2016 CALENDAR OF FILING DEADLINES AND SEC HOLIDAYS

Transcription

1 10-K S FOR QUARTERLY AND ANNUAL REPORTS 2016 CALENDAR OF FILING S AND SEC HOLIDAYS LARGE ACCELERATED FILERS ACCELERATED FILERS NON-ACCELERATED FILERS 60 Days from Fiscal Year End 75 Days from Fiscal Year End 90 Days from Fiscal Year End 15 Day Extension with Filing of NT 10-K 15 Day Extension with Filing of NT 10-K 15 Day Extension with Filing of NT 10-K 10-Q LARGE ACCELERATED FILERS ACCELERATED FILERS NON-ACCELERATED FILERS 40 Days from Quarter End 40 Days from Quarter End 45 Days from Quarter End 5 Day Extension with Filing of NT 10-Q 5 Day Extension with Filing of NT 10-Q 5 Day Extension with Filing of NT 10-Q S FOR OTHER FORM TYPES FORM TYPE DUE 8-K 4th Business Day After Event 11-K 180 Days After End of Retirement Plan Year N-Q N-PX August 31, 2016 N-SAR (ANNUAL) N-SAR (SEMIANNUAL) N-CSR/N-30D 13D 60 Days After 1st and 3rd Fiscal Quarter End 60 Days After Fiscal Year End 60 Days After End of 2nd Fiscal Quarter Due to Be Printed and Mailed 60 Days Following End of Each Half Year by Investment Companies. EDGAR Filing Due 10 Days After Mailing Date 10 Days After Acquisition of More than 5% Beneficial Ownership SEC HOLIDAYS Friday, January 1 New Year s Day Monday, January 18 Martin Luther King, Jr. Day Monday, February 15 Washington s Birthday Monday, May 30 Memorial Day Monday, July 4 Independence Day Monday, September 5 Labor Day Monday, October 10 Columbus Day Friday, November 11 Veterans Day Thursday, November 24 Thanksgiving Day 13F 45 Days Following End of Each Fiscal Quarter from Institutional Investment Managers Monday, December 26 * Christmas Day 13G 45 Days Following End of Calendar Year 24F-2 90 Days Following End of Fiscal Year by Investment Companies D FORM 3 FORM 4 FORM 5 15 Calendar Days After the Date of First Sale of Securities in the Offering No Later than Effective Date of Registration Statement if Issuer Registering Securities for the First Time or 10 Days After Individual Becomes a Reporting Person if Issuer Already Registered 2nd Business Day After Registered Securities are Traded 45th Day After End of Issuer s Fiscal Year (If Required) 6-K Due Promptly After Material Contained in Report is Made Public * December 25, 2016 (the legal public holiday for Christmas Day) falls on a Sunday. The federally observed holiday will fall on Monday, December 26, SEC HOURS OF OPERATION You may submit EDGAR filings between 6:00 a.m. to 10:00 p.m. Eastern time on weekdays, excluding SEC holidays. Files submitted after 5:30 p.m. Eastern (with the exception of Section 16 filings) will receive the next business day's filing date. 20-F Due Within Four Months After Fiscal Year End 40-F Due Same Day Information Included Therein is Due to be Filed With Any Securities Commission or Equivalent Regulatory Authority in Canada This information has been obtained from sources believed to be reliable, but cannot be guaranteed for accuracy. Please consult with professional counsel before acting or relying on the information provided.

2 JANUARY 2016 DECEMBER FEBRUARY Martin Luther King, Jr. Day (USA) 11/30/15 10-Q 9/30/15 10-K 11/30/15 10-Q New Year s Day 8/31/15 20-F 31 10/31/15 10-K (10-Q AND 10-K S ARE FOR NON-ACCELERATED FILERS)

3 FEBRUARY JANUARY MARCH Valentine s Day 9/30/15 20-F Chinese New Year Washington s Birthday (USA) Groundhog Day Lincoln s Birthday (USA) /31/15 10-Q 12/31/15 10-Q 10/31/15 10-K 9/30/15 20-F Ash Wednesday /30/15 10-K 10/31/15 20-F (10-Q AND 10-K S ARE FOR NON-ACCELERATED FILERS)

4 MARCH FEBRUARY APRIL /30/15 10-K 1/31/16 10-Q Daylight Saving Time Begins First Day of Spring Palm Sunday 1/31/16 10-Q 10/31/15 20-F St. Patrick s Day Good Friday Easter Easter Monday (Canada) 12/31/15 10-K 11/30/15 20-F (10-Q AND 10-K S ARE FOR NON-ACCELERATED FILERS)

5 APRIL 2016 MARCH April Fool s Day MAY /31/15 10-K 11/30/15 20-F 2/29/16 10-Q Tax Day (USA) /29/16 10-Q Passover (begins at sundown) Earth Day (USA) Administrative Professionals Day (USA) (10-Q AND 10-K S ARE FOR NON-ACCELERATED FILERS)

6 APRIL JUNE Mother s Day 1/31/16 10-K 12/31/15 20-F /31/16 10-Q /31/16 10-Q Victoria Day (Canada) Memorial Day (USA) 1/31/16 10-K 12/31/15 20-F 2/29/16 10-K 1/31/16 20-F MAY 2016 (10-Q AND 10-K S ARE FOR NON-ACCELERATED FILERS)

7 3 4 JUNE 2016 MAY JULY Father s Day First Day of Ramadan 4/30/16 10-Q First Day of Summer 4/30/16 10-Q Flag Day (USA) 2/29/16 10-K 1/31/16 20-F /31/16 10-K 2/29/16 20-F (10-Q AND 10-K S ARE FOR NON-ACCELERATED FILERS)

8 JULY 2016 JUNE AUGUST Independence Day (USA) /31/16 10-Q 3/31/16 10-K Canada Day (Canada) 5/31/16 10-Q 2/29/16 20-F 31 4/30/16 10-K (10-Q AND 10-K S ARE FOR NON-ACCELERATED FILERS)

9 AUGUST JULY 3/31/16 20-F Civic Day (Canada) SEPTEMBER /30/16 10-Q 3/31/16 20-F 4/30/16 10-K /30/16 10-Q /31/16 10-K 4/30/16 20-F (10-Q AND 10-K S ARE FOR NON-ACCELERATED FILERS)

10 SEPTEMBER AUGUST OCTOBER Patriot Day (USA) Grandparents Day Labor Day (USA) Labour Day (Canada) /31/16 10-Q 5/31/16 10-K 7/31/16 10-Q 4/30/16 20-F First Day of Autumn /30/16 10-K 5/31/16 20-F (10-Q AND 10-K S ARE FOR NON-ACCELERATED FILERS)

11 OCTOBER SEPTEMBER NOVEMBER Rosh Hashanah (begins at sundown) Columbus Day (USA) 6/30/16 10-K Thanksgiving Day (Canada) /31/16 10-Q 5/31/16 20-F Bosses Day (USA) Yom Kippur (begins at sundown) /31/16 10-Q 7/31/16 10-K 6/30/16 20-F Halloween (10-Q AND 10-K S ARE FOR NON-ACCELERATED FILERS)

12 NOVEMBER OCTOBER DECEMBER Daylight Saving Time Ends /30/16 10-Q Veterans Day (USA) Remembrance Day (Canada) /30/16 10-Q Election Day (USA) 7/31/16 10-K 6/30/16 20-F Thanksgiving Day (USA) /31/16 10-K 7/31/16 20-F (10-Q AND 10-K S ARE FOR NON-ACCELERATED FILERS)

13 DECEMBER NOVEMBER JANUARY Pearl Harbor Day (USA) /31/16 10-Q 8/31/16 10-K 7/31/16 20-F /31/16 10-Q First Day of Winter Christmas Eve Hanukkah (begins at sundown) Christmas Day Observed 9/30/16 10-K First Day of Kwanzaa Christmas Day Boxing Day (Canada) Boxing Day Observed (Canada) New Year s Eve (10-Q AND 10-K S ARE FOR NON-ACCELERATED FILERS)

14 JANUARY DECEMBER New Year s Day Observed 8/31/16 20-F FEBRUARY New Year s Day Martin Luther King, Jr. Day (USA) /30/16 10-Q 11/30/16 10-Q 8/31/16 20-F 9/30/16 10-K /31/16 10-K 9/30/16 20-F (10-Q AND 10-K S ARE FOR NON-ACCELERATED FILERS)