CJS Efficiency Programme

Transcription

1 CJS Efficiency Programme Background The CJS Efficiency Programme is modernising the CJS by reducing or removing the movement of paper, and people, around the system. Streamlined digital working is part of this programme, delivering an efficient process for the preparation and use of a single digital file that is jointly used and owned by the police, CPS, HMCTS and defence. The programme is led by the heads of the core CJS delivery agencies: Peter Lewis (CPS); Peter Handcock (HM Courts & Tribunals Service); and, Jim Barker-McCardle (ACPO). The programme team is in constant contact with the defence and other practitioners affected by digital working. This list of questions is regularly updated and contains the most up-to-date information. If your question is not covered, please contact the programme team at the CJS Efficiency Programme. Defence Practitioner Frequently Asked Questions 1. What does digital working mean for us? From April 2012, the CPS are producing a digital case file. A digital file can be used for all cases in which a defence practitioner has been identified. The cases are made available to the defence by CJSM Secure , and/or via a link to the Document Repository Service (DRS) when available later in While April was a key staging point change will be incremental, led by local planning and depending on local circumstances. 2. What happens if we decide not to adopt digital ways of working? It is a business decision as to how quickly a practitioner or firm adopts new ways of working. There are opportunities, savings and operational implications to be considered, In the short term, paper-based service will continue. However, as digital working becomes prevalent across all criminal justice agencies, use of paper will diminish and all parties will be expected to adapt to new ways of working. CJSM Secure 3. Does CJSM Secure cost anything? No it s free at the point of use. 4. How quickly can we sign up to CJSM Secure ? Version May 2012 Page 1 of 12

2 The whole registration process takes approximately 7 days to complete, please go to and click on Join Now. 5. Do the Terms of Use for CJSM Secure prohibit the use of WiFi? CJSM Secure may be accessed by secure WiFi but NOT by unsecured WiFi as the user login details could be intercepted. 6. How do I request the digital file? You can request the digital file Via CJSM Secure to the CPS office dealing with the case. Please make contact with your local CPS office for a list of contact addresses. We are ensuring that all CPS offices have their local group mailboxes listed on the CJSM Secure directory. If they are changed in the future, they will be updated. 7. At what point in the life of a case will the digital file be made available to us? Defence will have access to a digital file from the CPS as soon as possible after charge. The defence will be able to use the digital file for all their purposes, including presenting their case in court. 8. How will this work for unrepresented defendants, defendants in custody or those granted representation on the morning of a first hearing? A number of options are being considered, however, it is likely to remain paper-based until such time as other options are explored. This means the CPS will provide a paper file for unrepresented defendants and first time custody cases at court. Where representation is known and where the case is not completed at the first appearance, then the process will be digital from that point on. For bailed first appearances, there may be some interim paper based solutions to allow the defence sufficient time to access and consider the digital file. 9. Who can I contact using CJSM Secure ? You can any other user of CJSM Secure completely securely by using their Secure address, ending with the extension cjsm.net. You can also securely anyone within a CJS agency (normally addresses that include.gsi..pnn.gsx.gcsx and.nhs.net (NOT.nhs.uk) by adding the extension.cjsm.net to the end of the departmental address, for example john.smith@justice.gsi.gov.uk.cjsm.net. For defence firms who have the secure server to server (SMTP) connection to CJSM Secure , have to ensure that their users fully understand that they have to add.cjsm.net to the end of CJS Agency addresses as otherwise the will be treated as a normal non-secure and sent via the open internet to the recipient, even if it is a secure CJS address (i.e. containing.gsi..pnn.gsx.gcsx). Version May 2012 Page 2 of 12

3 10. How will defence receive large files that are too big for CJSM Secure accounts? Any digital file larger than the 10MB limit for CJSM Secure will be served on an encrypted disk. In the future, the Document Repository Service (DRS) will allow files of any size up to 100 MB to be made available when the system has been fully rolled-out. 11. What is the maximum mailbox size for CJSM Secure ? The maximum mailbox size for a hosted service is 100MB. Your local CJSM Secure Administrator will have access to change individual mailboxes up to this limit. 12. Are there prohibitions on storage of such s in the cloud or on non-uk based servers? You can use cloud computing providers but your service provider will need to be vetted by the Ministry of Justice (MoJ) first. The MoJ are happy for cloud service providers, whose servers reside within the UK, to apply for accreditation to connect to CJSM Secure . Enquiries should be sent via the CJSM Helpdesk cjsm.helpdesk@cw.com or Cloud computing providers must be accredited because data transferred to servers outside of the UK becomes subject to the laws of that country. For example, under the USA Patriot Act, the US Government can ask for data that is held on Microsoft EU data centres to be handed over to them, as Microsoft are a US based company. 13. Can I use collaborations tools in the cloud to share information with expert witnesses? Yes, but again, the cloud collaboration service provider must be approved by the MoJ. Data transmitted by CJSM Secure may not be stored on unapproved collaboration or cloud services. 14. Is there any training for CJSM Secure users? Yes. An online training package is available at It is very straightforward to use. 15. Will there be a helpline if I have a technical problem? You can contact the CJSM Secure helpdesk on between 08:00 and 19:00 Monday to Friday, or cjsm.helpdesk@cw.com. Document Repository Service (DRS) Version May 2012 Page 3 of 12

4 16. What is the DRS? The DRS is an MoJ web-based service that will provide a way of securely sharing documents and digital files between CJS partners and the defence. The repository will allow the Police to share documents and media such as video files, images and audio files etc. with the CPS. The CPS will then inturn publish the digital multimedia and case material to others such as the Courts and defence practitioners. 17. Will there be a helpline if I have a technical problem? There will be a helpdesk for the Document Repository Service (DRS) available when the service goes live. IT and security requirements 18. What IT do I need? You must have an IT system which enables you to perform your obligations under the LSC contract. However, no bespoke IT equipment is needed to receive, open and view the digital file provided by the CPS or access CJSM Secure . The proposed system of digital working is not driven by hardware or proprietary software. The CPS electronic bundle product is an open source PDF based file, which can be accessed and used across any modern operating system i.e. Apple Mac OSX, Windows XP/Vista/7 and Linux based hardware, and by using any PDF reader/editor software. Additionally, you will need access to an internet connection to access to CJSM Secure and, in the future, the Document Repository Service (DRS). If you propose to access these systems using portable equipment, a FIPS accredited encryption is required for the device and for operating system you are running. 19. What IT security measures do I need to take? To ensure that you are complying with the requirements of the Data Protection Act, your portable IT must have whole device encryption, which is readily available. Any removable media such as USB flash drives must also be encrypted. Data should only be stored on suitably protected servers, which means that information and equipment can only be accessed by authorised individuals. The servers must be within the UK. 20. What about Blackberries and iphones? Version May 2012 Page 4 of 12

5 The terms and conditions of connection to CJSM Secure does not prohibit the use of mobile devices e.g. smart phones, tablets, etc. Such devices also need to encrypt any information held on the device when at rest as well as in transmission. The configuration details of the device need to be submitted to the CJSM Helpdesk for approval. Currently, Blackberries are compliant with the right settings applied but iphones are not accredited to the FIPS standard. If in doubt, contact the CJSM Helpdesk at or on How will defence practitioners encrypt their laptops? The encryption standard for laptops is recommended by the Information Commissioners Office (ICO) to ensure you are protected under the requirements in the Data Protection Act. Whole disk encryption software (BitLocker) is already built-in to Microsoft Vista and Windows 7, which has been approved for use by CESG. For Windows XP, TSols have provided information on products available from other suppliers. For Apple users, the Mac Operating System OSX 10.6 (Snow Leopard) and OSX 10.7 (Lion), Apple has provided guidance (see links below) on how to set up and maintain an Apple OSX FIPS enabled Mac with both OS X v10.6 Snow Leopard and OSX 10.7 Lion: How to set up and maintain a FIPS-enabled Mac OS X v10.6 Snow Leopard system How to set up and maintain a FIPS-enabled Mac OS X v10.7 Lion system 22. What if I need help with encryption? For more information on encryption please see the Information Commissioners Office (ICO) website on encryption: What format will the digital file be in? The digital case file (sometimes called a bundle, as the CPS use a bundling tool to prepare it) will be in Portable Document Format (PDF), which is a universally accepted open source file format which can be viewed on many freely available PDF readers and editors. We recommend that you use Adobe Reader X PDF reader, which is freely downloadable from Will the digital file be in a format which will enable it to be copied to disc and forwarded on to interested parties? Yes, the PDF digital file can be copied to disc/usb stick, with the right level of security and encryption applied. Version May 2012 Page 5 of 12

6 25. What information will I need to provide to the CPS before the digital file can be released? If a defence practitioner is known to be representing a defendant, the CPS will send you the digital file. You will need to show that you are the appointed representative, and be able to identify the case with the following minimum information: defendant(s) full name defendant(s) date of birth court hearing date 26. What happens if the file is updated later by the CPS? An updated version of the digital file will be provided. 27. Can I send the digital file on to other parties involved in the case? E.g. expert witnesses Yes, provided it is sent securely, typically to another CJSM Secure account, or via encrypted disk 28. Can I send the digital file on to my client? Under the Data Protection Act, you must first agree with your client, and they have signed a disclaimer to say they understand the risks of sending information across the open internet and are willing to receive the information by . However, if the data includes information of any other individual then, no, it is against the principals of the Data Protection Act to send personal data unless you have additionally obtained their permission to do so. The Law Society are in discussions with the Information Commissioner s Office around the feasibility of sending sensitive personal information via encryption technologies across the open internet via , and will provide an update as solutions are presented. 29. What is the average size in megabytes (MB) of a data file? It is anticipated the digital file, such as Initial Disclosure of the Prosecution Case (IDPC), will be in the region of 250KB to 1MB per file. Committal bundles will depend on the size of the case, but we estimate 4 to 5 MB. CJSM Secure has a maximum attachment size of 10MB per Will we need to be able to download data from the internet at court? No, because you either will have accessed the digital file in advance, or you will be in possession of a paper copy of the file if the defendant is in custody. It should be noted, that it is unlikely that the defence will need to access the Document Repository Service (DRS) in court, but the intention is to provide sufficient time for the defence to access the DRS prior Version May 2012 Page 6 of 12

7 to court. The CPS will similarly work from downloaded files and not access a live system in court. 31. Will there be adequate WiFi available in court for all agencies to use? HM Courts & Tribunals Service are currently testing a number of wired and wireless technologies but cannot guarantee access to the internet for the defence (or prosecutors) in all court locations. The outcome of testing secure wifi, and the associated costs, will inform a decision on the feasibility of making this a nationwide provision. Defence practitioners may also want to consider: access to the Internet from their own premises to prepare cases in advance of appearing in court and their own 3G access provision where the internet is not available. The CPS have made a commitment to provide paper for first time hearings where representation is only decided on the day. This all reduces the dependence on secure wifi access at court. 32. Where must the documents be stored? Will it have to be on my server? The digital file can be stored on your server or case and document management systems. Standard business continuity and disaster recovery process should already be in place. 33. What are the requirements regarding backing up the documents? Can we just have the documents on our laptops? If digital file is stored on your laptop, then again, standard business continuity and disaster recovery process should already be in place to have your device backed-up. Backup systems are also a requirment of the LSC standard crime contract. 34. Will any equipment or funding be provided? The CJS Efficiency Programme is being carried out against a backdrop of budget cuts set out in the Comprehensive Spending Review In this context, the MoJ is working with the programme and LSC colleagues to establish clear requirements for the defence community to work digitally alongside the CJS agencies. Costs associated with digital working will depend on a firm s IT infrastructure. Looking beyond initial start-up costs (if any) savings can be made from digital working across the end-to-end process, for example, reduced paper storage, transport and handling costs. The Programme will be working with the defence to produce a cost/benefit illustration. 35. Legal aid funding for Crown Court cases is based on the number of pages. Will this be affected by digital working? Version May 2012 Page 7 of 12

8 The Ministry of Justice has amended the Funding Order to include pages of evidence that have only ever existed digitally from 1 April This will mean there is no impact on the Crown Court fee as a result of digital working. 36. If I send an instead of making a call or writing a letter, will I be paid? Sending an will be treated the same as sending a letter or making a phone call for the purposes of legal aid funding. 37. When will the LSC be retendering the crime contracts? The LSC have no current plans to tender the standard crime contracts before This is in line with recent Ministerial announcements on the timing of consultation on price based competition for crime contracts. This timescale fits with the current contracts and their power to extend by up to 2 years: The terms and conditions require my organisation to have a business focused risk assessment ISO How do we carry out this assessment? Connection to CJSM Secure requires organisations to adhere to industry good practice for data protection. ISO provides a framework for assessing IT security. It is not necessary to have a specialist consultant carry out the assessment. The government website, Business Link, provides an IT security assessment tool, advice and links for further information. This is sufficient for a small to medium sized organisation: How much training will I need and what is the likely cost? Basic computer skills are needed to open, navigate and annotate the PDF electronic bundle using Adobe Reader software. There are a number of free online tutorials on the Adobe website and YouTube, if you are using Adobe Reader software. 40. Can I send data received by CJSM onto other organisations involved in the case, such as expert witnesses, across the open internet? If the client agrees to the transfer of data to the expert witness across the internet then yes, this is acceptable. However, if the data includes data of any other individual then, no, it is against the Data Protection Act for sensitive personal information and the terms and conditions of use of CJSM to send the information in across the open internet without any additional protection (encryption). However, expert witnesses are eligible to join CJSM - we already have a number of such users including many DNA testing laboratories, etc. Alternatively, you may use another form Version May 2012 Page 8 of 12

9 of commercial encryption to protect the . However, the data will always need to be handled in accordance with the Data Protection Act and CJSM Terms and Conditions. Court Presentation 41. Will the CPS have a full electronic file at Court? At present, in most cases, the CPS have the correspondence at Court but that is not sent to Counsel. Will that remain the position? The CPS will have the full electronic case available on our tablet PC/laptop device. 42. How will the witness refresh their memory both before and in Court? We fully understand that there will still be the need for some paper in the process. The CPS will be expected to print some statements for the witness, if they wish to review it before going into the courtroom. It will either be printed on the CPS printer at court or be printed before court. 43. Will the evidence served at Court be in hard copy or scanned and served electronically? Material which has been created digitally, such as digital photographs, will be served electronically. Evidence in hard-copy format will be scanned, with the original evidence being kept as part of the master file. Jury bundles will continue to be provided in paper format. We are currently working with HMCTS to develop a digital format. 44. Will the digital file be in a format which can be easily printed? For example, will each page will be the equivalent of an A4 page? The digital file is formatted to A4, although it could be printed at any size, if required. 45. What will the digital file look like? The digital file looks very similar in format and layout to the paper file, but with a number of important benefits. You will be able to quickly navigate the file through embedded bookmarks and hyper-links. The digital file is fully indexed and keyword searchable. Text size can be controlled to make the content easier to read depending on your personal preferences. The case bundler automatically creates a contents page, which are bookmarked and hyperlinked. So if, for instance, you wanted to get to the first witness statement, you click on the bookmark link and you are taken straight to the first witness statement. Version May 2012 Page 9 of 12

10 46. The Consolidated Criminal Practice Direction requires the indexing and pagination of evidence. Will the indexes and pagination remain as at present? The CPS will ensure that the electronic bundle complies fully with Practice Direction. 47. Can we re-order, mark and search the documents? Will we be able to copy sections of the documents and attach them to word documents? Yes, Adobe Reader X allows the full use of annotation, comment, mark-up and search tools on to the PDF electronic bundle document. If you have access to a PDF Editor, the electronic bundle can be re-ordered, added to and re-saved. The CPS does not apply any PDF security controls to the electronic bundle. 48. When we receive further information, will we be able to merge the documents so that there is just one file still? If you have access to PDF editing software, the document can be re-formatted as necessary. If supplementary documents such as witness statements or exhibits need to be added to the bundle at a later stage, they will be added to the end so that existing comments and annotations can be exported and re-used. 49. Are wet signatures still required? Analysis has been carried out covering the service of digital copies of wet signatures (and the service of electronic signatures themselves) and no legislative or regulatory changes are necessary to permit the admissibility of a written statement in digital format, at committal or at trial, provided it purports to be signed by the person who made it. 50. Are electronic signatures acceptable? Yes. The analysis has proved the concept that authenticated electronic signatures can be captured and set the technical and policy requirements for doing so will be made available. These requirements will be used in other parts of the criminal justice process where wet signatures are currently used. Digital statements may be used immediately and it is unnecessary to have paper versions of statements at court when digital documents are being used. The intention is for a CJS wide joint policy statement to be made. 51. How will you be adding redactions to the electronic bundle? Redaction involves permanently removing sensitive or private information from a document. Redacting a PDF document is slightly more complicated. Confidential content cannot be hidden by just by obscuring or covering the information in a PDF document. PDF Version May 2012 Page 10 of 12

11 documents are structured in layers - for example, text is on one layer and images on another. Thus, redacting text with opaque objects is not a foolproof method of redaction, if another layer is simply added, this could be peeled back to reveal what is underneath. The CPS uses Adobe Acrobat Professional to redact content. This is a safe, secure and forensic reduction process that cannot be reversed once completed. 52. What cables would I need to show exhibits from my laptop/tablet PC through the court equipment? All laptops have a standard VGA output to enable the connection to an external monitor through a standard VGA to VGA PC monitor cable. Other popular connection to monitors and TVs are cheaply available (VGA to Component output and VGA to S-Video). 53. Are defence practitioners allowed to use HMCTS power sockets? Defence practitioners are welcome to use power supplies that are suitably located and can be used safely. HMCTS is currently assessing what power sources are available nationally. Any portable electrical equipment used within HMCTS estate must be compliant with the Electricity & Work Act 1989 and Provision and Use of Work Equipment 1998 Regulations. 54. Can HMCTS alter where their power sockets are? HMCTS is not in a position to alter the existing in-court wiring/power provision, except where courts are being refurbished or new courtrooms built. Custody Areas 55. Will we be able to use our IT in prisons? On 1 March 2012, NOMS issued a revised policy on the Conveyance and Possession of Prohibited Items and Other Related Offences. This included: IT provision in court cells: Legal advisers/defence practitioners are authorised to bring into court holding cells/areas IT equipment that is necessary for consultation with their clients and on those cases on which they are engaged with that particular client. This is provided that the equipment and the use of it complies with the terms set out in the guidance. IT provision in prisons: Prisons should allow solicitors to bring necessary IT equipment into legal visits or implement alternative arrangements which allow solicitors to properly brief their clients electronically (such as use of specialised HMP laptops or remote docking points for solicitor laptops). Version May 2012 Page 11 of 12

12 An extract from the related Prison Service Instruction, which comes into full force on 26 March 2012, is available on the defence practitioners webpage Police custody areas are covered by the ACPO/Law Society protocol for police custody. If you are having difficulty gaining access to HM Prision estate or court and police custody areas, please let us know in the CJS Efficiency Programme Office (PMO) 56. If prisoners will not be given facilities to view the material in electronic format, will we be reimbursed for the cost of printing it for them? Until a full digital solution can be found, the CPS has committed to providing paper copies in custody cases where the prison does not have facilities to view material in electronic format. If you have any further questions not answered in these FAQs, please do not heasitate to contact us by to the CJS Efficiency Programme Office (programme.office@cps.gsi.gov.uk). Version May 2012 Page 12 of 12