FEDERAL RESERVE BANK of ATLANTA

Transcription

1 Allen Stanley Assistant Vice President FEDERAL RESERVE BANK of ATLANTA March 5, Peachtree Street, N.E. Atlanta, Georgia fax frb.org Thelma Elizabeth Young DC # Homestead Correctional Institution S.W. 377th Street Florida City, Florida Re: Criminal Conviction - Prohibition from Banking Industry Dear Ms. Young: The Federal Reserve Bank of Atlanta has become aware that you were convicted upon a plea of guilty of theft in connection with your employment by SunTrust Bank. A copy of your judgment of conviction is attached. Because you have been convicted of a crime involving dishonesty or breach of trust, you are automatically subject to the prohibitions set forth in Section 19 of the Federal Deposit Insurance Act, as amended ("Section 19")(12 U.S.C. 1829) for banking organizations and in Section 205 of the National Credit Union Act, as amended ("Section 205(d)") (12 U.S.C. 1785(d)) for insured credit unions. Section 19 and Section 205(d) prohibit you from becoming or continuing as an institution-affiliated party with respect to any of the banking organizations or credit unions described below. This means that you may not, among other things, act as an employee, officer, director, or agent of these banking organizations or credit unions. Nor may you otherwise participate, directly or indirectly, in the conduct of the affairs of any of these organizations. You are also prohibited from directly or indirectly owning or controlling any insured depository institution or holding company. These statutes do not prohibit you from being a normal, armslength customer of a banking organization or credit union, such as having a loan, checking or savings account. The prohibitions of Section 19 and Section 205(d) cover all insured depository institutions, including, but not limited to, any bank, savings association or credit union, and their holding companies, as well as Edge corporations and Agreement corporations. The Federal Deposit Insurance Corporation may grant written consent for you to engage in otherwise prohibited conduct with respect to insured depository institutions, and the Federal Reserve may grant written consent with respect to bank holding companies and Edge and Agreement corporations. The Office of Thrift Supervision may grant consent with respect to savings and loan association holding companies. The National Credit Union Administration Board may grant consent for insured credit unions. The automatic prohibition does not cover non-bank subsidiaries of bank holding companies or uninsured branches or agencies of foreign banks, unless the appropriate federal banking agency takes further action against you. [Page Break]

2 FEDERAL RESERVE BANK of ATLANTA Page 2 Should you engage in prohibited conduct without obtaining the required consent from the appropriate agency, you could be subject to daily criminal fines of up to $1,000,000 or up to five years imprisonment. This letter will be posted on the website of the Board of Governors of the Federal Reserve System. If you believe that the prohibitions of Section 19 and Section 205(d) do not apply to you, because, for example, your conviction has been reversed on appeal, or for any other reason, please contact Assistant Vice President Kathryn Hinton in writing at this Reserve Bank. Sincerely, [Signature is removed from this document to protect defendant s privacy.] Signed by Allen Stanley cc: Stephen Meyer Assistant General Counsel Board of Governors Legal Division - Mail Stop 13 Washington, D.C Director, Department of Supervision National Credit Union Administration 700 Central Parkway Suite 1600 Atlanta, Georgia Donna Hales Regional Security Coordinator c/o SunTrust Bank 303 Peachtree Street Atlanta, Georgia John F. Cotrone, P.A. 509 S.E.9thStreet, Suite 1 Fort Lauderdale, FL Pierce Nelson Public Affairs Federal Reserve Bank of Atlanta [Page Break] Special Activities Section Division of Supervision Federal Deposit Insurance Corporation 55017thStreet N.W. Washington, D.C Office of Financial Regulation 200 East Gaines Street Tallahassee, Florida Jeff Morris Assistant State Attorney State Attorney's Office 17th Judicial Circuit of Florida Broward County Courthouse 201 S.E. Sixth Street Fort Lauderdale, FL Todd Bethany Central Point of Contact Federal Reserve Bank of Atlanta

3 DIVISION: CRIMINAL THE STATE OF FLORIDA VS. 17 Judicial Circuit in and for Broward County JUDGMENT DIVISION: FY CASE NUMBER: CF10B Thelma E. Young, Defendant [Checkbox for "Probation Violator"is not marked.] State Attorney J. Morris Court Reporter: S. Sugden The Defendant, Thelma E. Young being personally before this Court represented by J.Cotrone, his attorney of record, and having: (Check applicable provision) [BlankCheckbox] Been cried and found guilty of the following crime(s) [Checkboxismarked:] Entered a plea of guilty to the following crime(s) [BlankCheckbox] Entered a plea of nolo contendre to the following crime(s) COUNT: CRIME: I Grand Theft 1st Degree OFFENSE STATUTE NUMBER(S) (1)(a) (1)(b) (2)(a) DEGREE OF CRIME 1st ADD'L MONIES IMPOSED [Blank Space] and no cause having been shown why the Defendant should not be adjudicated guilty, IT IS ORDERED THAT the Defendant is hereby ADJUDICATED GUILTY of the above crime(s). The Defendant is hereby ordered to pay the sum of Fifty dollars ($50.00) pursuant to F.S (Crimes Comp. Trust Fund). The Defendant is further ordered to pay the sum of Five Dollars ($5.00) as court costs pursuant to F.S (4). Fines imposed as part of a sentence pursuant to F.S are to be recorded on the Sentence page(s). (Check if applicable) Stayed & Withheld Imposition of Sentence Sentence Deferred Until Later Date [BlankCheckbox]The court hereby stays and withholds the imposition of sentence as to count(s) [BlankSpace] and places the Defendant on probation for a period of [Blank Space] under the supervision of the Department of Corrections (conditions of probation set forth in a separate order) [BlankCheckbox]The court hereby defers imposition of sentence until [Blankspacereservedfordate.] [Checkboxismarked:]Pay $ Trust Fund pursuant to F.S (1) (b) (c) Count(s) [BlankSpace] : [Blank Space] DAYS/MONTHS BROWARD COUNTY JAIL W/CREDIT [Blank Space] DAYS TIME SERVED. The Defendant in open court was advised of hisrightto appeal from this Judgment by filingnoticeof appeal with theclerkofcourtwithinthirty days following the date sentence is imposed or probation is ordered pursuant tothisadjudication. The Defendant wasalsoadvisedofhisrighttothe assistance of counsel in taking said appeal at the expense of the State upon showing indigence. [Signature is removed from this document to protect judge s privacy.] Signed by Judge I hereby certify that a true and correct copy of the above and foregoing was served on the State Attorney by: [Checkbox is marked:] hand delivery [Blank Checkbox] U.S. mail and to the Defense Attorney by: [Checkbox is marked:] hand delivery [Blank Checkbox] U.S. mail this 14 day of Nov., [Signature is removed from this document to protect defendant s privacy.] Signed ICC by JUDGMENT Deputy Clerk Revised [Page Break] Received: End [RECORDER'S of fax Feb. printout MEMORANDUM: 6, 2009 header 09:09 info.] am This instrument is of poor quality at the time of processing.]

4 1 of 2 FY,.1408/1030/SENTC/111308/S CIRCUIT COURT DISPOSITION ORDER IN AND FOR BROWARD COUNTY, FLORIDA Case Number CF10B Arrest Number BS BCCN# State of Florida VS Young, Thelma E. AKA [BlankSpace] Judge MATTHEW I DESTRY Cash bond / Return to depositor / Surety bond / IC Cash bond number(s) [Blank Space] Charges 001 GRAND THEFT IN THE 1ST DEGREE J. Controne [Blank Checkbox]REMANDED [BlankCheckbox] REMAIN IC [BlankCheckbox] UNTIL PICKED UP BY 1 BED AVAILABLE AT [Blank Space] [Blank Checkbox] Arraignment [Blank Checkbox] Change of Plea [Blank Checkbox] Guilty [Blank Checkbox] No Contest [Blank Checkbox] PSI/PDR [Checkbox is marked:] Sentencing / Re-Sentencing [Blank Checkbox] Trial by Jury [Blank Checkbox] Trial by Court [Blank Checkbox] First VOP/VOCC [Blank Checkbox] Final VOP/VOCC [Blank Checkbox] Admits Allegations [Blank Checkbox] Convicted by Jury/Court [Blank Checkbox] Acquitted by Jury/Court [Blank Space] [Blank Checkbox] Dismissed [Blank Space] [Blank Checkbox] Speedy [Blank Checkbox] Discharged [Blank Space] [Blank Checkbox] Nolle Prosequi [Blank Space] [Blank Checkbox] Found Incompetent/Committed to Child/Family Services [Checkbox is marked:] Adj. Guilt I [Blank Checkbox] Adj. Withheld [Blank Space] [Blank Checkbox] Adj. Delinquent [Blank Space] [Blank Checkbox] Committed to DJJ/Level [Blank Space] [Blank Checkbox] Sentence Withheld [Blank Space] [Blank Checkbox] Previous Sentence Vacated [BlankCheckbox]PSI Ordered Adj. and Sentence deferred to [BlankSpace] Type of probation / Community Control: [Blank Checkbox] Youthful Offender [Blank Checkbox] Drug Offender [Blank Checkbox] Sexual Offender [Blank Checkbox] Habitual Offender [BlankCheckbox]Mental Health [BlankCheckbox]County PROBATION/COMM. CONTROL: [Blank Checkbox] Revoked [Blank Checkbox] Reinstated [Blank Checkbox] Modified [Blank Checkbox] Terminated Extended [Blank Space] [Blank Checkbox] All previous special conditions apply WARRANT: [Blank Checkbox] Dismissed [Blank Checkbox] Withdrawn [Blank Checkbox] Served in open court SENTENCE: (PROBATION/COMM. CONTROL) COUNT(S): [Blank Space] [Blank Checkbox] Community Control [Blank Checkbox] Followed by [Blank Checkbox] Community Control [Blank Space] [Blank Checkbox] each count concurrent/consecutive [Blank Checkbox] Concurrent [Blank Checkbox] Consecutive to case number [Blank Space] COUNT(S): [Blank Space] [Blank Checkbox] Community Control [Blank Checkbox]Followed by [Blank Checkbox] Community Control [Blank Space] [Blank Checkbox] each count concurrent/consecutive [Blank Checkbox] Concurrent [Blank Checkbox] Consecutive to case number [Blank Space] SENTENCE: (Incarceration) COUNT(s) I [Blank Checkbox] One year plus one day [Blank Checkbox] 5 [Checkbox is marked:] Years [Blank Checkbox] Months [Blank Checkbox] Days [Blank Checkbox] BCJ [Checkbox is marked:] FSP, w/ credit for 467 days T/S [Checkbox is marked: Followed by 10 [Checkbox is marked:] Years [Blank Checkbox] Months [Blank Checkbox] Days [Checkbox is marked:] Probation [BlankCheckbox]Community Control Received: End [RECORDER'S of fax Feb. printout MEMORANDUM: 6, 2009 header 09:09 info.] am This instrument is of poor quality at the time of processing.] Signed Date: [Page [BlankCheckbox]Each COUNT(S): 11/14/08 Break] by Judge Deputy [Signature Any Clerk To Days Followed BCJ Years Space] case count other [Blank [Signature number [Blank is sentence by removed Checkbox] [Blank concurrent/consecutive is [Blank removed Space] from Probation FSP, Space] Months this One [BlankCheckbox]Concurrent/consecutive from w/ document credit year this Work plus for document to plus release protect Years one Space] to [Blank day Days Community protect judge s [Blank days Checkbox] deputy privacy.] T/S Checkbox] Control clerk s Prison Months Concurrent/consecutive [Blank privacy.] sentence Space] suspended

5 2 of 2 State of Florida VSYoung,ThelmaF. _CaseNumber CFB SPECIAL CONDITIONS OF PRISON SENTENCE: [BlankCheckbox]Habitual Violent Offender mandatory minimum [BlankSpace]years Ct(s) [BlankSpace] [BlankCheckbox] Violent Career Criminal mandatory minimum [[BlankSpace]years Ct(s) [BlankSpace] [BlankCheckbox]Prison Release Reoffender mandatory minimum [BlankSpace]years Ct(s) [BlankSpace] [BlankCheckbox]Firearm mandatory minimum [BlankSpace]years Ct(s) [BlankSpace] [BlankCheckbox]Other mandatory minimum [BlankSpace] [Blank Checkbox] Habitual Offender Ct(s)[Blank Space] [Blank Checkbox] Youthful Offender [Blank Checkbox] Sexual Predator/Offender [Blank Checkbox] Boot Camp [BlankCheckbox]Drug Treatment [BlankCheckbox]Tier [Blank Space] Program [BlankCheckbox]To be given credit for all time previously served in prison, to be calculated by Department of Corrections SPECIAL CONDITIONS OF PROBATION: [Blank Checkbox] [Blank Space] days BCJ w/ credit for [Blank Space]days T/S [Blank Checkbox] work release [Blank Checkbox] Boot Camp [Blank Checkbox] ATTAC [Blank Checkbox] Work release after successful completion of ATTAC [BlankCheckbox] [Blank [BlankSpace]CommunityService Checkbox] [Blank Checkbox]Obtain Electronic Monitor GED [BlankCheckbox]Drug or High School Treatment diploma [Blank Checkbox] BSO/SAP [Checkboxismarked:] $50COSwaived /Imposed[Selected][BlankCheckbox] Peg Program [Blank Checkbox] Upon successful completion of drug program jail sentence shall be terminated [Blank Checkbox] Anger Management Program [Blank Checkbox] Psychological/Psychiatric evaluation and treatment necessary [BlankCheckbox]BARC[BlankCheckbox] followed by [BlankSpace] [Blank Checkbox] Blood draw per F.S samples for conviction of sexual assaults; lewd or indecent acts; homicides (782.04) aggravated battery; home invasion robbery or carjacking [Blank Checkbox] Random drug/alcohol testing [BlankCheckbox]Random urinalysis/waive cost [Blank Checkbox] Recommend 2-year Driver's License Suspension [Blank Checkbox] Curfew [Blank Space] [Checkbox is marked:] Restitution ordered $196, amount reserved [Blank Checkbox] Drug / Alcohol evaluation and treatment recommended [Blank Checkbox] Restitution converted to a civil lien [BlankCheckbox]Forfeit weapon / firearm [Blank Checkbox] Spectrum [BlankCheckbox] F.A.CT. [Blank Checkbox] Substance abuse evaluation [BlankCheckbox]House of Hope [Blank Checkbox] Turning Point Bridge Program/Aftercare [Blank Checkbox] IRT [Blank Checkbox] followed by [Blank Space] [Blank Checkbox] Work Permit [Blank Checkbox]May transfer probation to [Blank Space] [Blank Checkbox] Make donation of $ [Blank Space] to [Blank Space] [BlankCheckbox]May travel [Blank Space] for work purposes [BlankCheckbox] No contact with minor children without adult supervision [BlankCheckbox] No contact directly or indirectly with victim(s) or victim's family or others listed [BlankCheckbox] No driving without valid driver's license [BlankCheckbox] No drugs or alcohol [Blank Checkbox] Enter and successfully complete PD FEES AND COURT COSTS ARE NOT A CONDITION OF PROBATION [BlankCheckbox]Drug Court Monitoring/Hearing set [Blank [Blank Checkbox] Other [Blank Space] [Checkbox is marked:] $225 Trust Fund [Blank Checkbox] $100 OTF count(s) [Blank Space] [Blank Checkbox] $201 DVC count(s) [Blank Space] [Checkbox is marked:] $50 VC each count [Blank Checkbox] $20 CSTF count(s) [Blank Space] [Blank Signed Checkbox] by Judge [Signature $151 RCP is count(s) removed [Blank from this Space] document to Date: protect 11/14/08 judge's privacy.] [Checkbox Signed by Deputy is marked:] Clerk $5 [Signature Assessment is removed each count from this document [Page Break] to protect deputy clerk's privacy.] [Checkbox is marked:] $2 T.C. each count [Blank Checkbox] $101 CAM count(s) [Blank Space] [Checkbox [Blank Checkbox] is marked:] $50 $20 $15 $[Blank Pay Balance PD Other fee SN1 SNI CFF balance $65 $50 Received: End [RECORDER'S [Blank converted of Space] AC PD count(s) of court fax application of each Space] Feb. printout previously fine Court costs MEMORANDUM: 6, [Blank count 2009 plus a header civil Costs and 09:09 fee $[Blank Space] info.] imposed lien fees am waived/imposed count(s) This converted Space] instrument costs [Blank [Blank surcharge to is a of [Blank Space] civil poor Checkbox] quality lien count(s) [Blank at the Checkbox] Waive [Blank time $[Blank of processing.] all Space] court $[Blank Space] costs PD Space] fee Extra

6 1 of 1 CIRCUIT COURT DISPOSITION ORDER IN AND FOR BROWARD COUNTY, FLORIDA Case Number CF10B Arrest Number [Blank Space] BCCN# [Blank Space] State of Florida VSYoung,ThelmaF. AKA [Blank Space] Judge [Name is removed from this document to protect judge s privacy.] Cash bond / Return to depositor / Surety bond / IC [IC is selected] Cash bond number(s) [Blank Space] Charges: 001 GRAND THEFT IN THE 1ST DEGREE [Blank Checkbox] REMANDED [Blank Checkbox] REMAIN IC [Blank Checkbox] UNTIL PICK UP BY [Blank Space] OR BED AVAILABLE AT Open [Blank Checkbox] Arraignment [Checkbox is marked:] Change of Plea [Checkbox is marked:] No Contest [Blank Checkbox] PSI/PDR [Blank Checkbox] Sentencing / Re-Sentencing [Blank Checkbox] Trial by Jury [Blank Checkbox] Trial by Court [Blank Checkbox] First VOP / VOCC [Blank Checkbox] Final VOP / VOCC [Blank Checkbox] Admits Allegations [Blank Checkbox] Convicted by Jury/Court [Blank Space] [Blank Checkbox] Acquitted by Jury court Court [Blank Space] [Blank Checkbox] Dismissed [Blank Space] [Blank Checkbox] Speedy [Blank Checkbox] Discharged [Blank Space] [Blank Checkbox] Nolle Prosequi [Blank Space] [Blank Checkbox] Found Incompetent/Committed to Child/Family Services [Blank Checkbox] Adj. Guilty [Blank Space] [Blank Checkbox] Adj. Withheld [Blank Space] Type [Blank of Checkbox] Probation / Adj. Community Delinquent Control: [Blank Space] [Blank Checkbox] Youthful Committed Offender to DJJ/Level [Blank [Blank Checkbox] Space] Drug [Blank Offender Checkbox] [Blank Sentence Checkbox] Withheld Sexual Offender [Blank Checkbox] Habitual Previous Offender Sentence Vacated [Blank Checkbox] Mental Health [Blank Checkbox] County [Blank PROBATION/COMM. Checkbox] PSI Ordered CONTROL: [Blank Space] [Blank Checkbox] Revoked [Blank Checkbox] Reinstated Adj. [Blank and Sentence Checkbox] deferred Modified to Nov. [Blank 7, 08 8:30 am Terminated #4900 [BlankCheckbox]Extended [Blank Space] [Blank Checkbox] All previous special conditions apply WARRANT: [BlankCheckbox]Dismissed[BlankCheckbox]Withdrawn[BlankCheckbox]Served in open court SENTENCE:(PRORATION/COMM. CONTROL) COUNT(S): [Blank Space] [Blank Space] [Blank Checkbox] Years [Blank Checkbox] Months [Blank Checkbox] Days [Blank Checkbox] Probation [Blank Checkbox] Community Control [Blank Checkbox] followed by [Blank Space] [Blank Checkbox] Years [Blank Checkbox] Months [Blank Checkbox] Days [Blank Checkbox] Probation [Blank Checkbox] Community Control [Blank Checkbox] each count concurrent/consecutive [Blank Checkbox] concurrent [Blank Checkbox] consecutive to case number [Blank Space] COUNT(S): [BlankSpace] [Blank Space] [Blank Checkbox] Years [Blank Checkbox] Months [Blank Checkbox] Days [Blank Checkbox] Probation [Blank Checkbox] Community Control [Blank Checkbox] followed by [Blank SENTENCE: Space] (INCARCERATION) [Blank Checkbox] Years [Blank Checkbox] Months [Blank Checkbox] Days [Blank COUNT(S): Checkbox] [Blank Probation Space] [Blank [Blank Checkbox] Checkbox] Community One year Control plus one day [Blank Checkbox] [Blank Space] [Blank Checkbox] each Years count [Blank concurrent/consecutive Checkbox] Months [Blank [Blank Checkbox] Days concurrent [BlankCheckbox]BCJ consecutive [BlankCheckbox]FSP, to w/creditfor[blankspace]days case number Space] T/S [Blank Checkbox] followed by [Blank Space] [Blank Checkbox] Years [Blank Checkbox] Months [Blank Checkbox] Days [Blank Checkbox] Probation [Blank Checkbox] Community Control [Blank Checkbox] each count concurrent/consecutive [Blank Checkbox] concurrent/consecutive [Blank Checkbox] to case number [Blank Space] [BlankCheckbox]any other sentence [BlankCheckbox]Work release [BlankCheckbox]prison sentence suspended COUNT(S): [Blank Space][Blank Checkbox] One year plus one day [Blank Checkbox] [Blank Space] Signed [Blank by Judge Checkbox] [Signature Years is removed [Blank from this Checkbox] document to Months protect judge's [Blank privacy.] Checkbox] Days Signed by Deputy Clerk [Signature is removed from this document to protect deputy clerk's privacy.] [BlankCheckbox]BCJ[BlankCheckbox]FSP,accredit/credit for [BlankSpace]daysT/S [Blank Checkbox] followed by [Blank Space] [Blank Checkbox] Years [Blank Checkbox] Months [Blank Checkbox] Days [Blank Checkbox] Probation [Blank Checkbox] Community Control [Blank Checkbox] each count concurrent/consecutive [Blank Checkbox] concurrent/consecutive [Blank Checkbox] [Blank to Checkbox] case number prison any [Blank other sentence Space] sentence suspended [Blank Checkbox] Work release Date: 10/7/08 [Stamped info: FILE COPY End of stamped info.] Received: Feb. 6, :09 am End [RECORDER'S of fax printout MEMORANDUM: header info.] This instrument is of poor quality at the time of processing.]