MOTION to Dismiss. Document filed by CRM Holdings, Ltd., Daniel G. Hickey, Jr, Daniel G. Hickey, Sr, Martin D. Rakoff, James J. Scardino.(Aufses, Arthur) (Entered: 01/07/2011) 01/07/ DECLARATION of Marjorie Sheldon in Support re: 19 MOTION to Dismiss.. Document filed by CRM Holdings, Ltd., Daniel G. Hickey, Jr, Daniel G. Hickey, Sr, Martin D. Rakoff, James J. Scardino. (Attachments: # 1 Exhibit A, # 2 Errata B-E, # 3 Exhibit F-Q)(Aufses, Arthur) (Entered: 01/07/2011) 01/07/ MEMORANDUM OF LAW in Support re: 19 MOTION to Dismiss.. Document filed by CRM Holdings, Ltd., Daniel G. Hickey, Jr, Daniel G. Hickey, Sr, Martin D. Rakoff, James J. Scardino. (Aufses, Arthur) (Entered: 01/07/2011) 01/13/ ENDORSED LETTER addressed to Judge Robert P. Patterson from Arthur H. Aufses III dated 1/10/11 re: parties request that they be permitted to file their opposition and reply papers on the dates that were stated in the stipulation of August 23, ENDORSEMENT: Application granted. So Ordered. (Signed by Judge Robert P. Patterson on 1/11/11); (end. purs to chambers) (djc) (Entered: 01/13/2011) 02/18/ STIPULATION AND ORDER REGARDING THE FILING OF PLAINTIFFS' OPPOSITION TO DEFENDANTS' MOTION TO DISMISS AND DEFENDANTS' REPLY IN SUPPORT OF DEFENDANTS' MOTION TO DISMISS Set Deadlines/Hearing as to 19 MOTION to Dismiss: Responses due by 2/22/2011. Replies due by 3/29/2011. (Signed by Judge Robert P. Patterson on 2/18/11) (cd) (Entered: 02/18/2011) 02/22/ MEMORANDUM OF LAW in Opposition re: 19 MOTION to Dismiss. [Plaintiffs' Opposition to Defendants' Motion to Dismiss]. Document filed by Brett Brandes, Beverly L. Munter(on behalf of all others similalrly situated). (Glancy, Lionel) (Entered: 02/22/2011) 03/29/ REPLY MEMORANDUM OF LAW in Support re: 19 MOTION to Dismiss. Reply Memorandum of Defendants in Support of Motion to Dismiss. Document filed by CRM Holdings, Ltd., Daniel G. Hickey, Jr, Daniel G. Hickey, Sr, Martin D. Rakoff, James J. Scardino. (Aufses, Arthur) (Entered: 03/29/2011) 05/24/ SCHEDULING ORDER: Oral Argument set for 6/3/2011 at 09:30 AM before Judge Robert P. Patterson. Counsel should be prepared to discuss Defendant's Motion to Dismiss. (Signed by Judge Robert P. Patterson on 5/24/11) Copies Sent By Chambers(cd) (Entered: 05/24/2011)

9 05/24/ NOTICE of of Filing of Bankruptcy Petition And Of The Automatic Stay. Document filed by CRM Holdings, Ltd., Daniel G. Hickey, Jr, Daniel G. Hickey, Sr, Martin D. Rakoff, James J. Scardino. (Attachments: # 1 Exhibit A)(Aufses, Arthur) (Entered: 05/24/2011) 05/25/ ENDORSED LETTER addressed to Judge Robert P. Patterson, Jr. from Marjorie E. Sheldon dated 5/24/11 re: counsel for defendants inform the Court that the parties will be participating in a mediation that is scheduled to take place on July 7, 2011 and (if necessary) July 19, 2011, in New York City, before the Honorable Nicholas H. Politan (Ret.), in an effort to amicably resolve this matter. The parties jointly request that the Court adjourn the scheduled oral argument date, and defer ruling on defendants' motion, until after September 2, 2011, which is 45 days after the last scheduled mediation session. On or before that date, the parties would inform Your Honor of any progress made toward resolving the case. ENDORSEMENT: Application granted. Oral argument is adjourned to 9/7/11 at 4pm.., ( Oral Argument set for 9/7/2011 at 04:00 PM before Judge Robert P. Patterson.) (Signed by Judge Robert P. Patterson on 5/25/11) (pl) (Entered: 05/25/2011) 08/04/ MOTION for Ex Kano S. Sams II to Appear Pro Hac Vice. Document filed by B&B Investors, LP.(pgu) (Entered: 08/08/2011) 08/09/ ORDER granting 29 Motion for Ex Kano S. Sams II to Appear Pro Hac Vice. (Signed by Judge Robert P. Patterson on 8/09/2011) (ama) (Entered: 08/09/2011) 08/19/ MOTION for Kevin F. Ruf to Appear Pro Hac Vice. Document filed by B&B Investors, LP.(pgu) (Entered: 08/24/2011) 08/24/2011 CASHIERS OFFICE REMARK on 29 Motion to Appear Pro Hac Vice in the amount of $200.00, paid on 08/04/2011, Receipt Number (jd) (Entered: 08/24/2011) 08/25/2011 CASHIERS OFFICE REMARK on 31 Motion to Appear Pro Hac Vice in the amount of $200.00, paid on 08/19/2011, Receipt Number (jd) (Entered: 08/25/2011) 08/25/ ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION granting 31 Motion for Kevin F. Ruf to Appear Pro Hac Vice. Kevin F. Ruf is admitted to practice pro hac vice as counsel for Plaintiff in this case. (Signed by Judge Robert P. Patterson on 8/24/2011) (ft) (Entered: 08/25/2011) 09/06/2011 Minute Entry for proceedings held before Judge Robert P. Patterson: Motion Hearing held on 9/6/2011 re: 19 MOTION to Dismiss filed by James J. Scardino, Martin D. Rakoff, Daniel G. Hickey, Sr., Daniel G. Hickey, Jr., CRM Holdings, Ltd. Argument held, decision reserved. (ft) (Entered: 09/09/2011) 09/12/ TRANSCRIPT of Proceedings re: MOTION held on 9/7/2011 before Judge Robert P. Patterson. Court Reporter/Transcriber: Thomas Murray, (212) Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 10/6/2011. Redacted Transcript Deadline set for 10/17/2011. Release of Transcript Restriction set for 12/15/2011.(McGuirk, Kelly) (Entered: 09/12/2011) 09/12/ NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a MOTION proceeding held on 9/7/11 has been filed by the court

10 reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(mcguirk, Kelly) (Entered: 09/12/2011) 12/05/ NOTICE OF CHANGE OF ADDRESS by Lionel Z. Glancy on behalf of Brett Brandes, Beverly L. Munter(on behalf of all others similalrly situated). New Address: GLANCY BINKOW & GOLDBERG LLP, 1925 CENTURY PARK EAST, SUITE 2100, LOS ANGELES, CA, USA 90067, (Glancy, Lionel) (Entered: 12/05/2011) 12/06/ NOTICE OF CHANGE OF ADDRESS by Ex Kanos S Sams, II on behalf of Brett Brandes, Beverly L. Munter(Individually). New Address: GLANCY BINKOW & GOLDBERG LLP, 1925 CENTURY PARK EAST, SUITE 2100, LOS ANGELES, CA, USA 90067, (Sams, Ex Kanos) (Entered: 12/06/2011) 12/06/ NOTICE OF CHANGE OF ADDRESS by Kevin F. Ruf on behalf of Brett Brandes, Beverly L. Munter(Individually). New Address: GLANCY BINKOW & GOLDBERG LLP, 1925 CENTURY PARK EAST, SUITE 2100, LOS ANGELES, CA, USA 90067, (Ruf, Kevin) (Entered: 12/06/2011) 05/10/ OPINION AND ORDER re: # MOTION to Dismiss. filed by James J. Scardino, Martin D. Rakoff, Daniel G. Hickey, Sr., Daniel G. Hickey, Jr., CRM Holdings, Ltd. For the foregoing reasons, the Defendants motion to dismiss (ECF No. 19) is granted with respect to the Individual Defendants. Plaintiffs will not be given leave to replead, as the CAC is Plaintiffs second complaint in this action, and Plaintiffs have already had the benefit of extensive discovery, which they relied on in crafting the CAC. (Signed by Judge Robert P. Patterson on 5/10/2012) Copies Sent By Chambers. (jar) Modified on 5/11/2012 (jab). (Entered: 05/10/2012) 05/10/ INTERNET CITATION NOTE: Material from decision with Internet citation re: 38 Memorandum & Opinion. (tro) (Entered: 06/11/2012) 05/24/ MOTION for Reconsideration of the Court's Opinion & Order Dated May 10, Document filed by Brett Brandes, Beverly L. Munter(on behalf of all others similalrly situated).(glancy, Lionel) (Entered: 05/24/2012) 05/24/ MEMORANDUM OF LAW in Support re: 39 MOTION for Reconsideration of the Court's Opinion & Order Dated May 10, Document filed by Brett Brandes, Beverly L. Munter(on behalf of all others similalrly situated). (Attachments: # 1 Exhibit A - Letter Enclosing copy of Appendix Referenced in Footnote 4 of the Amended Complaint, # 2 Exhibit B - Index to Appendix, # 3 Exhibit C - Decision in Riccelli Enterprises, # 4 Exhibit D - Order Denying Demurrer in San Francisco Superior Court, # 5 Exhibit E - Complaint against Majestic, fka CRM in San Francisco Superior Court, # 6 Exhibit F - Complaint against SGRisk and UHY)(Glancy, Lionel) (Entered: 05/24/2012) 06/07/ MOTION for Reconsideration re; 38 Memorandum & Opinion,, Pursuant to Fed. R. Civ. P. 59(e). Document filed by B&B Investors, LP, Brett Brandes, Beverly L. Munter(Individually).(Glancy, Lionel) (Entered: 06/07/2012) 06/07/ MEMORANDUM OF LAW in Support re: 41 MOTION for Reconsideration re; 38

11 Memorandum & Opinion,, Pursuant to Fed. R. Civ. P. 59(e).. Document filed by B&B Investors, LP, Brett Brandes, Beverly L. Munter(Individually). (Glancy, Lionel) (Entered: 06/07/2012) 06/07/ DECLARATION of Lionel Z. Glancy in Support re: 41 MOTION for Reconsideration re; 38 Memorandum & Opinion,, Pursuant to Fed. R. Civ. P. 59(e).. Document filed by B&B Investors, LP, Brett Brandes, Beverly L. Munter(Individually). (Attachments: # 1 Exhibit A: Letter, # 2 Exhibit B: Trade Forensic Accounting, # 3 Exhibit C: Decision, # 4 Exhibit D: Decision, # 5 Exhibit E: State Court Complaint, # 6 Exhibit F: State Court SAC, # 7 Exhibit G: Order, # 8 Exhibit H: ELITE Forensic Accounting, # 9 Exhibit I: Summary, # 10 Exhibit J: Lehman PTO)(Glancy, Lionel) (Entered: 06/07/2012) 06/08/ NOTICE OF APPEAL from 38 Memorandum & Opinion,,. Document filed by B&B Investors, LP, Brett Brandes, Beverly L. Munter(Individually). Filing fee $ , receipt number Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. (Attachments: # 1 Exhibit A: May 10, 2012 Order)(Glancy, Lionel) (Entered: 06/08/2012) 06/11/2012 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: 44 Notice of Appeal. (tp) (Entered: 06/11/2012) 06/11/2012 Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for 29 MOTION for Ex Kano S. Sams II to Appear Pro Hac Vice. filed by B&B Investors, LP, 8 Notice of Appearance filed by James J. Scardino, Martin D. Rakoff, Daniel G. Hickey, Sr., Daniel G. Hickey, Jr., CRM Holdings, Ltd., 11 Order, Set Hearings, 7 Order on Motion to Appear Pro Hac Vice, 37 Notice of Change of Address filed by Brett Brandes, Beverly L. Munter, 4 Declaration in Support of Motion, filed by Beverly L. Munter, 2 MOTION to Appoint Brett Brandes and Beverly L. Munter to serve as lead plaintiff(s). MOTION to Appoint Counsel. filed by Beverly L. Munter, 22 Endorsed Letter, 12 Stipulation and Order, 36 Notice of Change of Address filed by Brett Brandes, Beverly L. Munter, 34 Notice of Filing Transcript, 13 Order on Motion to Appoint Lead Plaintiff(s), Order on Motion to Appoint Counsel, Order on Motion to Appoint Lead Plaintiff(s), Order on Motion to Appoint Lead Plaintiff(s), Order on Motion to Appoint Lead Plaintiff(s), Order on Motion to Appoint Lead Plaintiff(s), 15 Stipulation and Order, Set Deadlines, 9 Notice of Appearance filed by James J. Scardino, Martin D. Rakoff, Daniel G. Hickey, Sr., Daniel G. Hickey, Jr., CRM Holdings, Ltd., 19 MOTION to Dismiss. filed by James J. Scardino, Martin D. Rakoff, Daniel G. Hickey, Sr., Daniel G. Hickey, Jr., CRM Holdings, Ltd., 35 Notice of Change of Address, filed by Brett Brandes, Beverly L. Munter, 16 Amended Complaint, filed by Brett Brandes, B&B Investors, LP, Beverly L. Munter, 27 Notice (Other) filed by James J. Scardino, Martin D. Rakoff, Daniel G. Hickey, Sr., Daniel G. Hickey, Jr., CRM Holdings, Ltd., 1 Complaint, filed by Beverly L. Munter, 31 MOTION for Kevin F. Ruf to Appear Pro Hac Vice. filed by B&B Investors, LP, 41 MOTION for Reconsideration re; 38 Memorandum & Opinion, Pursuant to Fed. R. Civ. P. 59(e) filed by Brett Brandes, B&B Investors, LP, Beverly L. Munter, 28 Endorsed Letter, Set Hearings, 38 Memorandum & Opinion,, 17 Notice of Appearance filed by James J. Scardino, Martin D. Rakoff, Daniel G. Hickey, Sr., Daniel G. Hickey, Jr., CRM Holdings, Ltd., 26 Scheduling Order, 6 MOTION for Lionel Z. Glancy to Appear Pro Hac Vice. filed by Beverly L. Munter, 32 Order on Motion to Appear Pro Hac Vice, 14 Stipulation and Order, Set Deadlines/Hearings, 3 Memorandum of Law in Support of Motion, filed by Beverly L. Munter, 24 Memorandum of Law in Opposition to Motion,

12 filed by Brett Brandes, Beverly L. Munter, 20 Declaration in Support of Motion, filed by James J. Scardino, Martin D. Rakoff, Daniel G. Hickey, Sr., Daniel G. Hickey, Jr., CRM Holdings, Ltd., 5 Certificate of Service Other, filed by Beverly L. Munter, 39 MOTION for Reconsideration of the Court's Opinion & Order Dated May 10, 2012 filed by Brett Brandes, Beverly L. Munter, 21 Memorandum of Law in Support of Motion filed by James J. Scardino, Martin D. Rakoff, Daniel G. Hickey, Sr., Daniel G. Hickey, Jr., CRM Holdings, Ltd., 40 Memorandum of Law in Support of Motion, filed by Brett Brandes, Beverly L. Munter, 43 Declaration in Support of Motion, filed by Brett Brandes, B&B Investors, LP, Beverly L. Munter, 44 Notice of Appeal, filed by Brett Brandes, B&B Investors, LP, Beverly L. Munter, 25 Reply Memorandum of Law in Support of Motion, filed by James J. Scardino, Martin D. Rakoff, Daniel G. Hickey, Sr., Daniel G. Hickey, Jr., CRM Holdings, Ltd., 42 Memorandum of Law in Support of Motion filed by Brett Brandes, B&B Investors, LP, Beverly L. Munter, 30 Order on Motion to Appear Pro Hac Vice, 10 Rule 7.1 Corporate Disclosure Statement filed by CRM Holdings, Ltd., 33 Transcript, 23 Stipulation and Order, Set Motion and R&R Deadlines/Hearings, 18 Stipulation and Order, were transmitted to the U.S. Court of Appeals. (tp) (Entered: 06/11/2012) 06/15/ STIPULATION AND PROPOSED ORDER. SO ORDERED, that (i) the Individual Defendants shall file their consolidated opposition to the Rule 6.3 Motion and the Rule 59(e) Motion by July 6, 2012, and (ii) Plaintiff's shall file their consolidated reply in support of both motions by July 20, (Signed by Judge Robert P. Patterson on 6/15/2012) (bw) (Entered: 06/15/2012) 07/06/ MEMORANDUM OF LAW in Opposition re: 41 MOTION for Reconsideration re; 38 Memorandum & Opinion,, Pursuant to Fed. R. Civ. P. 59(e)., 39 MOTION for Reconsideration of the Court's Opinion & Order Dated May 10, Document filed by Daniel G. Hickey, Jr, Daniel G. Hickey, Sr, Martin D. Rakoff, James J. Scardino. (Aufses, Arthur) (Entered: 07/06/2012) 07/20/ REPLY MEMORANDUM OF LAW in Support re: 41 MOTION for Reconsideration re; 38 Memorandum & Opinion,, Pursuant to Fed. R. Civ. P. 59(e)., 39 MOTION for Reconsideration of the Court's Opinion & Order Dated May 10, Document filed by B&B Investors, LP, Brett Brandes, Beverly L. Munter(on behalf of all others similalrly situated). (Glancy, Lionel) (Entered: 07/20/2012) 07/20/ DECLARATION of Lionel Z. Glancy in Support re: 48 Reply Memorandum of Law in Support of Motion,. Document filed by B&B Investors, LP, Brett Brandes, Beverly L. Munter(on behalf of all others similalrly situated). (Attachments: # 1 Exhibit A to Declaration - Proposed Amended Complaint, # 2 Exhibit B to Declaration - Redline of Two Complaints, # 3 Exhibit C to Declaration - Letter Dated April 15, 2008 from WCB to CRM, # 4 Exhibit D to Declaration - Settlement Agreement Between WCB and CRM, # 5 Exhibit 1 to Proposed Amended Complaint, # 6 Exhibit 2 to Proposed Amended Complaint, # 7 Exhibit 3 to Proposed Amended Complaint, # 8 Exhibit 4 to Proposed Amended Complaint, # 9 Exhibit 5 to Proposed Amended Complaint, # 10 Exhibit 6 to Proposed Amended Complaint, # 11 Exhibit 7 to Proposed Amended Complaint, # 12 Exhibit 8 to Proposed Amended Complaint)(Glancy, Lionel) (Entered: 07/20/2012) 07/23/ ENDORSED LETTER addressed to Judge Robert P. Patterson from Lionel Z. Glancy dated 7/12/2012 re: Because plaintiffs' reply brief relates to two motions rather than just one, plaintiffs respectfully request a total of 20 pages for their consolidated reply brief.

13 ENDORSEMENT: Application Denied. (Signed by Judge Robert P. Patterson on 7/14/2012) (ama) (Entered: 07/23/2012) 07/25/ NOTICE OF STAY OF APPEAL re: 44 Notice of Appeal,. A notice of appeal was filed in this case on 06/08/2012. Since at least one motion cited in F.R.A.P. 4(a)(4) has been filed in the district court, this appeal is stayed pending resolution of the motion(s). (nd) (Entered: 07/25/2012) 10/23/ NOTICE OF CHANGE OF ADDRESS by Gregory Bradley Linkh on behalf of Beverly L. Munter(Individually). New Address: Glancy Binkow & Goldberg LLP, 77 Water Street, 7th Floor, New York, New York, USA 10005, (646) (Linkh, Gregory) (Entered: 10/23/2012) 03/04/ OPINION AND ORDER re: # MOTION for Reconsideration re; 38 Memorandum & Opinion, Pursuant to Fed. R. Civ. P. 59(e) filed by Brett Brandes, B&B Investors, LP, Beverly L. Munter, 39 MOTION for Reconsideration of the Court's Opinion & Order Dated May 10, filed by Brett Brandes, Beverly L. Munter. For the foregoing reasons, Plaintiffs' Local Rule 6.3 Motion for Reconsideration is DENIED, and Plaintiffs Rule 59 Motion is also DENIED. (Signed by Judge Robert P. Patterson on 3/4/2013) (lmb) Modified on 3/7/2013 (jab). (Entered: 03/04/2013) 03/05/ AMENDED NOTICE OF APPEAL re: 44 Notice of Appeal, 53 Memorandum & Opinion,, 38 Memorandum & Opinion,,. Document filed by B&B Investors, LP, Brett Brandes, Beverly L. Munter(Individually). (Attachments: # 1 Exhibit A - Court Order from May 10, 2012, # 2 Exhibit B - Court Order from March 4, 2013)(Glancy, Lionel) (Entered: 03/05/2013) 03/05/2013 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: 54 Amended Notice of Appeal. (tp) (Entered: 03/05/2013) 03/05/2013 First Supplemental ROA Sent to USCA (Electronic File). Certified Supplemental Indexed record on Appeal Electronic Files for 52 Notice of Change of Address filed by Beverly L. Munter, 45 Internet Citation, 53 Memorandum & Opinion, 48 Reply Memorandum of Law in Support of Motion, filed by Brett Brandes, B&B Investors, LP, Beverly L. Munter, 51 Notice of Stay of Appeal, 49 Declaration in Support, filed by Brett Brandes, B&B Investors, LP, Beverly L. Munter, 50 Endorsed Letter, 47 Memorandum of Law in Opposition to Motion, filed by James J. Scardino, Martin D. Rakoff, Daniel G. Hickey, Sr., Daniel G. Hickey, Jr., 54 Amended Notice of Appeal, filed by Brett Brandes, B&B Investors, LP, Beverly L. Munter, 46 Stipulation and Order, were transmitted to the U.S. Court of Appeals. (tp) (Entered: 03/05/2013) 03/11/ TRUE COPY ORDER of USCA as to 44 Notice of Appeal, filed by Brett Brandes, B&B Investors, LP, Beverly L. Munter, 54 Amended Notice of Appeal, filed by Brett Brandes, B&B Investors, LP, Beverly L. Munter USCA Case Number In light of the District Court's order of March 4, 2013 and the appellant's letter dated March 5, IT IS HEREBY ORDERED that the stay of this appeal is hereby lifted. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Certified: 3/8/2013. (nd) (Entered: 03/11/2013) Note: Links in this docket are stored in the PACER system ( Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the

14 United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at