No. of ordinary shares

Transcription

1 Monthly Return of Equity Issuer on Movements in Securities For the ended : 30/04/2013 To : Hong Kong Exchanges and Clearing Limited Name of Issuer Date Submitted May 8, 2013 SouthGobi Resources Ltd. I. Movements in Authorised Share Capital 1. Ordinary Shares 1878.HK (S) (1) Stock code : SGQ.TO Description : Common Shares Balance at close of preceding No. of ordinary Unlimited Par value (HK$) No par value Authorised share capital (HK$) Unlimited Increase/(decrease) Balance at (2) Stock code : Description : Balance at close of preceding No. of ordinary Par value (State ) Authorised share capital (State ) Increase/(decrease) Balance at

2 2. Preference Shares Stock code : Description : Balance at close of preceding No. of preference Par value (State ) Authorised share capital (State ) Increase/(decrease) Balance at 3. Other Classes of Shares Stock code : Description : Balance at close of preceding No. of other classes of Par value (State ) Authorised share capital (State ) Increase/(decrease) Balance at Total authorised share capital at the end of the (HK$) : N/A

3 II. Movements in Issued Share Capital Balance at close of preceding 181,947,310 Increase/ (decrease) during the 18,181 Balance at 181,965,491 No. of ordinary (1) (2) No of preference No. of other classes of III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date and Movement during the class of issuable Granted Exercised Cancelled Lapsed 1 Equity Incentive Plan of issuer issued during the thereto of issuer which may be issued thereto as at (17/05/2011) Common Shares , ,834, Total funds raised during the from exercise of options (State ) Total A. (Ordinary ) 0 (Preference ) (Other class) Cdn $ 0

4 Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) 1. Currency of nominal value Nominal value at close of preceding Exercised during the Nominal value at of issuer issued during the thereto of issuer which may be issued thereto as at issuable 2. issuable 3. issuable 4. issuable Total B. (Ordinary ) (Preference ) (Other class)

5 Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Class and description 1. CIC Convertible Debenture Currency of amount outstanding Amount at close of preceding Converted during the Amount at of issuer issued during the thereto of issuer which may be issued thereto as at 2. issuable Cdn $8.88 ) US$ $250,000,000 $0 $250,000, ,331, HK (S) SGQ.TO Ordinary Shares N/A 3. issuable 4. issuable issuable Total C. (Ordinary ) 0 (Preference ) (Other class)

6 Full particulars including, if applicable, and class of issuable: 1. Employee Share Purchase Plan Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) of issuer issued during the thereto 2. ( 17/05/2011 ) of issuer which may be issued thereto as at 18, , Total D. (Ordinary ) 18,181 (Preference ) (Other class)

7 Other Movements in Issued Share Capital Type of Issue of issuer issued during the thereto of issuer which may be issued thereto as at 1. Rights issue At price : State issuable date : 2. Open offer At price : State issuable date : 3. Placing At price : State issuable date : 4. Bonus issue issuable date :

8 Type of Issue of of issuer issued issuer which during the may be issued thereto thereto as at 5. Scrip dividend At price : State issuable date : 6. Repurchase of repurchased Cancellation date : Ordinary Shares 7. Redemption of redeemed Redemption date : 8. Consideration issue At price : State issuable date :

9 Type of Issue of of issuer issued issuer which during the may be issued thereto thereto as at issuable 9. Capital reorganisation date : issuable _Ordinary Shares 10. Other: At price : State date : Total E. (Ordinary ) 0 (Preference ) (Other class) Total increase / (decrease) in ordinary during the (i.e. Total of A to E): (1) 18,181 (2) Total increase / (decrease) in preference during the (i.e. Total of A to E): Total increase / (decrease) in other classes of during the (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).)

10 Remarks (if any): Submitted by: Erik Cheng Title: HK Company Secretary (Director, Secretary or other duly authorised officer) Notes : 1. State the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.