* Investors should consult their financial advisers if in doubt about whether the product is suitable for them.

Transcription

1 UTI-SENSEX EXCHANGE TRADED FUND (UTI-SENSEX ETF) KEY INFORMATION MEMORANDUM UTI SENSEX EXCHANGE TRADED FUND (UTI-SENSEX ETF) (An open ended Exchange Traded Fund) [Rajiv Gandhi Equity Savings Scheme (RGESS) Qualified Scheme] This product is suitable for investors who are seeking*: v Long term investment. v Investment in securities covered by S&P BSE Sensex RISKOMETER * Investors should consult their financial advisers if in doubt about whether the product is suitable for them. New Fund Offer Opens on : Monday, August 24, 2015 New Fund Offer Closes on : Wednesday, August 26, 2015 Scheme Reopens on : Thursday, September 03, 2015 Offer of Units of ` 10/-each for cash issued at a premium approximately Equal to the Difference between Face Value and allotment Price during the New Fund Offer Period and at NAV based prices during Continuous Offer. New Fund Offer will not be kept open for more than 30 days This Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know before investing. For further details of the scheme/mutual Fund, due diligence certificate by the AMC, Key Personnel, Investors rights & services, risk factors, penalties & pending litigations etc. investors should, before investment, refer to the Scheme Information Document and Statement of Additional Information available free of cost at any of the UTI Financial Centres or distributors or from the website The scheme particulars have been prepared in accordance with Securities and Exchange Board of India (Mutual Funds) Regulations 1996, as amended till date, and filed with Securities and Exchange Board of India (SEBI). The units being offered for public subscription have not been approved or disapproved by SEBI, nor has SEBI certified the accuracy or adequacy of this KIM. SPONSORS TRUSTEE INVESTMENT MANAGER State Bank of India, Punjab National Bank, Bank of Baroda and Life Insurance Corporation of India (Liability of sponsors limited to ` 10,000/-) UTI Trustee Co. (P) Ltd. (Incorporated under the Companies Act, 1956) UTI Asset Management Co. Ltd. (Incorporated under the Companies Act, 1956)

2 KEY INFORMATION MEMORANDUM UTI SENSEX EXCHANGE TRADED FUND (UTI-SENSEX ETF) (An open ended Exchange Traded Fund) [Rajiv Gandhi Equity Savings Scheme (RGESS) Qualified Scheme] Investment Objective Asset Allocation Pattern of the scheme Portfolio construction restrictions and rebalancing The investment objective of the scheme is to provide returns that, before expenses, closely correspond to the total returns of the securities as represented by the underlying index, subject to tracking error. However there is no guarantee or assurance that the investment objective of the scheme will be achieved. Instruments Indicative Allocation (% of total assets) Maximum Minimum Securities covered by the S&P BSE Sensex 100% 95% Cash/Money Market Instruments* 5% 0% * Commercial Paper, Commercial Bills, Certificates of Deposit, Treasury Bills, Bills Rediscounting, Repos, Collateralised Borrowing & Lending Obligation (CBLO), Government securities alternate to Call or notice money and any other such short-term instruments as may be allowed under the Regulations/RBI prevailing from time to time. However the scheme will invest in Money Market instruments having residual maturity upto 91 days. The scheme will neither make any investment in Derivatives, ADR / GDR / Foreign Securities / Securitized Debt nor will it engage in short selling and securities lending. If the investments fall outside the asset allocation range given above, the portfolio of the scheme will be rebalanced within a period not later than seven calendar days from the date of such change in the asset allocation pattern. Portfolio of the scheme/ Types of Instruments in which the Scheme will Invest The Scheme will invest in Securities which are constituents of S&P BSE Sensex Index and in Money Market Instruments in accordance with the Asset allocation pattern indicated above. The constituents and weights of the S&P BSE Sensex Index as on 22 nd July 2015 is given below: Sr. No COMPANY INDEX WEIGHT 1 Axis Bank Ltd Bajaj Auto Ltd Bharat Heavy Electricals Ltd Bharti Airtel Ltd Cipla Ltd/India Coal India Ltd Dr Reddy s Laboratories Ltd Gail India Ltd HDFC Bank Ltd Hero MotoCorp Ltd Hindalco Industries Ltd Hindustan Unilever Ltd Housing Development Finance Corp ICICI Bank Ltd ITC Ltd Infosys Ltd Larsen & Toubro Ltd Lupin Ltd Mahindra & Mahindra Ltd Maruti Suzuki India Ltd NTPC Ltd Oil & Natural Gas Corp. Ltd Reliance Industries Ltd State Bank of India Sun Pharmaceutical Industries Ltd Tata Consultancy Services Ltd Tata Motors Ltd Tata Steel Ltd Vedanta Ltd Wipro Ltd Tracking Error Tracking Error means the extent to which the NAV of the fund moves in a manner inconsistent with the movements of the underlying Index on any given day or over any given period of time from any cause or reason whatsoever including but not limited to differences in the weightage of the investments in the securities and the weightage to such securities in the S&P BSE Sensex Index, time lags in deployment or realization of funds under the Scheme as compared to the movement of or within the said Index, expenditure incurred by the scheme, corporate actions such as debenture or warrant conversions, rights, mergers, etc., change in constituents of Index, rounding of quantity of shares underlying the index, dividend payouts, whole cash not invested at all times as it may keep a portion of funds in cash to meet redemption etc. UTI AMC will endeavour to keep the tracking error at 2% on an annualized basis in the scheme as against the returns of the underlying Index. 2

3 Risk Profile of the Scheme Mutual Fund investments are subject to market risks. Please read the SID carefully for details on risk factors before investment. Past performance of the Sponsors / AMC / Mutual Fund does not guarantee future performance of the scheme. Safety net or guarantee provided The Scheme does not provide any guarantee or assured return. Scheme Specific Risk Factors: UTI Sensex ETF will be a passively managed scheme by providing exposure to S&P BSE Sensex Index and tracking its performance and yield, before expenses, as closely as possible. The scheme performance may be affected by a general decline in the Indian markets relating to its underlying Index. The scheme invests in the underlying Index regardless of its investment merit. Although the units are proposed to be listed on the BSE / any other Stock Exchange, the Trustee/AMC will not be liable for any delay in listing of units of the Scheme on the stock exchange(s)/ or due to connectivity problems with the depositories due to the occurrence of any event beyond their control. The securities in which the Scheme invests may under perform the various general securities markets or different asset classes. Different type of securities tend to go through cycles of out performance and under-performance in comparison to the general securities markets. The scheme may not fully replicate the performance of the S&P BSE Sensex due to temporary unavailability of certain Index Securities in the secondary market or due to other extraordinary circumstances. Performance of the S&P BSE Sensex Index will have a direct bearing on the performance of the Scheme. In the event the S&P BSE Sensex is dissolved or is withdrawn by AIPL, the Trustee reserves the right to modify the Scheme so as to track a different and suitable index and the procedure stipulated in the Regulations shall be complied with. The Trustees, AMC, Fund, their directors or their employees shall not be liable for any tax consequences that may arise in the event that the scheme is wound up for the reasons and in the manner provided under the Scheme Information Document & Statement of Additional Information. Redemption by the unit holder due to change in the fundamental attributes of the Scheme or due to any other reasons may entail tax consequences. The Trustees, AMC, Fund their directors or their employees shall not be liable for any tax consequences that may arise. UTI-Sensex ETF would be investing in equities and money market instruments (such as CBLO or as defined by SEBI regulations, term/ notice money market, repos, reverse repos and any alternative to the call money market as may be directed by the RBI). The liquidity of the scheme s investments is inherently restricted by trading volumes and settlement periods. In the event of an inordinately large number of redemption requests, or of a restructuring of the scheme s investment portfolio, these periods may become significant. In view of the same, the Trustees have the right in their sole discretion to limit redemptions (including suspending redemptions) under certain circumstances. The Mutual Fund is not assuring any dividend nor is it assuring that it will make any dividend distributions. All dividend distributions are subject to the availability of distributable surplus and would depend on the performance of the scheme. Portfolio concentration risk ETF being a passive investment carries lesser risk as compared to active fund management. The portfolio follows the index and therefore the level of stock concentration in the portfolio and its volatility would be the same as that of the index, subject to tracking error. Thus there is no additional element of volatility or stock concentration on account of fund manager s decisions. Risks pertaining to transaction in units through Stock Exchange 1. Although the Scheme s Units will be listed on BSE / any other stock exchange, there can be no assurance that an active secondary market will develop or be maintained. Hence there would be times when trading in the Units of the Scheme would be infrequent/less liquid. 2. Trading in the Units of the Scheme on BSE / any other stock exchange may be halted because of market conditions or for reasons that in view of BSE or SEBI, trading in the Units of the Scheme are not advisable. In addition, trading of the Units of the Scheme are subject to trading halts caused by extraordinary market volatility and pursuant to BSE / any other stock exchange and SEBI circuit filter rules. There can be no assurance that the requirements of BSE / any other stock exchange necessary to maintain the listing of the Units of the Scheme will continue to be met or will remain unchanged. 3. The Scheme may not be able to immediately sell certain types of illiquid Securities. The purchase price and subsequent valuation of restricted and illiquid Securities may reflect a discount, which may be significant, from the market price of comparable Securities for which a liquid market exists. 4. The Units of the Scheme may trade above or below their NAV. The NAV of the Scheme will fluctuate with changes in the market value of the holdings of the Scheme. The trading prices of the Units of the Scheme will fluctuate in accordance with changes in their NAV as well as market supply and demand for the Units of the Scheme. Any changes in the trading regulations by the Stock Exchanges(s) or SEBI or other applicable regulations may affect the ability of market participants to arbitrage resulting it to wider premium/discount to NAV. However, it is expected that large discounts or premiums to the NAV of Units of the Scheme may not sustain for long due to market participants actions on arbitrage opportunity available under such circumstances. 5. Impact cost risk: The scheme may have to bear the impact cost arising from sale and purchase of underlying securities either when it accepts/gives cash or cash equivalents in lieu of one or more Index securities, cash component on issue and repurchase of units or while undertaking rebalancing of the scheme portfolio as a consequence of change in the composition or change in relative weight ages of the securities underlying S&P BSE Sensex Index. 6. Reinvestment Risk: This risk refers to the interest rate levels at which cash flows received from the Securities in the Scheme are reinvested. The additional income from reinvestment is the interest on interest component. The risk is that the rate at which interim cash flows can be reinvested may be lower than that originally assumed. 7. Risk of Substantial Redemptions: In the event of receipt of inordinately large number of redemption requests or of a restructuring of the Scheme s portfolio, there may be delays in the redemption of units. Substantial Redemptions of Units within a limited period of time could require the Scheme to liquidate positions more rapidly than would otherwise be desirable, which could adversely affect the value of both the Units being Redeemed and that of the outstanding Units of the Scheme. The Trustee, in the general interest of the Unit holders of the Scheme offered under this SID and keeping in view of the unforeseen circumstances/unusual market conditions, may limit the total number of Units which can be Redeemed on any Business Day depending on the total Saleable Underlying Stock available with the Fund. Investments under the scheme may also be subject to the following risks: I. Investment in Equities: a. Equities are volatile in nature and are subject to price fluctuations on daily basis. The volatility in the value of the equity instruments is due to various micro and macro economic factors affecting the securities markets. This may have adverse impact on individual securities /sector and consequently on the NAV of Scheme. b. The inability of the Scheme to make intended securities purchases due to settlement problems could cause the Scheme to miss certain investment opportunities as in certain cases, settlement periods may be extended significantly by unforeseen circumstances. Similarly, the inability to sell securities held in the scheme portfolio may result, at times, in potential losses to the scheme, should there be a subsequent decline in the value of the securities held in the scheme portfolio. c. Trading volumes, settlement periods and transfer procedures may restrict the liquidity of the investments made by the scheme. Different segments of the Indian financial markets have different settlement periods and such periods may be extended significantly by unforeseen circumstances leading to delays in receipt of proceeds from sale of securities. d. As the liquidity of the investments made by the Scheme could, at times, be restricted by trading volumes and settlement periods, the time taken by the Mutual Fund for redemption of units may be significant in the event of an inordinately large number of redemption requests or a restructuring of the Scheme. In view of this, the Trustee has the right, in its sole discretion to limit redemptions (including suspending redemptions) under certain circumstances. 3

4 Market trading risks As the scheme proposes to invest not less than 95% of the net assets in securities comprising of S&P BSE Sensex Index, any deletion of stocks from or addition to in S&P BSE Sensex Index may require sudden and immediate liquidation or acquisition of such stocks at the prevailing market prices irrespective of whether valuation of stocks is attractive enough. This may not always be in the interest of unitholders. II. Risk associated with investing in Money Market Instruments The money markets in India essentially consist of the call money market (i.e. market for overnight and term money between banks and institutions), repo transactions (temporary sale with an agreement to buy back the securities at a future date at a specified price), commercial papers (CPs, short term unsecured promissory notes, generally issued by corporates), certificate of deposits (CDs, issued by banks), Treasury Bills (issued by RBI) and the CBLO (collateralized lending and borrowing facility). Money market instruments are subject to price volatility due to factors such as changes in interest rates general levels of market liquidity, market perception of credit worthiness of the issuer of such instruments and risks associated with settlement of transactions and reinvestment of intermediate cash flows. The NAV of a scheme s Units, to the extent that such Scheme is invested in money market instruments, will consequently be affected by the aforesaid factors. Government securities are largely traded on a Negotiated Order Matching system (NDS OM) apart from the OTC market. The settlement of trades both in the Gsec markets and the overnight repo and CBLO are guaranteed and done by a central counter party, the Clearing corporation of India (CCIL). Money market deals involving CD s and CP s are traded and settled on an OTC basis. The clearing and settlement of corporate bond deals are now routed through a central counter party established by the exchanges BSE (ICCL) and NSE (NSCCL) which settles deals on a DVP (Delivery versus payment) non guaranteed basis. Plan(s) and Option(s) Offered Eligible Investors Tax benefit under Section 80 CCG of the Income Tax Act-RGESS scheme for small investors Applicable NAV Not available An application for issue of units may be made by any resident or non-resident Indian as well as non-individuals as indicated below: (a) a resident individual or a NRI or person of Indian origin residing abroad either singly or jointly with another or upto two other individuals on joint/anyone or survivor basis. An individual may make an application in his personal capacity or in his capacity as an officer of a Government or of a Court; Pursuant to provisions of Rajiv Gandhi Equity Savings Scheme, 2012 (RGESS) notified by the Ministry of Finance, Government of India vide notification no. 51/2012 [F. No. 142/35/2012-TPL] dated November 23, 2012 and SEBI circular no CIR/MRD/DP/32/2012 dated December 6, 2012, UTI-Sensex ETF is an eligible scheme under Rajiv Gandhi Equity Savings Scheme, 2012; (b) a parent, step-parent or other lawful guardian on behalf of a resident or a NRI minor. Units can be held on Joint or Anyone or Survivor basis; (c) an association of persons or body of individuals whether incorporated or not; (d) a Hindu Undivided Family both resident and non-resident; (e) a body corporate including a company formed under the Companies Act, 1956 now named The Companies Act, 2013 (No. 18 of 2013) or established under State or Central Law for the time being in force; (f) a bank including a scheduled bank, a regional rural bank, a co-operative bank etc; (g) an eligible trust including Private Trust being irrevocable trust and created by an instrument in writing; (h) a society as defined under the scheme; (i) a Financial Institution; (j) an Army/Navy/Air Force/Paramilitary Fund; (k) a partnership firm; (l) Foreign Portfolio Investor (FPI) as defined under Regulation 2(1)(h) of Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014; (m) Mutual Funds registered with SEBI; (n) Scientific and Industrial Research Organisation; (o) Multilateral Funding Agencies / Bodies Corporate incorporated outside India with the permission of Government of India/Reserve Bank of India; (p) Other schemes of UTI Mutual Fund subject to the conditions and limits prescribed by SEBI Regulations; (q) Providend/Pension/Gratuity and other such Funds as and when permitted to invest; (r) Such other individuals / institutions / body corporate etc., as may be decided by the AMC from time to time, so long as wherever applicable they are in conformity with SEBI Regulations. Subject to the Regulations, the sponsors, the Mutual Funds managed by them, their associates and the AMC may acquire units of the scheme. The AMC shall not be entitled to charge any fees on its investments in the scheme. The fund reserves the right to include/exclude, new/existing categories of investors to invest in the scheme from time to time, subject to SEBI Regulations, if any. Non-acceptance of subscriptions from Overseas Corporate Bodies (OCBs) & US Persons including Qualified Foreign Investors (QFIs) registered in USA and Canada and Residents of Canada in the Schemes of UTI MF. For detailed information please refer to SID & SAI. The Scheme shall be eligible under Section 80CCG of the Income tax Act on Deduction in respect of investment made under an equity savings scheme to give tax benefits to new investors who invest up to ` 50,000 and whose gross total annual income is less than or equal to ` 12 lakhs (w.e.f from April 1, 2014, prior to that total income shall not exceed ` 10 lacs), subject to provision as mentioned in notification no. 51/2012 dated November 23, 2012 and SEBI Circular no. CIR/MRD/DP/32/2012 dated December 06, On the Exchange: As the units of the Scheme are proposed to be listed on BSE, the investor can buy units on an ongoing basis on the capital market segment of BSE at the traded prices in a minimum size of 1 unit and in multiples thereof. All categories of Investors may purchase the units through secondary market on any trading day. Directly with the Fund: Ongoing purchases directly from the Mutual Fund would be restricted to Authorized Participants/Large Investors provided the value of units to be purchased is in creation unit size. Authorized Participants/Large Investors may buy the units on any Business day of the scheme directly from the Mutual Fund by paying applicable transaction handling charges and cash component in cash and by depositing the prescribed basket of securities comprising S&P BSE Sensex Index. Units may be allotted only after realization of cheque where the full consideration for creation unit is paid by cheque and at the value at which the underlying stocks for the creation unit is purchased against that purchase request. 4

5 Creation Unit is fixed number of units of the Scheme, which is exchanged for a basket of shares underlying the Index called the Portfolio Deposit and a Cash Component. The number of units of the Scheme that investors can create in exchange of the Portfolio Deposit and Cash Component is units and in multiples thereof. Extension of credit facilities during creation of units would not be allowed. AMC / Trustees reserves the right to change the size of Creation of units in order to equate it with marketable lot of the underlying instrument. Note : a) In addition to the NAV, any person transacting with the fund will have to reimburse charges pertaining to transaction - brokerage, STT, NSDL charges etc. b) Charges related to transactions payable by the investor is per creation request and will be as determined by the AMC at the time of transaction. c) Switches are not allowed under the scheme. Units of the Scheme in less than Creation Unit cannot be purchased directly with the Fund. Redemption Procedures: On the Exchange : As the Scheme would be listed on BSE, the investor can sell units on an ongoing basis on the BSE, at the traded prices in multiples of 1 unit. Directly with the Mutual Fund : The authorized participant/large investor can redeem the units of the Scheme directly with the Mutual Fund only in creation unit size at the applicable NAV of the Scheme. The number of units of the Scheme that Authorized Participant/Large Investor can redeem is units and in multiples thereafter. For the purpose of Purchase and Redemption of units under UTI-Sensex ETF, Large Investors would mean investors who deal in creation unit size, other than Authorised Participants. For details regarding exit opportunity for Investors other than Authorised Participants and Large investors, please refer to SID Role of Authorised Participants Dematerialisation Additional Mode of Payment during NFO The role of Authorised Participants is to offer liquidity of the units of the Scheme on the Stock Exchange where the Units are listed. Presently following Authorised Participants have been appointed by the AMC: (1) IIFL Capital Limited (2) East India Securities Limited Authorised Participants may offer to buy and sell quotes (bid and ask quotes) on the Exchanges such that buy and sell orders get executed in the market subject to price compatibility. Authorised Participants may for the purpose of creating liquidity subscribe or redeem the units of the Scheme directly with the Mutual Fund. The AMC reserves right to appoint / remove any Authorised Participants. a) The units of the Scheme will be available only in the Dematerialized (electronic) form. b) The applicant under the Scheme will be required to have a beneficiary account with a Depository Participant of NSDL/CDSL and will be required to indicate in the application the DP s name, DP ID Number and beneficiary account number of the applicant with the DP. c) The units of the Scheme will be issued/ repurchased and traded compulsorily in dematerialized form. Applications without relevant details of his or her depository account are liable to be rejected. (d) Since the units are issued / repurchased and traded compulsorily in dematerialized form, no request for rematerialisation of the units will be entertained. Investors may apply for the UTI-Sensex ETF through Applications Supported by Blocked Amount (ASBA) process during the NFO period by filling in the ASBA form and submitting the same to their respective banks, which in turn will block the subscription amount in the said account as per the authority contained in ASBA form and undertake other tasks as per the procedure specified therein. (The details of banks branches accepting ASBA form are available on the websites of BSE ( NSE ( and SEBI ( or at your nearest UTI Financial Centre.) For applicants applying through ASBA, on the date of allotment, the amount will be unblocked in their respective bank accounts and account will be debited to the extent required to pay for allotment of Units applied in the application form. Minimum Amount Allotment Application During NFO period- ` 5000 and in multiples of ` 1/- thereof. On Continuous basis Directly with Fund: Only Authorised Participants / Large Investors can directly purchase / redeem from the fund in Creation unit size as stated above on any business day. On the Exchange - The units of the Scheme can be purchased / redeemed in minimum lot of 1 unit and in multiples of one thereof. On allotment, value of each unit will be approximately equal to 1/100 th of the value of S&P BSE Sensex Index Benchmark Index Name of the Fund Manager Name of the Trustee Company Performance of the Scheme S&P BSE Sensex Shri Kausik Basu is the Fund Manager for the scheme UTI Trustee Company Private Limited This scheme is a new scheme and does not have any performance track record. 5

6 Expenses of the scheme (i) Load Structure Entry Load: Not Applicable * * In terms of SEBI circular no. SEBI/IMD/CIR No.4/ /09 dated June 30, 2009, no entry load will be charged by the Scheme to the investor effective August 1, Exit Load : Not Applicable (ii) Recurring Expenses The expenses are accrued daily and are reflected in the daily NAV of UTI-Sensex ETF. The schemes estimated ordinary operating expenses are accrued daily commencing after the first day of the trading of the units on the BSE and are reflected in the NAV of the scheme. The AMC has estimated that upto 1.50 % of the daily average net assets of the scheme will be charged to the scheme as expenses. For the actual current expenses being charged, the investor should refer to the website of the mutual fund. Tax Treatment for the Investors (Unitholders) Investors are advised to refer to the details in the Statement of Additional Information and also independently refer to his tax advisor. Daily Net Asset Value (NAV) Publication For Investor Grievance please contact Unitholders Information The NAVs will be declared by 9 p.m. on every business days and will be published in atleast two daily newspapers having nationwide circulation and will also be available on the website of UTI Mutual Fund, by 9 p.m. on every business day and website of AMFI namely You can also call us at (toll free number) or (022) (non toll free number). Name and Address of Registrar M/s. Karvy Computershare Pvt. Ltd., Unit: UTIMF, Karvy Selenium Tower B, Plot Nos. 31 & 32 Financial District, Nanakramguda, Serilingampally Mandal, Hyderabad , Board No: , Fax No : , [email protected] All investors could refer their grievances giving full particulars of investment at the following address: Shri G S Arora Vice President Department of Operations, UTI Asset Management Company Ltd., UTI Tower, Gn Block, Bandra-Kurla Complex, Bandra (East), Mumbai Tel: , Fax: Investors may post their grievances at our website: or us at [email protected] Accounts statement and abridged annual financial results shall be provided to investors by post/any other mode. Half yearly scheme portfolio disclosure will be mailed to unitholders or published in the newspapers as permitted under SEBI (Mutual Funds) Regulations, Date: August 12,

7 Ê UTI-SENSEX EXCHANGE APPLICATION FORM TRADED FUND (UTI-SENSEX ETF) Offer of Units of ` 10/-each for cash issued at a premium approximately Equal to the Difference between Face Value and allotment Price during the New Fund Offer Period and at NAV based prices during Continuous Offer (OCBs & US PERSONS INCLUDING QUALIFIED FOREIGN INVESTORS REGISTERED Sr.No. 2015/ IN USA AND CANADA AND RESIDENTS OF CANADA ARE NOT ALLOWED TO INVEST IN UNITS OF ANY OF THE SCHEMES OF UTI MF) [ONLY DEMAT ACCOUNT HOLDER CAN INVEST IN THE SCHEME] Registrar Sr. No. PLEASE FILL IN ALL COLUMNS IN CAPITAL LETTERS ONLY (PLEASE READ INSTRUCTIONS CAREFULLY TO HELP US SERVE YOU BETTER) [Fields Marked with (*) must be Mandatorily filled in] DISTRIBUTOR INFORMATION (only empanelled Distributors/Brokers will be permitted to distribute Units) (refer instruction h ) BDA / CA Code ARN Name of Financial Advisor Sub ARN Code Sub Code/ M O Code EUI UTI RM No. Bank Branch Code Upfront commission shall be paid directly by the investor to the AMFI / NISM certified UTI MF registered Distributors based on the investors assessment of various factors including the service rendered by the I/We confirm that the EUIN box is intentionally left blank by me/us as this is an execution-only transaction without any interaction or advice by the distributor personnel concerned or notwithstanding the advice of in-appropriateness, if any, provided by such distributor personnel and the distributor has not charged any advisory fees for this transaction. ( Please tick and sign below when EUIN box is left blank) (refer instruction w ). Ê Signature of 1st Applicant / Guardian Signature of 2nd Applicant Signature of 3rd Applicant TRANSACTION CHARGES TO BE PAID TO THE DISTRIBUTOR (Please tick any one of the below) (Refer Instruction i ) I AM A FIRST TIME INVESTOR IN MUTUAL FUNDS ` 150 will be deducted as transaction charges per Subscription of ` 10,000 and above OR I AM AN EXISTING INVESTOR IN MUTUAL FUNDS Existing Unit Holder information Scheme Name: Folio Number: Name of First Applicant (as appearing in ID proof given for KYC) ` 100 will be deducted as transaction charges per Subscription of ` 10,000 and above APPLICANT S PERSONAL DETAILS Mr. Ms. Mrs. * Denotes Mandatory Fields First Applicant s Address (Do not repeat the name) Name & Address of resident relative in India (for NRIs) (P.O. Box No. is not sufficient) Village/Flat/Bldg./Plot* Street/Road/Area/Post F I R S T M I D D L E L A S T Date of Birth d d m m y y y y Mandatory for minors City/Town* State Pin* *PAN OF 1ST APPLICANT/FATHER/MOTHER/GUARDIAN (whose particulars are furnished in the form) AADHAR CARD NO. Enclosed PAN Card Copy Know Your Customer (KYC)* Acknowledgement Copy Please ( ) OVERSEAS ADDRESS (Overseas address is mandatory for NRI / FPI applicants in addition to mailing address in India) State Country* Zip/Pin* NAME IN FULL OF THE FATHER (OR) MOTHER / GUARDIAN (IN CASE OF MINOR)$ / CONTACT PERSON FOR INSTITUTIONAL APPLICANTS Mr. Ms. Mrs. F I R S T M I D D L E L A S T $ Proof of date of birth and proof of relationship with minor to be attached or else sign the declaration on the reverse (Refer instruction f ). OPTION FOR DESPATCH OF STATEMENT OF ACCOUNT FOR NRIs Applicant s address as mentioned above At my Overseas address as mentioned above / To be despatched to my resident relative s address in India as given above City* DETAILS OF OTHER APPLICANTS Name of 2nd Applicant Mr. Ms. Mrs. Date of Birth of 2nd Applicant d d m m y y y y F I R S T M I D D L E L A S T *PAN of 2nd Applicant AADHAR CARD NO. Enclosed PAN Card Copy Know Your Customer (KYC)* Acknowledgement Copy Please ( ) Date of Birth of 3rd Applicant d d m m y y y y Name of 3rd Applicant Mr. Ms. Mrs. F I R S T M I D D L E L A S T *PAN of 3rd Applicant AADHAR CARD NO. Enclosed PAN Card Copy Know Your Customer (KYC)* Acknowledgement Copy Please ( ) PAYMENT DETAILS (Refer Instruction y ) #Cheque/DD/ NEFT/ RTGS Ref. No. / Unique Serial No. (For Cash) Account No. Date Bank Branch Amt. in words Amt. of investment (i) DD Charges if any (ii) Net amount paid (i-ii) Cash Account type Savings Current NRE (please ) NRO DD issued from abroad # Please mention the application No. on the reverse of the cheque / DD, NEFT / RTGS advice. Cheque / DD must be drawn in favour of UTI-Sensex Exchange Traded Fund (UTI-Sensex ETF) & crossed A/c Payee Only Investment amount shall be ` 2 lacs and above in case of payments through RTGS.

8 BANK PARTICULARS OF 1ST APPLICANT (Mandatory as per SEBI Guidelines) Bank Name Address Branch MICR Code (this is a 9-digit number next to your cheque number) City Pin* IFS Code (this is a 11-digit number) Account type (please ) Savings Current NRO NRE Account No. INVESTMENT DETAILS (Please 3) Scheme Name: UTI-SENSEX EXCHANGE TRADED FUND (UTI-SENSEX ETF) SWITCH I/We would like to switch ` Minimum of ` 5,000/- and multiples of ` 1/- thereafter during the New Fund Offer period. From Scheme/Plan UTI Plan Option under To Scheme: UTI-Sensex Exchange Traded Fund (UTI-Sensex ETF) Folio No. (Mandatory) DEMAT ACCOUNT DETAILS - Please ensure that the sequence of names as mentioned in the application form matches with that of the account held with any one of the Depository Participant. Demat Account details are compulsory. National Securities Depository Limited Depository Name DP ID No. Beneficiary Account No. Central Depository Services (India) Limited Depository Name Target ID No. Enclosures : Client Master List (CML) Transaction cum Holding Statement Delivery Instruction Slip (DIS) Details of Beneficial Ownership (Please tick applicable category). Ownership details to be provided if the Ownership percentage/interest in the trust of any Beneficiary is as per the threshold limit provided below. Details to be provided for each such beneficiary. (Refer instruction q) Category Unlisted company Partnership Firm Unincorporated Association/Body of Individuals Trust Foreign Investor $$$ Ownership per >25% >15% >15% Ownership percentage of shares/capital/profits/property of juridical person/interest in the Trust as on the date of the application shall be furnished by the investor. $$$ In the case of Foreign investors, the beneficial ownership will be determined as per SEBI guidelines. For details refer to SAI/relevant Addendum. In case of any change in the beneficial ownership, the investor will be responsible to intimate UTI AMC / its Registrar / KRA as may be applicable immediately about such change. Details of Beneficial Ownership (Please attach a separate sheet with this format if the space provided is insufficient) Sr. No. Name Address Details of Identity such as PAN / Passport % of ownership [Please attach self attested copy of PAN/Passport (proof of photo identity) along with application form]

9 FRIEND IN NEED DETAILS (refer instruction - j) In case UTI MF is unable to communicate with me/us at my / our registered address, I / we authorize UTI MF to correspond with the following person to ascertain my/our updated contact details. Name Address: F I R S T M I D D L E L A S T Relationship with the applicant (optional) Mobile GENERAL INFORMATION - Please ( ) wherever applicable STATUS: Resident Individual Minor through guardian HUF Partnership Trust Sole Proprietorship Society Body Corporate AOP BOI FPI NRI Foreign Nationals ## Listed Company Unlisted Not for Profit ^^ Company Other Unlisted Company Others (Please specify) ## OCBs & US persons including Qualified Foreign Investors registered in USA and Canada and residents of Canada are not allowed to invest in units of any of the schemes of UTI MF. ^^ Not for Profit Company as defined under Companies Act (Act of 1956/2013). OCCUPATION: Business Student Agriculture Self-employed Professional Housewife Retired Private Sector Service Public Sector Service Government Service Forex Dealer Others (Please specify) MODE OF HOLDING: Single Anyone or survivor Joint MARITAL STATUS: Unmarried Married Wedding Anniversary D D M M OTHER DETAILS (MANDATORY) 1 st Applicant: (A) Gross Annual Income Details Please tick ( ) FOR INDIVIDUALS ONLY Below 1 Lac 1-5 lacs 5-10 Lacs Lacs >25 Lacs - 1 Crore >1 Crore [OR] Net-worth in ` (Net worth should not be older than 1 year) as on (date) D D M M Y Y Y Y (B) Please tick if applicable: Politically Exposed Person (PEP) Related to a Politically Exposed Person (PEP) (For definition of PEP, please refer instruction x ). (C) Any other information: 2 nd Applicant: (A) Gross Annual Income Details Net-worth in ` (Net worth should not be older than 1 year) as on (date) D D M M Y Y Y Y (B) Please tick if applicable: Politically Exposed Person (PEP) Related to a Politically Exposed Person (PEP) (C) Any other information: 3 rd Applicant: (A) Gross Annual Income Details Below 1 Lac 1-5 lacs 5-10 Lacs Lacs >25 Lacs - 1 Crore >1 Crore [OR] Net-worth in ` (Net worth should not be older than 1 year) as on (date) D D M M Y Y Y Y (B) Please tick if applicable: Politically Exposed Person (PEP) Related to a Politically Exposed Person (PEP) (C) Any other information: (A) Below 1 Lac 1-5 lacs 5-10 Lacs Lacs >25 Lacs - 1 Crore >1 Crore [OR] Gross Annual Income Details FOR NON-INDIVIDUALS ONLY Below 1 Lac 1-5 lacs 5-10 Lacs Lacs >25 Lacs - 1 Crore >1 Crore [OR] Net-worth in ` (Net worth should not be older than 1 year) as on (date) D D M M Y Y Y Y (B) Is the entity involved in / providing any or the following services Foreign Exchange / Money Changer Services YES NO Gaming / Gambling/Lottery Services (e.g. casinos, betting syndicates) YES NO Money Lending / Pawning YES NO (C) Any other information: ACKNOWLEDGEMENT (To be filled in by the Applicant) UTI-SENSEX EXCHANGE TRADED FUND (UTI-SENSEX ETF) Sr. No. 2015/ Received from Mr / Ms / M/s along with Cheque $ /DD $ /NEFT/RTGS Ref. No./Unique Serial No. (For Cash) dated Drawn on (Bank) for ` (in figures) $ Cheques and drafts are subject to realisation. Stamp of UTI AMC Office/ Authorised Collection Centre

10 DETAILS UNDER FATCA/FOREIGN TAX LAWS (Refer Instruction z ) (Information to be provided for all Individual Applicants in the same sequence of names as given in the Application Form. For Non-Individuals, please use separate prescribed form along with Annexures specified therein) Are you a tax resident of any country other than India? If no, please tick here (First Applicant) (Second Applicant) (Third Applicant) If yes, please indicate all the countries in which you are resident for tax purposes and the associated Tax Reference Number(s) below:- Category First Applicant (including Minor) Second Applicant/Guardian Third Applicant Country of Birth Country of Citizenship # Country of Tax Residency 1 Tax Reference No.1 # Country of Tax Residency 2 Tax Reference No.2 # Country of Tax Residency 3 Tax Reference No.3 # to include USA, where investor is a citizen / greencard holder of USA NOMINATION DETAILS (Please ) (please sign if you do not wish to nominate) I/We hereby nominate the undermentioned Nominee to receive the amounts to my / our credit in the event of my / our death. I/We also understand that all payments and settlements made to such Nominee and signature of the Nominee acknowledging receipt thereof, shall be a valid discharge by the AMC / Mutual Fund / Trustee. Name and Address of Nominee To be furnished in case nominee is a minor Sign. here Ê Name Date of Birth d d m m y y y y (in case of nominee is a minor) Address with pin code Name of the guardian Address of guardian Signature of Nominee / guardian (for minor) Investors who wish to nominate two or three persons may fill in the separate form prescribed for the same and attach it with this application form. I/We do not wish to nominate Signature of 1st Applicant / Guardian Signature of 2nd Applicant Signature of 3rd Applicant DECLARATION AND SIGNATURE OF APPLICANT/s I/We have read and understood the contents of the Scheme Information Document, Statement of Additional Information and Key Information Memorandum, addenda issued till date and apply to the Trustee of UTI Mutual Fund as indicated above. I/We agree to abide by the terms and conditions, rules and regulations of the scheme as on the date of investment. I/We undertake to confirm that this investment has been duly authorised by appropriate authorities in terms of all relevant documents and procedural requirements. I/We have not received nor been induced by any rebate or gifts, directly or indirectly in making investments. The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us. I/We hereby authorize UTI MF/UTI AMC to share my data furnished in the Form to my distributor and other service providers of the UTI MF for the purpose of servicing, issue of account statement/consolidated statement of account etc and cross selling of products/schemes of the UTI MF. I/We confirm that we are Non-Residents of Indian Nationality/Origin and that the funds are remitted from abroad through approved banking channels or from my / our NRE / NRO Account. I/We undertake to provide further details of source of funds and any such other relevant documents, if called for by UTI Mutual Fund (Applicable to NRI s). I hereby solemnly declare that I am the father/mother/guardian of the minor child in whose name the application is made. The date of birth stated by me is true and correct. I do not have any documents in support of the date of birth and relationship with minor child. (Strike out if this declaration is not applicable). Ê * Please send the Account Statement, Abridged Annual Report, Transaction confirmation, communication of change of address, change of bank details etc. through only at the below ID. (If you wish to receive in physical form please tick ) Sign. here Ê First Applicant Details Mobile No. Tel. (R) STD CODE Tel. (O) STD CODE * Alternate Signature of 1st Applicant / Guardian Name of 1st Authorised Signatory Designation Signature of 2nd Applicant Name of 2nd Authorised Signatory Designation Notes : 1. If the application is incomplete and any other requirement is not fulfilled, the application is liable to be rejected. Signature of 3rd Applicant Name of 3rd Authorised Signatory Designation 2. In case the applicant does not receive the Statement of Account within 10 days from the date of acceptance of the application, he/she may please write to the Registrar quoting serial number, date of acknowledgement and the name of the accepting authority to the Registrar. 3. Please ensure that all PAN details / copy of KYC Acknowledgement provided by service provider are given, failing which your application will be rejected. 4. All communication relating to issue of Statement of Account, Change in name, Address or Bank particulars, Nomination, Redemption, Death Claims etc., may please be addressed to the Registrar : M/s. Karvy Computershare Private Limited, UTIMF, Karvy Selenium Tower B, Plot Nos. 31 & 32, Financial District, Nanakramguda, Serilingampally Mandal, Hyderabad , Board No: , Fax no : , [email protected]

11 Ê GENERAL INSTRUCTIONS FOR FILLING THE FORM APPLICATION FORM SHOULD BE FILLED IN CAPITAL LETTERS ONLY [Fields marked with (*) must be Mandatorily filled in] (a) Please read the terms of the Key Information Memorandum, Scheme Information Document and Statement of Additional Information carefully before filling the Application Form. Investors are deemed to have accepted the terms subject to which this offer is being made and bind themselves to the terms upon signing the Application Form and tendering payment. (b) Before submission of application form at UTI Financial Centres and other authorised collection centres investors may please ensure that the form has been filled in completely and signed by all the applicants properly as incomplete application is liable to be rejected. (c) NRI applicants should preferably submit the application at NRI Branch, Mumbai, Dubai Representative Office or any Financial Centre of UTI AMC along with NR(E) / NR(O) cheque or a rupee draft payable at the place where the application is submitted. (d) Please write the application serial number on the reverse of the cheque / draft. (e) Please fill in the names of the applicant(s) / institution / parent or lawful guardian / minor / alternate applicant / nominee etc. at the appropriate places in the application form. PIN code no. must be given with address to avoid delay / loss in transit. (f) Attach any one of the documents as proof of date of birth and relationship with minor viz., birth certificate, School leaving certificate/mark sheet issued by Higher Secondary Board of respective states, ICSE, CBSE etc., Passport of the minor or any other suitable proof evidencing the date of birth and relationship with the minor. (g) It is mandatory for an applicant to furnish full and correct particulars of bank account such as nature and number of the account, name and address of the bank, name of the branch, MICR code of the branch (where applicable) etc. at the appropriate place in the application form. Application without such bank particulars is liable to be rejected. If the credit of dividend distribution is delayed or not effected at all for reason of incomplete or incorrect information furnished by the applicant, UTI AMC cannot be held responsible. (h) If you have invested through a distributor, kindly specify the Name and ARN Code, Sub ARN Code of the distributor, else for Direct Investment, please mention Direct in the Column Name & Broker Code/ARN / Sub ARN Code. In case nothing is specified, then by default, the Broker Code will be treated as Direct and the application form will be treated as Direct Application. (i) Transaction Charges (Applicable only for subscriptions during the NFO period) Pursuant to SEBI circular no. CIR/IMD/DF/13/2011 dated August 22, 2011, a transaction charge of ` 100/- for existing investors and ` 150/- in the case of first time investor in Mutual Funds, per subscription of ` 10,000/- and above, respectively, is to be paid to the distributors of UTI Mutual Fund products. However, there shall be no transaction charges on direct investment/s not made through the distributor/financial advisor etc. There shall be no transaction charge on subscription below ` 10,000/-. If the investor has not ticked in the Application form whether he/ she is an existing/new investor, then by default, the investor will be treated as an existing investor and transaction charges of ` 100/- will be deducted for investments of ` 10,000/- and above and paid to distributor/financial advisor etc., whose information is provided by the investor in the Application Form. The transaction charge, if any, shall be deducted by UTI AMC from the subscription amount and paid to the distributor and the balance shall be invested. Allocation of Units under the scheme will be Net of Transaction Charges. The Statement of Account (SOA) would also reflect the same. Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors assessment of various factors including the service rendered by the distributor. For details on opting in/out by distributors for charging transaction charges etc., refer to SAI/SID. (j) Friend In Need details will be used by UTI MF only for ascertaining the present address of the unit holder (without disclosing investment details of the investor) if no response is received from the unit holder on sending communication in any form to his/ her registered address or ID, if available, atleast for two occasions. For further details, please refer to SAI. (k) SEBI has made it mandatory for all applicants, irrespective of amount of investment, to furnish Income Tax PAN. An application without PAN will be rejected. Investors are required to provide the photocopy (self attested by the investor) of the PAN card along with the application form. If the investment is in the name of minor the PAN of the minor or his father / mother / guardian whose particulars are provided in the application form is to be provided. Investment & Payment Details (l) The cheque/draft accompanying an application should be made payable in favour of UTI Sensex Exchange Traded Fund (UTI-Sensex ETF). (m) Outstation cheques are not accepted. In case the payment is made by demand draft, the draft commission will have to be borne by the applicants. However for investment made from areas where there are no UTI Financial Centres or authorised collection centres (where local cheques are accepted), UTI AMC may, if it so decides, bear draft charges to the extent of ` 250/- per application or the actual as is prescribed by banks, whichever is lower or such amount as may be decided by UTI AMC from time to time. The investors have to attach proof of the DD charges paid to a bank (i.e. acknowledgement issued by the bank where DD is purchased). The reimbursement/adjustment of DD charges is solely at the discretion of UTI AMC and in case if it is found that such charges are unreasonably higher than normal market rates, such charges may not be admissible. For further details, refer to SAI/SID of the scheme. (n) UTI AMC/MF shall not accept application for subscription of units accompanied with Third Party Payment except in certain exceptional cases as may be permitted. For details please refer to SID/SAI. Bank Details (o) In order to protect the interest of investors from fraudulent encashment of cheques, the SEBI Regulations have made it mandatory for investors to mention in their application / Redemption request, the bank name and account number. Investors should provide the details of bank account linked to their demat account provided in this application form. The bank mandate available with respective Depository Participant will be treated as the valid bank mandate for the purpose of payouts for redemptions/dividend proceeds or at the time of any corporate action. Unit holders under the Scheme will be required to follow the procedure for change in bank mandate as per the instructions given by their respective Depository Participants. Payment Modes (p) No money orders, outstation cheques, post-dated cheques and postal orders will be accepted. However, cash payment to the extent of ` 50,000/- per investor, per Mutual Fund, per financial year through designated branches of Axis Bank will be accepted subject to the following procedure:- i. Investors who desire to invest upto ` 50,000/- per financial year shall contact any of our UTI UFCs and obtain a Form for Deposit of Cash and fill-up the same. ii. Investors shall then approach the designated branch of Axis Bank along with the duly filled-in Form for Deposit of Cash and deposit the cash. iii. Axis Bank will provide an Acknowledgement slip containing the details of Date & Time of deposit, Unique serial number, Scheme Name, Name of the Investor and Cash amount deposited. The Investors shall attach the Acknowledgement slip with the duly filled-in application form and submit them at the UFCs for time stamping. iv. Applicability of NAV will be based on depositing of cash at the designated bank branch before the cut-off time and time-stamping of the valid application together with the acknowledgment slip at the UTI Financial Centre (UFC)/Official Point of Acceptance (OPA). For further details please refer to SAI. (q) Know Your Customer (KYC): Common Standard KYC through CDSL Ventures Ltd (CVL) is applicable for all categories of investors and for any amount of investment. KYC done once with a SEBI registered intermediary will be valid with another intermediary. Intermediaries shall carry out In-Person Verification (IPV) of their clients. For further details related to KYC, please refer to SAI/SID of the scheme. PAN-Exemption for micro financial products Only individual Investors (including NRIs, Minors & Sole proprietary firms) who do not have a PAN, and who wish to invest upto ` 50000/- in a financial year under any Scheme shall be exempted from the requirement of PAN on submission of duly filled in purchase application forms, payment amount/ instrument and KYC application form with other prescribed documents towards proof of identity as specified by SEBI. For all other categories of investors, this exemption is not applicable. Please refer to the SAI for further details on KYC. Details of Beneficial Ownership In terms of SEBI Master Circular on AML/CFT dated December 31, 2010, Beneficial Owner has been defined as a natural person/s who ultimately own, control or influence a client and/ or persons on whose behalf a transaction is being conducted, which includes persons who exercise ultimate effective control over a legal person or arrangement Further, the Prevention of Money Laundering Rules, 2005 (PMLR 2005) read with Prevention of Money Laundering Act, 2002 also require that all the beneficial owner(s) shall identify themselves with the intermediary through whom his/her/their investments are made in the scheme. Applicability: It is applicable to all categories of investors except a) Individuals and b) a company listed on a stock exchange or is a majority owned subsidiary of such a company 11

12 (r) Above information shall be provided by the investors to UTI Asset Management Company Ltd (UTI AMC) / its Registrar, till the same is taken over by KYC Registering Authority (KRA). Details of the identity of the beneficial owner/ all natural person(s) such as their Name(s), PAN number/passport details, Address etc together with a self attested PAN Card copy is to be provided by the Investor to the Official Points of Acceptance (OPAs) of the UTI MF Schemes/aforesaid Registrar while submitting the Application Form. Such beneficial owners/natural persons include those who are acting alone or together, or through one or more juridical person and exercising control through ownership or who ultimately has a controlling ownership interest. In case of any change in the beneficial ownership, the investor will be responsible to intimate UTI AMC / its Registrar / KRA as may be applicable immediately about such change. For further details regarding manner of determination of beneficial ownership in doubtful cases (relating to investors other than Trust and Foreign investors), investments by Trust and Foreign Investors and for other details regarding disclosure of information regarding beneficial ownership etc., please refer to SAI/ relevant Addendum. Aadhar Card In addition to KYC compliance proof / self attested PAN Card copy, the investors are advised to provide Aadhar Card No., if any. (s) Consolidated Account Statement (CAS) The AMC will issue a Consolidated Account Statement (CAS) for each calendar month to the investor in whose folios transactions has taken place during that month and such statement will be issued on or before the 10th day of the succeeding month detailing all the transactions and holding at the end of month including transaction charges paid to the distributor, if any, across all schemes of all mutual funds. Further, CAS as above, will also be issued every half yearly (September/March), on or before the 10th day of succeeding month detailing holding at the end of the sixth month, across all schemes of all mutual funds, to all such investors in whose folios no transactions has taken place during that period. The word transaction for the purposes of CAS would include purchase, dividend payout, bonus transactions and merger, if any. However, Folios under Micropension arrangement shall be exempted from the issuance of CAS. For further details on other Folios exempted from issuance of CAS, PAN related matters of CAS etc, please refer to SAI. (t) MF Utility for Investors UTI AMC Ltd has entered into an agreement with MF Utilities India Private Ltd (MFUI) for usage of MF Utility (MFU), a shared service initiative of various Asset Management Companies, which acts as a transaction aggregation portal for transacting in multiple Schemes of various Mutual Funds with a single form and a single payment instrument through a Common Account Number (CAN) Accordingly, all financial and non-financial transactions pertaining to the Scheme are available through MFU either electronically on as and when such a facility is made available by MFUI or physically through authorised Points Of Service ( POS) of MFUI with effect from the respective dates as published on MFUI website against the POS locations. However, all such transactions shall be subject to the eligibility of investors, any terms and conditions and compliance with the submission of documents and procedural requirements as stipulated by UTI MF/UTI AMC from time to time in addition to the conditions specified by MFU, if any. The online portal of MFUI i.e. and the POS locations aforesaid shall act as Official Points of Acceptance (OPAs) in addition to the existing OPAs of the UTI AMC Ltd and any transaction submitted at such POS will be routed through MFUI or as may be decided by UTI AMC. Investors not registered with MFUI also can submit their transactions request by giving reference to their existing folio number. All valid applications received for any other scheme apart from eligible schemes as stated above may be accepted by UTI AMC at its own discretion The uniform cut off time as prescribed by SEBI and as mentioned in the SID/KIM of the respective Schemes shall be applicable for applications received by MFUI. However, in case of investment of any amount in liquid funds and ` 2 lacs and above for other Schemes, the applicability of NAV will be subject to the date and time of receipt of credit of amount to the specified bank account of AMC. For further details regarding procedures for obtaining CAN and other particulars about MFU etc, please refer to Addendum No 50 dated 6th February 2015/ SAI. Investors may also contact the nearest POS aforesaid for procedures to be complied with in this regard (u) communication: Unitholders who have opted to receive documents/communication by will be required to download and print the documents/ communication after receiving the from UTI AMC. Should the unitholder experience any difficulty in accessing the electronically delivered documents/ communication, the unitholder should advise the Registrars immediately to enable UTI AMC to send the same through alternate means. In case of non receipt of any such intimation of difficulty within 24 hours from receiving the , it will be regarded as receipt of by the unitholder. It is deemed that the unitholder is aware of all the security risks including possible third party interception of the documents/communications and contents of the same becoming known to third parties. SMS and on the registered address of the investor shall be sent confirming the number of unit allotted within 5 business days from the date of transaction. (v) Abridged Annual Report: The unitholders whose ID is registered with UTI Mutual Fund will receive Abridged Annual Report by unless indicated by the investor otherwise to receive the physical copy. The scheme-wise Abridged Annual report will also be made available on the website of UTI Mutual Fund ( (w) Note on EUIN: Investors should mention the EUIN of the person who has advised the investor. If left blank, please sign the declaration provided in the application form. EUIN will assist in tackling the problem of mis-selling even if the employee/relationship manager/sales person leave the employment of the ARN holder / Sub broker. Applicability of EUIN : Transactions to be included Purchases and Switches. (x) Politically Exposed Persons (PEP) are defined as individuals who are or have been entrusted with prominent public functions in a foreign country, e.g., Heads of States or of Governments, senior politicians, senior Government/judicial/military officers, senior executives of state owned corporations, important political party officials, etc. (y) Risk Mitigation process against Third Party Cheques Third party payments are not accepted in any of the schemes of UTI Mutual Fund subject to certain exceptions. Third Party Payments means the payment made through instruments issued from an account other than that of the beneficiary investor mentioned in the application form. However, in case of payments from a joint bank account, the first named applicant/investor has to be one of the joint holders of the bank account from which payment is made. For further details on documents to be submitted under the process to identify third party payments, Exceptions for accepting such cheques etc, refer to SAI/ relevant addenda. Bank Mandate registration as part of the New Folio creation In order to reduce frauds and operational risks relating to fraudulent encashment of redemption/dividend proceeds, Investors are required to submit any of the prescribed documents (along with original document for verification) in support of the bank mandate mentioned in the application form for subscription under a new folio, in case these details are not the same as the bank account from which the investment is made. (z) Details under FATCA / Foreign Tax Laws As per Tax regulations, Investors have to provide information about their tax residency to the UTI AMC Ltd. In certain circumstances (including when a valid self certification is not received from the investor), the UTI AMC may be obliged to share information on the investor(s) Account with relevant tax authorities. Investors are advised to contact their tax advisor if they have any questions about their tax residency. Should there be any change in the information provided, Investors shall promptly i.e. within 30 days, advise the UTI AMC with full details of such changes. If the Investor is a US citizen or resident or greencard holder, please include United States in the foreign country information field along with his/her US Tax Identification Number. Foreign Account Tax Compliance provisions (commonly known as FATCA) are contained in the US Hire Act, CHECK LIST Please ensure that: Application Form is filled in Capital letters only Your name and address is given in full. Your investment is not less than the minimum investment amount. Your application is complete and signed by all applicants. Cheques are drawn in favour of UTI-Sensex Exchange Traded Fund (UTI-Sensex ETF) dated, signed and crossed A/c Payee only. On the reverse of each cheque submitted, the Application Form number is written. PAN details of all holders are given failing which your application will be rejected. Copy of KYC acknowledgement for all holders provided by service provider is given, failing which your application will be rejected. Your bank account details are entered completely and correctly. This is mandatory. If this is not included, your application will be rejected. Only CTS-2010 complied cheques are submitted. 12

13 CORPORATE OFFICE UTI Tower, Gn Block, Bandra-Kurla Complex, Bandra (E), Mumbai Tel.: OFFICIAL POINTS OF ACCEPTANCE UTI FINANCIAL CENTRES WEST ZONE GUJARAT REGION Ahmedabad: 101/105 A&B, Super Mall, Near Lal Bungalow, CG Road, Ahmedabad , Tel: (079) / , Anand: 12-A, First Floor, Chitrangna Complex, Anand V. V. Nagar Road, Anand , Gujarat, Tel.: (02692) / 944, Bharuch: , Aditya Complex, 1 st Floor, Near Kashak Circle, Bharuch , Gujarat, Tel.:(02642) , Bhavnagar: Shree Complex, 6-7 Ground Floor, Opp. Gandhi Smruti, Crescent Circle, Crescent, Bhavnagar , Tel.:(0278) / , Bhuj: First Floor 13 & 14, Jubilee Circle, Opposite All India Radio, Banker s Colony, Bhuj , Gujarat, Tel: (02832) , Gandhinagar: Shop No.1 & 2, Shree Vallabh Chambers, Nr. Trupti Parlour, Plot 382, Sector 16, Gandhinagar , Gujarat Tel : (079) , , Jamnagar: Keshav Complex, First Floor, Opp. Dhanvantary College, Pandit Nehru Marg, Jamnagar , Tel:(0288) /68, Navsari: 1/4 Chinmay Arcade, Sattapir, Sayaji Road, Navsari , Gujarat, Tel: (02637) , Rajkot: Race Course Plaza, Shop No.5,6,7, Ground Floor, Near Income Tax, Rajkot , Tel:(0281) / , Surat: B-107/108, Tirupati Plaza, Near Collector Office, Athwa Gate, Surat , Tel: (0261) , Vadodara: G-6 & G-7, Landmark Bldg., Transpeck Centre, Race Course Road, Vadodara , Tel:(0265) , Vapi: GF 1 & GF 2, Shoppers Stop, Near Jay Tower-1, Imran Nagar, Silvassa Road, Vapi , Gujarat, Tel: (0260) MUMBAI REGION Bandra Kurla Complex: UTI Tower, Gn Block, Ground Floor, Bandra-Kurla Complex, Bandra (E), Mumbai , Tel: (022) /6101, Borivali : Purva Plaza, Ground Floor, Juntion of S V Road & Shimpoli, Soni Wadi Corner, Borivali (West), Mumbai Tel. No.: (022) / 5081, Ghatkopar : Shop No.1-4, Ground Floor, Sai Plaza, Junction of Jawahar Road and R. B. Mehta Road, Near Ghatkopar Rly Station, Ghatkopar (East), Mumbai , Tel: (022) / /715/833, Goregaon: Shop no.2, Ground floor, Green Lawn Apartment, Opp. St., Pius College, Aarey Road, Goregaon (East), Mumbai , Tel.: (022) , JVPD: Unit No.2, Block B, Opp. JVPD Shopping Centre, Gul Mohar Cross Road No.9, Andheri (W), Mumbai , Tel:(022) / , Kalyan: Ground Floor, Jasraj Commercial Complex, Chitroda Nagar, Valli Peer, Station Road, Kalyan (West) , Tel: (0251) /7191, Lotus Court : Lotus Court Building, 196, Jamshedji Tata Road, Backbay Reclamation, Mumbai , Tel: (022) , Marol: Plot No.12, Road No.9 Behind Hotel Tunga Paradise MIDC Marol, Andheri (East), Mumbai , Maharashtra, Tel.: (022) , Powai : A-1, Ground Floor, Delphi Orchard Avenue, Hiranandani Business Park, Hiranandani Gardens, Powai, Mumbai , Tel: (022) /98, Thane: Suraj Arcade, Ground Floor, Next to Deodhar Hospital, Opp. To HDFC Bank, Gokhale Road, Thane (West) , Tel: (022) , Vashi: Shop no. 4, 5 & 6, Plot no. 9, Ganesh Tower, Sector 1, Vashi, Navi Mumbai , Tel.: (022) /74/77. NAGPUR REGION Amravati: C-1, VIMACO Tower, S.T. Stand Road, Amravati , Maharashtra, Tel.: (0721) /7/8, Bhilai: 38 Commercial Complex, Nehru Nagar (East), Bhilai , Distt. Durg, Chhattisgarh, Tel.: (0788) , , Bhopal: 2nd Floor, V. V. Plaza, 6 Zone II, M. P. Nagar, Bhopal , Tel: (0755) , Gwalior: 45/A, Alaknanda Towers, City Centre, Gwalior , Tel: (0751) , Indore: UG 3 & 4, Starlit Tower, YN Road, Indore , Tel:(0731) /4958, Jabalpur: 74-75, 1 st Floor, Above HDFC Bank, Gol Bazar, Jabalpur , Madhya Pradesh, Tel: (0761) /5, Nagpur: 1st Floor, Shraddha House, S. V. Patel Marg, Kings Way, Nagpur , Tel: (0712) , Raipur: Vanijya Bhavan, Sai Nagar, Jail Road, Raipur , Tel: (0771) /12, Ratlam: R.S.Paradise, 101, 1 st Floor, Above Trimurti Sweets, Do Batti Square, Ratlam , Madhya Pradesh, Tel.: (07412) /72. REST OF MAHARASHTRA AND GOA Aurangabad: Yashodhan, Near Baba Petrol Pump, 10, Bhagya Nagar, Aurangabad , Maharashtra, Tel.: (0240) / 29, Chinchwad : City Pride, 1st Floor, Plot No.92/C, D III Block, MIDC, Mumbai-Pune Highway, Kalbhor Nagar, Chinchwad, Pune , Tel: (020) , Jalgaon: First Floor, Plot No- 68, Zilha Peth, Behind Old Court, Near Gujrat Sweet Mart, Jalgaon (Maharashtra), Pin , Tel.: (257) / , Kolhapur: 11 & 12, Ground Floor, Ayodhya Towers, C S No 511, KH-1/2, E Ward, Dabholkar Corner, Station Road, Kolhapur , Tel.: (0231) / , Margao: Shop No. G-6 & G-7, Jeevottam Sundara, 81, Primitive Hospicio Road, Behind Cine Metropole, Margao, Goa , Tel.: (0832) , Nasik: Apurva Avenue, Ground Floor, Near Kusumagraj Pratishthan, Tilak Wadi, Nasik , Tel: (0253) /252, Panaji: E.D.C. House, Mezzanine Floor, Dr. A.B. Road, Panaji, Goa , Tel: (0832) , Pune: 1099A, First Floor, Maheshwari Vidya Pracharak Mandal Building, Near Hotel Chetak, Model Colony Road, Shivaji Nagar, Pune , Tel.: (020) , Solapur: 157/2 C, Railway Lines, Rajabhau Patwardhan Chowk, Solapur , Maharashtra, Tel.: (0217) , NORTH ZONE CHANDIGARH REGION Ambala: , Nicholson Road, Ambala Cantt, Haryana, Pin , Tel.: (0171) , Amritsar: 69, Court Road, Amritsar , Tel: (0183) , Bhatinda: 2047, II Floor, Crown Plaza Complex, Mall Road, Bhatinda , Punjab, Tel: (0164) , Chandigarh: Jeevan Prakash (LIC Bldg.), Sector 17-B, Chandigarh , Tel: (0172) , Jalandhar: Ajit Complex, First Floor, 130 Ranjit Nagar, G. T. Road, Jalandhar , Tel: (0181) , Jammu: 104, B2, South Block, 1st Floor, Bahu Plaza, Jammu , Tel.: (0191) , Ludhiana: Ground Floor, S CO 28, Feroze Gandhi Market, Ludhiana , Tel: (0161) , Panipat: Office no.7, 2 nd Floor, N K Tower, Opposite ABM AMRO Bank, G T Road, Panipat , Haryana, Tel.: (0180) , Patiala: SCO No. 43, Ground Floor, New Leela Bhawan, Patiala, Punjab , Tel: (0175) , Shimla: Bell Villa, 5th Floor, Below Scandal Point, The Mall, Shimla, Himachal Pradesh , Tel. No.: (0177) DELHI REGION Dehradun: 56, Rajpur Road, Hotel Classic International, Dehradun , Tel: (0135) , Faridabad: Shop No.6, First Floor, Above AXIS Bank, Crown Complex, 1 & 2 Chowk, NIT, Faridabad , Tel: (0129) , Ghaziabad: C-53 C, Main Road, RDC, Opp. Petrol Pump, Ghaziabad , Uttar Pradesh, Tel: (0120) /23, Gurgaon: SCO 28, 1st floor, Sector 14, Gurgaon , Haryana, Tel: (0124) , Haridwar: First Floor, Ashirwad Complex, Near 13

14 Ahuja Petrol Pump, Opp Khanna Nagar, Haridwar , Tel.: (01334) , Janak Puri: Bldg. No.4, First Floor, B-1, Community Centre, B-Block, Janak Puri, New Delhi , Tel.: (011) /47/48, Meerut: 10/8 Ground Floor, Niranjan Vatika, Begum Bridge Road, Near Bachcha Park, Meerut , Uttar Pradesh, Tel.: (0121) /2, Moradabad: Shri Vallabh Complex, Near Cross Road Mall, Civil Lines, Moradabad , Uttar Pradesh, Tel.: (0591) , Nehru Place: G-7, Hemkunt Tower (Modi Tower), 98, Nehru Place (Near Paras Cinema), New Delhi , Tel: (011) , New Delhi: 13th Floor, Jeevan Bharati, Tower II, Connaught Circus, New Delhi Tel: (011) , /2, Noida: J-26, Ground Floor, Near Centre Stage Mall, Sector 18, Noida , Tel: (0120) to 314,Pitam Pura: G-5-10 Aggarwal Cyber Plaza, Netaji Subhash Place, Pitam Pura, Delhi , Tel: (011) , Preet Vihar : Savitri Bhawan, 1st & 2nd Floor, Plot no.3 & 4, Preet Vihar Community Centre, Delhi , Tel: (011) , , RAJASTHAN REGION Ajmer: Uday Jyoti Complex, First Floor, India Motor Circle, Kutchery Road, Ajmer , Tel: (0145) , Alwar: Plot No.1, Jai Complex (1st Floor), Above AXIS Bank, Road No.2, Alwar , Rajasthan, Tel.:(0144) /4, Bhilwara: B-6 Ground Floor, S K Plaza, Pur Road, Bhilwara , Rajasthan, Tel.: (01482) /21, Bikaner: Gupta Complex, 1 st Floor, Opposite Chhapan Bhog, Rani Bazar, Bikaner , Rajasthan, Tel: (0151) , Jaipur: 2nd Floor, Anand Bhavan, Sansar Chandra Road, Jaipur , Tel: (0141) /43 to 46, Jodhpur: 51 Kalpataru Shopping Centre, Shastri Nagar, Near Ashapurna Mall, Jodhpur ,Tel.: (0291) , Kota: Sunder Arcade, Plot No.1, Aerodrome Circle, Kota , Tel: (0744) /07, Sikar: 9-10, 1 st Floor, Bhasker Height, Ward No.28, Silver Jubilee Road, Shramdaan Marg, Nr. S K Hospital, Sikar, Rajasthan , Tel: (01572) , , Sriganganagar: Shop No.4 Ground Floor, Plot No.49, National Highway No.15, Opp. Bhihani Petrol Pump, Sriganganagar , Rajasthan, Tel: (0154) , Udaipur: Ground Floor, RTDC Bldg., Hotel Kajri, Shastri Circle, Udaipur , Tel: (0294) /66/67. UTTAR PRADESH REGION Agra: FCI Building, Ground Floor, 60/4, Sanjay Place, Agra , Tel: (0562) , , Aligarh: 3/339-A Ram Ghat Road, Opp. Atrauli Bus Stand, Aligarh, Uttar Pradesh , Tel : (0571) , Allahabad: 4, Sardar Patel Marg, 1st Floor, Civil Lines, Allahabad , Tel: (0532) , Bareilly: Deen Dayal Puram, Bareilly, Uttar Pradesh , Tel.: (0581) , Gorakhpur: Cross Road The Mall, Shop No , 1st Floor, Bank Road, A. D. Chowk, Gorakhpur , Uttar Pradesh, Tel.: (0551) / 4996, Kanpur: 16/77, Civil Lines, Kanpur , Tel: (0512) , Lucknow: Aryan Business Park, 2 nd floor, 19/32 Park Road (old 90 M G Road), Lucknow , Tel: (0522) / , Varanasi: 1st Floor, D-58/2A-1, Bhawani Market, Rathyatra, Varanasi , Tel: (0542) EAST ZONE BIHAR REGION Bhagalpur: 1st floor, Kavita Apartment, Opposite Head Post Office, Mahatma Gandhi Road, Bhagalpur , Bihar, Tel.: (0641) /41, Darbhanga: VIP Road, Allalpatti, Opposite Mahamaya Nursing Home, P.O. Darbhanga Medical College, Laheraisarai, Dist Darbhanga, Bihar , Tel.: (06272) , Gaya: 1 st Floor, Zion Complex, Opp. Fire Brigade, Swarajpuri Road, Gaya , Bihar, Tel: (0631) , Muzaffarpur: Ground Floor, LIC Jeevan Prakash Bldg., Uma Shankar Pandit Marg, Opposite Devisthan (Devi Mandir) Club Road, Muzaffarpur (Bihar), Pin , Tel.: (0621) , Patna: 3 rd Floor, Harshwardhan Arcade, Beside Lok Nayak Jai Prakash Bhawan, (Near Dak Bunglow Crossing), Fraser Road, Patna , Bihar, Tel: (0612) NORTH EAST REGION Agartala: Suriya Chowmohani, Hari Ganga Basak Road, Agartala , Tripura, Tel.: (0381) , Guwahati: 1st Floor, Hindustan Bldg., M.L. Nehru Marg, Panbazar, Guwahati , Tel: (0361) , Shillong: Saket Bhawan, Above Mohini Store, Police Bazar, Shillong , Meghalaya, Tel.: (0364) , Silchar: First Floor, N. N. Dutta Road, Shillong Patty, Silchar, Assam , Tel.: (03842) /230091, Tinsukia: Ward No.6, Chirwapatty Road, Tinsukia , Assam, Tel.: (0374) / ORISSA & JHARKHAND REGION Bokaro: Plot C-1, 20-C (Ground Floor), City Centre, Sector 4, Bokaro Steel City, Bokaro , Jharkhand, Tel.: (06542) , , Dhanbad: 111 & 112, Shriram Mall, Shastri Nagar, Bank More, Dhanbad , Tel.: (0326) / , Jamshedpur: 1-A, Ram Mandir Area, Gr. & 2nd Floor, Bistupur, Jamshedpur , Tel: (0657) , Ranchi : Shop No. 8 & 9, SPG Mart, Commercial Complex, Old H B Road, Bahu Bazar, Ranchi , Tel: (0651) /07, Balasore: Plot No.570, 1st Floor, Station Bazar, Near Durga Mandap, Balasore , Orissa, Tel.: (06782) /241947, Berhampur: 4th East Side Lane, Dharma Nagar, Gandhi Nagar, Berhampur , Orissa, Tel.: (0680) /95, Bhubaneshwar: 1st & 2nd Floor, OCHC Bldg., 24, Janpath, Kharvela Nagar, Nr. Ram Mandir, Bhubaneshwar , Tel: (0674) , Cuttack: Roy Villa, 2 nd floor, Bajrakabati Road, P.O.-Buxi Bazar, Cuttack , Orissa, Tel: (0671) /5351/5352, Rourkela: Shree Vyas Complex, Ground Floor, Panposh Road, Near Shalimar Hotel, Rourkela , Orissa, Tel.: (0661) / , Sambalpur: Plot No.2252/3495, 1st Floor, Budharaja, Opp. Budharaja Post Office, Sambalpur, Orissa , Tel: (0663) WEST BENGAL REGION Baharampur: 1/5 K K Banerjee Road, 1 st Floor, Gorabazar, Baharampur , West Bengal, Tel.: (03482) , Barasat: 57 Jessore Road, 1st Floor, Sethpukur, Barasat, North 24 Paraganas, Pin , West Bengal, Tel.: (033) , Bardhaman: Sree Gopal Bhavan, 37 A, G.T.Road, 2 nd Floor, Parbirhata, Bardhaman , West Bengal, Tel.: (0342) , Durgapur: 3rd Administrative Bldg., 2nd Floor, Asansol Durgapur Dev. Authority, City Centre, Durgapur , Tel: (0343) , Kalyani: B-12/1 Central Park, Kalyani , District: Nadia, West Bengal, Tel.: (033) /6, Kharagpur: M/s. Atwal Real Estate Pvt. Ltd., 1 st Floor, M S Tower, O.T. Road, Opp. College INDA, Kharagpur, Paschim Midnapore , Tel: (0322) , 29, Kolkata : Netaji Subhash Chandra Road, Kolkata , Tel: (033) / , Malda: 10/26 K J Sanyal Road, 1st Floor, Opp Gazole Taxi Stand, Malda , West Bengal, Tel.: (03512) /724/728, Rash Behari : Ground Floor, 99 Park View Appt., Rash Behari Avenue, Kolkata , Tel.: (033) , Salt Lake City : AD-55, Sector-1, Salt Lake City, Kolkata , Tel.: (033) , Serampore: 6A/2, Roy Ghat Lane, Hinterland Complex, Serampore, Dist. Hooghly , West Bengal, Tel.: (033) /9154, Siliguri: Ground Floor, Jeevan Deep Bldg., Gurunanak Sarani, Sevoke Rd., Silliguri , Tel: (0353) SOUTH ZONE ANDHRA PRADESH REGION Guntur: Door No , Ground Floor, Kothapet Main Road, Guntur , Tel: (0863) , Hyderabad : Lala II Oasis Plaza, 1st floor, Tilak Road, Abids, Hyderabad , Tel: (040) / /382, Kadapa: No. 2/790, Sai Ram Towers, Nagarajpeta, Kadapa , Tel: (08562) /131,Nellore: Plot no.16/1433, Sunshine Plaza, 1 st Floor, Ramalingapuram Main Road, Nellore , Andhra Pradesh, Tel: (0861) /19, Punjagutta : , First Floor, Elite Plaza, Opp. Tanishq, Green Land Road, Punjagutta, Hyderabad , Tel: (040) , Rajahmundry: Door 14

15 No , 1st Floor, Jupudi Plaza, Maturi Vari St., T. Nagar, Dist. East Godavari, Rajahmundry , Andhra Pradesh, Tel.: (0883) / , Secunderabad : /1, Ground Floor, Sterling Grand CVK, Road No. 3, West Marredpally, Secunderabad , Tel: (040) , Tirupati: D no C, Ground Floor, Korlagunta junction, Tirumala Byepass Road, Tirupati , Andhra Pradesh, Tel.: (0877) / , Vijaywada: , 1st Floor, Dr. Sridhar Complex, Vijaya Talkies Junction, Eluru Road, Vijaywada , Tel:(0866) , Vishakhapatnam: 202, 1st Floor, Door No /4/4, Above Lakshmi Hyundai Car Showroom, C.B.M. Compound, Near Ramatalkies Junction, Visakhapatnam , Tel : (0891) , Warangal: House No , Shop No.23 & 24, 1st Floor, Nirmala Mall, J P N Road, Warangal , Tel: (0870) / KARNATAKA REGION Bengaluru : B-14 & B-15, Gr Floor, Devatha Plaza, 132 Residency Road, Bengaluru Tel. No.:(080) , Belgaum: 1st Floor, Indira, Dr. Radha Krishna Marg 5th Cross, Subhash Market, Hindwadi, Belgaum , Karnataka, Tel.: (0831) , Bellary: Kakateeya Residency, Kappagal Road, Gandhinagar, Bellary , Karnataka, Tel: (08392) /635, Davangere: No.998 (Old No.426/1A) Satya Sadhana, Kuvempu Road, Lawers Street, K. B. Extension, Davangere , Karnataka, Tel.: (08192) /1, Gulbarga: F-8, First Floor, Asian Complex, Near City Bus Stand, Head Post Office Road, Super Market, Gulbarga , Karnataka, Tel.: (08472) /865, Hubli: 1st Floor, Kalburgi Square, Desai Cross, T B Road, Hubli , Dist Dharwad, Karnataka State, Tel: (0836) /64, Jayanagar : 427 / 14-1, Harmony, 9th Main Road, Near 40th Cross, 5th Block, Jayanagar, Bengaluru , Tel: (080) , , Malleswaram : No.60, Maruthi Plaza, 8th Main, 18th Cross Junction, Malleswaram West, Bengaluru , Tel.: (080) , Mangalore: 1st Floor, Souza Arcade, Near Jyothi Circle, Balmatta Road, Mangalore , Karnataka, Tel: (0824) , , Mysore: No.2767/B, New No. 83/B, Kantharaj Urs Road, Saraswathipuram 1st Main, Opposite to Saraswathi Theatre, Mysore , Tel: (0821) , TAMIL NADU & KERALA Annanagar : W 123, III Avenue, Annanagar, Chennai , Tel: (044) , Chennai Main : Ruby Regency, First Floor, New No.69/4, (Old Door No.65/4), Anna Salai, Chennai , Tel: (044) / , Kochi: Ground Floor, Palackal Bldg., Chittoor Road, Nr. Kavitha International Hotel, Iyyattu Junction, Ernakulam, Cochin , Kerala, Tel: (0484) /2163, , Fax: (0484) , Coimbatore: U R House, 1st Floor, 1056-C, Avinashi Road, Opp. Nilgiris Dept. Stores, Coimbatore , Tel: (0422) , Kottayam: Muringampadam Chambers, Ground Floor, Door No.17/480-F, CMS College Road, CMS College Junction, Kottayam , Tel.: (0481) , Kozhikode: Aydeed Complex, YMCA Cross Road, Kozhikode , Kerala, Tel.: (0495) / 324, Madurai: Jeevan Jyothi Building, First Floor, 134 Palace Road, Opp. to Christian Mission Hospital, Madurai , Tel.: (0452) , Salem: No.2/91, Sri Vari Complex, First Floor, Preethee Bajaj Upstairs, New Bus Stand Road, Meyyanur, Salem , Tel.: (0427) , T Nagar : 1st Floor, 29, North Usman Road, T Nagar, Chennai , Tel: (044) /12, Thiruvananthapuram: T C 15/49(2), 1st Floor, Saran Chambers, Vellayambalam, Thriuvananthapuram , Tel: (0471) , Trichur: 26/ , Kollannur Devassy Building, 1st Floor, Town Hall Road, Thrissur , Tel. No.:(0487) /495, Tirunelveli: 1st Floor, 10/4 Thaha Plaza, South Bypass Road, Vannarpet, Tirunelveli Tel.: (0462) , Tirupur: 47, Court Street, Sabhapathipuram, Tirupur , Tamil Nadu, Tel.: (0421) /6339, Trichy: Kingston Park No.19/1, Puthur High Road, (Opp. Aruna Theatre), Puthur, Tiruchirapalli , Tel.: (0431) , Vellore: S R Arcade, 1st floor, 15/2 No.30, Officers Line, Vellore , Tamil Nadu, Tel.: (0416) /5339. UTI NRI CELL UTI Tower, Gn Block, Bandra-Kurla Complex, Bandra (E), Mumbai , Tel: Fax [email protected] OFFICE OF THE REGISTRAR M/s. Karvy Computershare Pvt. Ltd.: Unit: UTIMF, Karvy Selenium Tower B, Plot Nos. 31 & 32, Financial District, Nanakramguda,Serilingampally Mandal, Hyderabad , Board No: , Fax No.: , [email protected] KARVY CENTRES Abohar: C/o. Shri S K Goyal, Business Development Associate of UTI Mutual Fund, H. No. 1184, Street No.5, 7 th Chowk, Abohar, Punjab , Tel.: , Ahmednagar: C/o. Mr. Santosh H. Gandhi, 3312, Khist Lane, Ahmednagar , Maharashtra, Mob.: , Akola: Shop No.30, Ground Floor, Yamuna Tarang Complex, N H No.06, Murtizapur Road, Akola Tel.: , Alappuzha: Karvy Computershare Pvt. Ltd., 2 nd Floor, JP Towers, Near West of Zilla Court Bridge, Mullakkal, Alappuzha (Alleppey) , Tel.: , Ananthapur: # , 2nd Floor, S.R.Towers, Opp: Lalithakala Parishat, Subash Road, Anantapur , Tel.: (08554) , Andaman & Nicobar Islands: C/o Shri P N Raju, 5, Middle Point, 112, M G Road, Midyna Tower, Ground Floor, Port Blair, Andaman & Nicobar Islands , Tel.: , Angul: C/o Shri Surya Narayan Mishra, 1 st Floor, Sreeram Complex, NH-42,Similipada, Angul, Orissa, Pin , Tel.: , Ankamaly: Karvy Computershare Private Limited, C/o Mr. P. K. Martin (CA), Parayil Agencies, Ankamaly South P.O., Ankamaly, Ernakulam Dist., Kerala , Tel.: , Asansol: C/o Mr. Jayanta Sovakar, Parbati Shopping Arcade, Block No. 1 Shop No 3, Ashram More G T Road, Opp. Bank of India, Asansol, Burdwan , Tel.: (0341) , Bankura: C/o Shri Subhasis Das, Rampur Road (Old Rathtola), Near City Nursing Home, P O & Dist Bankura West Bengal, Phone No , Bilaspur: C/o Mr Vijay Kumar Khaitan, Investor Centre, 1st Floor, Hotel Mid Town Complex, Telephone Exchange Road, Bilaspur , Tel. No.: (07752) , Bongaigaon: C/o Shri Uday Chatterjee, Natun Para, College Road, P.O. Bongaigaon Dist. Bongaigaon Assam. Phone No , Chandrapur: C/o. Mr. Balraj Singh Wadhawan, Opp. Laxmi Narayan Temple, Chandrapur , Tel.: , Chhindwara: C/o Shri Arun Kumar Pandey, Char Fatak, Station Road, Behind Sub Post Office, Shanichara Bazar, Chhindwara Madhya Pradesh. Phone No , Dhule: Karvy Computershare Pvt. Ltd., Ground Floor, Ideal Laundry, Lane No.4, Khol Galli, Near Muthoot Finance, Opp. Bhavasar General Store, Dhule , Tel: (02562) , Dindigul: No.9, Old No.4/B, New Agraharam, Palani Road, Dindigul , Tel.: (0451) /177, East Midnapore: C/o Shri Manoj Kumar Dolai, Town Padumbasan, P O Tamluk, East Midnapore, West Bengal, Pin , Mob.: , Eluru: 23A-3-32, Gubbalavari Street, R R Pet, Eluru , Tel.: (08812) to 54, Erode: No. 4, KMY Salai, Veerappan Traders Complex, Opp. Erode Bus Stand, Sathy Road, Erode , Tel.: (0424) , Gandhinagar: 27, Suman Tower, Near Hotel Haveli, Sector No.11, Gandhinagar, Ahmedbad , Tel.: (079) / / 4955, Hajipur: C/o Mr. V N Jha, Business Development Associate for UTI Mutual Fund, 2nd Floor, Canara Bank Campus Kachhari Road, Hajipur , Bihar Phone No (260520), Hazaribagh: C/o Surendra Nath Singh, Business Development Associate for UTI Mutual Fund, Prabhu Niwas Market, Ananda Chowk, Guru Gobind Singh Road, Hazaribagh , Jharkhand Tel (06546) , Himatnagar: C/o Shri Mohamedarif S Memon, B-1, Deshkanta Memon Complex, Opp Power House, Hajipura, Himatnagar Gujarat Phone No , Hissar: Sco 71, 1st Floor, Red Square Market, Hissar , Tel.: (01662) /68/36, Howrah: C/o Shri Asok Pramanik, Uluberia R.S., Majherrati, Jaduberia, Dist. Howrah, West Bengal, Pin , Tel.: , Jalpaiguri: D.B.C. Road, Near Rupasree Cinema Hall, Beside Kalamandir, Po & Dist Jalpaiguri, Jalpaiguri , Tel.: (03561) /225351, Jammu & Kashmir: C/o Smt Sunita Malla (Koul), Near New Era Public School, Rajbagh, Srinagar, Jammu & Kashmir , Tel.: (0194) , Jhansi: 371/01, Narayan Plaza, Gwalior Road, Near Jeevan Shah Chauraha, Jhansi , Tel.: (0510) , Jorhat: C/o Shri Mohan Chandra Hazarika, T R Phookan Road, Opp. Assam Gramin Vikas Bank, Abul Kamal Memorial Building, Ist Floor, Jorhat Assam. Phone No , Junagadh: 124/125, Punit Shopping Center, Ranavat Chowk, Junagadh, Gujarat , Tel.: (0285) , Kannur: C/o Mr T Prakashan, 1 st Floor, Supex Corner, Near Training School, Kannur , Tel. No.: (0497) Karimnagar: H. No /131, Above Union Bank, Jafri Road, Rajeev Chowk, Karimnagar , Tel.: (0878) / 75/79, Karnal: Karvy Computer Pvt Ltd., 18/369, Char Chaman, Kunjpura Road, Karnal , Haryana, Tel:(0184) / / , Khammam: , Gandhi Chowk, Opp. Siramvari Satram, Khammam , Tel.: 15

16 (08742) , Kheda: C/o Shri Sanjay B Patel, Subhash Corner Pij Bhagol, Station Road Off Ghodia Bazar, Nadiad, Kheda , Gujarat, Tel.: (0268) , Kollam: Vigneshwara Bhavan, Below Reliance Web World, Kadapakkada, Kollam , Tel.: (0474) , Korba: C/o Mr Vijay Kumar Rajak, Shop No.31, Pandit Din Dayal Upadhyaya Shubhada Complex, T P Nagar, Korba , Krishna: C/o Shri Mamidi Venkateswara Rao, D. No , Kojjilipet, Machilipatnam, Dist Krishna, Andhra Pradesh, Pin , Tel.: , Kumbakonam: C/o Shri A Giri, Ground Floor, KVG Complex, 49 TSR Street, Kumbakonam , Tamilnadu, Tel.: (0435) , Kurnool: Shop No.43, 1st Floor, S V Complex, Railway Station Road, Kurnool , Tel.: (08518) /950, Madhubani: C/o Shri Anand Kumar, Bimal Niwas, 7/77, Narial Bazar, P.O. & Dist. Madhubani, Bihar, Pin , Tel.: , Malout: S/o. S. Kartar Singh, Back Side SBI Bank, Ward No.18 H. No.202, Heta Ram Colony, Malout, Distt. Muktsar , Punjab, Mob.: , Mathura: Karvy Computershare Pvt. Ltd., Ambey Crown II Floor, In front of BSA Collage, Gaushala Road, Mathura , Mob.: , Mehsana: C/o Mr. Kamlesh C Shah, Sardar Vyapar Sankul Mal Godown, Urban Bank Road, Mehsana , Tel.: (02762) , Munger: C/o Mr. Bijoy Kumar, Business Development Associate, S/o Late Mathura Bhagat, Kallu Bara, Near Hanuman Mandir, Munger Tel. No.: (06344) , Nadia: C/o Shri Prokash Chandra Podder, Udayan, 20, M.M. Street, (Nr. Sadar Hospital, Traffic More), PO Krishnagar, Dist. Nadia, West Bengal, Pin , Mob.: , Nagaon: C/o Shri Sajal Nandi, A D P Road, Christianpatty, Nagaon, Assam, Pin , Tel.: , Nagarcoil: 3 A, South Car Street, Parfan Complex, Nr The Laxmi Vilas Bank, Nagarcoil , Tel: (04652) /52/53, Nalanda: C/o MD Mokhtar Alam, Hotel Anukul Complex, Post Office Road, P.O. Biharsharif, Dist. Nalanda, Bihar, Pin , Tel.: , Nanded: Karvy Computershare Private Limited, Shop No.4, First Floor, Opp. Bank of India, Santkrupa Market, Gurudwara Road, Nanded, Maharashtra Tel.: , Nizamabad: C/o Mr Chouti Giridhar, H.No /A2, Beside Bombay Nursing Home, Hyderabad Road, Nizamabad , Telangana. Tel. No.: (08462) , Ongole: Y R Complex, Near Bus Stand, Opp. Power House, Kurnool Road, Ongole , Tel.: (08592) /282258, Palghat: 12/310, (No.20 & 21), Metro Complex, Head Post Office Road, Sultanpet, Palghat, Tel.: (0491) /373, Patnamthitta: Near Superintendent of Police Office, Kumbakattu Nagar, Makkamkunnu, Patnamthitta , Kerala, Tel.: (0468) , Pondicherry: No. 7, First Floor, Thiayagaraja Street, Pondicherry Tel: (0413) , Puri: C/o Shri Pradeep Kumar Nayak, Lavanyapuri, Sarvodaya Nagar, Puri, Orissa, Pin , Tel.: , Ratnagiri: Karvy Computershare Pvt. Ltd., C/o V L Ayare, Chief Agent for UTI Mutual Fund, Gala No.3, Shankeshwar Plaza, Nachane Road, Ratnagiri , Tel.: (02352) , Rewari: C/o Shri Raghu Nandan, Business Development Associate for UTI Mutual Fund, SCO 7, Brass Market (Opposite LIC office) Rewari , Haryana Tel (01274) , Rohtak: 1st Floor, Ashoka Plaza, Delhi Road, Rohtak , Tel.: (01262) /271984/230258, Roorkee: Shree Ashadeep Complex, 16 Civil Lines, Near Income Tax Office, Roorkee , Tel.: (01332) /667, Saharanpur: 18 Mission Market, Court Road, Saharanpur , Uttar Pradesh, Tel.: (0132) , Sangli: C/o. Shri Shridhar D Kulkarni, Gurukrupa Sahniwas CS No.478/1, Gala No. B-4, Sambhare Road, Gaon Bhag, Near Maruti Temple, Sangli , Maharashtra, Tel.: (0233) , Satara: C/o. Shri Deepak V. Khandake, Pratik, 31 Ramkrishna Colony Camp, Satara , Tel.: (02162) , Satna: C/o Mr Ajay Dinkar Modak, Prem Nagar, Near MPEB Office, Satna , Tel. No.: (07672) , Shimoga: LLR Road, Opp. Telecom Gm Office, Durgi Gudi, Shimoga , Tel.: (08182) , Thanjavur: Nalliah Complex, No.70, Srinivasam Pillai Road, Thanjavur , Tel.: (04362) /08, Tuticorin: 4 B, A34, A37, Mangalmal, Mani Nagar, Opp. Rajaji Park, Palayamkottai Road, Tuticorin , Tel.: (0461) /602, Udupi: C/o Shri Walter Cyril Pinto, C/o Feather Communications, A1, Vishnu Prakash Building, Ground Floor, Udupi, Karnataka, Pin , Tel.: , Ujjain: Karvy Computershare Pvt Ltd, C/o Shri Sumit Kataria, Business Development Associate of UTI Mutual Fund, 68, Mussadipura, Sati Marg, Ujjain, MP Tel.: (0734) , Uttar Dinajpur: C/o Shri Prasanta Kumar Bhadra, Sudarshanpur, Near Telecom Exchange, P.O. Raiganj, Uttar Dinajpur, West Bengal, Pin , Tel.: , Valsad: Shop No 2, Phiroza Corner, ICICI Bank Char Rasta, Tithal Road, Valsad , Tel.: (02632) DUBAI REPRESENTATIVE OFFICE UTI International Limited, Office No.4, Level 4, Al Attar Business Towers, Near DIFC, Post Box No , Sheikh Zayed Road, Dubai (UAE), Tel: Fax: MF UTILITY FOR INVESTORS The online portal of MF Utilities India Private Ltd (MFUI) i.e. and authorised Points Of Service ( POS) of MFUI shall act as Official Points of Acceptance (OPAs) in addition to the existing OPAs of the UTI AMC Ltd. For further details please refer to SID/SAI. 16