Classic Account J.P. Morgan Investment Account switch into a J.P. Morgan ISA

Transcription

1 lassic Account J.P. Morgan Investment Account switch into a J.P. Morgan ISA Valid from February 2015 Please complete in BLOK APITALS and black ink. The form should then be returned in the pre-paid envelope to: Freepost RTJH-BXTT-RHJ, J.P. Morgan Asset Management, 60 Victoria Embankment, London E4Y 0JP. If you have any questions regarding this form, please call our UK-based Investor Services team on Our telephone lines are open Monday to Friday 9am to 5.30pm. We have made arrangements with the administrators of the J.P.Morgan ISA to switch investments from the J.P. Morgan Investment Account into the J.P.Morgan ISA. Only those investors wishing to undertake such transactions should complete this form. Please note that we are unable to proceed with this transaction unless you have also completed and returned a valid ISA application form for the tax year you are investing in. Please send this form, together with your completed ISA application form (if necessary) to: Freepost RTJH-BXTT-RHJ, J.P. Morgan Asset Management, 60 Victoria Embankment, London E4Y 0JP. We will be unable to process your application if this form has not been fully completed. If the form has not been completed, we will need to return this to you for completion. 1. About you Your existing account number Your title (e.g. Mr/Mrs/Miss/Ms/Other) Surname address Second additional account holder Your title (e.g. Mr/Mrs/Miss/Ms/Other) Surname address 2. Additional holders First additional account holder Your title (e.g. Mr/Mrs/Miss/Ms/Other) Surname address Please ensure you read and sign the declaration overleaf

2 lassic Account J.P. Morgan Investment Account switch into a J.P. Morgan ISA 3. Tax residency Tax Regulations A require us to collect information about each investor s tax residency. In certain circumstances we may be obliged to share information on your account with HMR. If you have any questions about your tax residency, please contact your tax advisor. Should any information provided change in the future, please ensure you advise us of the changes promptly. Account holder: Additional ountry of tax residence Tax identification number First additional account holder Additional ountry of tax residence Second additional account holder Additional ountry of tax residence Tax identification number Tax identification number A The term tax regulations refers to regulations created to enable automatic exchange of information and include FATA B, various agreements to improve international tax compliance entered into between the UK and its rown Dependencies and its Overseas Territories and the OED ommon Reporting Standard for Automatic Exchange of Financial Account Information. B The term FATA refers to The Foreign Account Tax ompliance provisions contained in the US HIRE Act 2010 and other relevant legislation implementing FATA under local law. 4. Your instructions Sales for a specified cash amount The maximum investment for the J.P. Morgan ISA is 15,240 in the current tax year. Please sell shares to the value of Please list the investment trusts you would like to sell together with the percentage of above figure to be raised from each trust: Trust name Percentage American % Asian % Brazil % hinese % laverhouse % Elect Managed Growth % Elect Managed Income % Emerging Markets % European Growth % European Income % European Smaller ompanies % Global Emerging Markets Income % Income & apital ORDINARY % Income & apital UNITS % Income & apital ZEROS % Income & Growth APITAL % Income & Growth INOME % Income & Growth UNITS % Indian % Japanese % Japan Smaller ompanies % Mercantile % Mid ap % Overseas % Russian Securities % Smaller ompanies % US Smaller ompanies % If the trust you wish to invest in is not shown in the list above please enter the trust name in the space provided. % Total 100%

3 lassic Account J.P. Morgan Investment Account switch into a J.P. Morgan ISA 4. Your instructions (continued) Sale of entire holdings Please sell ALL my/our shares in the following investment trust(s) and invest the proceeds, subject to the current maximum annual allowances into an ISA. Any amounts in excess of the maximum permitted ISA contribution will be refunded to your home address 5 days after settlement date. Alternatively, any shortfalls can be made up with cheque contributions. Please make cheques payable to J.P. Morgan Asset Management. 5. Authority for all or part of the exchange proceeds to be transfered to one of joint holders or to a person other than the registered holder(s) If the securities to be sold are in more than one name, you must complete and sign this authority to transfer the proceeds into the name of the ISA applicant. A transfer of cash, other than between spouses, may give rise to inheritance tax implications. Please insert below the name(s) of the security(ies), the proceeds of which are to be transferred to another person: Name of security(ies) 6. Your signature By signing this form I/we confirm that I am/we are 18 years of age or over and that I/we have read and understood this form and the Notes. The information that I/we have given in this application form is correct to the best of my/our knowledge and belief. I/we agree to inform you immediately of any change in our circumstances affecting any of the information in this form, in particular any changes to the information I/we have provided relating to our tax residency. We d like to keep you informed. If you would like us to contact you about relevant news, offers and new fund launches, please tick the box. We promise to only contact you about products and services that we believe may be of interest to you. Please tick this box if you have not received financial advice on this investment Your signature First additional account holder s signature Number of securities to be transfered Second additional account holder s signature I/We declare that I am/we are the legal owner(s) of the security(ies) listed above and I/we authorise J.P. Morgan Asset Management to transfer all/part (delete as appropriate) of the proceeds from those securities to: Name of investor to be invested with J.P. Morgan Asset Management in accordance with his/her instructions. Please note that it may be more advantageous for you, from a capital gains tax point of view, to transfer securities to your spouse prior to sale. This may enable your spouse to use their capital gains tax personal allowance if you have already used yours. This authority does not authorise such a transfer, and if you wish to transfer to your spouse you must arrange it separately before proceeding with this share exchange application. If you are considering doing this, we recommend you consult a tax adviser. Important notes The sale of your J.P. Morgan Investment Account investments will be carried out on the business day following receipt of this instruction (together with your completed ISA application form). You should note that you will be out of the market during the times mentioned above. Neither J.P. Morgan Asset Management nor its agents can be held responsible for any fluctuations in the market prices of shares of the investment trusts between their sale and their purchase. J.P. Morgan or any of its agents cannot take any responsibility for the performance of any investments made and cannot give any advice. Please note all correspondence should be sent to the address shown at the top of the application and not to the registered address. Telephone calls may be recorded and monitored for security and training purposes. J.P. Morgan Trustee & Administration Services Limited Authorised and regulated by the Financial onduct Authority. Registered Office: 25 Bank Street, anary Wharf, London E14 5JP. Registered in England No

4 lassic Account J.P. Morgan ISA application for the tax year 2015/2016 Valid from February 2015 Please complete this form in BLOK LETTERS and black ink, and return it to: Freepost RTJH-BXTT-RHJ, J.P. Morgan Asset Management, 60 Victoria Embankment, London E4Y 0JP. If you have any questions regarding this form please call our UK-based Investor Services team on Our telephone lines are open Monday to Friday, 9am to 5.30pm. To be completed if you have not contributed to your ISA in the 2015/2016 tax year We will be unable to process your application if this form has not been fully completed. If the form has not been completed, we will need to return this to you for completion. 1. About you Your title (e.g. Mr/Mrs/Miss/Ms/Other) Surname 2. Tax residency Tax Regulations A require us to collect information about each investor s tax residency. In certain circumstances we may be obliged to share information on your account with HMR. If you have any questions about your tax residency, please contact your tax advisor. Should any information provided change in the future, please ensure you advise us of the changes promptly. Account holder: Additional ountry of tax residence Tax identification number A The term tax regulations refers to regulations created to enable automatic exchange of information and include FATA B, various agreements to improve international tax compliance entered into between the UK and its rown Dependencies and its Overseas Territories and the OED ommon Reporting Standard for Automatic Exchange of Financial Account Information. B The term FATA refers to The Foreign Account Tax ompliance provisions contained in the US HIRE Act 2010 and other relevant legislation implementing FATA under local law. 3. Paying for your investment In the 2015/2016 tax year you can invest up to 15,240 in an ISA. You can split the amount you want to invest between a cash ISA and a stocks and shares ISA as you choose, up to the overall limit of 15,240. Please note you can only subscribe to one stocks and shares ISA in each tax year. Lump sums Please attach a personalised cheque for the total lump sum, made payable to J.P. Morgan Asset Management. heques should be drawn on a bank/building society account in your name or a joint account to which you are a party, or banker s draft/building society cheque endorsed with your name. Other third party cheques are not accepted. Regular savings plan You can choose to set up a regular savings plan (RSP) for the 16th of the month by completing the enclosed Direct Debit mandate. If you already have a RSP in place for your stocks and shares ISA is this instruction a top-up of your existing RSP or a replacement. Top-up Replacement Please ensure you read and sign the declaration overleaf

5 lassic Account J.P. Morgan ISA application for the tax year 2015/ hoosing your investment Please state the investment trust(s) in which you wish to invest and the amount and the method of investment, i.e. lump sum and/or RSP. Please ensure you read our Key Features and Terms and onditions and the Investment Trust Profiles for the investment trust into which you wish to invest before making your investment decision. You can get the Investment Trust Profiles you require by going to or by calling our UK-based Investor Services team on , or from your financial adviser. American Lump sum (minimum 500) Regular saving plan (minimum 50) 5. To have your income paid out If your chosen trust(s) pays an income you can have it paid directly into your bank or building society by completing the details below. If this section is not completed any income will be automatically reinvested in your trust(s). Name of bank or building society Name of account holder(s) Branch address Asian Brazil hinese laverhouse Elect - Managed Growth Elect - Managed Income Emerging Markets Account number Bank sort code Reference number (Building Society) European - Growth European - Income European Smaller ompanies Global Emerging Markets Income Income & apital Income & apital Income & apital Income & Growth Income & Growth Income & Growth Indian Japanese Japan Smaller ompanies Mercantile Mid ap Overseas Russian Securities Smaller ompanies US Smaller ompanies ordinary units zeros capital income units Total If the trust you wish to invest in is not shown in the list above please enter the trust name in the space provided. heques should be drawn on a bank account in your name, or a joint account to which you are a party or a building society cheque endorsed with your name. Other third party cheques are not accepted. 6. Before signing this application form, please make sure you have Provided your full name, permanent residential address including postcode and national insurance number. We cannot process your application if you don t. hosen the investment trust(s) you wish to invest in. Received and read our Key Features and Terms and onditions and the Investment Trust Profiles for your chosen investment trust(s). Included your cheque drawn on your personal bank/building society account payable to J.P. Morgan Asset Management. If you re sending a banker s draft or a cheque drawn by a building society we ll need your bank or building society to endorse the back of the cheque with their stamp confirming the money has come from your personal account. If you re investing via a RSP, included your direct debit mandate. Provided your bank/building society account details, especially if you have chosen income shares for your fund(s). 7. Declaration and signature Please read this section carefully before you sign and date below. We (J.P. Morgan Trustee & Administration Services Limited) will provide your J.P. Morgan ISA in accordance with the information you have provided in this application form and the J.P. Morgan lassic Account Key Features and Terms and onditions. Please read this form and our Key Features and Terms and onditions carefully because we will rely on them in all our dealings with you. Please contact us if there is anything you don t understand. We do not provide investment advice and we will not assess the suitability or appropriateness of any investment you wish to hold within your ISA. You should contact your financial adviser if you are concerned about the suitability of any investment for you. Using your personal information We will use your personal information to setup and administer your ISA. We may also pass your information to our third party service providers, or to legal or regulatory bodies, some of which may be outside the EEA. The J.P. Morgan lassic Account Terms and onditions contain a copy of our Data Privacy Policy which explains how we use your personal information.

6 lassic Account J.P. Morgan ISA application for the tax year 2015/ Declaration and signature (continued) ISA Declaration I apply to subscribe for a stocks and shares ISA for the tax year 2015/2016 and each subsequent year until further notice. I declare that: All subscriptions made, and to be made, belong to me. I am 18 years of age or over. I have not subscribed and will not subscribe more than the overall subscription limit in total to a cash ISA and a stocks and shares ISA in the same tax year. I have not subscribed and will not subscribe to any other stocks and shares ISA in the same tax year that I subscribe to the J.P. Morgan Stocks and Shares ISA. I am resident in the United Kingdom for tax purposes or, if not so resident, either perform duties which, by virtue of Section 28 of the Income Tax (Earnings & Pensions) Act 2003 (rown employees serving overseas), are treated as being performed in the United Kingdom, or I am married to, or in a civil partnership with, a person who performs such duties. I will inform J.P. Morgan Trustee & Administration Services Limited if I cease to be so resident or to perform such duties or be married to, or in a civil partnership with, a person who performs such duties. ❼ The information that I have given in this application form is correct to the best of my knowledge and belief. I authorise J.P. Morgan Trustee & Administration Services Limited: To hold my cash subscription, ISA investments, interest, dividends and any other rights or proceeds in respect of those investments and any other cash. To make on my behalf any claims to relief from tax in respect of ISA investments. By signing this application form: I confirm that I have received the J.P. Morgan lassic Account Key Features and Terms and onditions. I confirm that I am not a US citizen or resident. I agree to inform you immediately of any change in my circumstances affecting any of the information in this form, in particular any changes to the information I have provided relating to my tax residency. I agree that you may verify my identity with an online verification agency but that this will not be disclosed to any third party and will not affect my credit rating. I also acknowledge that you may ask for further information. I agree that you will carry out my instructions to buy and sell investments within my ISA in accordance with your Order Execution Policy. I also consent that you may, if necessary, execute my instructions to buy and sell investments outside a regulated market or a multilateral trading facility. I agree to be bound by the J.P. Morgan lassic Account Terms and onditions (which include the J.P. Morgan ISA Specific onditions). I agree to the ISA Declaration. We d like to keep you informed. If you would like us to contact you about relevant news, offers and new fund launches, please tick the box. We promise to only contact you about products and services that we believe may be of interest to you. Please tick this box if you have not received financial advice on this investment Your signature Financial adviser Financial Adviser s stamp FA number Agent number Please note all correspondence should be sent to the address shown at the top of the application and not to the registered address. Telephone calls may be recorded and monitored for security and training purposes. J.P.Morgan Trustee & Administration Services Limited Authorised and regulated by the Financial onduct Authority. Registered Office: 25 Bank Street, anary Wharf, London E14 5JP. Registered in England No GB H266 02/15