Fonds d investissements hypothécaires ACM Commercial Mortgage Fund 4

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1 Conventions de garde Gestionnaires de fonds approuvés au Mai 31, 2013 Gestionnaires de fonds Pays Type de Produits 1 Aberdeen Global Services S.A. Aberdeen Global Funds Aberdeen Global II Funds 2 Acker Finley Asset Management Inc. QSATM Funds 3 ACM Advisors Ltd. Fonds d investissements hypothécaires ACM Commercial Mortgage Fund 4 Acorn Global Investments Inc. Acorn Global Investments Inc. 5 Adaly Investment Management Corp. Strategic Retirement Fund 6 AEGON Fund Management Inc. 7 AGF Investments Inc. Fonds comm. de place. / AGF Elements family of mutual funds AGF family of mutual funds Harmony family of mutual funds AGF Pooled funds Acuity Pooled funds Acuity family of mutual funds 8 AGF Trust Company 9 Aldergrove Credit Union 10 AlphaNorth Asset Management 11 AMI Partners Inc. 12 Antares Investment Management, Inc. Antares Balanced Pool Antares Conservative Growth Pool 13 Arrow Capital Management Inc. 14 Artemis Investment Management Limited Fonds comm. de place./socié. à respons. lim. Alpha Scout Fund and RSP Fund Robson Alpha Scout Fund 15 Artio Global Management LLC É.-U. Artio International Equity II () Fund 16 Aston Hill Asset Management Inc. Fonds comm. de place./fonds de couver / LSF's Page 1 de 21

2 17 ATB Investment Management Inc. 18 Aurion Capital Management Inc. 19 Auspice Capital Advisors Ltd. Fiducie de Auspice Diversified Trust 20 Aventine Management Group Inc. Fiducie de revenu ouverte 21 B.E.S.T Investment Counsel Limited B.E.S.T. Total Return Fund Inc. The Business, Engineering, Science & Technology Discoveries Fund Inc. 22 B2B Bank CPG / Compte d'epargne-placement 23 Bank of America, National Association ( Branch) 24 Bank of Autre 25 Bank of Montreal 26 Bank of Montreal Mortgage Corp. 27 Bank of Nova Scotia Montreal Trust Company of Scotia Mortgage Corporation Bank of Nova Scotia National Trust Company / Victoria&Grey MortgageCorp. 28 Barclays International Funds Group Limited 29 Barometer Capital Management Inc. Fonds comm. de place. / Fonds distinct Barometer Capital Management Inc. family of funds Rockwater Asset Management Inc. family of funds 30 Bartlett & Co. É.-U. 31 Bellwether Investment Management Inc. Bellwether Canadian Stock Fund Bellwether Canadian Performance Fund Bellwether US Stock Fund 32 Beutel Goodman Managed Funds Inc. 33 BirchLeaf Investments Inc. BirchLeaf Growth Fund 34 BISYS Funds Services (Ireland) Ltd. Janus World Funds PLC 35 BlackBridge Capital Management Corp. 36 Blackheath Fund Management Inc. Blackheath Page 2 de 21

3 37 BlackRock (Channel Islands) Limited BlackRock International Gold and General Fund 38 BlackRock (Luxembourg) SA BlackRock Global Funds 39 Blumont Capital Corp. Fonds comm. de place//fonds Northern Rivers Capital Mgmt. family of funds Exemplar Portfolios Ltd. Blumont family of funds 40 BMO Investments Inc. / BMO Investissements Inc. Fonds comm. de place. / BMO Guardian Funds BMO China A-Share Fund BMO Mutual Funds 41 BMO Nesbitt Burns Inc. Fonds comm. de place. / Billets liés BMO Nesbitt Burns Group of Funds 42 BMO Trust Company Advisor's Advantage Trust 43 BNP Paribas () Billets liés 44 BNP Paribas Investment Partners Ltd. 45 BNY Mellon Global Management Ltd. BNY Mellon Global Management Ltd. family of funds Universal Liquidity Funds PLC 46 Bonavista Asset Management Ltd. 47 Brandes Investment Partners & Co. 48 Brickburn Asset Management Inc. Brickburn family of mutual funds Dominion Equity Resource Growth Fund 49 Brigata Capital Management Inc. Brigata Canadian Balanced Fund Brigata Canadian Equity Fund 50 Brookfield Soundvest Capital Management Ltd. Soundvest North American Opportunity Pool 51 BT Global Growth Inc. BT Global Growth Fund L.P. 52 Bull Capital Management Inc. Global Equity Class Shares EFG Private Portfolio Series ING Balanced Class Shares Canadian Equity Class Shares 53 Bullion Management Services Inc. 54 Burgundy Asset Management Ltd. 55 C.F.G. Heward Investment Management Ltd. Page 3 de 21

4 56 C.I. Investments Inc. Fonds comm. de place. / Fonds distinct Includes Synergy Asset Management Artisan Portfolios KBSH Capital Management Inc. family of funds United Financial Management Ltd. family of funds Castlerock Investments Corp. family of funds Optima Strategy Pools Lakeview Asset Management family of funds 57 CADO Investment Fund Management Inc. Maple Leaf Resources Class Maple Leaf Income Class 58 Caldwell Investment Management Ltd. 59 Life Assurance Company (The) Fonds distinct 60 Canadian Tire Bank Canadian Tire Bank 61 Canadian Western Bank 62 Canadian Western Trust Fonds comm. de place. / CPG 63 Canoe Financial LP Enervest Natural Resources Fund Enervest Diversified Income Trust Enervest Oil Sand Total Return Trust 64 Canso Fund Management Ltd. 65 Capital International Asset Management Inc. () Inc. 66 Celernus Investment Partners Inc. Celernus Absolute Growth Fund 67 Centurion Apartment REIT Management Inc. REIT 68 CGOV Asset Management 69 CGS Asset Management Ltd. CGS Resource Fund Ltd. 70 Chou Associates Management Inc. 71 CIBC Fonds comm. de place. / CPG / Bilets lies 72 CIBC Asset Management Inc. Fonds comm. de place. / Fonds distinct 73 CIBC Investor Network CIBC Trust Corporation CIBC Mortgages Inc. (FLT) Services Hypothecaires CIBC Inc. CIBC CIBC Mortgages Inc. Page 4 de 21

5 74 Coast Capital Savings Credit Union Surrey Metro Savings Union 75 Coastal Community Credit Union 76 Community Trust Company Ltd. 77 Concentra Financial Services Association 78 Connor, Clark & Lunn Capital Markets Inc. 79 Connor, Clark & Lunn Funds Inc. CC&L fund family 80 Connor, Clark & Lunn Private Capital Ltd. 81 Cornerstone Investment Counsel Ltd. Blueprint Global Strategies Pool 82 Cote 100 Inc. 83 Counsel Portfolio Services Inc. 84 Covenant Capital Management Inc. 85 Covington Capital Corporation Fonds de travailleurs Covington Funds 86 Credit Suisse AG Billets liés 87 Credit Suisse Inc. GAF International Fund 88 Crystal Wealth Management System Ltd. 89 Crystalline Mgt Inc. / Gestion Cristallin Inc. 90 Cypress Capital Management Ltd. 91 Davis-Rea Ltd. / Davis-Rea Ltee. Davis-Rea Ltd. 92 Deans Knight Capital Management Ltd. / Fonds distinct Deans Knight Income Fund Deans Knight Capital Pool Funds Deans Knight Equity Growth Fund Deans Knight Equity Growth Fund II 93 Desjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québec 94 Desjardins Financial Security Life Assurance Co. Fonds distinct / CPG / Autre 95 Desjardins Global Asset Management Inc. Fonds comm. de place./fonds distinct/cpg 96 Desjardins Trust Inc. Page 5 de 21

6 Maestral Funds 97 Di Tomasso Group Inc. The Di-Tomasso Equilibrium Fund 98 Difference Capital Management Inc. 99 Dimensional Fund Advisors ULC. 100 Discovery Capital Management Corp. 101 Dixon Mitchell Investment Counsel Inc. Dixon Mitchell Small Cap Fund 102 Donville Kent Asset Management Inc. Société à responsabilité limitée Donville Kent Asset Management 103 Duncan Ross Associates Ltd. 104 Dundee Bank of Compte d'epargne-placement / CPG 105 EdgePoint Wealth Management Inc. Edgepoint family of mutual funds 106 Educators Financial Group Inc. 107 Effort Trust Company (The) 108 Empire Life Insurance Company Fonds distinct Interest investment options provided within an insurance contract Segregated Funds 109 Empire Life Investments Inc. Empire Life 110 Epic Capital Management Inc. Epic Limited Partnership Epic Limited Partnership II Epic RSP Trust Epic Tabacon North American Diversified Fund LP Epic Closed-End Fund LP 111 Equilibrium Capital Management Inc. 112 Equitable Trust Company (The) 113 Equity Financial Trust Company 114 Excalibur Capital Management Inc. / Société à respon. Limitée Excalibur Small Cap Opportunities LP Excalibur Limited Partnership 115 Excel Funds Management Inc. 116 Faircourt Asset Management Inc. Fonds comm. de place. / Faircourt Dividend Fund (Mutual Fund) Faircourt Pooled Monthly Income Fund (Pooled Fund) Page 6 de 21

7 117 Fidelity International Limited 118 Fidelity Investments Ltd. 119 Fiducie Desjardins Inc. 120 Fiera Capital Corporation Fonds comm. de place. / 121 Financière des professionnels - Fonds d investissement inc. 122 First Asset Investment Management Inc. 123 Fondaction, Le Fonds De Develop. de la Confed. des Synd. Nati 124 Fonds Desjardins (Fiducie Desjardins) 125 Fonds D'investment REA Inc. 126 Formula Growth Limited Fonds comm. de place. / Formula Growth Hedge Funds Class A Formula Growth Hedge Funds Class F Formula Growth Fund 127 Foyston, Gordon & Payne Inc. Family of Pooled Funds FGP Funds 128 Franklin Templeton Investments Corp. Fonds comm. de place//fonds disti Bissett Mutual Funds Franklin Templeton Mutual Funds 129 Franklin Templeton Investor Services É.-U. Franklin California, Tax Free Income Fund 130 Friedberg Mercantile Group 131 Front Street Capital Inc. Tuscarora Energy Growth Fund Inc. 132 Front Street Capital Mutual Funds Ltd. Front Street Canadian Equity Fund Front Street Resource Fund Front Street Diversified Income Fund 133 FrontFour Capital Corp. FrontFour Opportunity Fund 134 FT Portfolios Co. 135 Fulcra Asset Management Inc. Fulcra Focused Yield Fund 136 Gabelli Funds (The) É.-U. 137 Galileo Funds Inc. Page 7 de 21

8 138 GCIC Ltd. Notes Deposit Accounts,Limted Partnerships/PPN's, Structured Notes Includes mutual funds, hedge funds,labored sponsored funds, GIC's, Linked Dynamic Mutual Funds 139 General Bank of 140 Genus Capital Management 141 Gestion Ferique 142 GFI Investment Counsel Ltd. Good Funds 143 Global Asset Management (USA) Inc. É.-U. 144 Global Growth Assets Inc. 145 Globevest Capital Inc. Fonds comm. de place. / 146 GMP Investment Management L.P. Genesis Partners Fund LP GMPIM Equities Opportunities Fund GMP Diversified Alpha Fund Canadian ABCP Fund LP 147 Gold Investment Management Ltd. FC Fund 148 Goodwood Inc. Goodwood Funds 149 Government of Quebec (for Placements Quebec) Autre 150 Grafton Asset Management Inc. Fiducie de unite Global Energy Growth Fund 151 Greenchip Financial Corp. 152 Greystone Capital Management Inc. 153 Groundlayer Capital Inc. Société à responsabilité limitée The Alpha II Fund 154 Growth Works Atlantic Ltd. Fonds de travailleurs GrowthWorks Atlantic Venture Fund Ltd. 155 Growth Works Capital Ltd. Fonds de travailleurs Matrix Funds Management family of mutual funds Working Opportunity Fund (EVCC) Ltd. 156 Growth Works WV Management Ltd. Fonds de travailleurs GrowthWorks Commercialization Fund Ltd. GrowthWorks Canadien Fund Ltd. 157 Guardian Capital LP Guardian Funds Vector Funds Page 8 de 21

9 Vega Funds 158 Hamilton Capital Partners Inc. Société à responsabilité limitée HCP Financials Market Neutral Fund HCP Bank Fund L.P. 159 Harvest Portfolios Group Inc. Harvest Banks & Buildings Income Fund 160 Hemisphere Capital Management Inc. 161 Hesperian Capital Management Ltd. Norrep Group of Funds 162 Highstreet Asset Management Inc. 163 Highwater Capital Management Corp. Société à responsabilité limitée Highwater Diversified Opportunities Fund 164 Hillsdale Investment Management Inc. 165 Home Trust Company CPG / Compte d'epargne-placement 166 HomEquity Bank 167 HR Strategies Inc. 168 HSBC Bank Structured Alternative Investment Return Securities 169 HSBC Investment Funds () Inc. 170 Hymas Investment Management Inc. Fonds comm. de place. / Malachite Aggressive Preferred Fund 171 I.A. Michael Investment Counsel Ltd. ABC Funds 172 I.G. Investment Management Ltd. 173 IA Clarington Investments Inc. 174 ICICI Bank Compte d'epargne-placement / CPG 175 Industrial Alliance Pacific Insurance and Financial Services Inc. Fonds distinct 176 Industrial Alliance Trust Inc. 177 Industrielle Alliance, Assurance et services financiers inc. Fonds distinct 178 ING Bank of Fonds comm. de place/cpg/compte d'ep-placmen 179 ING Investment Management Inc. 180 Integra Capital Management Corp. Page 9 de 21

10 181 Invesco Ltd. Fonds comm. de place. / Fonds distinct 182 Investec Asset Management Guernsey Ltd. 183 Investec Asset Management Limited 184 Invico Capital Corporation Société à responsabilité limitée 185 Island Savings Credit Union 186 J. Zechner Associates Inc. Pooled Income Fund Pooled Bond Fund Special Equity Fund Pooled Balanced Fund Canadian Equity Pooled Fund 187 J.C. Clark Ltd. 188 Jarislowsky Fraser Co. Ltd. 189 JDM Investments Partners Ltd. Investment Partners Fund 190 JM Fund Management Inc. JM Catalyst Fund 191 Jones Heward Investment Management Inc. 192 JovFinancial Solutions Inc. 193 K J Harrison & Partners Inc. 194 K2 & Associates Investment Management Inc. Fiducie de The K2 Principal Trust 195 KCS Fund Strategies Inc. Absolute Core Return Fund KCS Great White North Fund KCS Fund Strategies Inc. 196 Kensington Capital Advisors Inc. Fonds de placement de capitaux privés Kensington Global Private Equity Fund 197 Kingwest & Company Fonds comm. de place. / 198 Kootenay Capital Management Corp. Société à responsabilité limitée Kootney Energy RSP Fund Kooteny Global Energy Absolute Return Fund Ltd. Partnership 199 Korea Exchange Bank of 200 Landry Morin Inc. 201 Laurentian Bank of Page 10 de 21

11 Includes B2B Trust term deposits 202 Laurentian Trust of Inc. 203 Lawrence Park Capital Partners Ltd. Lawrence Park Capital Partners 204 LBC Trust 205 LDIC Inc. LDIC North American Energy Infrastructure Fund 206 Le Fonds de Solidarite des travailleurs du Quebec (F.T.Q.) 207 Legg Mason Inc. 208 Legg Mason Global Funds PLC 209 Legg Mason Select Funds PLC 210 Leith Wheeler Investment Funds 211 Leon Frazer & Associates Inc. 212 Lester Asset Management Inc. 213 Lincluden Investment Management Limited Fonds comm. de place. / 214 Longbow Capital Inc. 215 Lysander Funds Limited 216 M.R.S. Trust Company Stock Indexed GIC Self-Directed RRSP Cash Account Money Maximizer Guaranteed Investment Certificate Short Term Deposit 217 Mackenzie Financial Corp. Fonds comm. de place. / Fonds distinct 218 Mackie Research Capital Corporation Grafton Energy Growth Fund The Absolute Resource Company L.P. 219 MacNicol & Associates Asset Management Inc. The Global Opportunities Fund (LP) 360 Degree U.S. Reality Income Fund The Conservative Income Fund (LP) The Emergence Fund (LP) The Absolute Return Fund (LP) 220 Man Investments AG Page 11 de 21

12 221 Man Investments Corp. 222 Manufacturers Life Insurance Co. (The) CPG / Fonds distinct Deferred Annuities 223 Manulife Asset Management Limited / Société à responsabilité limitée Manulife Canadian Real Estate Investment Fund 224 Manulife Bank of CPG / Compte d'epargne-placement 225 Manulife Financial Corp. Fonds comm. de place. / Fonds distinct Manulife Financial Corp. family of funds Includes AIC segregated funds and mutual funds 226 Manulife Securities Investment Services Inc. 227 Manulife Trust Company CPG / Compte d'epargne-placement 228 Maple Securities Limited Maple Funds 229 Maple Trust Company 230 Marquest Asset Management Inc. Marquest-MineralFields Quebec 2012 Super Flow-Through Limited Partnershi Marquest Mining 2013-I Super Flow-Through Limited Partnership Marquest-MineralFields 2012-II Super Flow-Through Limited Partnership Marquest-MineralFields 2012 Super Flow-Through Limited Partnership MineralFields 2011-V Super Flow - Through Limited Partnership MineralFields 2011 Super Flow - Through Limited Partnership Marquest Mutual Funds Inc. - Various Marquest Investment Fund Marquest Mining Quebec 2013-I Super Flow-Through Limited Partnership Marquest Bridge Fund Marquest Mining B.C I Super Flow-Through Limited Partnership Fonds comm. de place. / 231 Marret Asset Management Inc. Marret 232 Matco Financial Inc. MFI series of funds 233 Mawer Investment Management Ltd. 234 Maxam Capital Management Ltd. 235 MCAN Mortgage Corporation 236 McElvaine Investment Management Ltd. The McElvaine Investment Trust 237 McLean Budden Limited (Royal Trust) 238 MD Management MD Group of Funds 239 MD Private Trust Company Page 12 de 21

13 240 Meckelborg Financial Group Ltd. Fiducie de MFG Diversified Strategy Fund 241 Merrill Lynch Inc. Billets liés 242 Middlefield Limited 243 Montrusco Bolton Investment Inc. Bolton Tremblay Funds inc. 244 Morgan Meighen & Associates Limited Smedley Fund Family 245 Natcan Investment Management Inc. Fonds comm. de place. / 246 Natcan Trust Company Natcan Trust 247 National Bank of / BCP National Bank Trust Natcan Trust 248 National Bank Securities Inc. Fonds comm. de place/cpg/compte d'ep-placmen National Bank Mutual Funds First Marathon Inc. Altamira Mutual Funds Includes PPN's 249 National Bank Trust Inc. National Bank Trust 250 National Trust Company Family of Funds Tourism & Entertainment Growth Fund Inc. 251 NBF Emissary Turnkey Solution LP 252 NewGen Asset Management Limited Fiducie de unite Wolverine Opportunity Fund 253 Newport Private Wealth Inc. 254 NexGen Financial Limited Partnership 255 Nicola Wealth Management Ltd. Fonds comm. de place./socié. à respons. lim. NWM Tactical High Income Fund - USD NWM Alternative Strategies Fund NWM Global Equity Fund NWM High Yield Bond Fund NWM Global Bond Fund NWM Preferred Share Fund NWM Real Estate Fund NWM Primary Mortgage Fund SPIRE Real Estate Limited Partnership SPIRE US Limited Partnership NVM Bond Fund NVM Private Equity Limited NWM Strategic Income Fund Page 13 de 21

14 NWM Balanced Mortgage Fund NWM Tactical High Income Fund - CAD NWM Precious Metals Fund 256 North Growth Management Ltd. 257 Northern Savings Credit Union Terrace & District Credit Union 258 Northwest Mutual Funds Inc. 259 Ocean Rock Investments Inc. 260 O'Leary Funds Management LP 261 Omista Credit Union Limited 262 One Financial Corporation Fonds comm. de place./fonds de couver./cpg 263 Onex Credit Partners, LLC Onex Credit Partners LLC OCP Debt Opportunity Class 264 Orientation Finance inc. 265 Pacific & Western Bank of CPG / Autre 266 Palisade Capital Limited Partnership Fonds de placement de capitaux privés 267 Palisade Capital Management Ltd. Fonds de placement de capitaux privés Palisade Capital Fund 268 Palos Management Inc. Fonds comm. de place.//société à Rendez-vous Global Equity Fund LP - $CDN and $US Palos Family of funds 269 Pan Asset Management Ltd. / Société à respon. Limitée Iron Fund LP 270 Pavilion Asset Management Ltd. 271 Peace Hill Trust Company 272 Pembroke Private Wealth Management Ltd. Fonds comm. de place. / 273 Penbrooke Partners Investment Management Ltd. Fonds comm. de place//fonds Penbrooke Opportunities Fund LP 274 PenderFund Capital Management Ltd. Fonds de travailleurs/fonds de cap. de risque 275 Peoples Trust Company 276 Perennial Asset Management Corp. Perennial Canadian Equity Portfolio Perennial Fixed Income Portfolio Page 14 de 21

15 277 Performance Capital Ltd. 278 Periscope Capital Inc. / Société à responsabilité limitée 279 PFM Venture Capital Operations Inc. Fonds de travailleurs SaskWorks Venture Fund Inc. 280 Picton Mahoney Asset Management 281 PIMCO Corp. 282 PIMCO Global Advisors (Ireland) Limited PIMCO Funds - Global Investor Services 283 Polar Securities Inc. Polar Fund Management II Inc. Altairis 284 Portland India Select Business Portfolio Inc. 285 Portland Investment Counsel Inc. Fonds d investissement / Société à responsabilité 286 President's Choice Bank 287 Primevest Capital Corp. 288 Pro-Financial Asset Management Inc. /Billets liés/fonds commun 289 Propel Capital Corporation Société à responsabilité limitée Canadian Large CAP Enhanced Fund 290 Provisus Wealth Management Limited 291 Pursuit Financial Management Corp. 292 Putnam Investment Inc. 293 Quadrant Asset Management QAM Tracking Pools 294 Quantum Leap Asset Management Limited Quantum Leap Mortgage Investment Fund 295 QV Investors Inc. QV Pooled Funds 296 Qwest Investment Fund Management Ltd. Fonds comm. de place./socié. à respons. lim. 297 R.E.G.A.R. Gestion Privee Inc. 298 R.N. Croft Financial Group Inc. 299 Radiant Investment Management Ltd. Fonds comm. de place./socié. à respons. lim. Radiant Performance Fund LP Page 15 de 21

16 300 Radin Capital Partners Inc. Radin Capital Partners 301 RBC Dominion Securities Inc. Billets liés 302 RBC Global Asset Management Inc. Fonds comm. de place//fonds 303 RBC Life Insurance Company Fonds distinct 304 Redwood Asset Management Inc. Fonds comm. de place. / Redwood Asset Management family of funds Ark Fund Management family of funds 305 Resmor Trust Company 306 Resolute Funds Ltd. 307 Return on Innovation Advisors Ltd. Fonds comm. de place. / Fonds de travailleurs Pooled Funds 308 Rival Capital Management Inc. Fonds comm. de place./socié. à respons. lim. Rival North American Growth Fund L.P. Rival North American RRSP Growth Fund 309 River Plate House Capital Management Inc. 310 Robson Capital Management Inc. Robson Van Eck Hard Assets Fund (Series A & F) 311 Roundtable Capital Partners Inc. Roundtable Dividend & Income Fund Roundtable Focus Equity Fund Roundtable Growth Fund Roundtable Everkey Global Fund 312 Royal & Sun Alliance Life Insurance Co. () Fonds distinct 313 Royal Bank of CPG / Compte d'epargne-placement Royal Trust Corp. Royal Bank of Connor Clark Private Merchant Private Trust Royal Trust Company (The) Royal Bank Mortgage Corp. 314 Royal Trust Company (The) The Protected American Fund First Trust Funds RT Capital Inc. Classified Investment Trusts T.A.L. Investment Pooled Funds T.A.L. Private Management Pooled Funds The First American Fund 315 RP Investment Advisors Fonds comm. de place. / 316 Russell Investments Limited Page 16 de 21

17 Russel Group mutual funds Soverign mutual funds Life Points mutual funds 317 Salida Capital LP Fonds comm. de place. / 318 Sanford C. Bernstein & Co. LLC É.-U. 319 Scivest Offshore Alternative Strategies Inc. 320 Scotia Capital Inc. Cassels Blaikie Canadian Fund (U.S.) Scotia Capital family of funds Pinnacle family of funds - May 7-07 The Bank of Nova Scotia Structured Deposit Notes - Apr Scotia Securities Inc. 322 Scotiabank & Trust (Cayman) Ltd. 323 Seamark Asset Management Ltd. Fonds comm. de place. / 324 SEI Investment Company 325 Sentry Select Capital Inc. 326 Sentry Select Investments Inc. 327 Seymour Investment Management Ltd. Seymour Performance Fund Seymour Canadian Equity Fund 328 Sherpa Asset Management Inc. 329 Silvercove Fund Management Ltd. 330 Silvercreek Management Inc. Société à responsabilité limitée Silvercreek family of funds 331 Societe Generale () Billets a capital protégé CI Protected Coverage Notes, Series Spartan Fund Management Inc. Spartan Fund Management Inc. family of funds Thales Fund Management Inc. family of funds 333 Sprott Asset Management L.P. Fonds comm. de place.//société à Sprott Flow-Through Limited Partnerships Sprott Hedge Funds Sprott Closed-End Funds Sprott Mutual Funds 334 Standard Life Assurance Company of (The) CPG / Fonds distinct Ideal Segregated Funds Guaranteed Interest Rate Contracts 335 Standard Life Mutual Funds Ltd. Page 17 de 21

18 336 Standard Life Trust Company 337 Stanton Asset Management Inc. 338 State Bank of India () 339 Steadyhand Investment Management Ltd. Steadyhand Income Fund Steadyhand Equity Fund Steadyhand Global Equity Fund Steadyhand Small Cap Equity Fund Steadyhand Savings Fund 340 Stella Maris Credit Union Ltd. 341 Stone Asset Management Limited 342 Strathbridge Asset Management Inc. 343 Stratigis Capital Advisors Inc. Société à responsabilité limitée Goforth Technical Fund LP Uber Strategies LP 344 Successful Investor Wealth Management Inc. 345 Sun Life Assurance Co. () Fonds distinct Individual Variable Insurance Contracts 346 Sun Life Financial Trust Inc. 347 Sun Life Global Investments () Inc./Placements mondiau Fonds d investissement 348 Sunshine Coast Credit Union 349 SW8 Asset Management Inc. 350 T.E. Investment Counsel Inc. Prosperity Mutual Funds 351 Taylor Asset Management Inc. Taylor Partners Fund 352 TD Asset Management Inc. Fonds comm. De place/compte d'ep-placment 353 TD Bank Financial Group / Billets liés TD Bank - GIC's & Linked Notes The Trust Compay - GIC's TD Mortgage Corp. - GIC's TD Pacific Mortgage Corp. - GIC's 354 TD Securities Inc. Billets liés 355 Templeton Global Advisors Ltd. Page 18 de 21

19 356 Terra Fund Management Ltd. Fonds comm. de place./socié. à respons. lim. 357 Tetrem Capital Management Ltd. 358 Thornmark Asset Management Inc. Thornmark Investment Funds 359 TIS Preservation & Growth Fund/Accilent Capital Management. TIS Preservation & Growth Fund Class A and Class F Units 360 Tradex Management Inc. 361 Transamerica Life Fonds distinct 362 Trapeze Asset Management Inc. Trapeze Value Trust 363 Trez Capital Corporation Fiducie de revenu ouverte 364 Trimark Trust 365 Triumph Asset Management Inc. Société à responsabilité limitée Triumph Capital Appreciation Fund LP 366 Trivest Wealth Counsel Ltd. 367 Turtle Creek Asset Management Inc. Turtle Creek Equity Fund Turtle Creek Investment Fund 368 Tuscarora Capital Inc. Multiple Opportunities Fund Special Opportunities Fund 369 UBS Global Asset Management () Co. UBS () Balanced Fund A 370 Value Partners Investment Inc. 371 Value-Contrarian Asset Management Inc. 372 Vancouver City Savings Credit Union 373 Venator Capital Management Ltd. Performance Group of Funds Venator family of mutual funds 374 Vertex One Asset Management Inc. 375 Vision Capital Corporation 376 VL Advisors Inc. Fonds comm. de place. / Fonds de travailleurs 377 Voyager Asset Management Ltd. Voyageur Asset Management Ltd. Page 19 de 21

20 Voyager US Treasury High Yield Fund Ltd. 378 W.A. Robinson & Associates Ltd. Fonds d investissements hypothécaires Frontenac Mortgage Investment Corp. Mortgage Investment Corporation of Eastern Ontario (MICEO) 379 WARATAH Capital Advisors Ltd. Fonds comm. de place./socié. à respons. lim. Waratah fund family 380 Wave Cycle Mutual Funds Ltd. Business Cycle Funds 381 Wealhouse Capital Limited Partnership Fonds comm. de place. / Panorama Private Client Fund Panorama Fund 382 Webb Asset Management Inc. Fonds comm. de place. / 383 West Face Capital Inc. WFC Opportunities Trust 384 Westcap Mgt. Ltd. Golden Opportunities Fund Inc. 385 Westminster Savings Credit Union Fonds comm. de place./fonds distinct/cpg 386 Windsor Family Credit Union 387 Wolverine Asset Management Ltd. Wolverine Opportunity Fund 388 Wright Investors' Service Distributions Inc. É.-U. Wright Managed Blue Chip SeriesTtrust Wright Managed Equity Trust Wright Managed Income Trust Wright EquiFund Equity Trust Wright Blue Chip Master Portfolio Trust Catholic Values Investment Trust 389 Yorkville Asset Management Inc. Heritage Yorkville Mutual Funds Southbridge Health Care Fund 390 YTM Capital Asset Management Ltd. Page 20 de 21

21 Note: Pour que les produits de placement (y compris les fonds de placement, les fonds distincts, les certificats de placement garanti et d autres titres de dépôt) émis sous forme d'inscription en compte par une société ou son mandataire puissent être considérés comme un lieu agréé de dépôt de valeurs, la société ou son mandataire peut, entre autres, conclure une convention de garde avec OCRCVM, énonçant les modalités aux termes desquelles ces titres sont déposés et comprenant des clauses selon lesquelles aucun usage ni aucune disposition des titres ne sera effectué sans le consentement écrit préalable du membre et mentionnant que les titres pourront être livrés au membre sans délai sur demande. OCRCVM a signé ces conventions au nom des membres d'oar de façon à réduire la nécessité pour la société ou son mandataire de conclure des conventions individuelles avec chaque member avec lequel il fait affaire. Une autre façon pour la société ou son mandataire d'être considéré comme un lieu agréé de dépôt de valeurs est que le membre conclue une convention de garde, conforme aux règlements d'oar, avec la société ou le mandataire. Sauf indication contraire, une société d'organismes de placement collectif ou un gérant de fonds dont le nom figure sur la présente liste a signé une convention seulement pour son groupe de fonds. Lorsque la société d'organismes de placement collectif ou le gérant de fonds gère un organisme de placement collectif tiers, il doit signer une convention distincte. Dans un tel cas, la liste indiquera le ou les organismes de placement collectif tiers régis par la convention. * La convention demeure valide à des fins réglementaires durant la période où le dépositaire est sous séquestre. Page 21 de 21

22 1 Conventions de garde Changements de dénomination et fusions depuis le Janvier 1, 2013 Gestionnaires de fond Pays Type de Produits Desjardins Credit Union Inc. Date Certificats de 5/31/2013 placements garantis Commentaire Fusionnée à Meridian Credit Union Limited 2 Fiera Sceptre Inc. Fonds comm. de 5/31/2013 place. / Fonds de couverture Nom changé pour Fiera Capital Corporation Changements de dénomination et fusions Page 1 de 1

23 1 2 Conventions de garde Suppressions de la depuis le Janvier 1, 2013 Gestionnaires de fond Pays Type de Produits Date de suppression MineralFields Fund Management Inc. Fonds comm. de place./socié. à respons. lim. 1/31/2013 MineralFields 2007-IV Super Flow-Through MineralFields/EnergyFields Multi Series Fun Creststreet Asset Management Ltd. Fonds comm. de 5/31/2013 place./société à resp./fonds Raison du Suppressions Voir Marquest Asset Management Inc. A cessé ses activités et n est pas inscrit 3 Elliot & Page Ltd. 5/31/2013 Voir Manulife Asset Management Limited Elysium Wealth Management Inc. 5/31/2013 A cessé ses activités et n est pas inscrit CEO Funds Genuity Fund Management Inc. 5/31/2013 A cessé ses activités et n est pas inscrit Genuity Fund Management Inc. Quadrexx Asset Management Inc. / Fonds de 5/31/2013 A cessé ses activités et n est couverture pas inscrit Shoreline Capital Management Ltd. 5/31/2013 A cessé ses activités et n est pas inscrit Shoreline Energy Fund Van Arbor Asset Management Ltd. 5/31/2013 A cessé ses activités et n est pas inscrit Van Arbor Euro Advantage Fund Van Arbor Cdn Advantage Fund Van Arbor Cdn Advantage Fund VenGrowth Capital Management Inc. 5/31/2013 A cessé ses activités et n est pas inscrit 10 Wellington West Asset Management Inc. NxT Funds 5/31/2013 A cessé ses activités - voir National Bank Suppressions de la liste Page 1 de 1

24 Conventions de garde Ajouts à la liste depuis le Janvier 1, Gestionnaires de fond Pays Type de Produits Date de l'approbation Penbrooke Partners Investment Management Ltd. Fonds comm. de place/fonds de couvertu 2/19/2013 Penbrooke Opportunities Fund LP BT Global Growth Inc. 2/28/2013 BT Global Growth Fund L.P. NewGen Asset Management Limited Fiducie de unite 3/13/2013 Wolverine Opportunity Fund Stratigis Capital Advisors Inc. Société à responsabilité limitée 4/11/2013 Goforth Technical Fund LP Uber Strategies LP LDIC Inc. 4/24/2013 LDIC North American Energy Infrastructure Fund Meckelborg Financial Group Ltd. Fiducie de 5/22/2013 MFG Diversified Strategy Fund Taylor Asset Management Inc. 5/24/2013 Taylor Partners Fund Fiera Capital Corporation Fonds comm. de place. / Fonds de couver 5/31/2013 Ajouts à la liste Page 1 de 1