Brokerage Service Fees for AMERIA GLOBAL TRADING terminal

Transcription

1 1/11 Approved by Management Board Resolution # 57/15/11 dated May 25, 2011 Chairman of the Management Board- General Director Artak Hanesyan Appendix 1 Brokerage service commission fees Brokerage Account Managing Agreement Brokerage Service Fees for AMERIA GLOBAL TRADING terminal Table 1 (STOCK, ADR, ETF) Exchange North America Commissions minimal (USA) (1) <=15,000 shares USD >15,000 shares USD USD 8 Canada 1) <=30,000 shares CAD 0.02 >30,000 shares CAD CAD 8 Mexico <=250,000 MXN MXN 0.3% of >250,000 MXN MXN 0.25% of MXN 120 Europe Austria of EUR 0.18% of EUR 8 Belgium of EUR 8 France of EUR 0.18% of EUR 8 Germany SWB FWB (2) Chi-X/NURO/Turqoise DE of EUR 0.18% of EUR 8

2 2/11 Xetra ETFs Xetra - Stocks Italy of EUR 0.18% of EUR 8 Netherlands of EUR 0.18% of EUR 8 Spain of EUR 0.18% of EUR 8 Sweden <=250,000 SEK SEK 0.25% of >250,000 SEK SEK 0.22% of SEK 60 Switzerland <=50,000 CHF CHF 0.2% of >50,000 CHF CHF 0.18% of CHF 20 (3) <=50,000 GBP GBP 0.12% of >50,000 GBP GBP 0.1% of GBP12 LSE International Order Book <=15,000 shares USD >15,000 shares USD USD 8 Asia-Pacific Australia <=30,000 AUD AUD 0.18% of >30,000 AUD AUD 0.16% of AUD 12 Hong Kong <=55,000 HKD HKD 0.2% of >55,000 HKD HKD 0.18% of HKD 60 Japan <=2,500,000 JPY JPY 0.18% of >2,500,000 JPY JPY 0.16% of JPY 900 Amounts specified in Table 1 include commission fees of the broker s partners, stock exchanges and regulatory authorities (exchange and regulatory fees). Trade value here means the sale/purchase price multiplied by the quantity of securities. In case of margin call, commission fees are subject to the rates defined by Ameriabank s partner. (1) - Maximum commission fee for transactions with securities where the value of securities is within 1 US dollar or 1 Canadian dollar is 1% of. (2) - plus specialist fees (3) - plus 0.5% UK stamp taxes

3 3/11 Table 2 Futures North America Commissions( ) USA <=10 contracts USD 8 >10 contracts USD 6 Canada <=10 contracts CAD 10 >10 contracts USD 8 Europe Belgium, France,Germany, Italy, Netherlands, Spain <=10 contracts EUR 10 >10 contracts EUR 8 Switzerland <=10 contracts CHF 15 >10 contracts CHF 15 LIFFE Coffee and Sugar Intercontinental Exchange Single Stock Futures (USD) Single Stock Futures (EUR) Single Stock Futures (CHF) Australia Hong Kong Japan Asia-Pacific <=10 contracts <=10 contracts <=10 contracts <=10 contracts GBP 7 USD 8 USD 8 USD 8 EUR 10 CHF 15 AUD 12 HKD 100 JPY 1000 >10 contracts >10 contracts >10 contracts >10 contracts GBP 5 USD 6 USD 6 USD 6 EUR 8 CHF 12 AUD 10 HKD 90 JPY 1000 Table 3

4 4/11 Currency Exchange FOREX Trade value commissions minimum Trade value <=1,000,000,000 USD Trade value > 1,000,000,000 USD 0.4 basis point (1) X 0.3 basis point (1) X USD 5 (2) (1) - 1 bp (basis point) = (2) - The minimum payment amount is charged in US dollars. Such amounts include exchange and regulatory fees.

5 5/11 North America MARKET DATA Country Monthly payment Table 4 AMEX Professional - Level I USA USD ArcaBook Options Depth of Book - Professional USA USD ArcaBook for Equities Professional USA USD Boston Stock Exchange Professional USA USD CBOE Market Data Express Indices Professional USA USD 2 CBOT - Floor USA USD 61 CME - Floor USA USD 61 Dow Jones Global Indices Professional USA USD 2 ISE Options Depth of Book - Professional USA USD InterContinental and New York Board of Trade USA USD 1 Moody's US Bond Ratings (Corporates and Municipals) USA USD 1 NASDAQ Level I USA USD NASDAQ Options Depth of Book USA USD NASDAQ TotalView Professional USA USD NYSE Liffe US Professional USA USD 1 NYSE Open Book Real Time USA USD NYSE Professional - Level I USA USD OCX Data (OneChicago SSF) USA Free Professional PINK Level I USA USD Russell US Indices (RussellTick) Professional USA USD 2 TRACE USA USD US Bond Real-Time Data USA USD 1 US Mutual Funds USA Free

6 6/11 US Options Exchanges USA USD Montreal Exchange Professional - Level I Canada Free Montreal Exchange Professional - Level II Canada Free Toronto Market By Price Professional Canada CAD Toronto Stock Exchange Professional - Level I Canada CAD Venture Market By Price Professional Canada CAD Mexican Derivatives Exchange Professional Level II Mexico USD Mexican Stock Exchange Professional Level I Mexico USD Europe Vienna Stock Exchange Cash Level I Professional Austria EUR Vienna Stock Exchange Cash Level II Professional Austria EUR Vienna Stock Exchange Indices Professional Austria EUR 5 Euronext Cash Market Professional - Level 1 Euronext Cash Market Professional - Level 2 Euronext.Liffe Commodities Derivatives Level 1 Euronext.Liffe Commodities Derivatives Level 2 Euronext.Liffe Equity Derivatives and Indices - Level I Euronext.Liffe Equity Derivatives and Indices - Level II Euronext.Liffe Interest rate Derivatives Level 1 Euronext.Liffe Interest rate Derivatives Level 2 LSE International Order Book 1 Professional LSE Level I+ UK-Cleared Commodities EUR EUR EUR EUR EUR EUR EUR EUR GBP GBP Free Europe ECN stocks Professional Europe Free Eurex (DTB) - DJ STOXX indices Germany EUR 8.00

7 7/11 Eurex (DTB) Professional - Level I Germany EUR Eurex (DTB) Professional - Level II Germany EUR German Indices & XETRA ETFs (IBIS + FWB) Professional - Level I Germany EUR 6.00 German Stock Bundle (IBIS + FWB) Professional - Level I Germany EUR German Stock Bundle (IBIS + FWB) Professional - Level II Germany EUR Newex - Level I Professional Germany Free Newex - Level II Professional Germany Free Stuttgart Boerse incl. Euwax (SWB) Germany EUR 2.00 Xetra (IBIS) European Stars segment Professional - Level I Germany EUR 5.00 Xetra (IBIS) European Stars segment Professional - Level II Germany EUR 8.00 Xetra (IBIS) US Stars segment Professional - Level I Germany EUR 8.00 Xetra (IBIS) US Stars segment Professional - Level II Germany EUR Italian Market (BVME stock / IDEM deriv) Professional Level I Italy EUR Italian Market (BVME stock / IDEM deriv) Professional Level II Italy EUR Bolsa de Madrid Level I Plus Professional Spain EUR Bolsa de Madrid Level II Professional Spain EUR MEFF Renta Variable Market Center Level I Spain EUR MEFF Renta Variable Market Center Level II Spain EUR Stockholm Derivatives Exchange - Level II Sweden EUR Stockholm Stock Exchange - Level I Professional Sweden SEK Stockholm Stock Exchange - Level II Professional Sweden SEK VIRTX/EBS Professional - Level I Switzerland CHF VIRTX/EBS Professional Switzerland CHF Xetra Stocks (European Stars Segment) Level I Germany EUR 5.00 Xetra Stocks (European Stars Segment) Level II Germany EUR 8.00

8 8/11 Азия Australian Stock Exchange Australia AUD Sydney Futures Exchange Australia Free Hang Seng Indices Professional Hong Kong HKD 15 Hong Kong Derivatives (Fut & Opt) Level I Professional Hong Kong HKD 25 Hong Kong Derivatives (Futures) Level II Professional Hong Kong HKD 100 Hong Kong Securities Exchange (Stocks & Warrants) - Level I Hong Kong HKD 120 Hong Kong Securities Exchange (Stocks & Warrants) - Level II Hong Kong HKD 200 National Stock Exchange of India, Capital Market Segment, Level I India Free National Stock Exchange of India, Capital Market Segment, Level II India Free National Stock Exchange of India, Futures and Options Segment, Level I National Stock Exchange of India, Futures and Options Segment, Level II India India Free Free Asian ECN Stocks (Chi-X Japan) Pro Japan Free Osaka Securities Exchange - Professional Japan JPY 1200 Tokyo Stock Exchange - Professional Japan JPY 2400 Korean Markets S.Korea Free Singapore Singapore Free Table 5 ONLINE NEWS Monthly payment Reuters Worldwide Fundamentals USD Wall Street Horizon Events Calendars USD Reuters News Feed USD 65.00

9 9/11 TRADING TERMS AND CONDITIONS Table 6 Brokerage account opening Free Deposit / withdrawal of assets Minimum deposit Brokerage service Trading terminal service Free USD 500 USD 5000 Trading system service fee (1) USD 10 (1) - Chargeable only if the client does not generate a monthly service fee of USD 10 or equivalent Table 7 PROVISION OF ACCOUNT STATEMENT Ongoing (Transaction-based) Regular (monthly) E-statement Free Free Hard copy Free Free Table 8 INTEREST RATES PER CURRENCY FOR MARGIN TRANSACTIONS Currency Tier I Tier II Tier III Below Tier I Between Tier I & Tier II Between Tier II & Tier III USD 100,000 1,000, ,000 BM+2.5 % BM+2% BM+1.5 % AUD 120,000 1,200,000 _ BM+2.5 % BM+2% BM+1.5 % CAD 110,000 1,100,000 _ BM+2.5 % BM+2% BM+1.5 % CHF 120,000 1,200,000 _ BM+2.5 % BM+2% BM+1.5 % EUR 80, ,000 _ BM+2.5 % BM+2% BM+1.5 % GBP 70, ,000 _ BM+2.5 % BM+2% BM+1.5 % HKD 780,000 7,800,000 _ BM+2.5 % BM+2% BM+1.5 % JPY 10,000, ,000,000 _ BM+2.5 % BM+2% BM+1.5 % KRW 120,000,000 1,200,000,000 _ BM+2% BM+1.5% BM+1% MXN 1,250,000 12,500,000 _ BM+3 % BM+2% BM+1 5%

10 10/11 NOK 650,000 6,500,000 _ BM+1.5 % BM+1% BM+0.5% NZD 150,000 1,500,000 _ BM+1.5 % BM+1% BM+0.5 % SEK 750,000 7,500,000 _ BM+1.5 % BM+1% BM+0.5% BM refinancing rate as of the transaction date defined by the financial management authorities conducting monetary and credit policies (monetary regulation authorities) Brokerage service fees and rates in case of orders received by phone or via 1. Armenia (stock, treasury bonds) Commissions minimum Table 9 <=50,000,000 AMD 0.1% of 3000 dram > 50,000,000 AMD 0.05 % of 3000 dram 2. USA (stocks, ADR, ETF) USD 0.02/ of 8 USD 3. Russian <=30,000,000 AMD 0.1% of 3000 dram 30,000, ,000,000 AMD 0.09% of 3000 dram >100,000,000AMD 0.08% of 3000 dram 4. OPTIONS Only (buy call, buy put) 3500 dram + commissions of Ameriabank's partners and exchanges() - 5. Fees for transactions involving markets and securities other than those specified in this table are defined in Table 1 of these rates and fees. 1. The amounts are rounded to two decimal places in the transaction currency. 2. Amounts specified in points 1, 2, 3 of Table 1 include commission fees of the broker s partners and stock exchanges (exchange fees). Transactions with financial instruments not specified in the tables above are subject to a commission fee amounting to a double fee of the broker s agent for respective transaction. The fee is charged per transaction. In such cases, the amount of the fee for each transaction is negotiated with the client by phone or beforehand. Upon the client s request, the broker provides the necessary information about the partner s commission fees. Other expenses of Ameriabank in regard to such transactions shall be reimbursed by the client in full. These expenses shall also be explained to the client (by phone or ) by the broker within one business day upon execution of the transaction.

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