APPLICATION FORM RETIREMENT ANNUITY TRUST SCHEME
|
|
- Gwenda Lamb
- 7 years ago
- Views:
Transcription
1 APPLICATION FORM This form should be used for a Retirement Annuity Trust Scheme. Separate forms are available for charities, trusts, corporate accounts and deceased estates. We are required to obtain the following information from you. It is important that all the questions are answered as incomplete forms may need to be returned. Please inform us immediately if your circumstances change as this may affect the suitability of any investment decision or recommendation we make. ACCOUNT NAME DETAILS OF THE Scheme name SERVICE CATEGORY Please tick the category of service required Discretionary Portfolio Service (DPS) Our principal bespoke investment management service where your manager is directly responsible for every aspect of your portfolio and can undertake transactions without prior reference to you. Taking into account your investment objective, attitude to risk and any other relevant information, your investments are individually tailored to best match your requirements. Is the scheme approved? Yes If yes, Full or Provisional Reference number Tax district Tax ref number Contributor to the scheme No Advisory Portfolio Service (APS) Our investment management service for accounts where it is not possible to delegate the day to day decisionmaking process. When appropriate, we will contact you with recommendations and comments on the portfolio but we will not undertake transactions without your prior agreement. Name and address of the principal employer (where applicable) Portfolio Administration Service (PAS) A dealing service (with advice if required) for clients who require regular valuations together with nominee/safe custody facilities for their assets. Stockbroking An execution only service for clients who wish to remain in control of their investment decisions. Nature of business Any member trustee who is a signatory must complete their details on the following pages. 01
2 Any pensioner trustee(s) should give their full name and address below: Title Surname Forename(s) Are you, or have you ever been, a US citizen, the holder of a US passport, Green Card or US bank account: or have you ever resided in or owned property in the US? * *If yes, please state the name of the individual(s) below and provide details: Permanent residential address (a care of or post box is not acceptable) CONTACT DETAILS Permanent residential address Is the person a politically exposed person now or at any time in the past? * *If yes, please provide details: Preferred correspondence address (if this is not the permanent residential address) MEMBER S PERSONAL DETAILS Title Surname Forename(s) Number of dependants Preferred telephone number Date of birth (DD/MM/YYYY) Fax number Nationality Country of birth Tax manager 02
3 We will send a half yearly investment summary (not available for Stockbroking or Listed Derivatives accounts) that includes a valuation, performance summary, transaction schedule and capital and income statements to your appointed pension adviser (their details are required on page 5). If you do not have an appointed pension adviser, a half yearly investment summary will be sent to you at the address above. EMPLOYMENT/OUTSIDE BUSINESS INTERESTS Are you a director or significant senior manager of a Plc? * *If yes, which company(ies)? If you require further reporting please indicate below: Online access (not available for Stockbroking accounts) Contract notes Additional statements SOURCE OF OVERALL WEALTH Please tick all applicable sources of wealth. Please note that we may ask for evidence of source(s) of wealth in some cases: Employment* Investment or savings Inheritance* Family trust Business ownership or sale Property Other* * If employment, please state the nature of the business or occupation from which your wealth derives. Do you have a shareholding of 5% or more in any Plc? * *If yes, which company(ies)? Are you or have you ever been employed in the financial services industry? Are you a politically exposed person or associated with one now or at any time in the past? * *If yes, please state your position and/or association * If inheritance, please state the full name of the deceased or donor (as applicable), their relationship to you and their primary source of wealth. If this source of wealth derives from any activities abroad, please state which country(ies). Does your employer need to receive contract notes? * *If yes, please provide details *If other, please specify. 03
4 INVESTMENT EXPERIENCE Your answers to these questions will enable us to determine your familiarity with particular types of services and investment. We would draw your attention to the risk warnings outlined in Annex 1 of our Terms and Conditions booklet in respect of some of these types of investment Have you been an investor in financial markets for more than 5 years? Do you have experience of managing your own investments and directing deals? Do you have experience of using derivatives (including options), warrants, leveraged or unregulated products? ANTI-MONEY LAUNDERING VERIFICATION REQUIREMENTS We are required to verify the identity of the member. We cannot conduct business with you until this process is complete. For UK and Jersey resident clients, we will use the following information to perform electronic identification checks. For overseas residents, or where the electronic identification check fails, we will ask you for certified copies of identity documentation. Previous surname (if applicable) e.g. if married or deed poll Previous residential address, if less than 1 year at current address (a care of or post box is not acceptable) Passport number (this is at the very bottom of the photo page) l l l l l l l l l / l l / l l l l l l / / l Date of expiry (DD/MM/YYYY) INVESTMENT STRATEGY For PAS and Stockbroking accounts, please complete the Investment Restrictions section only. A good starting point for any investment portfolio is a clear definition of the aims, objectives and constraints as well as the anticipated time horizon. The following questions will help us recommend and implement a suitable longterm investment strategy. It is important that you keep us informed of any changes to your circumstances so we can review the strategy. INVESTMENT OBJECTIVE Please indicate the investment objective for this account by ticking one of the following boxes: Wealth accumulation: Your main objective is capital growth and you do not expect to have any capital or income requirements from the portfolio. Wealth preservation: You expect to use the portfolio to help fund a financial requirement (e.g. property purchase, education costs, retirement planning) at some stage but are unlikely to make any sizeable capital withdrawals in the foreseeable future. You have other sources of income which cover your normal expenditure. Supplementing income: You will use the income from the portfolio but have other sources which cover a significant proportion of your normal expenditure. You may use capital to maintain your overall level of income in future. Regular income: Your main objective is for the income from the portfolio to cover a significant proportion of your normal expenditure. This income objective will limit the scope for capital growth. RISK Investment is the purchase of an asset with the hope that it will generate income or appreciate in the future. All investments involve risk and while we will help you to understand what these are you should be aware that your capital is at risk and you may not receive the amount you originally invested. Risk capacity - Your overall financial circumstances will principally determine your capacity for risk and ability to absorb a loss of capital. Please indicate by ticking one of the boxes whether a significant fall in the value of your investment portfolio would have: No material impact on my standard of living A small but acceptable impact on my standard of living A large but acceptable impact on my standard of living An unacceptable impact on my standard of living 04
5 Risk tolerance - You may have to accept more risk than you initially anticipate in order to achieve your long-term objective. Please show the extent to which you are able to tolerate short-term fluctuations in capital and income by ticking one of the following boxes: I can tolerate significant fluctuations in the capital value in order to generate potentially higher investment returns. In normal market conditions, I can tolerate fluctuations in both the capital value and income. I can tolerate some fluctuation in capital value providing current income is maintained in normal market conditions. Regardless of market conditions, my tolerance of fluctuations in the capital value and income is very limited. TIME HORIZON It is important to define the investment time horizon for a portfolio because this helps determine the suitability of different asset classes. If the time horizon is relatively short, this will generally suggest a high weighting to fixed interest and little or no exposure to equities or other risk assets. For a medium to long-term time horizon, we would normally recommend that a portfolio has a sizeable exposure to risk assets. While the expectation is that these will generate higher returns, this cannot be guaranteed. Please show the investment time horizon for this portfolio by ticking one of the following boxes: Less than 3 years 3-5 years 5 years plus INVESTMENT RESTRICTIONS Do you wish to exclude certain investments and/or asset classes for tax or ethical reasons from your portfolio? If yes, please contact us for our Investment Restrictions supplement. Address Telephone Can we take investment instructions from your pension adviser? SOURCE OF FUNDS Please tick the applicable sources of how you fund your pensions: Surplus earned income Existing fund Additional contributions Employee share (or share option) sales or sale of business Existing fund Additional contributions Transfer from/consolidation of other schemes Existing fund Additional contributions Savings previously held outside of the pension scheme Existing fund Additional contributions Inherited capital Existing fund Additional contributions Other source(s) Existing fund If other, please provide details: Additional contributions YOUR PENSION ADVISER Contact name Name of company Existing fund Additional contributions 05
6 DETAILS OF YOUR PENSION FUND(S) This section can be answered by your pension adviser. Are there any other considerations we should be aware of in respect of managing this Retirement Annuity Trust Scheme? Where applicable, please indicate relevant currency i.e. /$/ Please indicate the amount being invested into this Retirement Annuity Trust Scheme What is this Retirement Annuity Trust Scheme s annual reporting date? (DD/MM/YYYY) If in pension withdrawal, when is the formal review of pension? (DD/MM/YYYY) Are you making or do you plan to make additional contributions into this fund? If yes, how much each year What is the approximate value of your invested pension funds? What are the benefits within any Final Salary schemes you have? Pension Lump Sum What is the approximate asset allocation of your pension funds not managed by Quilter Cheviot? Cash and bonds UK equities % % Does Quilter Cheviot manage any of your other investments? Yes No No other investments INCOME INSTRUCTIONS The income payment facility is only available in sterling. Please tick one: Transfer to capital account for re-investment Monthly payments of income received Monthly fixed standing order Quarterly payments of income received (Jan/Apr/Jul/Oct) Quarterly fixed standing order (Jan/Apr/Jul/Oct) Retain on income account BANK DETAILS Bank account details are required even if no income is being withdrawn. We can also hold details of additional bank or building society accounts if other payments are anticipated. If this includes HMRC details for tax payments, please include your unique tax payer reference in the account name line. Standing orders for different amounts to different banks can be arranged if the payment frequency is the same. Principal account name Overseas equities Alternatives % % What percentage of your Quilter Cheviot fund is available as a tax-free lump sum? % What percentage of your overall retirement income do you expect this Retirement Annuity Trust Scheme to provide? % Sort code l / l / l Building society ref Standing order (if applicable) Account number If known, what is the anticipated annual pension withdrawal? /$/ or % 06
7 Address Address IBAN IBAN Account name Sort code l / l / l Building society ref Account number TRUSTEES DETAILS Pension trustee(s) legal name Contact name Standing order (if applicable) Date of incorporation (DD/MM/YYYY) Address Full postal address Registered office address (if different) IBAN Account name Sort code l / l / l Account number Telephone Building society ref Fax Standing order (if applicable) 07
8 Member trustee name (where applicable) SCHEME ADMINISTRATOR Full name of pension provider Please tick if you would like the trustee to receive the following: Half yearly investment summary (not available for Stockbroking or Listed Derivative accounts) Online access (not available for Stockbroking accounts) Contract notes Contact name Full postal address SCHEME PROVIDER Full name of pension provider Contact name Full postal address Telephone Fax Telephone Fax ADDITIONAL AML REQUIREMENTS FOR THE PENSION FUND Please note that for requirements marked * verification of identity for individuals will be performed electronically using the information provided on page 4. For overseas residents, or where the identity check fails, we will ask you for certified copies of identity verification. Certified copy of deed (if settlement) Establishment certificate Regulatory Licence Number Evidence of official scheme approval (where applicable) *Verify the member Verify trustees and any other controller in accordance with their legal form (e.g. company, individual, regulated firm etc) Evidence that those operating the account are duly authorised to do so (e.g. minutes of meeting or authorised signatory list). 08
9 TRUSTEES DECLARATION We acknowledge receipt of and confirm our agreement to Quilter Cheviot s Terms and Conditions. (If you do not understand any point, please ask for further information). In addition, we consent to your Order Execution Policy and to Quilter Cheviot (or any affiliate, as the case maybe) effecting transactions on our behalf outside a regulated market or multilateral trading facility. Where there is more than one contributor to the scheme, we confirm that the identity and source of funds of each contributor have been verified by us. Furthermore, we hereby delegate authority to the member (as our agent in respect of this account) to: (a) Agree the investment objective, risk preference and any investment restrictions applicable to the management of the investments; (b) Elect to receive internet access and various reports for either him or herself and/or his/her adviser, as noted on page 8. DECLARATION We confirm and agree with all stated to the left. Signatory 1 Date (DD/MM/YYYY) Print name Capacity/position Signatory 2 Date (DD/MM/YYYY) Print name Capacity/position 09
10 10
11 11
12 QUILTER CHEVIOT Jersey Office PO Box The Parade St Helier Jersey Channel Islands JE4 8TE t: +44 (0) w: quiltercheviot.com Quilter Cheviot Limited is registered in England with number , registered office at One Kingsway, London WC2B 6AN. Quilter Cheviot Limited is a member of the London Stock Exchange, authorised and regulated by the UK Financial Conduct Authority and regulated under the Financial Services (Jersey) Law 1998 by the Jersey Financial Services Commission for the conduct of investment business in Jersey and by the Guernsey Financial Services Commission under the Protection of Investors (Bailiwick of Guernsey) Law, 1987 to carry on investment business in the Bailiwick of Guernsey. Accordingly, in some respects the regulatory system that applies will be different from that of the United Kingdom. 12
APPLICATION FORM SELF INVESTED PERSONAL PENSION (SIPP)
APPLICATION FORM DISCRETIONARY PORTFOLIO SERVICE/ADVISORY PORTFOLIO SERVICE This form should be used for a Self Invested Personal Pension (SIPP) to be managed by Quilter Cheviot. We are required to obtain
More informationACCOUNT OPENING APPLICATION FORM CLIENT FACT FIND (SIPP ACCOUNT)
ACCOUNT OPENING APPLICATION FORM CLIENT FACT FIND (SIPP ACCOUNT) Background to SIPPs Self Invested Personal Pensions (SIPPs) are personal pensions which allow investors to choose where they want their
More informationAdvisory, Advisory Managed, Discretionary Services Private Individual Application Form
Advisory, Advisory Managed, Discretionary Services Private Individual Application Form Please complete this form using BLOCK CAPITALS and return to Walker Crips Stockbrokers, Finsbury Tower, 103-105 Bunhill
More informationAPPLICATION for A TRADING ACCOUNT For SIPP clients
Complete and sign Please send this completed and duly signed application form, along with all required documentation, to: Customer Services Moneycorp Markets Limited 2 Sloane Street London SW1X 9LA United
More informationSIPP benefit form drawdown and lump sum payments
Stockbrokers SIPP benefit form drawdown and lump sum payments Please complete this form if you want to access your pension and take benefits as a lump sum or income drawdown. If you want to take an annuity
More information2013/2014 TAX YEAR NEW SUBSCRIPTIONS. Applications must be received by 15 November 2013.
Legal & General Defined Return Plan 3 NEW ISA AND/OR DIRECT INVESTMENT APPLICATION FORM. Applications must be received by 15 November 2013. 2013/2014 TAX YEAR NEW SUBSCRIPTIONS FOR OFFICE USE Client Number
More informationJunior Gold, Class C Shares (ISIN Accumulation GB00B39RN474) This fund is managed by Marlborough Fund Managers Ltd
Key Investor Information This document provides you with key investor information about this fund. It is not marketing material. The information is required by law to help you understand the nature and
More informationDeath Benefit Request Form
Death Benefit Request Form For commencing benefits to a beneficiary when a member has died. This form should be completed and signed by the nominated beneficiary. We require a separate form to be completed
More informationSIPP benefit form annuity purchase discharge form
Stockbrokers SIPP benefit form annuity purchase discharge form This benefit form must be completed if you wish to purchase a lifetime annuity and would like AJ Bell Management Limited to pay you a tax
More informationPrivate Client Application form for the Discretionary Portfolio Service via a Financial Advisor
Private Client Application form for the Discretionary Portfolio Service via a Financial Advisor Insurance Company Bond Part A to be completed by the Policyholder Part B to be completed by the Insurance
More informationAn ISA may only be held in one individual s name.
When we say we or us, we mean Standard Life Investments (Mutual Funds) Limited. Who is this form for? This form is for anyone who wishes to transfer a Stocks and Shares ISA or a Cash ISA from another ISA
More informationCLIENT AGREEMENT FORM Discretionary Investment Management Private clients
CLIENT AGREEMENT FORM Discretionary Investment Management Private clients VERSION DATE: FEB 2015 Please answer ALL the questions on this form (including the Appendix, if relevant) as comprehensively as
More informationPrivate Client Application Form
Private Client Application Form For the Inheritance Tax Portfolio Service via a Financial Advisor The services we provide to you will be based upon the information in this application form. It is therefore
More informationZurich International Portfolio Bond. Application form for corporate organisations
Zurich International Portfolio Bond Application form for corporate organisations Application checklist Both you and your adviser must complete this application form in the appropriate place and sign the
More informationAPPLICATION FORM. / / / PENSION ANNUITY. Once you ve completed this form, please return it to: Legal & General Annuities PO Box 809 Cardiff CF24 0YL
PENSION ANNUITY APPLICATION FORM. Once you ve completed this form, please return it to: Legal & General Annuities PO Box 809 Cardiff CF24 0YL We will already have sent you a quote(s), illustrating the
More informationSIPP benefit form income drawdown and lump sum payments
SIPP ISA Dealing Junior ISA SIPP benefit form income drawdown and lump sum payments Please complete this form if you want to access your pension and take income as lump sums or income drawdown. If you
More informationPROOF FOR INTERNAL USE ONLY. Open market option instruction. For customers and scheme trustees
For customers and scheme trustees Open market option instruction Please read these notes before filling in this instruction About this instruction Only complete this instruction if you want to use the
More informationTHE SIT SIPP. Self Invested Personal Pension. Benefit Form drawdown and lump sum payments
THE SIT SIPP Self Invested Personal Pension Benefit Form drawdown and lump sum payments The SIT SIPP Benefit Form - drawdown and lump sum payments Please complete this form if you want to access your pension
More informationCOPIA QNUPS Retirement Plan
COPIA COPIA Advanced COPIA Advanced Plus AP P LI CATI ON FOR M COPIA QNUPS Retirement Plan 2 COPIA QNUPS Retirement Plan COPIA shall be subject to and interpreted in accordance with the Laws of the Island
More informationINSTITUTIONAL INVESTOR APPLICATION FORM
RENAISSANCE ASSET MANAGERS GLOBAL FUNDS Trade Register Number: B 153 629 Principal & Registered Office European Bank & Business Centre, 6c Route de Trèves, L-2633 Senningerberg, Grand Duchy of Luxembourg
More informationEIMA Privacy Requirements When Investing
Transfer Authority and Transfer History Form STOCKS AND SHARES INDIVIDUAL SAVINGS ACCOUNTS Version 6 2 TRANSFER AUTHORITY ISAs Instruction to the ISA holder Please complete all sections excluding page
More informationPlease use BLOCK CAPITALS only and blue or black ink, ticking boxes where appropriate.
TD Direct Investing SIPP benefit form - annuity purchase discharge form SIPP benefit form - annuity purchase discharge form This benefit form must be completed if you wish to purchase a lifetime annuity
More informationClose Asset Management (UK) Limited
Close Asset Management (UK) Limited X Share Class Unit Trust/OEIC & ISA Application Form This share class is available to investment advisers providing fee-based advice to underlying investors, distribution
More informationSIPP benefit form annuity
SIPP ISA Dealing Junior ISA SIPP benefit form annuity This benefit form must be completed if you wish to purchase a lifetime annuity and would like AJ Bell Youinvest to pay you a tax free lump sum. Please
More informationQUICK GUIDE TO ISAs 2014/2015
INDIVIDUAL SAVINGS ACCOUNTS 2014/2015 An Individual Savings Account (ISA) is not an investment in its own right rather it is a type of account that can be used to undertake tax-advantageous investment.
More informationFP Matterley Investment Funds
FP Matterley Investment Funds ISA Transfer Application Form For completion by the introducing intermediary (if applicable) Advised Investment* Non-advised Investment* *Please tick as appropriate 1. Personal
More informationHalifax Share Dealing SIPP
Halifax Share Dealing SIPP Benefit form - annuity purchase discharge form This benefit form must be completed if you wish to purchase a lifetime annuity and would like AJ Bell Management Limited to pay
More informationSIPP benefit form drawdown and lump sum payments
TD Direct Investing SIPP benefit form drawdown and lump sum payments SIPP benefit form drawdown and lump sum payments Please complete this form if you want to access your pension and take benefits as a
More informationINVESTMENT UNPLUGGED WHY CHOOSE A DISCRETIONARY INVESTMENT MANAGER?
WHY CHOOSE A DISCRETIONARY INVESTMENT MANAGER? WHAT IS DISCRETIONARY INVESTMENT MANAGEMENT? This is a service offered by professional investment managers for those with funds available for investment who
More informationapplication form ECCLESIASTICAL INVESTMENT FUNDS Version 3
application form Version 3 Please complete all sections below and return to: Ecclesiastical Investment Management Limited, PO Box 3733, Swindon SN4 4BG Please note this form cannot be used for an Ecclesiastical
More informationBusiness account application form for a sole trader
Business account application form for a sole trader Internal use only 1. Sole trader Title Forename(s) Surname Trading name (if applicable) Date of birth (dd/mm/yyyy) Mr Mrs Miss Other Town of birth Country
More informationHalifax Share Dealing SIPP
Halifax Share Dealing SIPP Benefit form - income drawdown and lump sum payments Please complete this form if you want to access your pension and take benefits as a lump sum or income drawdown. If you want
More information(Buyout and occupational pension schemes)
For customers and scheme trustees Instruction to buy a pension from Aegon (Buyout and occupational pension schemes) About this form This is your instruction to buy a pension from Aegon. Aegon is a brand
More informationFP WHEB Asset Management Funds
FP WHEB Asset Management Funds ISA Transfer Application Form For completion by the introducing intermediary (if applicable) Advised Investment* Non-advised Investment* *Please tick as appropriate 1. Personal
More informationRetirement instruction for company pension and buy out bond
Retirement instruction for company pension and buy out bond Filling in this form OPSBRET V14 0615 Complete this form if the member is retiring now and have their policy proceeds paid according to these
More informationBenefi t Form Income Drawdown and Lump Sum Payments. IWeb Share Dealing Self Invested Personal Pension
Benefi t Form Income Drawdown and Lump Sum Payments IWeb Share Dealing Self Invested Personal Pension Benefi t Form Important tes Please complete this form if you want to access your pension and take benefits
More informationNew Bermuda Company Formation Documents
NEW CLIENT DOCUMENTATION PACKAGE Find enclosed herewith our company formation questionnaire and related documentation required to commence a business relationship with St. George s Services Limited. This
More informationAVIVA INVESTORS INVESTMENT FUNDS APPLICATION FORM FOR INDIVIDUALS
AVIVA INVESTORS INVESTMENT FUNDS APPLICATION FORM FOR INDIVIDUALS Please use this form to invest in the Aviva Investors range of funds. This form cannot be used for the Aviva Investors Investment ISA.
More informationISA Transfer Application Form
ISA Transfer Application Form Please read the relevant Key Investor Information Document (KIID), Supplementary Information Document (SID) and ISA Terms and Conditions Document before completing this application
More informationAccount Opening Form. Open an Account with Chryson today Benefit from a personalised and professional service
Account Opening Form Open an Account with Chryson today Benefit from a personalised and professional service Any investment in CFDs carries a high risk of loss compared to many traditional instruments
More informationTHE SIT SIPP. Self Invested Personal Pension. Benefit Form annuity purchase discharge form
THE SIT SIPP Self Invested Personal Pension Benefit Form annuity purchase discharge form The SIT SIPP Benefit Form - annuity purchase discharge form This benefit form must be completed if you wish to purchase
More informationIf you are a citizen of any other country, please provide country name below:
Valid from March 2016 Please complete this form in BLOCK LETTERS and black ink, and return it to: FREEPOST JP MORGAN AM. An address or a stamp is not required to be added to the envelope. If you have any
More informationTransfer application form
For customers Guaranteed Pension Annuity (tax-free cash) Transfer application form Illustration number Agent number / Agent phone number Agent fax number Agent email address Page 1 of 12 Application checklist
More informationDolmen Stockbrokers Self-directed Pension Account Opening Document Advisory Service
Dolmen Stockbrokers Self-directed Pension Account Opening Document Advisory Service HOW TO PROCEED Application Form Complete the attached form. Please take time to read our Terms and Conditions which are
More informationAIFMD means Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers, as amended.
Glossary Accounting Period means the annual accounting period for the Company ending on 31 December in each calendar year. The first annual accounting period will end on 31 December 2015. Acts means the
More informationBenefi t Form annuity purchase discharge. Bank of Scotland Share Dealing Self Invested Personal Pension
Benefi t Form annuity purchase discharge Bank of Scotland Share Dealing Self Invested Personal Pension Benefi t Form This benefit form must be completed if you wish to purchase a lifetime annuity and would
More informationISA TRANSFER APPLICATION FORM.
LEGAL & GENERAL INVESTOR PORTFOLIO SERVICE SELF DIRECTED LGFS/LGN TAX YEAR 2015/2016 ISA TRANSFER APPLICATION FORM. Use this form to transfer an existing stocks and shares or cash ISA from another ISA
More informationFIRST CAPITAL POOLED INVESTMENT TRUST FUND
No: FIRST CAPITAL POOLED INVESTMENT TRUST FUND APPLICATION FORM 5 Beethoven & Strauss Street Windhoek West P.O Box 4461 Windhoek, Namibia Tel: +264 61 401326 Fax: +264 61 401353 www.firstcapitalnam.com
More informationSterling Investment Bond additional payment form. To be used for Standard, High allocation and No exit penalty options from 31 December 2012
Sterling Investment Bond additional payment form To be used for Standard, High allocation and No exit penalty options from 31 December 2012 1 Your application Please make sure you complete all relevant
More informationPPS RETIREMENT ANNUITY
PPS RETIREMENT ANNUITY APPLICATION FORM PROFESSIONAL PROVIDENT SOCIETY INVESTMENTS PROPRIETARY LIMITED ( PPS INVESTMENTS ) CLIENT SERVICE CENTRE CONTACT DETAILS TEL: 0861 777 723 (0861 PPS RAF) FAX: 021
More informationSmall Self Administered Scheme. Benefit Form Uncrystallised Funds Pension Lump Sum (UFPLS)
Small Self Administered Scheme Benefit Form Uncrystallised Funds Pension Lump Sum (UFPLS) Important notes Taking benefi ts from your pension is an important decision. We recommend that you take advice
More informationOEIC Application Form
OEIC Application Form Please read the relevant Key Investor Information Document (KIID) and Supplementary Information Document before completing this application form. The Architas Open-Ended Investment
More informationInvestment trust application forms
Investment trust application forms 2015/2016 Form A Application for a 2015/2016 tax year stocks and shares ISA Form B Application to transfer an existing stocks and shares ISA Form C Application to transfer
More informationDavy Select Trading Account (Execution-Only)
www.davyselect.ie Davy Select Trading Account (Execution-Only) Application Form Thank you for choosing Davy Select The Davy Select Trading Account (Execution- Only) is designed for those who are comfortable
More informationOther u please specify. National Insurance number
Application reference number For office use only Benefit Crystallisation Event Request applying for an annuity with another provider *SFBCY0400F* For use with the Collective Retirement Account (CRA) For
More informationSippchoice Bespoke SIPP
Sippchoice Bespoke SIPP Application Form (from 1 October 2015) Please indicate the unique reference number shown on the Key Features Illustration that you received with this application. Failure to complete
More informationStocks & Shares ISA Transfer form Cazenove Investment Fund Company - B Class shares
Stocks & Shares ISA Transfer form Cazenove Investment Fund Company - B Class shares For your own benefit and protection you should read carefully Cazenove Investment Fund Company s Key Investor Information
More informationInitial Charge waived ISA. Class R GBP Application forms 2015/2016 Terms and conditions
Initial Charge waived 0% ISA Class R GBP Application forms 2015/2016 Terms and conditions ISA terms and conditions Definitions Account Account holding your Investments in an ISA. Additional Permitted Subscription
More informationSavings. Application form for a savings account
Savings Application form for a savings account Welcome With a NatWest account, you will benefit from a wide range of financial services, specially developed to make managing your finances as easy as possible.
More informationLegg Mason Stocks and Shares ISA ISA Transfer Application Form (for Class A Shares)
Please complete a separate form for each ISA you intend to transfer from each different plan manager Please fill in the whole form in BLOC CAPITALS using black or blue ink 1. PERSONAL DETAILS Surname (Mr/Mrs/Ms/Miss/Other)
More informationUnicorn Application Form Institutional (B) Shares
Unicorn Application Form Institutional (B) Shares Please complete this form with a ball point pen using BLOCK CAPITALS The form should be returned to Unicorn Asset Management Limited, Springfield Lodge,
More informationNew City Investment Manager (NCIM) ISA Application Form
New City Investment Manager (NCIM) ISA Application Form SECTION 1 Personal Details This application will relate to the Tax Year commencing 6 April 20 and to any subsequent consecutive tax years in which
More informationAPPLICATION FOR A COLLECTIVE INVESTMENT ACCOUNT (CIA)
APPLICATION FOR A COLLECTIVE INVESTMENT ACCOUNT (CIA) Individual or joint applicants Financial adviser details Name of individual Name of firm Address and postcode of firm Financial Services *APIPC0700F*
More informationApplication Form Portfolio Management Services For Trusts, Foundations and Corporate Accounts
Application Form Portfolio Management Services For Trusts, Foundations and Corporate Accounts Please return to: Ashburton (Jersey) Limited PO Box 239 17 Hilary Street St Helier Jersey JE4 8SJ Channel Islands
More informationstrategic investment service SIS tailored portfolio application form
strategic investment service SIS tailored portfolio application form Page 2 of 6 We understand and accept that: 1. The Strategic Investment Service ( SIS ) is an independent service, offered by acsis limited
More informationJ.P. Morgan ISA and J.P. Morgan Investment Account
Key Features and Terms and Conditions Effective from 7 December 2015 J.P. Morgan ISA and J.P. Morgan Investment Account For J.P. Morgan Account holders TABLE OF CONTENTS PAGE 2 2 8 9 12 22 23 24 KEY FEATURES
More informationSmall lump sum claim form. Individual pension plan
Small lump sum claim form Individual pension plan Your guide to small lump sum payments You are entitled to free guidance about your retirement options. The Government has set up a free guidance service
More informationSelf Invested Personal Pension. Benefit Form Annuity Purchase
Self Invested Personal Pension Benefit Form Annuity Purchase Important notes Taking benefi ts from your pension is an important decision. We recommend that you take advice from a regulated fi nancial adviser
More informationOnline Accounts. Power of Attorney application form. Personal details. Donor. 1st Attorney. 3rd Attorney. 2nd Attorney
Online Accounts Power of Attorney application form Please read these notes before you fill in this form The account will be operated strictly in accordance with the instructions confirmed within the Power
More informationData Capture Form. for the SmartSIPP
Data Capture Form for the SmartSIPP This form is for your internal use only. Please do not return it to us. You will need to: complete the online SmartSIPP application return the signed application form
More informationPension Annuity Application Form
Pension Annuity Application Form Page 1 Pension Annuity Application Form About this Application Form This Form is an application for a pension annuity plan with Just Retirement. In return for your pension
More informationMulti-Platform Open Annuity
Multi-Platform Open Annuity Application Form Powered by the London & Colonial... Upgradable, Capable, Flexible www.londoncolonial.com Multi-Platform Open Annuity Form To London & Colonial Assurance PLC:
More informationPension Trustee Application Form
Pension Trustee Application Form XSG/TA/PENSION This application form is for pension transfer monies only. For use with the following products: Pension Type QROPS SIPP Global Portfolio Global Wealth Manager
More informationSelf Invested Personal Pension. Benefit Form Uncrystallised Funds Pension Lump Sum (UFPLS)
Self Invested Personal Pension Benefit Form Uncrystallised Funds Pension Lump Sum (UFPLS) Important notes Taking benefi ts from your pension is an important decision. We recommend that you take advice
More informationAYERS Alliance Business Account Application Form
AYERS Alliance Business Account Application Form AYERS Alliance Business Account Application and Mandate APPLICANT DETAILS Complete the form using a BLACK PEN and print in clear CAPITAL LETTERS Legal Name
More informationCompulsory Purchase Annuity
Application form Who this form is for 0615 This form is for people who want to purchase a pension from Standard Life Filling in this form Before completing this form read the Key Features Document (CPA17)
More informationPersonal Investment Management Service Additional contribution form
Personal Investment Management Service Additional contribution form Please complete this form in BLOCK CAPITALS throughout. Withdrawals Please note that if you take withdrawals from your policy, RL360
More informationAPPLICATION FORM. 1. Please read the brochure and the whole of this application form, which has 10 pages.
APPLICATION FORM managed inheritance SERVICE 1. Please read the brochure and the whole of this application form, which has 10 pages. 2. Next complete pages 2 to 5, signing on pages 2, 4 and 5. Make a copy
More informationStocks & Shares to Cash ISA Transfer Application
Stocks & Shares to Cash ISA Transfer Application for United trust Bank Title: Forenames: Surnames: Date of birth: Where did you hear about United trust Bank? Please choose one option from the list below:
More informationHELM TRUST COMPANY LIMITED COMPANY MANAGEMENT APPLICATION FORM
HELM TRUST COMPANY LIMITED COMPANY MANAGEMENT APPLICATION FORM PLEASE NOTE THAT IN ACCORDANCE WITH ANTI MONEY LAUNDERING LAWS NEW BUSINESS CANNOT BE ACCEPTED BY ANY JERSEY TRUST AND COMPANY BUSINESS SERVICE
More informationTriodos Bank. Ethical Stocks and Shares ISA application form.
Triodos Bank. Ethical Stocks and Shares ISA application form. This is an application for a Triodos Ethical Stocks and Shares ISA for the tax year 2015/2016 and each subsequent year until further notice.
More informationFP Octopus Investment Funds
FP Octopus Investment Funds Stocks and Shares ISA Transfer Application Form For completion by the introducing intermediary (if applicable) Advised Investment* Non-advised Investment* *Please tick as appropriate
More informationSelf Select Investment Guide move ahead
Self Select Investment Guide move ahead For members of The Barclays Bank UK Retirement Fund (the UKRF) 2 Self Select Investments move ahead Inside this guide Welcome to Self Select 2 Investments Choosing
More informationThe International Schools Retirement Plan
Alexander Beard (International Schools & Aid Agencies) Limited is a member of the Alexander Beard Group of Companies Limited, Registered in England no: 2144184. The International Schools Retirement Plan
More informationYour guide to filling in the form
LEGAL & GENERAL INVESTOR PORTFOLIO SERVICE SELF DIRECTED NBS ONLINE INVESTMENTS TAX YEAR 2015/2016 ISA TRANSFER APPLICATION FORM. Complete and return this form to transfer an existing stocks and shares
More informationDelivering financial freedom. UK and European financial management specialists
Delivering financial freedom UK and European financial management specialists Our origins and brief history We provide the big-picture oversight that you need to succeed. The Blacktower group was formed
More informationFP Matterley Investment Funds II OEIC and Stocks and Shares ISA APPLICATION FORMS
FP Matterley Investment Funds II OEIC and Stocks and Shares ISA APPLICATION FORMS FOR COMPLETION BY THE INTRODUCING INTERMEDIARY (IF APPLICABLE) Advised Investment* Non-advised Investment* *Please tick
More informationApplication Form Stocks and Shares Individual Savings Account (ISA) For Tax Year 2013/14
Application Form Stocks and Shares Individual Savings Account (ISA) For Tax Year 2013/14 To open an HB Markets Online Stocks and Shares ISA for 2013/14 please complete and return this form to us at the
More informationFrom 1 June 2015 Application Forms
From 1 June 2015 Application Forms Allianz Investment Funds Application & Top Up, Switching and Transfer Forms Content 1 Identity Verification Certificate PLEASE COMPLETE THE APPROPRIATE FORM 2 Investment
More informationMERCHANT NAVY OFFICERS PENSION FUND STATEMENT OF INVESTMENT PRINCIPLES
MERCHANT NAVY OFFICERS PENSION FUND STATEMENT OF INVESTMENT PRINCIPLES Introduction The main purpose of the MNOPF is the provision of pensions for Officers in the British Merchant Navy on retirement at
More informationPersonal Current/Savings Account
our application to open a Personal Current/Savings Account in the Channel Islands and Isle of Man with Lloyds Bank International Limited ( Lloyds Bank ) About this form This application form is for individuals
More informationabc ESTATE PLANNING - IEP CLASSIC
APPLICATION FORM - NON ADVISED RETAIL OR INTRODUCED CLIENTS ONLY abc ESTATE PLANNING - IEP CLASSIC How to Complete If you are completing this form by hand, please print clearly in black ink and block capitals
More informationSavings account amendment request
Savings account amendment request Please use BLOCK CAPITALS and BLACK ink throughout Mark selection boxes clearly with an X if you make a mistake, place a line through the box and then mark the correct
More informationCOPIA QNUPS Retirement Plan
COPIA QNUPS Retirement Plan FEATURES AND BENEFITS COPIA COPIA Advanced COPIA Advanced Plus 2 COPIA QNUPS Retirement Plan Key Features and Benefits Guide COPIA Retirement Plan The COPIA Retirement Plan
More informationPRIVATE WEALTH. Client Questionnaire and Risk Profile
PRIVATE WEALTH Questionnaire and Risk Profile Important Notice to The Australian Corporations Act (2001) requires that an Adviser making personal advice recommendations must have reasonable grounds for
More informationapplication to invest in an Investment Account for trustees
application to invest in an Investment Account for trustees Subject to the application being accepted, the account will start earning interest from the day we receive your application and payment. Please
More informationThe TCN International Retirement Plan
The TCN International Retirement Plan For the membership of InsideNGO Endorsed by Plan Partners Working Together to Bring you Retirement Solutions Alexander Beard Group plc Since its foundation in 1987
More informationFor customers Aegon buyout plan with protected tax-free cash drawdown pension option
For customers Aegon buyout plan with protected tax-free cash drawdown pension option Please read these notes before filling in this form About this form Words in bold are defined terms that we explain
More informationEEA Life Settlements Fund PCC Limited
Report on Control Environment as at 30 April 2011 Incorporating an Independent Report by KPMG Channel Islands Limited dated 5 July 2011 Index Introduction 1 Fund structure 2 Organisation of responsibilities
More informationRelevant Life Policy Trust and Nomination Forms
Relevant Life Policy Trust and Nomination Forms Use these forms if an employer owns the plan and they want to provide life cover for one of their employees outside of a registered group life scheme. Part
More information