Strategic Planning A PRACTICAL GUIDE FOR UNITS AND DEPARTMENTS
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1 Strategic Planning A PRACTICAL GUIDE FOR UNITS AND DEPARTMENTS
2 Contents 1. What is strategic planning? Strategic Planning at Faculty of Medicine where are we? The Faculty of Medicine Strategic Plan: The Way Forward What is an environmental scan? Why do departments and units need strategic plans? How does it all fit together? A 4- step guide to planning at the Departmental and Unit level Considerations for Organizing a Strategic Planning Retreat Tips from successful planning initiatives Clinical Department Basic Science Department Dean s Office Unit Attachments/Links STRATEGIC PLANNING: A PRACTICAL GUIDE FOR UNITS AND DEPARTMENTS ǀ 1
3 1. What is strategic planning? A strategic plan is a brief, clear and easily communicated statement which expresses where an organization wants to be in the future, and how it intends to get there. It reflects consensus, shared aspiration and faculty- wide priorities. Key dimensions of a strategic plan: Mission Vision Values Strategic Directions Strategic Action Plan why we exist, what we do a vibrant and compelling image of what we want to create the fundamental rules by which we conduct our business the major initiatives needed to realize the Vision the specific actions needed to move the Directions (priority tactics) A strategic plan is not - a replacement for functional plans - structured to deal with everything - a long range plan - detailed - fixed It - gives functional plans context and direction - focuses on those requiring strategic intervention - focuses on setting priorities for a specific time frame - focuses on getting the basics right - is a living document, can be refined as conditions change A simple strategic planning process Where are we now? What are we doing well? What are the challenges? Where do we want to be? What are our emerging issues? How do we get there? What are our priorities? How can we accomplish our goals? How are we doing? Annual monitoring are we achieving our goals? STRATEGIC PLANNING: A PRACTICAL GUIDE FOR UNITS AND DEPARTMENTS ǀ 2
4 2. Strategic Planning at Faculty of Medicine where are we? The Way Forward, the Faculty of Medicine s strategic plan, is conceived as a living document, the product of ongoing consultation and annual retreats in the Faculty of Medicine. Faculty of Medicine s Strategic Planning Cycle 3. The Faculty of Medicine Strategic Plan: The Way Forward pillars Teaching Patient and Population Health Research Operational and Fiscal Strength Key priorities identified through retreats, brainstorming sessions, broad consultation Provides foundation for department and unit planning STRATEGIC PLANNING: A PRACTICAL GUIDE FOR UNITS AND DEPARTMENTS ǀ 3
5 STRATEGIC PLANNING: A PRACTICAL GUIDE FOR UNITS AND DEPARTMENTS ǀ 4
6 Is the Faculty of Medicine s strategic plan working? Are we achieving our goals? Through annual updates, the Faculty of Medicine is monitoring and recording our progress. We are pleased to report our achievements: Update- June2012.pdf STRATEGIC PLANNING: A PRACTICAL GUIDE FOR UNITS AND DEPARTMENTS ǀ 5
7 4. What is an environmental scan? An environmental scan is the foundation of strategic planning. It is a systematic analysis of the external environment to better understand the current and emerging trends and drivers of change that will impact your organization. At the Faculty of Medicine s Annual Retreat in October 2012, the following issues were identified. This environmental scan can be used by units and departments for their strategic planning exercises. STRATEGIC PLANNING: A PRACTICAL GUIDE FOR UNITS AND DEPARTMENTS ǀ 6
8 5. Why do departments and units need strategic plans? How does it all fit together? STRATEGIC PLANNING: A PRACTICAL GUIDE FOR UNITS AND DEPARTMENTS ǀ 7
9 6. A 4- step guide to planning at the Departmental and Unit level Step 1: Scan Assess the internal and external issues impacting your department or unit Accreditation Reports University Strategic Plan Threats/ Opportunities Survey Reports Senate Review Department Data Profile Risk Analysis Health Authority Strat Plans Internal and External Environmental Scan Budget Allocation Step 2: Envision Mission why we exist, what we do Vision Values a vibrant and compelling image of what we want to create the fundamental rules by which we conduct our business Step 3: Plan Strategic Directions the major initiatives needed to realize the Vision Educating Doctors and Researchers of the Future Strategic Direction and Action Plan Enhancing Patient Care and Population Health Organizational, Operational and Fiscal Renewal Advancing an Innovative Research Agenda Step 4: Implement Strategic Action Plan the specific actions needed to move the Directions (priority tactics) Workplan Regular department/unit meetings Progress updates/monitoring Communication Evaluation STRATEGIC PLANNING: A PRACTICAL GUIDE FOR UNITS AND DEPARTMENTS ǀ 8
10 7. Considerations for Organizing a Strategic Planning Retreat While some retreats focus on general dialogue and building a sense of organizational unity, an off- site retreat can also be an excellent mechanism for strategic planning. Some factors to consider in planning a strategic planning retreat: Establish the purpose of the retreat (develop criteria to determine if the retreat was successful) Working with a facilitator? Facilitation services available through Dalhousie University ( resources/employee- organizational- development/consulting- services.html ) Contact FoM Operations and Policy Unit for planning advice and resources (Associate Dean, Director) If using an external facilitator, seek skilled facilitator with planning expertise in academic sector Facilitator should be aware of the Faculty s approach to planning (use the FoM template as the foundation document) Note: it is difficult for a retreat participant to also act as a facilitator Where to hold the retreat? Offsite retreats more conducive to teamwork; participants less likely to be interrupted and more likely to stay for the entire time Record keeping Focus on recording the strategic plan and actionable items (vs. traditional minutes) Decide who will lead specific tactics and how progress will be monitored Celebrate interim victories; use regular meetings to track strategic progress STRATEGIC PLANNING: A PRACTICAL GUIDE FOR UNITS AND DEPARTMENTS ǀ 9
11 8. Tips from successful planning initiatives Clinical Department: Psychiatry Decentralized clinical department face- to- face consultation with entire department not feasible Combined face- to- face and cyber consultation Department Head developed draft strategic plan, using the FoM template Consulted with executive committee Plan shared with constituent units (TOOL ); feedback solicited and incorporated into final plan Basic Science Department: Pharmacology Utilized external facilitator to guide department through planning retreat Prior to retreat: Head met with external facilitator to outline major topics/issues and to design agenda around strategic plan areas - Research, Undergraduate Teaching, Graduate Student and Post- doctoral Trainees, Organization and Fiscal renewal During retreat: Overview of FoM and University strategic plan and process provided by Associate Dean, Operations and Policy to ensure alignment Overview of the expected output from the meeting - determine the major strategic plan initiatives Setting priorities for each strategic plan topic Full faculty discussion for each agenda topic - small groups to tackle individual topics and report back Following retreat: Facilitator to organize information gathered into a cohesive format that aligns with the University and FoM formats (1 pager) Department Head will edit strategic plan Implement strategic plan with a faculty or staff 'champion' for each major initiative to be undertaken Dean s Office Unit: Continuing Medical Education (CME) Relatively small unit, easier to consult face- to- face with members Reviewed The Way Forward Gathered feedback/evidence from variety of sources (literature review, accreditation, etc.) Consulted with stakeholder units In- house retreat, led by Associate Dean STRATEGIC PLANNING: A PRACTICAL GUIDE FOR UNITS AND DEPARTMENTS ǀ 10
12 9. Attachments/Links One- page template (FoM) STRATEGIC PLANNING: A PRACTICAL GUIDE FOR UNITS AND DEPARTMENTS ǀ 11
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