Small Business Innovation Research (SBIR) Program. Tracy Frost, ONR SBIR Program Manager

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1 Small Business Innovation Research (SBIR) Program Tracy Frost, ONR SBIR Program Manager

2 SBIR Program Description Small Business Innovation Research (SBIR) Tracy Frost, ONR SBIR PM 2.5% extramural RDT&E lines Small Business Technology Transfer (STTR) Steve Sullivan, NAVY STTR PM 0.3% extramural RDT&E lines Small Business Concerns R&D between small business concerns and U.S. research institutions 2010 SBIR budget DoD $1.2B Navy $342M ONR $45M 2010 STTR budget DoD $138M Navy $41M Small Business Innovation Development Act of 1982

3 Major Navy SBIR Program Participants Naval Air Systems Command (NAVAIR) Naval Sea Systems Command (NAVSEA) Office of Naval Research (ONR) Space & Warfare Systems Command (SPAWAR) Marine Corps Systems Command (MARCORSYSCOM) Navy SBIR program is administered by the Office of Naval Research

4 Naval S&T Strategic Plan Broad Focus Narrow Quick Reaction & Other S&T Near Acquisition Enablers (FNCs, etc) 10% 30% Leap Ahead Innovations (Innovative Naval Prototypes) 10% Discovery & Invention (Basic and Applied Science) Time Frame Long 40%

5 ONR SBIR Award Structure Feasibility Technology Development and Prototype Demo. Prototype Testing & Evaluation Technology Demonstration & Validation Year 1 Year 2 Year 3 Year 4 Year 5 Year 6 Phase 1 6 mo. Option 6 mo. Phase 2 ~18 mo. Option 9 mo. Phase II.5 * Requires Non-SBIR Funding Commitment $80K $70K $500K TTP Required $250K TTP Required (Signed by TPOC) Enhancement* ~ 12 mo. $ 500K SBIR Updated/Signed TTP Required Phase III CD (Cont. Development) ~ 12 mo. $500K SBIR Non- SBIR $ Signed TTA Required AT (Accelerated Transition)* 2 yr. $1.5 M SBIR Signed TTA Required NTE $150K NTE $750 K NTE $2.4M NTE $1.5M SBIR FUNDS FFP Contract CPFF Contract CPFF Contract Any Contract TRL

6 Beyond Phase II Award Requirements Phase II.5 Strategy Phase II.5 Duration Phase II.5 SBIR Funding Maximum DoD Non-SBIR Funding Requirements Total Phase II + II.5 SBIR Maximum TTA Requirements Expected TRL (Start : End) Approval By Phase II Option ~ 9 months $250K None $750K TTP (Updated and Signed by TPOC) Any ONR SBIR PM must approve signed TTP All Phase II.5 SBIR funding goes on a 2 nd Phase II award. Matching funds may go on Phase II.5 or Phase III award and must be awarded concurrently with SBIR Phase II.5 funding. Enhancement ~ 12 months $500K 1 SBIR $ :1 Non-SBIR $* 1 SBIR $: 2 Non-SBIR $** $1.5M TTP (Updated and Signed by TPOC) Any : 4 ONR SBIR PM must verify non-sbir DoD funding source and approve TTP CD (Continuing Development) ~ 12 months $500K None Required $1.25M TTA (Signed by transition sponsor and ONR TPOC; must include a future funding line) Any : 4 ONR SBIR PM must approve signed TTA AT (Accelerated Transition) 24 months $1.5M 1 SBIR $: 1 Non-SBIR $ * $2.25M TTA (Signed by transition sponsor and ONR TPOC) Any : 6 ONR SBIR PM must verify non-sbir DoD funding source and approve TTA * Matching Funds Accepted for 1 SBIR $ : 1 Non-SBIR $: Navy Program Dollars (excluding D&I or Congressional) ** Matching Funds Accepted (1 SBIR $ : 2 Non-SBIR $): All other funds outside Navy Program Dollars (including D&I and Congressional)

7 Annual ONR SBIR Solicitations PRE- SOLICITATION FY.1 mid NOV mid DEC OPEN SOLICITATION FY.1 mid DEC mid JAN PHASE I AWARD START DATE FY.1 mid-may FY.2 MAY FY.2 JUN FY.2 mid-oct

8 SBIR-Sponsored Support Navy Funded Transition Assistance Program (TAP) SBIR and STTR Phase II award recipients 10-month program Provides firms a free business consultant Assistance to develop marketing tools (abstract, narrative briefing, quads) Annual Navy Opportunity Forum Venue to display technologies to key decision makers (Prime Contractors, PEO s, Private Industry) Next Forum 6-8 June 2011, Crystal City, VA NO COST TO YOU

9 Large Vessel Interface Lift-on/Lift-off (LVI LoLo) Pedestal and Crane CRAFT ENGINEERING ASSOCIATES, INC PHASE II SBIR: LVI LoLo Pedestal Main Deck Frame Modular Column Spacer Frames Base Units

10 Why participate as a Small Business? Largest source of early stage R&D funds for Small Business Company retains data rights for 5 years (DoD) Builds credibility of company s research Follow on awards are non-competitive

11 SUBMIT NEW TOPICS Government Benefits Test drive small business Proactive risk reduction Early/High-risk S&T with SBIR funding Competing approaches open up additional technology alternatives Non-Competitive follow-on awards High Level of Matching Funds ABILITY TO SEARCH EXISTING SBIR AWARDS Current and previous ONR SBIR awards can be supplemented or revived Navy or DoD awards may be transferred or continued at ONR Small Business are often more cost effective, agile, and innovative than large firms

12 Search Existing SBIR Awards Navy SBIR Project Database Navy SBIR/STTR awards DoD SBIR/STTR awards (3 yrs) Publically Accessible No account required Ability to create a briefcase Save query results Automate query updates

13 Just getting started? Research topics ( Submit proposals to solicitations ( Already have a Phase I? Listen to your TPOC Build strategic partnerships Plan commercialization path early Tips for Succeeding Phase II Awardees Understand new Phase II.5 follow-on funding opportunities Prepare for transition hard and early Know who wants your technology in Phase III Address risk, funding,partnering, licensing, etc Consider participation in TAP Start completing TTP/TTA template

14 Contacts Tracy Frost SBIR PM Steve Sullivan STTR PM