National Science Foundation Small Business Technology Transfer (STTR) Program
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1 National Science Foundation Small Business Technology Transfer (STTR) Program Barry W. Johnson Division Director Division of Industrial Innovation and Partnerships National Science Foundation May 1, 2015
2 NSF Mission and Vision Mission to promote the progress of science; to advance the national health, prosperity, and welfare; to secure the national defense; and for other purposes. Vision A Nation that creates and exploits new concepts in science and engineering and provides global leadership in research and education. NSF Strategic Goals Strategic Goal 1: Transform the frontiers of science and engineering. Strategic Goal 2: Stimulate innovation and address societal needs through research and education. Strategic Goal 3: Excel as a federal science agency. 2
3 National Science Foundation National Science Board Office of the Inspector General Director Dr. France Cordova Deputy Director Office of Diversity and Inclusion Office of the General Counsel Office of Legislative and Public Affairs Office of International & Integrative Activities Biological Sciences Computer and Information Science and Engineering Education and Human Resources Office of Budget, Finance & Award Management Engineering Geosciences Mathematical and Physical Sciences Social, Behavioral, and Economic Sciences Office of Information & Resource Management 3
4 Directorate of Engineering Emerging Frontiers in Research and Innovation (EFRI) Sohi Rastegar Assistant Director for ENG Pramod Khargonekar Deputy Assistant Director Grace Wang Senior Advisor for Nanotechnology Mihail Roco Engineering Education and Centers (EEC) Donald Millard (acting) Chemical, Bioengineering, Environmental, and Transport Systems (CBET) JoAnn Lighty Civil, Mechanical, and Manufacturing Innovation (CMMI) Deborah Goodings Electrical, Communications, and Cyber Systems (ECCS) Samir El-Ghazaly Industrial Innovation and Partnerships (IIP) Barry Johnson 4
5 Division of Industrial Innovation and Partnerships (IIP) Division Director Barry W. Johnson Academic Cluster Rathindra (Babu) DasGupta SBIR/STTR Program Joe Hennessey Innovation-Corps (I-Corps) Rathindra (Babu) DasGupta Grant Opportunities for Academic Liaison with Industry (GOALI) Rathindra (Babu) DasGupta Industry/University Cooperative Research Centers (I/UCRC) Rafaella Montelli Partnerships for Innovation: Accelerating Innovation Research (PFI-AIR) Barbara Kenny Partnerships for Innovation: Building Innovation Capacity (PFI-BIC) Sara Nerlove Advanced Material & Instrumentation (MI) Ben Schrag Advanced Material & Nanotechnology (MN) Rajesh Mehta Biological Technologies (BC) Ruth Shuman Chemical and Environmental Technologies (CT) Prakash Balan Education Applications and Technologies (EA) Glenn Larsen Electronic Hardware, Robotics and Wireless Technologies (EW) Murali Nair Information and Communication Technologies (IC) Peter Atherton Semiconductors (S) & Photonic (PH) Devices and Materials Steven Konsek Smart Health (SH) and Biomedical (BM) Technologies Jesus Soriano 5
6 Resources Invested NSF overall STC GOALI ERC PFI I/UCRC I-Corps STTR SBIR NSF Program Spectrum Industry Investors Ditch of Death Small Businesses Valley of Death Foundations Universities Discovery Development Commercialization 6
7 Phase IB Third-Party Investment + 1:2 NSF Matching (up to $30k) IA Phase IIB Third-Party Investment + 1:2 NSF Matching (up to $500k) IA Private Sector Or Non-SBIR Investment Phase I Feasibility Research SBIR - $ 150k/6 months STTR - $ 225k/12 months Phase II Research towards Prototype $750k/24 months Phase III Product Development to Commercial Market IA = Innovation Accelerator 7
8 Merit Review Criteria Intellectual Merit - Quality of the Research A sound approach for establishing technical and commercial feasibility Qualified technical team Sufficient access to resources Significantly advances state-of-the-art Broader Impact Potential impact on society Commercial and societal benefits Marketable product Commercialization track record Business expertise Intellectual Property/Other Competitive advantages 8
9 STTR Phase I Proposals and Awards STTR Phase I Proposals STTR Phase I Awards
10 STTR Phase II Proposals and Awards STTR Phase II Proposals STTR Phase II Awards
11 Example of Successful Evolution ml 0.1 L 10 L 1 m 3 Reactor volume increase 11
12 Questions Barry W. Johnson 12
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