Mutual fund transactions with Clearstream/SIS Euroclear Settlement via Commerzbank AG

Transcription

1 Only for in Luxembourg and Ireland domiciled Funds of Allianz Global Investors GmbH (LU & IE ISIN) Mutual fund transactions with Clearstream/SIS Euroclear Settlement via

2 Purchasing funds of Allianz Global Investors via Only for in Luxembourg and Ireland domiciled Funds of Allianz Global Investors GmbH 1 der der Please send your fax order to, derrouting: Telephone inquiries at: Form For institutional clients only derrouting Subscription Redemption Clearer Clearer account Account name share class ISIN-Code Trade Ccy or amount 2 To place orders for restricted share classes (special share classes for institutional investors and/or high net worth individuals ) please use our special order forms only. der confirmation A confirmation note will be sent by for EUR share classes overnight from T+0 to T+1. For all other currencies it will be sent overnight from T+1 to T+2 (see fund pricing method). We do not act as intermediate custodian instead we are the final investor and confirm, that we are not a natural person according to the specific fund prospectus, held in the same share class and the amount of the subsequent investment quoted above (minus any front-end load) is at least equal to the minimum investment stated in the prospectus. We act as an intermediary custodian for final third party investors and confirm, according to the specific fund prospectus, that the final third party investors are not natural persons, We further acknowledge that we are aware that the unauthorized acquisition of shares in the above named share classes may result in civil and penal prosecution. 3 Payment/Settlement Settlement will be made by default in shareclass currency of the fund. Delivery of fund shares against payment via Clearstream Banking AG, Frankfurt Clearstream Banking S. A. Luxembourg Euroclear Bank S. A. (No fractions for shares possible. Kindly note that delivery vs. payment is only available for EUR settlement.) SIS SegaInterSettle AG der Form For Retail s including Minimum Investment only derrouting Subscription Redemption Clearer Clearer account Account name share class ISIN-Code Trade Ccy or amount We do not act as intermediate custodian instead we are the final investor and confirm according to the specific fund prospectus, held in the same share class and the amount of the subsequent investment quoted above (minus any front-end load) is at least equal to the minimum investment stated in the prospectus. We act as an intermediary custodian for final third party investors and confirm according to the specific fund prospectus, This declaration is valid for an indefinite time. Attachments: Standard Fax der for restricted share classes 2

3 Purchasing funds of Allianz Global Investors via 4 5 Enquiries We answer questions according to master data under the following telephone number: General Agreement In case you would like to order using SWIFT or restricted share classes (share classes for institutional investors only and/or with a minimum investment) on a frequent basis via fax. Kindly fill out the General Agreement and send it to Allianz Global Investors GmbH, Distribution Operations. Fax orders should contain the following information: Fund name ISIN-code Number of units or order amount (no fractions possible via Euroclear) Details of settlement/delivery of fund shares Preferably contact person, phone and fax no. in case of questions settlement currency 3

4 der Form For institutional clients only derrouting Subscription Redemption Clearer Clearer account Account name share class ISIN-Code Trade Ccy or amount We do not act as intermediate custodian instead we are the final investor and confirm, that we are not a natural person according to the specific fund prospectus, held in the same share class and the amount of the subsequent investment quoted above (minus any front-end load) is at least equal to the minimum investment stated in the prospectus. We act as an intermediary custodian for final third party investors and confirm, according to the specific fund prospectus, that the final third party investors are not natural persons, We further acknowledge that we are aware that the unauthorized acquisition of shares in the above named share classes may result in civil and penal prosecution.

5 der Form For Retail s including Minimum Investment only derrouting Subscription Redemption Clearer Clearer account Account name share class ISIN-Code Trade Ccy or amount We do not act as intermediate custodian instead we are the final investor and confirm according to the specific fund prospectus, held in the same share class and the amount of the subsequent investment quoted above (minus any front-end load) is at least equal to the minimum investment stated in the prospectus. We act as an intermediary custodian for final third party investors and confirm according to the specific fund prospectus, This declaration is valid for an indefinite time.

6 Allianz Global Investors GmbH Distribution Operations Bockenheimer Landstraße Frankfurt am Main Name: : Account number/s: Clearer: Dear Madams and Sirs, We intend to acquire according to the specific prospectus shares of funds launched by Allianz Global Investors GmbH or Allianz Global Investors Ireland Ltd. and declare in connection with this acquisition and each future acquisition of shares that: We do not act as intermediate custodian instead we are the final investor and confirm according to the specific fund prospectus, that in case of an acquisition of shares only for institutional investors, that we are not a natural person, that if the amount invested is lower than the minimum investment stated in the prospectus, the sum of the current value of units already held in the same share class and the amount of the subsequent investment quoted above (minus any front-end load) is at least equal to the minimum investment stated in the prospectus. We act as an intermediary custodian for final third party investors and confirm according to the specific fund prospectus, that in case of an acquisition of shares only for institutional investors, that the final third party investors are not natural persons, that the terms and conditions contained in the relevant prospectus regarding the minimum investment amounts relating to final third party This declaration is valid for an indefinite time. We further acknowledge that we are aware that the unauthorized acquisition of shares in the above named share classes may result in civil and penal prosecution. We understand that this declaration is not valid for currency-hedged share classes of bond and money market funds 1. If an order is placed for these share classes the specific order form is still to be used. 2 With best regards, 1 Currency hedged share classes have the name pattern I (H-EUR), respectively, this also applies to IT-, W-, WT-, N-, NT- share classes with the corresponding currency code. 2 This section is not valid for orders placed via Fondsdepot Bank GmbH Hof or Allianz Global Investors GmbH.