CBOT Transaction Fee Schedule for Financial Products

Transcription

1 Type CBOT Transaction Fee Schedule f Financial Products Account Trading Rights & Shares Individual Executing the Trade Platfm Refer to Programs Page U.S. Treasury (Note ) Other Financial Products Deliverable IR Swap Series B (Full, Associate, GIM, IDEM, COM) Leased Series B (Full, Associate, GIM, IDEM, COM) Open Auction $0.06 $0.06 Open Auction $0.0 $0.0 $0.0 Clearing Closely Held Cpate Members; Clearing Cpate Members; & Sole Propriets Rule 06.J Equity Closely Held Cpate Members; Rule 06.J Equity Cpate Members; Rule 06.J Equity FCMs; & Rule 06.I Affiliate Equity Member Firms (Affiliate of Clearing Rule 06.J Equity Member) Individual Equity Members (Other executing the trade) Series B- (Full) & 0,000 Shares; Series B- (Full) & 8,70 Shares Series B- (Full) & 0,000 Shares; Series B- (Associate) & 8,70 Shares Series B- (Full) & 0,000 Shares; Series B- (Associate) & 8,70 Shares; Series B- (GIM) &,7 Shares; Series B- (IDEM) & 90 Shares; Series B- (COM) &,7 Shares Open Auction $0.06 $0.06 Rule 06.I Affiliate Membership Umbrella - Qualified Affiliate - Unlimited Number of Affiliates Rule 06.S Family of Funds Equity Member Firms - Qualifies up to six Pools/Hedge Funds; additional entities can be qualified by the registration of an additional trading right. Series B- (Full) & 0,000 Shares; Series B- (Full) & 8,70 Shares Series B- (Full), Series B- (Associate) & 0,000 Shares Series B- (Full), Series B- (Associate) & $0. $0.0 Open Auction $0.06 $0. $0.0 Clearing Member Firms; Series B- (Full); Rule 06.H Cpate Trading Firms; Series B- (Associate); Rule 06.H Trading FCMs; & Series B- (IDEM); Rule 06.I Affiliate Trading Member Firms (Affiliate of Clearing, Rule 06.J Equity Series B- (COM) Member Rule 06.H Trading Member Firms). (Other executing the trade) & Leased Series B- (Full); Rule 06.I Affiliate Trading Member Firms (Affiliate of Clearing, Rule 06.J Equity Leased Series B- (Associate); Member Rule 06.H Trading Member Firms). Leased Series B- (IDEM); Leased Series B- (COM) Open Auction $0.0 $0. Open Auction $0. $0.8 $0.8 $0.8 Rule 06.S Family of Funds Trading Member Firms - Qualifies up to three Pools/Hedge Funds, additional entities can be qualified by the registration of an additional trading right. Series B- (Full) & Series B- (Associate) Open Auction $0.0 $0. Cpate Member Firms Rule 06.R Cpate Member Firms Incentive Programs** International Incentive Program (IIP) & International Volume Incentive Program (IVIP) Asian Incentive Program (AIP) Central Bank Incentive Program (CBIP) Emerging Markets Bank Incentive Program (EMBIP) Latin American Fund Manager Incentive Program (FMIP) Latin American Proprietary Trading Incentive Program (LAPTIP) Leased Series B- (Full); Leased Series B- (Associate) $0.8 $0.8 $0.8 Open Auction $0.0 $0. $0.0 $0. $0. $0. $0. $0. $0. $0. $0. NON-MEMBERS s Open Auction $0.0 $0.9 $0.0 $0.0 $0.0 $0.9 $0.7 $0.90 $0.90 $0.0 The preceding fee schedule is provided by CME Group as a quick reference guide f general infmation purposes. Fees may be changed at any time without notice. This schedule in no way shall be construed as being an official rule of CME, CBOT any other CME Group subsidiary. Clearing/Rule 06.J Equity Closely Held Cpate Members must be wholly owned by individual members by members and employees of the firm. Verification of employment is required. Trading Rights: Full - All & ; Associate - All Financial & GIM - Only (Treasury Bond, Long-Term Treasury Note, Medium-Term Treasury Note, Sht Term Treasury Note, 0-Year Interest Swap & -Year Interest Swap & Deliverable IR Swap); IDEM - Only (0-Day Fed Fund ); COM - All **The rates listed f registered Incentive Program participants apply only to transactions. Open outcry transactions by these entities will be charged at non-member rates except f IIP/IVIP participants effective 0/0/0 Interest only. Note - The U.S Treasury Future and rate does not include the YR US Treasury Note Future and - below is the non-member rate f the YR US Treasury Note Platfm YR US Treasury Future Open Auction $0.0 $0. $0. $0.7 0/0/0

2 CBOT Volume U.S. Treasury ( Execution) U.S Treasury Trading Rights Monthly Monthly Average of Individual Exchange Exchange Average Daily Daily Threshold Executing the Fee Fee Threshold Type Account Platfm Trade Equity Member/Firms 0 to,000 $0. None 0 to,000 $0. None Family of Funds CBOT Financial Volume and Incentive Programs,00 to 0,000 $0. $0.0,00 to 6,000 $0. $0.0 0,00 to,000 6,00 to 9,000 Over,000 $0.08 $0.07 Over 9,000 $0.08 $0.07 Monthly average daily volume discount program. *s only; Volume; Execution f Equity Members/Firms *All US Treasury Products will be aggregated together f the Average Daily Threshold; futures and options volume will be tiered separately *Tier threshold levels will be at a single filling firm f the same account owner *F member clearing firm transactions, monthly volume is aggregated across accounts, within a single clearing firm. Clearing Members and their related 06.I Member(s) accounts will be treated as one firm f purposes of the volume aggregation. F Rule 06.S Member Approved Funds, their associated volume will be aggregated with their related Equity Cpate Member Firm. CBOT Volume Other Financial ( Execution) Other Financial Trading Rights Monthly Monthly Average of Individual Exchange Exchange Average Daily Daily Threshold Executing the Fee Fee Threshold Type Account Platfm Trade Equity Member/Firms 0 to,000 $0.0 None 0 to,000 $0.0 None Family of Funds,00 to 6,000,00 to 6,000 6,00 to 9,000 $0.0 6,00 to 9,000 $0.0 Over 9,000 $0. $0. Over 9,000 $0. $0. Monthly average daily volume discount program. *s only; Volume; Execution f Equity Members/Firms *All Other Financial Products and Delivered Swap will be aggregated together f the Average Daily Threshold; and volume will be tiered separately *Tier threshold levels will be at a single filling firm f the same account owner *F member clearing firm transactions, monthly volume is aggregated across accounts, within a single clearing firm. Clearing Members and their related 06.I Member(s) accounts will be treated as one firm f purposes of the volume aggregation. F Rule 06.S Member Approved Funds, their associated volume will be aggregated with their related Equity Cpate Member Firm. 0/0/0 The preceding fee schedule is provided by CME Group as a quick reference guide f general infmation purposes. Fees may be changed at any time without notice. This schedule in no way shall be construed as being an official rule of CME, CBOT any other CME Group subsidiary.

3 Type Clearing Closely Held Cpate Members; Clearing Cpate Members; & Sole Propriets Rule 06.J. Equity Closely Held Cpate Members Rule 06.J. Equity Cpate Members; 06.J Equity FCMs; & Rule 06.I. Affiliate Equity Member Firms (Affiliate of Clearing Rule 06.J. Equity Member) Individual Equity Members (Other executing the trade) Rule 06.I. Affiliate Membership Umbrella - Qualified Affiliate - Unlimited Number of Affiliates CBOT Transaction Fee Schedule f Agricultural Products Account Trading Rights & Shares Rule Series B (Full, Associate, COM) Leased Series B (Full, Associate, COM) Series B- (Full) & 0,000 Shares; Series B- (Full) & 8,70 Shares (Option) Series B- (Full) & 0,000 Shares; Series B- (Associate) & 8,70 Shares Series B- (Full) & 0,000 Shares; Series B- (Associate) & 8,70 Shares; Series B- (COM) &,7 Shares Series B- (Full) & 0,000 Shares; Series B- (Full) & 8,70 Shares Series B- ( Full), Series B- (Associate) & 0,000 Shares; Series B- (Full) & 0,000 Shares (Agricultural Only) Individual Executing the Trade Platfm Refer to Programs Page Agricultural Products (includes KC HRW Wheat) mini-sized Soybean Crush ICSO & Calendar Spread &MGEX-KC HRW Wheat & Bloomberg Roll Select (Note ) Open Auction $0.09 $0.06 $0. $0.8 $0. $0. $0.8 Open Auction $0. $0. $0.69 $0.8 $0.9 $0. $0.8 Open Auction $0.09 $0.06 $0. $0.8 $0. $0. $0. $0.0 $0.8 $0.90 Rule 06.S. Family of Funds Equity Member Firms - Qualifies up to six Pools/Hedge Funds; additional entities can be qualified by the registration of an additional trading right. Series B- (Full) & Series B- (Associate) & Open Auction $0.09 $0.06 $0. $0.8 $0. $0.0 $0.90 Rule 06.H. Cpate Trading Firms; Clearing Member Firms; Rule 06.H. Trading FCMs; & Rule 06.I. Affiliate Trading Member Firms (Affiliate of Clearing, Rule 06.J. Equity Member Rule 06.H Trading Member Firms). (Other executing the trade) & Rule 06.I. Affiliate Trading Member Firms (Affiliate of Clearing. Rule 06.J Equity Member Rule 06.H. Trading Member). Series B- (Full); Series B- (Associate); Series B- (COM) Leased Series B- (Full); Leased Series B- (Associate); Leased Series B- (COM) Open Auction $0.0 $0.0 $0.60 $0.0 $0.7 $0.60 $.0 Open Auction $0. $0. $0.7 $0.70 $0.90 $0.7 $.80 Rule 06.S. Family of Funds Trading Member Firms - Qualifies up to three Pools/Hedge Funds; additional entities can be qualified by the registration of an additional trading right. Series B- (Full) & Series B- (Associate) Open Auction $0.0 $0.0 $0.60 $0.0 $0.7 $0.60 $.0 Cpate Member Firms Rule 06.R. Cpate Member Firms Leased Series B- (Full) Leased Series B- (Associate) $0.90 $0.7 $.80 Incentive Programs** International Incentive Program (IIP) and International Volume Incentive Program (IVIP) Asian Incentive Program (AIP) Central Bank Incentive Program (CBIP) Emerging Markets Bank Incentive Program (EMBIP) Latin American Fund Manager Incentive Program (FMIP) Latin American Proprietary Trading Incentive Program (LAPTIP) Latin American Commercial Incentive Program (LACIP) $0.8 $.00 $.9 $0.8 $.00 NON - MEMBERS s Open Auction $0.6 $0. $6.00 $.0 $.89 $0.97 $.78 The preceding fee schedule is provided by CME Group as a quick reference guide f general infmation purposes. Fees may be changed at any time without notice. This schedule in no way shall be construed as being an official rule of CME, CBOT any other CME G Group subsidiary. Clearing/Rule 06.J Equity Closely Held Cpate Members must be wholly owned by individual members by members and employees of the firm. Verification of employment is required. Mini-sized Contract Permit Holders - Exchange transaction fees f rough rice futures and options contracts are $0. in open auction & $0. f electronic trading. Mini-sized Contract Permit Holders - Exchange transaction fees f mini-sized agricultural contracts are $0. in open auction & $0.60 f electronic trading. 0/0/0 Trading Rights: Full - All & ; Associate - Agricultural Only; COM - Agricultural Only - (Includes KCBT Wheat / and also MGEX-KCBT Wheat products). **The rates listed f registered Incentive Program participants apply only to transactions. Open outcry transactions by these entities will be charged at non-member rates. Individual Trading (PIT) with discretion - Lessees (06.D), Firm Employee (06.F) Outside the Family of Firms will be charged $0. Broker Fee. Note. Clearing Fee Waiver on the Bloomberg Roll Select Future.

4 CBOT Agricultural Volume and Incentive Programs Type Account NOTE: Effective July, 0 - December, 0 (product codes C,O,S,W,O6,07,, BSW, KW) Monthly Average Daily Threshold. Standard Agricultural full size future products, exchange fee volume tier aggregating pit and electronic trades based on monthly average daily volume f an Individual Member (with without equity) trading their own accounts. Monthly volume is aggregated across accounts within a single clearing firm by account owner.. Standard Agricultural full size future products, exchange fee volume tier aggregating pit and electronic trades based on monthly average daily volume f an Individual Member (with equity) when the execut is either (not account owner). Monthly volume is aggregated across accounts within a single clearing firm by account owner.. Standard Ag Volume -Equity Member Firms must meet eligibility criteria established by the Exchange and will need to register with the CME Group Product & Service team to qualify. Monthly volume is aggregated across accounts, within a single clearing firm by account owner. A $0,000 cap per participant per month.. Accelerated Ag Volume - Equity Member Firm must meet eligibility criteria established by the Exchange and will need to register with the CME Group Product & Services team to qualify. Monthly volume is aggregated across accounts, within a single clearing firm by account owner. A $0,000 cap per participant per month. Type Account NOTE: Effective May, 00 - December, 0 (product codes C,O,S,W,O6,07,, BSW, KW). Standard Agricultural full size future products; exchange fee discount based on future dated contracts months. CBOT Volume Agricultural Trading Rights of Individual Executing the Trade (Note ) (Note ) Individual Equity Members (Other executing the trade) (Note ) Equity Member Firms (Note ) Equity Member Firms Equity Member Firms Individual Equity Member Open Auction Agricultural Monthly Average Daily Threshold 0 to,00 $0.09 None 0 to,00 $0. None,0 to,000 $0.07 $0.0,0 to,000 $0. $0.0,00 to 0,000 $0.0,00 to 0,000 $0.0 0,00 + $0.0 $0.06 0,00 + $0.08 $ to,00 $0.09 None 0 to,00 $0. None,0 to,000 $0.07 $0.0,0 to,000 $0. $0.0,00 to 0,000 $0.0,00 to 0,000 $0.0 0,00 + $0.0 $0.06 0,00 + $0.08 $ to 0,000 $0.09 None 0 to 0,000 $0./$0. None 0,00 to,000 $0.07 $0.0 0,00 to,000 $0./$0. $0.0,00+ $0.0,00+ /$0. $0.0 0 to,000 $0.09 None 0 to,000 $0./$0. None,00 to,00 $0.0,00 to,00 /$0. $0.0,0 + $0.0 $0.06,0 + $0.08/$0.9 $0.06 CBOT Back-Month Agriculture Incentive Program Agricultural Open Auction Contract Contract Months Trading Rights of Individual Executing the Trade Months,, $0.09 None,, $0. None,,6 $0.0,,6 $0.0 7 and beyond $0.0 $ and beyond $0.06 $0.08,, $0. None,, $0.9 None,,6 $0.0 $0.0,,6 $0.0 7 and beyond $0.6 $ and beyond $0. $0.08,, $0.09 None,, $0. None,,6 $0.0,,6 $0.0 7 and beyond $0.0 $ and beyond $0.06 $0.08 The preceding fee schedule is provided by CME Group as a quick reference guide f general infmation purposes. Fees may be changed at any time without notice. This schedule in no way shall be construed as being an official rule of CME, CBOT any other CME Group subsidiary. 0/0/0

5 CBOT Transaction Fee Schedule f OTC Products Type Account Trading Rights & Shares Clearing Closely Held Cpate Members; Clearing Cpate Members; Rule 06.J. Equity FCMs; & Sole Propriets Rule 06.J. Equity Closely Held Cpate Members Rule 06.J. Equity Cpate Members; & Rule 06.I. Affiliate Equity Member Firms (Affiliate of Clearing Rule 06.J. Equity Member) Individual Equity Members (Other executing the trade) Series B (Full) Leased Series B (Full) Series B- (Full) & 0,000 Shares Series B- (Full) & 0,000 Shares Series B- (Full) & 0,000 Shares Series B- (Full) & 0,000 Shares Individual Executing the Trade KC HRW Wheat Calendar Swap & Calendar Swaps (Note & ) $.00 $. Fertilizer Swaps (Note & ) $.00 $.0 AUD Dollar Wheat Swap & AUD KC HRW Wheat Swap (Note & ) $. $.00 $.00 Bloomberg CI Swaps (Note & ) $0.0 $0.0 $0.0 Bloomberg nd & rd Month Fward Swap (Note & ) Rule 06.I. Affiliate Membership Umbrella - Qualified Affiliate - Unlimited Number of Affiliates Rule 06.S. Family of Funds Equity Member Firms - Qualifies up to six Pools/Hedge Funds; additional entities can be qualified by the registration of an additional trading right. Rule 06.H. Cpate Trading Firms; Clearing Member Firms; Rule 06.H. Trading FCMs; & Rule 06.I. Affiliate Trading Member Firms (Affiliate of Clearing, Rule 06.J. Equity Member Rule 06.H Trading Member Firms). (Other executing the trade) & Rule 06.I. Affiliate Trading Member Firms (Affiliate of Clearing. Rule 06.J Equity Member Rule 06.H. Trading Member). Rule 06.S. Family of Funds Trading Member Firms - Qualifies up to three Pools/Hedge Funds; additional entities can be qualified by the registration of an additional trading right. Cpate Member Firms Rule 06.R. Cpate Member Firms NON - MEMBERS (Including Incentive Programs)** s Series B- ( Full), Series B- (Associate) & 0,000 Shares; Series B- (Full) & 0,000 Shares (Agricultural Only) Series B- (Full) & Series B- (Associate) & Series B- (Full) Leased Series B- (Full) Series B- (Full) & Series B- (Associate) Leased Series B- (Full) Leased Series B- (Associate) $.00 $.00 $0.0 $. $.0 $. $0.0 $. $.0 $. $0.0 $. $.0 $. $0.0 $.0 $.00 $.0 $0.0 $.0 $.00 $.0 $0.0 The preceding fee schedule is provided by CME Group as a quick reference guide f general infmation purposes. Fees may be changed at any time without notice. This schedule in no way shall be construed as being an official rule of CME, CBOT any other CME Group subsidiary. Clearing/Rule 06.J Equity Closely Held Cpate Members must be wholly owned by individual members by members and employees of the firm. Verification of employment is required. Trading Rights: Full - All & ; Associate - Agricultural Only; COM - Agricultural Only 0/0/0 Clearing Fee Waiver and Ex-Pit Waiver on the Calendar Swaps and Cn Basis Swaps. Note. Clearing Fee Waiver and Ex-Pit Waiver on the Calendar Swaps, Fertilizer Swap, Australian Dollar Wheat Swap, Bloomberg Swaps and Bloomberg nd & rd Month Fward Swaps. Note. Facilitation Desk Fees - Calendar Swaps, Fertilizer Swap, Australian Dollar Wheat Swap, Bloomberg nd & rd Month Fward Swaps $0.0 per contract. Individual Trading (PIT) with discretion - Lessees (06.D), Firm Employee (06.F) Outside the Family of Firms will be charged $0. Broker Fee. **Incentive Programs Participants - IIP, IVIP, AIP, CBIP, EMBIP, FMIP, LAPTIP and LACIP

6 CBOT Transaction Fee Schedule f Equity Products Type Clearing Closely Held Cpate Members; Clearing Cpate Members; & Sole Propriets Account Trading Rights & Shares Series B (Full, Associate, IDEM, COM) Leased Series B (Full, Associate, IDEM, COM) Series B- (Full) & 0,000 Shares; Series B- (Full) & 8,70 Shares Individual Executing the Trade Platfm $0 Dow mini-sized $ Dow & DJ U.S. Real Estate Index Open Auction $0. Open Auction $0.0 $0.0 $0.0 $0.0 $0.0 Open Auction Rule 06.J Equity Closely Held Cpate Members; Rule 06.J Equity Cpate Members; Rule 06.J Equity FCMs; & Rule 06.I Affiliate Equity Member Firms (Affiliate of Clearing Rule 06.J Equity Member) Individual Equity Members (Other executing the trade) Rule 06.I. Affiliate Membership Umbrella - Qualified Affiliate - Unlimited Number of Affiliates Series B- (Full) & 0,000 Shares; Series B- (Associate) & 8,70 Shares Series B- (Full) & 0,000 Shares; Series B- (Associate) & 8,70 Shares; Series B- (IDEM) & 90 Shares; Series B- (COM) &,7 Shares Series B- (Full) & 0,000 Shares; Series B- (Full) & 8,70 Shares Series B- (Full), Series B- (Associate) & 0,000 Shares $0. $0. $0.0 $0.0 $0.0 Rule 06.S. Family of Funds Equity Member Firms - Qualifies up to six Pools/Hedge Funds; additional entities can be qualified by the registration of an additional trading right. Series B- (Full) & Series B- (Associate) & Open Auction $0.0 $0. $0.0 $0.0 $0.0 Rule 06.H. Cpate Trading Firms; Rule 06.H. Trading FCMs; & Rule 06.I. Affiliate Trading Member Firms (Affiliate of Clearing, Rule 06.J. Equity Member Rule 06.H Trading Member Firms). (Other executing the trade) & Rule 06.I. Affiliate Trading Member Firms (Affiliate of Clearing. Rule 06.J Equity Member Rule 06.H. Trading Member). Rule 06.S. Family of Funds Trading Member Firms - Qualifies up to three Pools/Hedge Funds; additional entities can be qualified by the registration of an additional trading right. Series B- (Full); Series B- (Associate); Series B- (IDEM); Series B- (COM) Leased Series B- (Full); Leased Series B- (Associate); Leased Series B- (IDEM); Leased Series B- (COM) Series B- (Full) & Series B- (Associate) Open Auction $0.0 $0. $0. $0.0 $0. $0. Open Auction $0. $0.0 $0. $0.0 $0. $0. $0. Open Auction $0.0 $0. $0. $0.0 $0. $0. Cpate Member Firms Rule 06.R. Cpate Member Firms Incentive Programs** International Incentive Program (IIP) & International Volume Incentive Program (IVIP) Participants Asian Incentive Program (AIP) Central Bank Incentive Program (CBIP) Emerging Markets Bank Incentive Program (EMBIP) Latin American Fund Manager Incentive Program (FMIP) Latin American Proprietary Trading Incentive Program (LAPTIP) NON - MEMBERS Leased Series B- (Full); Leased Series B- (Associate) $0.0 $0. $0. $0. $0.6 $0. $0.8 $0.8 $0.6 $0. $0.69 $0.69 Open Auction $0. $0.0 $0.60 s $0.9 $0.90 $.0 $.0 The preceding fee schedule is provided by CME Group as a quick reference guide f general infmation purposes. Fees may be changed at any time without notice. This schedule in no way shall be construed as being an official rule of CME, CBOT any other CME Group subsidiary. Clearing/Rule 06.J Equity Closely Held Cpate Members must be wholly owned by individual members by members and employees of the firm. Verification of employment is required. Trading Rights: Full - All & 0/0/0 Associate - $ Dow, $0 Dow &, mini-sized $ Dow &, DJ U.S. Real Estate Index IDEM - Only ($ Dow, $0 Dow, mini-sized $ Dow, DJ U.S. Real Estate Index) COM - Only ($0 Dow, mini-sized $ Dow) Mini-Sized $ Dow - through December, 0 reduction of fees f the Cpate Member Firms and Trading Rights f CME Equity Firms,, 06.H Firms, Cpate Member-Holding Member, and rates at $.9 per contract f s and $.06 per contract f Clearing Fees. **The rates listed f registered Incentive Program participants apply only to transactions. Open outcry transactions by these entities will be charged at non-member rates. Individual Trading (PIT) with discretion - Lessees (06.D), Firm Employee (06.F) Outside the Family of Firms will be charged $0. Broker Fee.

7 CBOT Transaction Fee Schedule f Ex-Pit Surcharges, Non-Trades, Clearing Fees and Fees on Bloomberg CI Ex-Pit Surcharges Exchange f Physical - U.S. Treasury Contracts, Swap, Fed Funds & DJUSRE Index Exchange f Physical - Agricultural Contracts Wholesale/Block Transaction - Swap, U.S. Treasury, Fed Funds & DJUSRE Index Exchange f Physical - Equities Exchange f Risk - Agricultural Contacts Exchange f Risk - Bloomberg CI Contracts Exchange f Risk - U.S. Treasury, Swaps, Fed Funds & DJUSRE Index Exchange f Physical, Exchange f Risk and Block - Bloomberg Roll Select Wholesale/Block Transaction f Ethanol /, Distiller Dried Grain, Black Sea Wheat, & Denatured Fuel Ethanol Fward Swap & Option *Deliverable Interest Swap - Fee Waiver on Block, EFR and EFP Surcharges through //0 Dow Complex Fungibility Transactions (effective /0/0) Agricultural Fungibility Transactions (effective 09/7/0) Fungibility Surcharges $0.7 $0.8 $0.7 $. $. $. $0.7 $0.0 $. $0.00 $0.00 Non-Trades (Note ) Non-Trades - Expired (Note ) s f Non-Trades Member Delegate $0.0 $0.0 Bloomberg Roll Select & Bloomberg nd & rd Mth Swap KC HRS Wheat Swap &Calendar Swap (Note & ) $.00 Fertilizer Swap Contracts (Note ) $.00 AUD KC HRW Swap & AUD Dollar Wheat Swap Bloomberg Swaps $0.0. Non-trade fees - Exercises, Deliveries, Assignments, from Exercises Assignments, and Cash Settlement/Deliveries (No non-trade fee f Deliverable Interest Swap Future). Non-trade fees - Expired Facilitation Fee Facilitation Fee f all products (except f Denatured Fuel Ethanol Fward Swap & Option FAC Fee of ) $0.0 Clearing Division Fee Schedule Contracts Cleared (including give-up executions and EFPs, EFSs & EFRs) $0.06 Wholesale/Block Transactions $0.06 Expired Option Exercises and Assignments Position Adjustments (Note ) Exercise Assignment Surcharge Delivered Cash Settled Transfers ($,00 maximum per clearing firm per transfer). Effective August 0, Position Adjustment fees are not charged if they are incurred the next business day as a result of an exercise/assignment. Order filling (Trading without discretion) Members Lessees (06D) Firm Employee (06F) within the Family of Firms Firm Employee (06F) Outside the Family of Firms CMACE Permit Holders filling ders Trading with discretion Lessees (06D) Firm Employee (06F) Outside the Family of Firms Firm Employee (06F) within the Family of Firms Brokerage Fees $0.0 $0.7 $0.0 $0.7 $0.7 $0. $0. $0.00 Fees Bloomberg Commodity Index Contract The Bloomberg CI incpates an "embedded fee". Every calendar day, the long position holder will be charged an embedded fee calculated using the following fmula: [Number of Contracts] x $00 x [Daily Settlement Price] x [ 0.000/6 ] x Days Days are calculated as the number of calendar days from the current Bloomberg CI sm trading date to the next Bloomberg CI sm trading date. There is no embedded fee charged to the sht position holder, however, sht position holders receive a pass through payment from the fee collected from the long position holder equal to: [Number of Contracts] x $00 x [Daily Settlement Price] x [ 0.000/6 ] x Days April, 0 The preceding fee schedule is provided by CME Group as a quick reference guide f general infmation purposes. Fees may be changed at any time without notice. This schedule in no way shall be construed as being an official rule of CME, CBOT any other CME Group subsidiary.