ETSI TS V7.1.0 ( ) Technical Specification

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1 TS V7.1.0 ( ) Technical Specification Universal Mobile Telecommunications System (UMTS); Band-specific requirements for UMTS Frequency Division Duplex (FDD) operation in the bands to paired with to and to paired with to 2 600

2 2 TS V7.1.0 ( ) Reference RTS/MSG FDDr2 Keywords FDD, radio, UMTS 650 Route des Lucioles F Sophia Antipolis Cedex - FRANCE Tel.: Fax: Siret N NAF 742 C Association à but non lucratif enregistrée à la Sous-Préfecture de Grasse (06) N 7803/88 Important notice Individual copies of the present document can be downloaded from: The present document may be made available in more than one electronic version or in print. In any case of existing or perceived difference in contents between such versions, the reference version is the Portable Document Format (PDF). In case of dispute, the reference shall be the printing on printers of the PDF version kept on a specific network drive within Secretariat. Users of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other documents is available at If you find errors in the present document, please send your comment to one of the following services: Copyright Notification No part may be reproduced except as authorized by written permission. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute All rights reserved. DECT TM, PLUGTESTS TM, UMTS TM, TIPHON TM, the TIPHON logo and the logo are Trade Marks of registered for the benefit of its Members. 3GPP TM is a Trade Mark of registered for the benefit of its Members and of the 3GPP Organizational Partners. LTE is a Trade Mark of currently being registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association.

3 3 TS V7.1.0 ( ) Contents Intellectual Property Rights... 6 Foreword Scope References Normative references Informative references Definitions, symbols and abbreviations Band Specific Requirements for Band XV and XVI Release independence of Band XV and XVI requirements Requirements additional to those of TS Frequency bands and channel arrangement Frequency bands TX-RX frequency separation Channel arrangement Transmitter characteristics UE maximum output power Spectrum emission mask Spurious emissions Receiver characteristics Reference sensitivity level Minimum requirement (In-band blocking) Minimum requirement (Out of-band blocking) RX spurious emissions Performance requirements Multi-path fading propagation conditions UARFCN numbers Requirements additional to those of TS Frequency bands and channel arrangements Frequency bands TX-RX frequency separation Channel number Transmitter Characteristics Spectrum emission mask Spurious emissions (Category B) Protection of the BS receiver of own or different BS Co-existence with other systems in the same geographical area Co-existence with co-located and co-sited base stations Receiver characteristics Blocking characteristics Blocking for co-location with UTRA FDD Receiver spurious emissions Performance requirements Multi-path fading propagation conditions Requirements additional to those of TS [5] Receiver exclusion band Requirements additional to those of TS Performance for UE CPICH RSCP Intra frequency measurements accuracy Absolute accuracy requirement accuracy requirement... 26

4 4 TS V7.1.0 ( ) Inter frequency measurement accuracy accuracy requirement CPICH Ec/Io Intra frequency measurements accuracy Absolute accuracy requirement accuracy requirement Inter frequency measurement accuracy Absolute accuracy requirement accuracy requirement UTRA Carrier RSSI Absolute accuracy requirement accuracy requirement SFN-CFN observed time difference Intra frequency measurement requirement Inter frequency measurement requirement SFN-SFN observed time difference SFN-SFN observed time difference type requirement SFN-SFN observed time difference type Intra frequency measurement requirement accuracy without IPDL period active Intra frequency measurement requirement accuracy with IPDL period active Inter frequency measurement requirement accuracy UE Rx-Tx time difference UE Rx-Tx time difference type requirement UE Rx-Tx time difference type requirement Performance for UE (Test Cases) CPICH RSCP Test Purpose and Environment Intra frequency test parameters Inter frequency test parameters CPICH Ec/Io Test Purpose and Environment Intra frequency test parameters Inter frequency test parameters Test Requirements UTRA Carrier RSSI Test Purpose and Environment Test Requirements SFN-CFN observed time difference Test Purpose and Environment Intra frequency test parameters Inter frequency test parameters SFN-SFN observed time difference SFN-SFN observed time difference type Test Purpose and Environment SFN-SFN observed time difference type 2 without IPDL period active Test Purpose and Environment UE Rx-Tx time difference UE Rx-Tx time difference type Test Purpose and Environment UE Rx-Tx time difference type Test Purpose and Environment Requirements additional to those of TS Frequency bands and channel arrangements Frequency bands TX-RX frequency separation Channel number Transmitter Characteristics Spectrum emission mask... 35

5 5 TS V7.1.0 ( ) Spurious emissions (Category B) Protection of the BS receiver of own or different BS Co-existence with other systems in the same geographical area Co-existence with co-located and co-sited base stations Receiver characteristics Blocking characteristics Blocking for co-location with UTRA FDD Receiver spurious emissions Performance requirements Multi-path fading propagation conditions Requirements additional to those of TS System information blocks System Information Block type 5 and 5bis capability extension UE radio access capability extension Frequency band indicator Requirements additional to those of TS Operating bands Requirements additional to those of TS Coding for operating bands Requirements additional to those of TS Receiver exclusion band Requirements additional to those of TS UE operating in Band XV independent of Release RF Requirements Signalling Requirements UE operating in Band XVI independent of Release RF Requirements Signalling Requirements Requirements additional to those of TS Frequency bands and channel arrangements Frequency bands TX-RX frequency separation Channel number Spectrum emission mask Spurious emissions (Category B) Spurious emissions (Category B) Protection of the BS receiver in the operating band Co-existence with other systems in the same geographical area Co-existence with co-located and co-sited base stations Requirements additional to those of TS Frequency bands and channel arrangements Frequency bands TX-RX frequency separation Channel number Spectrum emission mask Spurious emissions (Category B) Spurious emissions (Category B) Protection of the BS receiver in the operating band Co-existence with other systems in the same geographical area Co-existence with co-located and co-sited base stations Annex A (informative): Change history History... 58

6 6 TS V7.1.0 ( ) Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to. The information pertaining to these essential IPRs, if any, is publicly available for members and non-members, and can be found in SR : "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to in respect of standards", which is available from the Secretariat. Latest updates are available on the Web server ( Pursuant to the IPR Policy, no investigation, including IPR searches, has been carried out by. No guarantee can be given as to the existence of other IPRs not referenced in SR (or the updates on the Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produced by Technical Committee Mobile Standards Group (MSG).

7 7 TS V7.1.0 ( ) 1 Scope The present document defines the Band Specific Requirements for UMTS FDD operation in the bands to paired with to and to These requirements apply in addition to what is specified by the deliverables of the 3GPP specifications. 2 References References are either specific (identified by date of publication and/or edition number or version number) or non-specific. For a specific reference, subsequent revisions do not apply. Non-specific reference may be made only to a complete document or a part thereof and only in the following cases: - if it is accepted that it will be possible to use all future changes of the referenced document for the purposes of the referring document; - for informative references. Referenced documents which are not found to be publicly available in the expected location might be found at NOTE: While any hyperlinks included in this clause were valid at the time of publication cannot guarantee their long term validity. 2.1 Normative references The following referenced documents are indispensable for the application of the present document. For dated references, only the edition cited applies. For non-specific references, the latest edition of the referenced document (including any amendments) applies. [1] ITU-R Recommendation SM.329: "Unwanted emissions in the spurious domain". [2] TS : "Universal Mobile Telecommunications System (UMTS); User Equipment (UE) radio transmission and reception (FDD) (Release 7)". [3] TS : "Universal Mobile Telecommunications System (UMTS); Base Station (BS) radio transmission and reception (FDD) (Release 7)". [4] See reference [1]. [5] TS : "Universal Mobile Telecommunications System (UMTS); Base station and repeater electromagnetic compatibility (EMC) (Release 7)". [6] TS : "Universal Mobile Telecommunications System (UMTS); Requirements for support of radio resource management (FDD) (Release 7)". [7] TS : "Universal Mobile Telecommunications System (UMTS); Base Station (BS) conformance testing (FDD) (Release 7)". [8] TS : "Universal Mobile Telecommunications System (UMTS); Requirements on User Equipments (UEs) supporting a release-independent frequency band (Release 7)". [9] TS : "Universal Mobile Telecommunications System (UMTS); Radio Resource Control (RRC); Protocol specification (Release 7)". [10] TS : "Universal Mobile Telecommunications System (UMTS); UTRAN Iuant interface: Layer 1 (Release 7)".

8 8 TS V7.1.0 ( ) [11] TS : "Universal Mobile Telecommunications System (UMTS); UTRAN Iuant interface: Remote Electrical Tilting (RET) antennas Application Part (RETAP) signalling (Release 7)". [12] TS : "Universal Mobile Telecommunications System (UMTS); Electromagnetic compatibility (EMC) requirements for mobile terminals and ancillary equipment (Release 7)". [13] TS : "Universal Mobile Telecommunications System (UMTS); Requirements on UEs supporting a release-independent frequency band (Release 5)". [14] TS : "Universal Mobile Telecommunications System (UMTS); Requirements on User Equipments (UEs) supporting a release-independent frequency band (Release 6)". [15] TR : "Digital cellular telecommunications system (Phase 2+); Universal Mobile Telecommunications System (UMTS); Vocabulary for 3GPP Specifications". [16] TS : "Universal Mobile Telecommunications System (UMTS); UTRA repeater radio transmission and reception (Release 7)". [17] TS : "Universal Mobile Telecommunications System (UMTS); UTRA repeater conformance testing (Release 7)". 2.2 Informative references The following referenced documents are not essential to the use of the present document but they assist the user with regard to a particular subject area. For non-specific references, the latest version of the referenced document (including any amendments) applies. Not applicable. 3 Definitions, symbols and abbreviations For the purposes of the present document, the terms and definitions, symbols and abbreviations given in [1] to [15] apply. 4 Band Specific Requirements for Band XV and XVI Band XV for UTRA FDD is defined with: - Uplink in to Downlink in to Band XVI for UTRA FDD is defined with: - Uplink in to Downlink in to Band XV and Band XVI operation is defined by the relevant deliverables of the 3GPP specification as amended by the present document. For the deliverables of the 3GPP specifications in table 4.1, additional requirements and specifications shall apply as referenced in the table. The additional requirements are detailed in clause 5 through clause 14 of the present document.

9 9 TS V7.1.0 ( ) Table 4.1: Overview of additional requirements that applies for Band XV and XVI Requirements specification Additional requirements User Equipment (UE) transmission and reception TS [2] clause 5 (FDD) Base Station (BS) transmission and reception TS [3] clause 6 (FDD) Base station and repeater electromagnetic TS [5] clause 7 compatibility (EMC) Requirements for support of radio resource TS [6] clause 8 management (FDD) Base Station (BS) conformance testing (FDD) TS [7] clause 9 Radio Resource Control (RRC); Protocol TS [9] clause 10 specification UTRAN Iuant interface: Layer 1 TS [10] clause 11 UTRAN Iuant interface: Remote Electrical Tilting TS [11] clause 12 (RET) antennas Application Part (RETAP) signalling Electromagnetic compatibility (EMC) requirements TS [12] clause 13 for mobile terminals and ancillary equipment Requirements on User Equipments (UEs) supporting a release-independent frequency band TS [13] and [14] clause Release independence of Band XV and XVI requirements Standardization of new frequency bands is generally done independent of a release. In order to implement a UE that conforms to a particular release but supports a band of operation that is specified in a later release, it is necessary to specify some extra requirements. These additional requirements are identified in clause Requirements additional to those of TS This clause gives requirements applicable to UEs operating in Band XV and XVI. These requirements are additional to those given in TS [2]. Each additional requirement below is only specified with the minimum requirement value in tabular format, while the prerequisites and further definitions of each requirement identified below are detailed in TS [2]. 5.1 Frequency bands and channel arrangement Frequency bands Specification reference: TS [2] Original clause reference in [2] 5.2 Original table reference in [2] Table 5.0 Additional requirement in present document Table entries for Bands XV and XVI as in table 5.1 Operating Band Table 5.1: UTRA FDD frequency bands UL Frequencies UE transmit, Node B receive XV XVI DL frequencies UE receive, Node B transmit

10 10 TS V7.1.0 ( ) TX-RX frequency separation Specification reference: TS [2] Original clause reference in [2] 5.3 Original table reference in [2] Table 5.0A Additional requirement in present document Table entries for Bands XV and XVI as intable 5.2 Table 5.2: TX-RX frequency separation Operating Band XV XVI TX-RX frequency separation Channel arrangement Specification reference: TS [2] Original clause reference in [2] 5.4.3, Original table reference in [2] Tables 5.1, 5.1A and 5.2 Additional requirement in present document Table entries for Bands XV and XVI as in Tables 5.3, 5.4 and 5.5 Table 5.3: UARFCN definition (general) UPLINK (UL) UE transmit, Node B receive DOWNLINK (DL) UE receive, Node B transmit Band UARFCN formula offset Carrier frequency (F UL) range [] UARFCN formula offset Carrier frequency (F DL) range [] F UL_Offset [] F UL_low F UL_high F DL_Offset [] F DL_low F DL_high XV XVI Band Table 5.4: UARFCN definition (additional channels) UPLINK (UL) UE transmit, Node B receive UARFCN formula offset F UL_Offset [] Carrier frequency [] (F UL) UARFCN formula offset F DL_Offset [] DOWNLINK (DL) UE receive, Node B transmit Carrier frequency [] (F DL) XV , , , , , , XVI , , , , Table 5.5: UTRA Absolute Radio Frequency Channel Number Band Uplink (UL) UE transmit, Node B receive Downlink (DL) UE receive, Node B transmit General Additional General Additional XV 8312 to , 8437, 8462, to , 8937, 8962, 8987 XVI 8162 to , 8262, to , 8762, 8787

11 11 TS V7.1.0 ( ) 5.2 Transmitter characteristics UE maximum output power Specification reference: TS [2] Original clause reference in [2] Original table reference in [2] Table 6.1 Additional requirement in present document Table entries for Bands XV and XVI as in Table 5.6 Table 5.6: UE Power Classes Operating Power Class 1 Power Class 2 Power Class 3 Power Class 3bis Power Class 4 Band Power (dbm) Tol (db) Power (dbm) Tol (db) Power (dbm) Tol (db) Power (dbm) Tol (db) Power (dbm) Tol (db) Band XV / / /-1 Band XVI / / / Spectrum emission mask Specification reference: TS [2] Original clause reference in [2] Original table reference in [2] Table 6.10 Additional requirement in present document None NOTE: Additional requirements for spectrum emission mask are not needed Spurious emissions Specification reference: TS [2] Original clause reference in [2] Original table reference in [2] Table 6.13 Additional requirement in present document Table entries for Bands XV and XVI as in Table 5.7. For Bands I, III, VII and VIII, only requirement in the Band XV and XVI related frequency ranges are shown here Table 5.7: Additional spurious emissions requirements Operating Band Frequency Bandwidth Bandwidth Minimum requirement I 2585 f dbm III 2585 f dbm VII 2590 f dbm VIII 2585 f dbm 2640 < f dbm ** XV 921 f khz -60 dbm * 925 f khz dbm * -60 dbm 935 f khz -79 dbm * 1805 f khz -71 dbm * 2110 f dbm 2585 f dbm 2620 f dbm

12 12 TS V7.1.0 ( ) Operating Band Frequency Bandwidth Bandwidth Minimum requirement XVI 921 f khz -60 dbm * 925 f khz dbm * -60 dbm 935 f khz -79 dbm * 1805 f khz -71 dbm * 2110 f dbm 2585 f dbm 2620 f dbm NOTE * The measurements are made on frequencies which are integer multiples of 200 khz. As exceptions, up to five measurements with a level up to the applicable requirements defined in Table 6.12 are permitted for each UARFCN used in the measurement. NOTE ** The measurements are made on frequencies which are integer multiples of 200 khz. As exceptions, measurements with a level up to the applicable requirements defined in Table 6.12 are permitted for each UARFCN used in the measurement due to 2nd or 3rd harmonic spurious emissions. 5.3 Receiver characteristics Reference sensitivity level Specification reference: TS [2] Original clause reference in [2] Original table reference in [2] Table 7.2 Additional requirement in present document Table entries for Bands XV and XVI as in Table 5.8 Table 5.8: Test parameters for reference sensitivity Operating Band Unit DPCH_Ec <REFSENS> <REFÎ or> XV dbm/ XVI dbm/ NOTE 1: For Power class 3 and 3bis this shall be at the maximum output power. NOTE 2: For Power class 4 this shall be at the maximum output power Minimum requirement (In-band blocking) Specification reference: TS [2] Original clause reference in [2] Original table reference in [2] Table 7.6 Additional requirement in present document Table entries for Bands XV and XVI as in Table 5.9

13 13 TS V7.1.0 ( ) Table 5.9: In-band blocking Parameter Unit Level DPCH_Ec dbm/3.84 <REFSENS>+3 db Î or dbm/3.84 <REFÎ or> + 3 db I blocking mean power (modulated) dbm F uw offset = ±10-15 & 15 F uw f (Band XV operation) (Note 2) f F uw f (Band XVI operation) (Note 2) f UE transmitted mean power dbm 20 (for Power class 3 and 3bis) 18 (for Power class 4) NOTE 2: For each carrier frequency the requirement is valid for two frequencies, the carrier frequency ± Minimum requirement (Out of-band blocking) Specification reference: TS [2] Original clause reference in [2] Original table reference in [2] Table 7.7 Additional requirement in present document Table entries for Bands XV and XVI as in Table 5.10 Table 5.10: Out of band blocking Parameter Unit Frequency range 1 Frequency range 2 Frequency range 3 Frequency range 4 DPCH_Ec dbm / <REFSENS>+3 db <REFSENS>+3 db <REFSENS>+3 db <REFSENS> +3 db 3.84 Î or dbm / <REFÎ or> + 3 db <REFÎ or> + 3 db <REFÎ or> + 3 db <REFÎ or> + 3 db 3.84 I blocking (CW) dbm Fuw (Band XV operation) 2570 < f < < f < f < < f f < Fuw (Band X operation) UE transmitted mean power Band XV operation Band XVI operation 2705 < f < < f f < < f f< dbm 20 (for Power class 3 and 3bis) 18 (for Power class 4) For 2585 f 2705, the appropriate in-band blocking or adjacent channel selectivity in clause and clause shall be applied. For 2570 f 2705, the appropriate in-band blocking or adjacent channel selectivity in clause and clause shall be applied RX spurious emissions Specification reference: TS [2] Original clause reference in [2] Original table reference in [2] Table 7.11 Additional requirement in present document Table entries for Bands XV and XVI as in Table For Bands I, III, VII and VIII, only requirement in the Band XV and XVI related frequency ranges are shown here

14 14 TS V7.1.0 ( ) Table 5.11: Additional receiver spurious emission requirements Band Frequency Band Bandwidth Maximum level I 2585 f dbm III 2585 f dbm VII 2590 f dbm VII 2585 f dbm XV 921 f < khz -60 dbm * 925 f < khz -67 dbm * dbm 935 f khz -79 dbm * 1805 f khz -71 dbm * 1900 f dbm Note UE transmit band in URA_PCH, Cell_PCH and idle state 2110 f dbm 2585 f dbm UE receive band XVI 921 f < khz -60 dbm * 925 f < khz dbm * -60 dbm 935 f khz -79 dbm * 1805 f khz -71 dbm * 2010 f dbm UE transmit band in URA_PCH, Cell_PCH and idle state 2110 f dbm 2585 f dbm UE receive band 5.4 Performance requirements Multi-path fading propagation conditions Specification reference: TS [2] Original clause reference in [2] B.2.2 Original table reference in [2] Tables B.1, B.1B, B.1C and B.1D Additional requirement in present document: Table entries for Bands XV and XVI as in Table 5.12, 5.13, 5.14, 5.15 Speed for Band XV and XVI: 2.3 km/h Delay [ns] Table 5.12: Propagation Conditions for Multi path Fading Environments (Cases 1 to 6) Case 1 Case 2 Case 3 Case 4 Case 5 (Note 1) Case 6 Speed for Band Speed for Band Speed for Band Speed for Band Speed for Band XV and XVI: XV and XVI: XV and XVI: XV and XVI: XV and XVI: 2.3 km/h 92 km/h 2.3 km/h 38 km/h 192 km/h mean Power [db] Delay [ns] mean Power [db] Delay [ns] mean Power [db] Delay [ns] mean Power [db] Delay [ns] mean Power [db] Delay [ns] mean Power [db] NOTE 1: Case 5 is only used in TS [6]. NOTE 2: Speed above 250 km/h is applicable to demodulation performance requirements only.

15 15 TS V7.1.0 ( ) ITU Pedestrian A Speed 3 km/h (PA3) Speed for Band XV and XVI: Delay [ns] 2.3 km/h Table 5.13: Propagation Conditions for Multi-Path Fading Environments for HSDPA Performance Requirements Mean Power [db] ITU Pedestrian B Speed 3 km/h (PB3) Speed for Band XV and XVI: Delay [ns] 2.3 km/h Mean Power [db] ITU vehicular A Speed 30 km/h (VA30) Speed for Band XV and XVI: 23 km/h Delay [ns] Mean Power [db] ITU vehicular A Speed 120 km/h (VA120) Speed for Band XV and XVI: Delay [ns] 92 km/h Mean Power [db] NOTE 1: Speed above 120 km/h is applicable to demodulation performance requirements only. Table 5.14: Propagation Conditions for CQI test in multi-path fading Case 8, Speed for Band XV and XVI: 23 km/h Delay [ns] mean Power [db] Table 5.15: Propagation Conditions for Multi-Path Fading Environments for MBMS Performance Requirements 5.5 UARFCN numbers ITU vehicular A Speed 3 km/h (VA 3) Speed for Band XV and XVI: 2.3 km/h Delay [ns] Mean Power [db] NOTE: This clause is informative, as it refers to the informative clause E.1 in TS [2]. Specification reference: TS [2] Original clause reference in [2] E.2 Original table reference in [2] Table E.1 Additional requirement in present document Table entries for Bands XV and XVI as in Table 5.16

16 16 TS V7.1.0 ( ) Table 5.16: UARFCN used for the UTRA FDD bands UTRA FDD Band Band range [] Range res. [] Formula offset F UL_Offset [] XV 2x20 2x XV (Add.) XVI XVI (Add.) 2x20 2x x 15 2x x 15 2x Uplink UARFCN Assigned/ Reserved N U F UL [] Formula offset F DL_Offset [] Downlink UARFCN Assigned/ Reserved N D F DL [] Start res Start res Min Min Max Max Stop res Stop res Start res Start res Min Min Max Max Stop res Stop res Start res Start res Min Min Max Max Stop res Stop res Start res Start res Min Min Max Max Stop res Stop res Requirements additional to those of TS This clause gives requirements applicable to Base Stations operating in Band XV and XVI. These requirements are additional to those given in TS [3]. Each additional requirement below is only specified with the minimum requirement value in tabular format, while the prerequisites and further definitions of each requirement identified below are detailed in TS [3]. 6.1 Frequency bands and channel arrangements Frequency bands Specification reference: TS [3] Original clause reference in [3] 5.2 Original table reference in [3] Table 5.0 Additional requirement in present document Table entries for Bands XV and XVI as in Table 6.1 Operating Band Table 6.1: Frequency bands UL Frequencies UE transmit, Node B receive XV XVI DL frequencies UE receive, Node B transmit TX-RX frequency separation Specification reference: TS [3] Original clause reference in [3] 5.3 Original table reference in [3] Table 5.0A Additional requirement in present document Table entries for Bands XV and XVI as in Table 6.2

17 17 TS V7.1.0 ( ) Table 6.2: Tx-Rx frequency separation Operating Band XV XVI TX-RX frequency separation Channel number Specification reference: TS [3] Original clause reference in [3] Original table reference in [3] Tables 5.1 and 5.1A Additional requirement in present document Table entries for Bands XV and XVI as in Tables 6.3 and 6.4 Table 6.3: UARFCN definition (general) UPLINK (UL) UE transmit, Node B receive DOWNLINK (DL) UE receive, Node B transmit Band UARFCN formula offset Carrier frequency (F UL) range [] UARFCN formula offset Carrier frequency (F DL) range [] F UL_Offset [] F UL_low F UL_high F DL_Offset [] F DL_low F DL_high XV XVI Band Table 6.4: UARFCN definition (additional channels) UPLINK (UL) UE transmit, Node B receive UARFCN formula offset F UL_Offset [] Carrier frequency [] (F UL) DOWNLINK (DL) UE receive, Node B transmit UARFCN formula offset F DL_Offset [] Carrier frequency [] (F DL) XV , , , , , , XVI , , , , Transmitter Characteristics Spectrum emission mask Specification reference: TS [3] Original clause reference in [3] Original table reference in [3] Tables 6.3, 6.4, 6.5 and 6.6 Additional requirement in present document Requirements in third column of Tables 6.5, 6.6, 6.7 and 6.8 are applicable to Band XV and XVI

18 18 TS V7.1.0 ( ) Frequency offset of measurement filter -3 db point, Δf 2.5 Δf < Δf < 3.5 (see note 3) Table 6.5: Spectrum emission mask values, BS maximum output power P 43 dbm Frequency offset of Minimum requirement Band XV, XVI measurement filter centre frequency, f_offset f_offset < f_offset f _ offset < dbm db f_offset < 4.0 Additional requirements bandwidth 2-14 dbm NA 30 khz NA 30 khz -26 dbm NA 30 khz 3.5 Δf Δf max 4.0 f_offset < -13 dbm NA 1 f_offset max NOTE 2 As a general rule, the resolution bandwidth of the measuring equipment should be equal to the measurement bandwidth. However, to improve measurement accuracy, sensitivity and efficiency, the resolution bandwidth can be smaller than the measurement bandwidth. When the resolution bandwidth is smaller than the measurement bandwidth, the result should be integrated over the measurement bandwidth in order to obtain the equivalent noise bandwidth of the measurement bandwidth. NOTE 3: This frequency range ensures that the range of values of f_offset is continuous. Table 6.6: Spectrum emission mask values, BS maximum output power 39 P < 43 dbm Frequency offset of measurement filter -3 db point, Δf 2.5 Δf < Δf < 3.5 Frequency offset of Minimum requirement Band XV, XVI measurement filter centre frequency, f_offset f_offset < f_offset < f _ offset dbm db Additional requirements bandwidth 2-14 dbm NA 30 khz NA 30 khz (see note 3) f_offset < -26 dbm NA 30 khz Δf < 4.0 f_offset < -13 dbm NA Δf 8.0 f_offset < P - 56 db NA 1 Δf max f_offset max NOTE 2 As a general rule, the resolution bandwidth of the measuring equipment should be equal to the measurement bandwidth. However, to improve measurement accuracy, sensitivity and efficiency, the resolution bandwidth can be smaller than the measurement bandwidth. When the resolution bandwidth is smaller than the measurement bandwidth, the result should be integrated over the measurement bandwidth in order to obtain the equivalent noise bandwidth of the measurement bandwidth. NOTE 3: This frequency range ensures that the range of values of f_offset is continuous.

19 19 TS V7.1.0 ( ) Frequency offset of measurement filter -3 db point,δf 2.5 Δf < Δf < 3.5 Table 6.7: Spectrum emission mask values, BS maximum output power 31 P < 39 dbm Frequency offset of measurement filter centre frequency, f_offset Minimum requirement Band XV, XVI Additional requirements bandwidth f_offset < P - 53 db NA 30 khz f_offset < f _ offset NA 30 khz P 53 db db (see note 3) f_offset < P - 65 db NA 30 khz Δf < 4.0 f_offset < 8.0 P - 52 db NA Δf 8.0 f_offset < P - 56 db NA 1 Δf max f_offset max NOTE 2 As a general rule, the resolution bandwidth of the measuring equipment should be equal to the measurement bandwidth. However, to improve measurement accuracy, sensitivity and efficiency, the resolution bandwidth can be smaller than the measurement bandwidth. When the resolution bandwidth is smaller than the measurement bandwidth, the result should be integrated over the measurement bandwidth in order to obtain the equivalent noise bandwidth of the measurement bandwidth. NOTE 3: This frequency range ensures that the range of values of f_offset is continuous. Frequency offset of measurement filter -3dB point, Δf 2.5 Δf < Δf < 3.5 Table 6.8: Spectrum emission mask values, BS maximum output power P < 31 dbm Frequency offset of Minimum requirement Band XV, XVI measurement filter centre frequency, f_offset f_offset < f_offset f _ offset < dbm db bandwidth 2-22 dbm 30 khz 30 khz (see note 3) f_offset -34 dbm 30 khz < Δf < 4.0 f_offset < dbm Δf Δf max 8.0 f_offset < -25 dbm 1 f_offset max NOTE 2 As a general rule, the resolution bandwidth of the measuring equipment should be equal to the measurement bandwidth. However, to improve measurement accuracy, sensitivity and efficiency, the resolution bandwidth can be smaller than the measurement bandwidth. When the resolution bandwidth is smaller than the measurement bandwidth, the result should be integrated over the measurement bandwidth in order to obtain the equivalent noise bandwidth of the measurement bandwidth. NOTE 3: This frequency range ensures that the range of values of f_offset is continuous Spurious emissions (Category B) Specification reference: TS [3] Original clause reference in [3] Original table reference in [3] Table 6.9 Additional requirement in present document Table 6.9 is applicable to Bands XV and XVI

20 20 TS V7.1.0 ( ) Table 6.9: BS Mandatory spurious emissions limits, operating band XV, XVI (Category B) Band Maximum Note Level Bandwidth 9 khz 150 khz -36 dbm 1 khz Note khz dbm 10 khz Note GHz -36 dbm 100 khz Note 1 1 GHz F low dbm 1 Note 1 F low - 10 F high dbm 1 Note 2 F high GHz -30 dbm 1 Note 3 NOTE 1: Bandwidth as in ITU-R Recommendation SM.329 [1], s4.1. NOTE 2: Limit based on ITU-R Recommendation SM.329 [1], s4.3 and Annex 7. NOTE 3: Bandwidth as in ITU-R Recommendation SM.329 [1], s4.1. Upper frequency as in ITU-R Recommendation SM.329 [1], s2.5 Table 1. Key: F low: The lowest downlink frequency of the operating band as defined in Table 5.0. F high: The highest downlink frequency of the operating band as defined in Table Protection of the BS receiver of own or different BS Specification reference: TS [3] Original clause reference in [3] Original table reference in [3] Tables 6.10, 6.10A and 6.10B Additional requirement in present document Table entries for Bands XV and XVI as in Tables 6.10, 6.11 and 6.12 Table 6.10: Wide Area BS Spurious emissions limits for protection of the BS receiver Operating Band Band Maximum Level Bandwidth XV dbm 100 khz XVI dbm 100 khz Note Table 6.11: Medium Range BS Spurious emissions limits for protection of the BS receiver Operating Band Band Maximum Level Bandwidth XV dbm 100 khz XVI dbm 100 khz Note Table 6.12: Local Area BS Spurious emissions limits for protection of the BS receiver Operating Band Band Maximum Level Bandwidth XV dbm 100 khz XVI dbm 100 khz Note Co-existence with other systems in the same geographical area Specification reference: TS [3] Original clause reference in [3] Original table reference in [3] Table 6.11 Additional requirement in present document Table entries for Bands XV and XVI as in Table 6.13

21 21 TS V7.1.0 ( ) System type operating in the same geographical area Table 6.13: BS Spurious emissions limits for UTRA FDD BS in geographic coverage area of systems operating in other frequency bands Band for coexistence requirement Maximu m Level Bandwidth FDD Band XV dbm 1 This requirement does not apply to UTRA FDD BS operating in band XV dbm 1 This requirement does not apply to UTRA FDD BS operating in band XV, since it is already covered by the requirement in clause FDD Band XVI dbm 1 This requirement does not apply to UTRA FDD BS operating in band XVI dbm 1 This requirement does not apply to UTRA FDD BS operating in band XVI, since it is already covered by the requirement in clause Note Co-existence with co-located and co-sited base stations Specification reference: TS [3] Original clause reference in [3] Original table reference in [3] Tables 6.12, 6.13 and 6.14 Additional requirement in present document Table entries for Bands XV and XVI as in Tables 6.14, 6.15 and 6.16 Table 6.14: BS Spurious emissions limits for Wide Area BS co-located with another BS Type of co-located BS Band for co-location requirement Maximum Level Bandwidth WA UTRA FDD Band XV dbm 100 khz WA UTRA FDD Band XVI dbm 100 khz Note Table 6.15: BS Spurious emissions limits for Medium Range BS co-located with another BS Type of co-located BS Band for co-location requirement Maximum Level Bandwidth MR UTRA FDD Band XV dbm 100 khz MR UTRA FDD Band XVI dbm 100 khz Note Table 6.16: BS Spurious emissions limits for Local Area BS co-located with another BS Type of co-located BS Band for co-location requirement Maximum Level Bandwidth LA UTRA FDD Band XV dbm 100 khz LA UTRA FDD Band XVI dbm 100 khz Note 6.3 Receiver characteristics Blocking characteristics Specification reference: TS [3] Original clause reference in [3] 7.5 Original table reference in [3] Tables 7.4, 7.4A and 7.4B Additional requirement in present document Table entries for Bands XV and XVI and additional note (**) as in Tables 6.17, 6.18 and 6.19

22 22 TS V7.1.0 ( ) Operating Band Table 6.17: Blocking performance requirement for Wide Area BS Center Frequency of Interfering Signal Interfering Signal mean power Wanted Signal mean power Minimum Offset of Interfering Signal Type of Interfering Signal XV dbm -115 dbm 10 WCDMA signal * dbm -115 dbm 10 WCDMA signal * dbm -115 dbm CW carrier XV and I ** dbm -115 dbm 10 WCDMA signal * dbm -115 dbm 10 WCDMA signal * dbm -115 dbm CW carrier XVI dbm -115 dbm 10 WCDMA signal * dbm -115 dbm 10 WCDMA signal * dbm -115 dbm CW carrier NOTE *: The characteristics of the W-CDMA interference signal are specified in Annex C. NOTE **: This requirements applies for a BS supporting both Band XV and Band I. Operating Band Table 6.18: Blocking performance requirement for Medium range BS Center Frequency of Interfering Signal Interfering Signal mean power Wanted Signal mean power Minimum Offset of Interfering Signal Type of Interfering Signal XV dbm -105 dbm 10 WCDMA signal * dbm -105 dbm 10 WCDMA signal * dbm -105 dbm CW carrier XV and I ** dbm -105 dbm 10 WCDMA signal * dbm -105 dbm 10 WCDMA signal * dbm -105 dbm CW carrier XVI dbm -105 dbm 10 WCDMA signal * dbm -105 dbm 10 WCDMA signal * dbm -105 dbm CW carrier NOTE *: The characteristics of the W-CDMA interference signal are specified in Annex C. NOTE **: This requirements applies for a BS supporting both Band XV and Band I.

23 23 TS V7.1.0 ( ) Operating Band Table 6.19: Blocking performance requirement for Local Area BS Center Frequency of Interfering Signal Interfering Signal mean power Wanted Signal mean power Minimum Offset of Interfering Signal Type of Interfering Signal XV dbm -101 dbm 10 WCDMA signal * dbm -101 dbm 10 WCDMA signal * dbm -101 dbm CW carrier XV and I ** dbm -101 dbm 10 WCDMA signal * dbm -101 dbm 10 WCDMA signal * dbm -101 dbm CW carrier XVI dbm -101 dbm 10 WCDMA signal * dbm -101 dbm 10 WCDMA signal * dbm -101 dbm CW carrier NOTE *: The characteristics of the W-CDMA interference signal are specified in Annex C. NOTE **: This requirements applies for a BS supporting both Band XV and Band I Blocking for co-location with UTRA FDD Specification reference: TS [3] Original clause reference in [3] Original table reference in [3] Tables 7.5C, 7.5D and 7.5E Additional requirement in present document Table entries for Bands XV and XVI as in Tables 6.20, 6.21 and 6.22 Co-located BS type Table 6.20: Blocking performance requirement for Wide Area BS when co-located with BS in other bands Center Frequency of Interfering Signal Interfering Signal mean power Wanted Signal mean power Type of Interfering Signal WA UTRA-FDD Band XV dbm -115 dbm CW carrier WA UTRA-FDD Band XVI dbm -115 dbm CW carrier Table 6.21: Blocking performance requirement for Medium Range BS when co-located with BS in other bands Co-located BS type Center Frequency of Interfering Signal Interfering Signal mean power Wanted Signal mean power Type of Interfering Signal MR UTRA-FDD Band XV dbm -105 dbm CW carrier MR UTRA-FDD Band XVI dbm -105 dbm CW carrier Co-located BS type Table 6.22: Blocking performance requirement for Local Area BS when co-located with BS in other bands Center Frequency of Interfering Signal Interfering Signal mean power Wanted Signal mean power Type of Interfering Signal LA UTRA-FDD Band XV dbm -101 dbm CW carrier LA UTRA-FDD Band XVI dbm -101 dbm CW carrier

24 24 TS V7.1.0 ( ) Receiver spurious emissions Specification reference: TS [3] Original clause reference in [3] 7.7 Original table reference in [3] Table 7.7A Additional requirement in present document Table entries for Bands XV and XVI as in Table 6.23 Table 6.23: Additional spurious emission requirements Operating Band Band Maximum level Bandwidth XV dbm 3.84 XVI dbm 3.84 Note 6.4 Performance requirements Multi-path fading propagation conditions Specification reference: TS [3] Original clause reference in [3] B.2 and B.5 Original table reference in [3] Tables B.1 and B.3 Additional requirement in present document Tables are applicable for Bands XV and XVI as in Tables 6.24 and 6.25 Table 6.24: Propagation Conditions for Multi path Fading Environments Case 1 Case 2 Case 3 Case 4 Speed for Band XV, XVI 3 km/h Speed for Band XV, XVI 3 km/h Speed for Band XV, XVI 120 km/h Speed for Band XV, XVI 250 km/h Delay [ns] Average Power [db] Delay [ns] Average Power [db] Delay [ns] Average Power [db] Delay [ns] Average Power [db] Table 6.25: Propagation Conditions for Multipath Fading Environments for E-DPDCH and E-DPCCH Performance Requirements ITU Pedestrian A Speed 3 km/h (PA3) Speed for Band XV, XVI Delay [ns] 3 km/h Mean Power [db] ITU Pedestrian B Speed 3 km/h (PB3) Speed for Band XV, XVI Delay [ns] 3 km/h Mean Power [db] ITU vehicular A Speed 30 km/h (VA30) Speed for Band XV, XVI Delay [ns] 30 km/h Mean Power [db] ITU vehicular A Speed 120 km/h (VA120) Speed for Band XV, XVI Delay [ns] 120 km/h Mean Power [db] NOTE 1: Speed above 120 km/h is applicable to demodulation performance requirements only.

25 25 TS V7.1.0 ( ) 7 Requirements additional to those of TS [5] This clause gives requirements applicable to Base Stations operating in Band XV and XVI. These requirements are additional to those given in TS [5]. Each additional requirement below is only specified with the minimum requirement value in tabular format, while the prerequisites and further definitions of each requirement identified below are detailed in TS [5]. The requirement should be interpreted together with the original clause in [5] as outlined below. 7.1 Receiver exclusion band Specification reference: TS [5] Original clause reference in [5] Additional requirement in present document: Additional entries for UTRA FDD Bands XV and XVI as below o) 1880 to 1940 (Band XV) p) 1990 to 2045 (Band XVI) 8 Requirements additional to those of TS This clause gives requirements for support of Radio Resource Management for FDD in Bands XV and XVI. These requirements are additional to those given in TS [6]. Each requirement identified below is specified with a description of how it applies to Bands XV and XVI together with a reference, while the prerequisites and further definitions of the identified requirement are detailed in TS [6]. 8.1 Performance for UE CPICH RSCP Intra frequency measurements accuracy Absolute accuracy requirement Original clause reference in [6] Original table reference in [6] Table 9.1 Additional requirement in present document The requirements in the original Table for Band VII apply to Bands XV and XVI as well The accuracy requirements in the table referred to above are valid under the following conditions: CPICH_RSCP1 dbm -112 dbm for Bands XV and XVI, I o CPICH _ E c 20dB I or or ( Iˆ ) in db in db

26 26 TS V7.1.0 ( ) accuracy requirement Original clause reference in [6] Original table reference in [6] Table 9.2 Additional requirement in present document The requirements in the original table for Band VII apply to Bands XV and XVI as well The accuracy requirements in the table referred to above are valid under the following conditions: CPICH_RSCP1,2 dbm -112 dbm for Bands XV and XVI, CPICH _ RSCP1 CPICH _ RSCP2 20dB in dbm in dbm I o CPICH _ E c 20dB I or or ( Iˆ ) in db in db Inter frequency measurement accuracy accuracy requirement Original clause reference in [6] Original table reference in [6] Table 9.3 Additional requirement in present document The requirements in the original table for Band VII apply to Bands XV and XVI as well The accuracy requirements in the table referred to above are valid under the following conditions: CPICH_RSCP1 dbm -112 dbm if CPICH_RSCP1 is on Bands XV and XVI, CPICH_RSCP2 dbm -112 dbm if CPICH_RSCP2 is on Bands XV and XVI, CPICH _ RSCP1 CPICH _ RSCP2 20dB in dbm in dbm Channel 1_Io dbm/3,84 -Channel 2_Io dbm/3,84 20 db. I o CPICH _ E c 20dB I or or ( Iˆ ) in db CPICH Ec/Io in db Intra frequency measurements accuracy Absolute accuracy requirement Original clause reference in [6] Original table reference in [6] Table 9.5 Additional requirement in present document The requirements in the original table for Band VII apply to Bands XV and XVI as well

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