1.1 The University may award Higher Doctorate degrees as specified from time-to-time in UPR AS11 1.

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1 HIGHER DOCTORATE DEGREES SUMMARY OF PRINCIPAL CHANGES General changes None Secton 3.2 Refer to text (Amendments to verson 03.0, UPR AS02 are shown n talcs.) 1 INTRODUCTION 1.1 The Unversty may award Hgher Doctorate degrees as specfed from tme-to-tme n UPR AS The regulatons and procedures set out n ths document have been approved by the Academc Board wth effect from 1 September and are operated on behalf of the Academc Board by a Hgher Doctorate Degrees Board ( the Board ). 2 STANDARD A Hgher Doctorate degree 1 may be awarded to a canddate who s a leadng authorty n hs or her feld of study and who has made an orgnal and dstngushed contrbuton to the advancement or applcaton of knowledge n that feld. 3 ELIGIBILITY 3.1 A canddate s elgblty to submt for a Hgher Doctorate degree s determned at the sole dscreton of the Hgher Doctorate Degrees Board (secton 5, refers) 3.2 Canddates for these degrees normally shall: be graduates of no less than 10 years standng of the Unversty of Hertfordshre or at ts Assocate or Precedent Colleges or hold an equvalent qualfcaton and have not less than 10 years standng as a result of studes carred out at the Unversty of Hertfordshre or at ts Assocate or Precedent Colleges or be current or former members of staff (full-tme, part-tme, vstng or honorary) of the Unversty of Hertfordshre or of ts Assocate or Precedent Colleges or of an establshment whch has contrbuted for a perod of not less than seven (7) years to the research ethos of the Unversty of Hertfordshre and be graduates of, or hold an equvalent qualfcaton of, another awardng body and have not less than eght (8) years standng or be able to demonstrate orgnal research over a sustaned perod and be a leadng authorty n the feld of study concerned. 1 UPR AS11 Schedule of Awards 2 Academc Board Mnutes: 379.1, 30 November 94; 489.5, 19 June 96; 861.2, 6 March 02; 932.3, 13 November 02; 943.5, 5 March 03; 155.2, 9 March 05; 348.2, 7 March 07; 479, 12 March 2008; 282.5, 19 June 2013, 512, 24 June 2015, refer. 1/5

2 4 APPLICATIONS FOR THE AWARD OF A HIGHER DOCTORATE 4.1 An applcaton for a Hgher Doctorate degree must be based ether wholly or substantally on orgnal publshed work carred out by the canddate. 4.2 Any person who has already been awarded a Hgher Doctorate degree by the Unversty of Hertfordshre may, at any tme, make an applcaton for the award of any other Hgher Doctorate degree of the Unversty. However, any such applcaton must be supported by a body of work whch s substantally dfferent from that submtted n support of any prevous successful applcaton(s). 4.3 Any work whch has prevously been part of a successful submsson for any degree awarded by the Unversty or any other nsttuton must be clearly dentfed by the canddate (secton 4.6,, refers). 4.4 The work submtted for the degree shall not be concurrently submtted by the canddate for a hgher doctorate or other comparable award of any other nsttuton and a declaraton to ths effect shall be submtted by the canddate wth hs or her applcaton (secton 4.6,, refers). 4.5 A canddate wshng to make an applcaton for the award of a Hgher Doctorate shall submt to the Academc Servces Offcer (Research): v v a lst of the publshed works on whch the applcaton s based; a summary, normally not exceedng 4,000 words, of the relevance of the works to the advancement of knowledge n the feld concerned; a completed applcaton to regster for a Hgher Doctorate degree form whch provdes for the statements requred n fulflment of the requrements of sectons 4.4 and 4.5; a completed Unversty enrolment form; the ntal nstalment of the requred fee. Where relevant, the canddate may elect to nclude a lst of further supportng, publshed or unpublshed materal wth hs or her applcaton. 4.6 The nformaton provded n accordance wth the requrements of secton 4.6 wll be used by the Hgher Doctorate Degrees Board to determne the elgblty of the canddate to submt for the award (secton 3 refers) and to determne whether a prma face case for the award has been establshed (secton 6 refers). 5 HIGHER DOCTORATE DEGREES BOARD 5.1 On recept of an applcaton, the Vce-Chancellor (or nomnee), actng n hs or her capacty as Charman of the Academc Board, shall establsh a Hgher Doctorate Degrees Board. It wll normally be the case that a separate Board s establshed to consder each applcaton receved by the Unversty. 5.2 The current verson of the terms of reference and composton of the Hgher Doctorate Degrees Board may be found at: 2/5

3 6 ESTABLISHING A PRIMA FACIE CASE FOR THE AWARD OF A HIGHER DOCTORATE 6.1 The Hgher Doctorate Degrees Board shall determne whether the canddate has establshed a prma face case for the award of the degree. 6.2 In dong so, the Board wll consder the nformaton provded n accordance wth the requrements of secton 4.6 and may also seek advce from other persons, whether or not Members of the Unversty, (UPR GV06 3, refers) who have expertse and standng n the canddate s feld. 6.3 The decson of the Board wll be communcated to the canddate by the Clerk to the Hgher Doctorate Degrees Board and, where the Board has determned that the canddate has not establshed a prma faca case, the applcaton ceases and there s no rght of appeal. 6.4 Successful establshment of a prma face case At ths stage n the process the canddate wll be requred to pay the fnal nstalment of the requred fee (the remander after payment of the ntal nstalment), whch s not refundable The establshment of a prma face case does not n any way mply the eventual award of a degree. 7 EXAMINATION 7.1 Appontment of Examners The Hgher Doctorate Degrees Board shall appont three (3) examners wth approprate expertse, experence and professonal standng. At least two (2) of the examners wll be ndependent of the Unversty and of any organsaton at whch the canddate s work was carred out and shall not be co-authors of any of the canddate s cted works Indvduals consulted by the Board n accordance wth secton 6.2 are not thereby precluded from servng as examners for the canddate. 7.2 Submsson by canddates of materal for examnaton The canddate shall submt to the Unversty, va the Academc Servces Offcer (Research), three (3) sets of documentaton each of whch shall nclude: a crtcal apprasal, of not normally less than 4,000 words or more than 10,000 words, of the submtted works whch dentfes the feld and ams of the canddate s research and the orgnal and dstngushed contrbuton to the advancement or applcaton of knowledge n the feld represented by the works; an offprnt or hgh qualty photocopy of each of the publshed works whch have been cted (secton 4.6,, refers), f necessary, gvng proof of authentcty. The works shall be numbered and correspond exactly wth the lst submtted n complance wth secton 4.6, ; a copy of other publshed works cted under the provsons of secton 4.5; v a statement by the applcant concernng ther contrbuton to the work submtted, whch should be no more than 400 words. 3 UPR GV06 Membershp of the Unversty 3/5

4 7.2.2 Each set of submtted documentaton, excludng books, shall be presented n A4 format and shall be permanently bound. The contents shall be wrtten n Englsh unless the Board has approved otherwse. The Board may gve permsson for an alternatve format to be used for the documentaton where t s satsfed that ths would be more approprate. For example, n a submsson for the award of Doctor of Musc (DMus), muscal notaton and audo recordngs would, where approprate, be acceptable Each bound copy of the submsson shall contan an abstract, a lst of contents and a ttle page each of whch ncludes the followng nformaton: v the approprate ttle relatng to the canddate s feld of study; the full name of the canddate; the followng statement: Submtted for the degree of (ttle of degree) of the Unversty of Hertfordshre ; the month and year of submsson The bndng shall be of a fxed type so that no part of the contents can be removed or replaced. The front and rear boards shall be of suffcent rgdty to support the weght of the work when standng uprght The outsde front board shall bear, n at least 24 pt type, the ttle of the work, the name and ntal of the canddate, the qualfcaton and the year of the submsson. The same nformaton, excludng the ttle of the work, shall be shown on the spne of the work Pages n the crtcal apprasal shall be numbered consecutvely. 7.3 Ethcal consderatons In cases where any work submtted by the canddate has been based on a study nvolvng human partcpants, the canddate shall submt a declaraton to the effect that such work was gven pror approval by an approprate body responsble for the mantenance of ethcal standards. In cases where such a declaraton s subsequently proved to be false, the Unversty reserves the rght to wthhold or wthdraw the award. 7.4 Cheatng, plagarsm, colluson or other academc msconduct Where t s proven that a canddate for a Hgher Doctorate degree s gulty of cheatng, plagarsm, colluson or other academc msconduct and that ths has resulted n an award beng made, the Unversty of Hertfordshre reserves the rght, as approprate, ether to wthhold the award of the degree or to wthdraw the degree. 7.5 Examnaton of the materal submtted by the canddate Each apponted examner shall consder the canddate s submtted works and provde the Clerk wth an ndvdual report and recommendaton on whether the degree should be conferred. In makng ther report, each examner shall state whether the evdence submtted consttutes an orgnal and dstnctve contrbuton to the advancement or applcaton of knowledge n some partcular feld of study such that t gves the canddate the status of a leadng authorty n that feld. In cases where an examner does not recommend that the degree be conferred, hs or her report shall dentfy the defcences of the submsson, where possble n a way that mght be useful to the canddate n the event of further applcaton Before makng ther report, the examners may seek addtonal nformaton from the canddate, n wrtng, through the Clerk. Any such addtonal nformaton shall be provded to all examners by the Clerk. 4/5

5 7.5.3 The assent of not less than three (3) members of the Board shall be requred to the conferment of any Hgher Doctorate degree The decson of the Board shall, n all cases, be fnal Where the Board determnes that an award s not to be made and no procedural error s alleged by the canddate, the canddate may request a Completon of Procedures Letter from the Offce of the Dean of Students whch may be used n relaton to any future dealngs wth the Offce of the Independent Adjudcator. 8 PROCEDURAL ERRORS 8.1 Where the canddate beleves that there has been a procedural error whch has materally affected the outcome of the Board s delberatons, the canddate may make representatons, n wrtng, to the Charman of the Audt Commttee of the Board of Governors. 8.2 The Charman of the Audt Commttee wll respond to any such complant wthn a perod of not more than ten (10) workng days from the date of ts recept or as soon as possble thereafter. 8.3 The decson of the Charman of the Audt Commttee shall, n all cases, be fnal. 8.4 At the concluson of ths process, the canddate wll be ssued wth a Completon of Procedures Letter whch may be used n relaton to any future dealngs wth the Offce of the Independent Adjudcator. 9 FURTHER APPLICATIONS Canddates to whom the degree s not awarded may after a two-year perod, submt a new applcaton, n accordance wth the requrements of secton 4, provded that such an applcaton contans addtonal publshed work relevant to the feld of study. 10 DISPOSAL OF THE CANDIDATE S APPLICATION The dsposal of the three (3) copes of the canddate s applcaton shall be at the dscreton of the Hgher Doctorate Degrees Board but normally one (1) copy shall be retaned n the Unversty's Learnng Resources Centre. 11 OFFICE OF THE INDEPENDENT ADJUDICATOR Havng exhausted the Unversty nternal procedures and subject to the provsons of legslaton, the canddate has the rght to request the Offce of the Independent Adjudcator to revew hs or her case. Mrs S C Grant Secretary and Regstrar Sgned: 1 August /5

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