Most Recent FYE (Month/Year) ( / ) Current Assets $ $ Total Assets $ $

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1 Travelers Excess and Surplus Lines Company Wrap Employment Practices Liability Renewal Coverage Application The term Applicant means all corporations, organizations or other entities, including subsidiaries, proposed for this insurance. I. GENERAL INFORMATION 1. Applicant Information: Name of Applicant: Street Address: City, State, ZIP Code: Expiring Policy Number: 2. Does the Applicant currently file, or does it anticipate filing in the next 6 months, any documents with the Securities and Exchange Commission, or similar foreign authority regarding any equity or debt securities? Yes No 3. In the next 12 months (or during the past 24 months) is the Applicant contemplating (or has the Applicant completed or been in the process of completing) the following: II. NOTICE ALL LIABILITY COVERAGE PARTS FOR WHICH APPLICATION IS MADE APPLY, SUBJECT TO THEIR TERMS, ONLY TO CLAIMS FIRST MADE OR DEEMED MADE AGAINST INSUREDS DURING THE POLICY PERIOD OR ANY EXTENDED REPORTING PERIOD, IF APPLICABLE. THE LIMIT OF LIABILITY AVAILABLE TO PAY LOSSES WILL BE REDUCED BY THE AMOUNTS INCURRED AS DEFENSE EXPENSES, AND DEFENSE EXPENSES WILL BE APPLIED AGAINST THE RETENTION AMOUNT. THE COMPANY HAS NO DUTY TO DEFEND ANY CLAIM UNLESS DUTY TO-DEFEND COVERAGE IS SPECIFICALLY PROVIDED. a. Any actual or proposed merger, acquisition, or divestiture? Yes No b. Any creation of a new business, subsidiary or division? Yes No c. Any registration for a public offering or a private placement of securities? Yes No d. Any reorganization or arrangement with creditors under federal or state law? Yes No e. Any branch, location, facility, office, or subsidiary closings, consolidations or layoffs? Yes No If any of the questions above were answered Yes, please attach an explanation, including the timing, the essential terms of the event, arrangement, impact on employee base, and the surrounding circumstances. FINANCIAL INFORMATION 1. Is the Applicant currently (or has it been in the past 24 months) in violation of, or has it received an amendment to any debt covenant? Yes No If Yes, please attach an explanation. Note: Omit Question 2 if the Applicant is required to submit a separate financial statement as directed in the Required Attachments section. 2. Complete the following chart providing the requested financial information: Indicate the following as it relates to the Applicant s fiscal year end (FYE): (Please indicate negative figures with ( ) or - as appropriate) Most Recent FYE Current Assets $ $ Total Assets $ $ Prior FYE SL-EPL-1200W-IND Ed Page 1 of 5

2 Indicate the following as it relates to the Applicant s fiscal year end (FYE): (Please indicate negative figures with ( ) or - as appropriate) Most Recent FYE Current Liabilities $ $ Long Term Debt $ $ Retained Earnings (Accumulated Deficit/Fund Deficit) $ $ Net Equity/Net Assets (Deficit Equity) $ $ Revenues $ $ Net Income (Net Loss) $ $ Prior FYE III. EMPLOYEE INFORMATION 1. Total number of employees*: 2. What percentage of the Applicant s employee base is outside the U.S.? % 3. Total number of locations: 4. Complete the following chart providing the number of Full Time and Part Time employees*, Volunteers and natural person Independent Contractors: As of Date of Application Previous 12 Months As of Date of Application Full Time Part Time Full Time Part Time Volunteers Independent Contractors *Full and part time including leased, seasonal, and temporary employees 5. Complete the following chart providing the maximum number of employees at any one point during the previous 12 months for the following classifications (regardless of whether they are full or part time): Leased Temporary Seasonal Union 6. Complete the following chart providing employee information for the 5 states or countries with the greatest number of Applicant employees: State or Foreign Country Location Number of 7. Complete the following chart providing employee turnover figures for each of the last 3 years: Voluntary Number of Terminations Year - 20 Year - 20 Year - 20 Involuntary (excluding layoffs/downsizing) Layoffs/Downsizing 8. Within the past 24 months how many officers have been involuntarily terminated or laid off? SL-EPL-1200W-IND Ed Page 2 of 5

3 9. Prior to employee terminations does the Applicant consult with: IV. a. Human Resources personnel? Yes No b. An attorney with experience in employment law? Yes No HUMAN RESOURCES 1. During the past 12 months, has the Applicant made amendments to any Human Resources policies or procedures or Employee Handbook? Yes No If Yes, please provide copies of such policies or procedures or handbook. a. If Yes, were the changes reviewed by legal counsel? Yes No V. REQUESTED INSURANCE TERMS 1. Does the Applicant desire any changes to the expiring policy limit or retention? Yes No If Yes, please indicate the desired changes in the table below: Expiring Limit (A) Requested Limit (B) Expiring Retention (C) $ $ $ $ Requested Retention (D) Do not answer the next question unless the Requested Limit in Column (B) exceeds the Expiring Limit in Column (A). 2. Solely with respect to the higher limits requested or that may ultimately be issued for the proposed renewal, is the Applicant or any person proposed for this insurance aware of any fact, circumstance, situation, event or act that reasonably could give rise to a claim against them under the Liability Coverage? Yes No If Yes, please attach an explanation. VI. Solely with respect to any portion of the Limit for this Liability Coverage in the proposed policy that exceeds the amount of the Expiring Limit for this Liability Coverage in the expiring policy, the proposed insurance will not afford coverage for any claim arising from any fact, circumstance, situation, event or act about which any executive officer of the Applicant had knowledge prior to the issuance of the proposed policy, nor for any person or entity who knew of such fact, circumstance, situation, event or act prior to the issuance of the proposed policy. REQUIRED ATTACHMENTS As part of this Application, please submit the following documents (these documents, and the representations and facts they contain, are made a part of this Application, whether such documents are physically delivered to the Company by the Applicant or are obtained by the Company from any public source, including the Internet): Most recent EEO-1 report, if Applicant has 1,000 or more employees Most recent annual financial statement, if policy limit requested is $3,000,000 or greater Construction Supplemental Application, if Applicant is a contractor Downsizing Supplemental Application, if impact of Applicant layoffs is either 10% of the workforce or more than 100 employees VII. COMPENSATION NOTICE Important Notice Regarding Compensation Disclosure For information about how Travelers compensates independent agents, brokers, or other insurance producers, please visit this website: If you prefer, you can call the following toll-free number: Or you can write to us at Travelers, Enterprise Development, One Tower Square, Hartford, CT VIII. FRAUD WARNINGS Attention: Insureds in Alabama, Arkansas, D.C., Maryland, New Mexico, and Rhode Island Any person who knowingly (or willfully in MD) presents a false or fraudulent claim for payment of a loss or benefit or who knowingly (or willfully in MD) presents false information in an application for insurance is guilty of a crime and may be subject to fines and confinement in prison. SL-EPL-1200W-IND Ed Page 3 of 5

4 Attention: Insureds in Colorado It is unlawful to knowingly provide false, incomplete, or misleading facts or information to an insurance company for the purpose of defrauding or attempting to defraud the company. Penalties may include imprisonment, fines, denial of insurance, and civil damages. Any insurance company or agent of an insurance company who knowingly provides false, incomplete, or misleading facts or information to a policyholder or claimant for the purpose of defrauding or attempting to defraud the policyholder or claimant with regard to a settlement or award payable from insurance proceeds shall be reported to the Colorado Division of Insurance within the Department of Regulatory Agencies. Attention: Insureds in Florida Any person who knowingly and with intent to injure, defraud, or deceive any insurer files a statement of claim or an application containing any false, incomplete, or misleading information is guilty of a felony of the third degree. Attention: Insureds in Kentucky, New Jersey, New York, Ohio, and Pennsylvania Any person who knowingly and with intent to defraud any insurance company or other person files an application for insurance or statement of claim containing any materially false information or conceals for the purpose of misleading, information concerning any fact material thereto commits a fraudulent insurance act, which is a crime and subjects such person to criminal and civil penalties. (In New York, the civil penalty is not to exceed five thousand dollars ($5,000) and the stated value of the claim for each such violation.) Attention: Insureds in Louisiana, Maine, Tennessee, Virginia, and Washington It is a crime to knowingly provide false, incomplete, or misleading information to an insurance company for the purpose of defrauding the company. Penalties include imprisonment, fines, and denial of insurance benefits. Attention: Insureds in Oregon Any person who knowingly presents a false or fraudulent claim for payment of a loss or benefit or who knowingly presents false information in an application for insurance may be guilty of a crime and may be subject to fines and confinement in prison. Attention: Insureds in Puerto Rico Any person who knowingly and with the intention of defrauding presents false information in an insurance application, or presents, helps, or causes the presentation of a fraudulent claim for the payment of a loss or any other benefit, or presents more than one claim for the same damage or loss, shall incur a felony and, upon conviction, shall be sanctioned for each violation with the penalty of a fine of not less than five thousand dollars ($5,000) and not more than ten thousand dollars ($10,000), or a fixed term of imprisonment for three (3) years, or both penalties. Should aggravating circumstances be present, the penalty thus established may be increased to a maximum of five (5) years; if extenuating circumstances are present, it may be reduced to a minimum of two (2) years. IX. SIGNATURE SECTION THE UNDERSIGNED AUTHORIZED REPRESENTATIVE (PARTNER, PRINCIPAL, HEAD OF HUMAN RESOURCES, GENERAL COUNSEL OR OTHER OFFICER ACCEPTABLE TO TRAVELERS) OF THE APPLICANT DECLARES THAT TO THE BEST OF HIS/HER KNOWLEDGE AND BELIEF, AFTER REASONABLE INQUIRY, THE STATEMENTS SET FORTH IN THE ATTACHED TRAVELERS NEW BUSINESS OR RENEWAL APPLICATION FOR INSURANCE ARE TRUE AND COMPLETE AND MAY BE RELIED UPON BY TRAVELERS. IF THE INFORMATION IN ANY APPLICATION CHANGES PRIOR TO THE INCEPTION DATE OF THE POLICY, THE APPLICANT WILL NOTIFY THE COMPANY OF SUCH CHANGES, AND THE COMPANY MAY MODIFY OR WITHDRAW ANY OUTSTANDING QUOTATION. THE COMPANY IS AUTHORIZED TO MAKE INQUIRY IN CONNECTION WITH THIS APPLICATION. THE SIGNING OF THIS APPLICATION DOES NOT BIND THE COMPANY TO OFFER, NOR THE APPLICANT TO PURCHASE, THE INSURANCE. IT IS AGREED THAT THIS APPLICATION, INCLUDING ANY MATERIAL SUBMITTED THEREWITH, SHALL BE THE BASIS OF THE INSURANCE AND SHALL BE, IN ALL STATES OTHER THAN NC AND UT, CONSIDERED PHYSICALLY ATTACHED TO AND PART OF THE POLICY, IF ISSUED. THE COMPANY WILL HAVE RELIED UPON THIS APPLICATION, INCLUDING ANY MATERIAL SUBMITTED THEREWITH, IN ISSUING THE POLICY. SL-EPL-1200W-IND Ed Page 4 of 5

5 ELECTRONICALLY REPRODUCED SIGNATURES WILL BE TREATED AS ORIGINAL. Signature* of Applicant s Authorized Representative (Partner, Principal, Officer, Head of Human Resources or General Counsel) Name (Printed) Title *IF YOU ARE ELECTRONICALLY SUBMITTING THIS APPLICATION TO TRAVELERS, APPLY YOUR ELECTRONIC SIGNATURE TO THIS FORM BY CHECKING THE ELECTRONIC SIGNATURE AND ACCEPTANCE BOX BELOW. BY DOING SO, YOU HEREBY CONSENT AND AGREE THAT YOUR USE OF A KEY PAD, MOUSE, OR OTHER DEVICE TO CHECK THE ELECTRONIC SIGNATURE AND ACCEPTANCE BOX CONSTITUTES YOUR SIGNATURE, ACCEPTANCE, AND AGREEMENT AS IF ACTUALLY SIGNED BY YOU IN WRITING AND HAS THE SAME FORCE AND EFFECT AS A SIGNATURE AFFIXED BY HAND. Date AUTHORIZED REPRESENTATIVE S ELECTRONIC SIGNATURE AND ACCEPTANCE X. PRODUCER INFORMATION (ONLY REQUIRED IN FLORIDA, IOWA, AND NEW HAMPSHIRE): Producer Signature Producer Name (Printed) Agency Name Agency Code License Number SL-EPL-1200W-IND Ed Page 5 of 5