Richard Kreindler Selected Publications, Events and Seminars

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1 Richard Kreindler Selected Publications, Events and Seminars Concluding Remarks, "Addressing Issues of Corruption in Commercial and Investment Arbitration," ICC Institute of World Business Law, Annual Meeting, Paris, Nov. 24, On March 1, 2013, Richard Kreindler spoke at the Annual Practice Group Conference of the German- American Lawyers Association on the subject of "Erhebung und Verwirkung der Schiedseinrede nach der neueren US-amerikanischen Rechtsprechung" ("Raising and Waiving Objection to the Arbitration Agreement under Recent U.S. Case Law"). On January 16, 2013, Richard Kreindler spoke at the Faculty of Law of the University of Zagreb on the subject of "New Developments in the Practice of International Arbitration in Germany." Chapter "Arbitration" in: Business Laws of Germany, 2012, co-author. On December 6, 2012, Richard Kreindler spoke at the 20 th Croatian Arbitration Days in Zagreb on the subject of "Challenges Posed by Corruption in the Context of International Commercial and Investment Arbitration." On August 13-17, 2012, Richard Kreindler gave the lectures in private international law at the Hague Academy of International Law on the subject of " Competence-Competence in the Face of Illegality in Contracts and Arbitration Agreements." On June 20, 2012, Richard Kreindler spoke at the University of Frankfurt on the subject of "Die RAin/der RA in der globalisierten Rechtsstreitkultur" ("The Attorney's Role in the Globalized Litigation Culture"). "Die 'Ergänzenden Regeln für gesellschaftsrechtliche Streitigkeiten' der DIS," Arbitration Newsletter Warsaw 02/2012, co-author. "The Impact of Public Policy Considerations" in: Arbitration of International Intellectual Property Disputes 2011, co-author. "The 2010 IBA Rules on the Taking of Evidence in International Arbitration," in: New Developments in International Commercial Arbitration, "Legal Consequences of Corruption in International Investment Arbitration," in: Liber Amicorum en l'honneur de Serge Lazareff, "Wahl zwischen ordentlichem Gerichtsverfahren und Schiedsverfahren," in: Beck'sches Rechtsanwalts- Handbuch, On December 1, 2011, Richard Kreindler spoke at the 19 th Croatian Arbitration Days in Zagreb on the subject of "The 2010 Revision to the IBA Rules on the Taking of Evidence in International Arbitration." On November 11, 2011, Richard Kreindler spoke at the University of Neuchâtel Faculty of Law on the subject of "Do the 2010 IBA Rules on the Taking of Evidence in International Arbitration Bridge the Gap?" On October 31, 2011, Richard Kreindler spoke at the Danish Institute of Arbitration 30th Anniversary Conference in Copenhagen on the subject of "Do the 2010 IBA Rules on the Taking of Evidence in International Arbitration Bridge the Gap?" On May 17, 2011, Richard Kreindler spoke at the Inaugural Meeting of the USCIB Expatriate Subcommittee in Germany on the subject of "The IBA Rules on the Taking of Evidence in International Arbitration: Presentation of the 2010 Revised Text." 1

2 On February 26, 2011, Richard Kreindler spoke at the 9 th Petersberger Schiedstage on the subject of "Grenzübergreifende Wirkung von Insolvenzverfahren auf Schiedsverfahren in einem anderen Land: Auswirkungen auf Schiedsvereinbarungen bzw. verfahren mit Berührung zu den USA" ("Cross-Border Effects of Bankruptcy Proceedings on Arbitration Proceedings Abroad: Arbitration Agreements and Proceedings with a US Nexus"). On January 27, 2011, Richard Kreindler spoke at the Swedish Arbitration Association in Stockholm on the subject of "The IBA Rules on the Taking of Evidence in International Arbitration: Presentation of the 2010 Revised Text." "Abwehrstrategien gegen unerwünschte Rezeptionen US-amerikanischen Rechts in der Schiedsgerichtsbarkeit," in: Das deutsche Wirtschaftsrecht unter dem Einfluss des US-amerikanischen Rechts, "The 2010 Revisions to the IBA Rules on the Taking of Evidence in International Arbitration," Les Cahiers de l'arbitrage (The Paris Journal of International Arbitration) , On October 21, 2010, Richard Kreindler spoke at a conference of the German Institution of Arbitration (DIS) and the Chartered Institute of Arbitrators on the subject of "Document Disclosure: Do the 2010 IBA Rules on the Taking of Evidence in International Arbitration Bridge the Gap?" On October 6, 2010, Richard Kreindler spoke at the International Bar Association Annual Conference in Vancouver on the subject of "The IBA Rules on the Taking of Evidence in International Arbitration: Presentation of the 2010 Revised Text." "Are Tribunals Setting New Limits on Access to International Jurisdiction?" ICSID Review, Spring On January 20, 2010, Richard Kreindler spoke at the Center for International Law of the National University of Singapore on the subject of "Are Tribunals Setting New Limits on Access to International Jurisdiction?" "International Arbitration (Preliminary Matters)," in: College of Commercial Arbitrators Guide to Best Practices in Commercial Arbitration, 2010, co-author. "The 2010 Revision to the IBA Rules on the Taking of Evidence in International Commercial Arbitration: A Study in Both Consistency and Progress," International Arbitration Law Review, Issue 5, "Rechtsschutz für ausländische Direktinvestitionen im Energiesektor: Neue Möglichkeiten in der Investitionsschiedsgerichtsbarkeit," in: Festschrift für Friedrich Graf von Westphalen, "Possible Future Revisions to the IBA Rules on the Taking of Evidence in International Commercial Arbitration," Schriftenreihe der Deutschen Institution für Schiedsgerichtsbarkeit, Band 26, "Applications for 'Revision' in Investment Arbitration: Selected Current Issues," in: Liber Amicorum for Bernardo Cremades, "Cross-Examination Against the Clock," in: Take The Witness: Cross-Examination in International Arbitration, "Corruption in International Investment Arbitration: Jurisdiction and the Unclean Hands Doctrine," in: Liber Amicorum for Ulf Franke, "Die Internationale Investitionsschiedsgerichtsbarkeit und die Korruption: Eine alte Herausforderung mit neuen Antworten," SchiedsVZ, Heft 1, "Parallel Proceedings in Investment Arbitration: A Practitioner's Perspective," in: The Backlash Against Investment Arbitration Perceptions and Reality, On October 24, 2009, Richard Kreindler spoke at the Alumni Homecoming Event of the Institute of Law and Finance at the University of Frankfurt on the subject of "New Developments in the Practice of International Arbitration in Germany." On October 21, 2009, Richard Kreindler spoke at the Annual Autumn Conference of the German Institution of Arbitration (DIS) on the subject of "Possible Future Revisions to the IBA Rules on the Taking of Evidence in International Commercial Arbitration." 2

3 On October 15, 2009, Richard Kreindler spoke at the 14 th Conference on International Business Law at the University of Münster on the subject of "Neue Möglichkeiten in der Investitionsschiedsgerichtsbarkeit Der Vertrag über die Energiecharta" ("New Possibilities in Investment Arbitration The Energy Charter Treaty"). On October 8, 2009, Richard Kreindler spoke at the IBA Committee L, International Arbitration in Multinational Intellectual Property Disputes in Madrid on the subject of "The Enforcement of Arbitral Awards in Cross-Border Intellectual Property Matters: An Overview of the Issues and Challenges." On June 16, 2009, Richard Kreindler spoke at the 4 th Annual Conference on International Arbitration of the American Society of International Law and Fordham Law School in New York on the subject of "Damages Standards for Compensation and the Role of Experts." "Damages - Standards for Compensation and the Role of Experts," in: Contemporary Issues in International Arbitration and Mediation, The Fordham Papers, On February 16, 2009, Richard Kreindler spoke at the 12 th Annual IBA International Arbitration Day in Dubai on the subject of "The 1999 IBA Rules of Evidence: Revisiting Best Practices." "International Commercial Arbitration" in: Max Planck Encyclopedia of Public International Law, 2009, co-author. "Grenzüberschreitende privatisierte Korruptionsermittlungen," Freundeskreis Rechtswissenschaft "Schlaglichter 8," Ansprachen und Reden an der Rechtswissenschaftlichen Fakultät Münster im Akademischen Jahr 2008/2009. "Arbitrating with Different Legal Traditions: Civil Law," Arbitration, Journal of the Chartered Institute of Arbitrators, Vol. 75, No. 2, "Investment Treaties and the Evolution in Their Negotiation and Application: The New Germany-China BIT and Its Relevance to International Financial Law Trends," Transnational Dispute Management, Vol. 6, Issue 1, March On December 12, 2008, Richard Kreindler spoke at the 16th Croatian Arbitration Days in Zagreb on the subject of "Introduction to the IBA Rules of Evidence: Recent and Forthcoming Developments in Taking of Evidence and Discovery in International Arbitration." On November 24, 2008, Richard Kreindler spoke at a CIETAC/International Bar Association Conference in Beijing on the subject of "Introduction to the IBA Rules of Evidence: General Observations on Taking of Evidence in International Commercial Arbitration." On October 31, 2008, Richard Kreindler spoke at a District of Columbia Bar International Law Section/International Dispute Resolution Committee Conference on the subject of "Expropriation Claims Against States under the European Convention on Human Rights: An Alternative to BIT Claims for US Investors?" On October 20, 2008, Richard Kreindler spoke at a Chartered Institute of Arbitrators conference in Kuala Lumpur on the subject of "Arbitrating with Diverse Legal Traditions Civil Law." "Standards of Procedural International Public Policy," Stockholm International Arbitration Review, 2008:2. On July 29, 2008, Richard Kreindler spoke at the 4th International Arbitration & ADR in Africa Workshop in Cairo on the subject of "Achieving Acceptance for International Arbitration in Arab States in the Early 21st Century." On June 4, 2008, Richard Kreindler spoke at the International Commercial Arbitration Court at the Chamber of Commerce and Industry of the Russian Federation in Moscow on the subject of "Enforcement Abroad of Arbitral Awards Rendered in and Related to Russia and CIS: An Overview of Selected Recent Decisions." " 1041 Interim Measures of Protection," in: Arbitration in Germany The Model Law in Practice, 2008, co-author. 3

4 " 1033 Arbitration Agreement and Interim Measures by Court," in: Arbitration in Germany The Model Law in Practice, 2008, co-author. On April 19, 2008, Richard Kreindler spoke at the Harvard International Law Society on the subject of "Parallel Proceedings in Investment Arbitration: A Practitioner's Perspective." On April 3, 2008, Richard Kreindler spoke at Erasmus University in Rotterdam on the subject of "The Effect of Illegality on the Arbitration Agreement: Is the Arbitrator Obligated to Denounce Money Laundering, Corruption of Officials, etc.?" "Herausforderungen für die internationale Schiedsgerichtsbarkeit: Gestern, Heute und Morgen," SchiedsVZ, Heft 6, On November 6, 2007, Richard Kreindler spoke at the Institute for Law and Finance, University of Frankfurt, on the subject of "Investment Treaties and the Evolution in Their Negotiation and Application: The New Germany-China BIT and Its Relevance to International Financial Law Trends." On October 15, 2007, Richard Kreindler spoke at the International Bar Association Annual Conference in Singapore on the subject of "Benefiting from Witness Statements and Expert Reports: Traditional and Emerging Techniques from a Cross-Border Perspective." "The Importance and Urgency of the Energy Charter Treaty," International Arbitration Law Review, Volume 10, Issue 3, On May 10, 2007, Richard Kreindler spoke at Stockholm University on the subject of "A Contractual or Other Analysis of Relationships between Arbitrators and Parties: Law and Legislation in the United States." "Inconsistent ICSID Awards- Is There a Need for an Appellate Structure?", in: The International Convention for the Settlement of Investment Disputes (ICSID): Taking Stock after 40 Years, Schriften zur Europäischen Integration und Internationalen Wirtschaftsordnung, "Perspectives on State Party Arbitration: The Future of BITs The Practitioner's Perspective;" Arbitration International - The Journal of the London Court of International Arbitration, Vol. 23, No. 1, On December 7, 2006, Richard Kreindler spoke at the 12 th Geneva Global Arbitration Forum on the subject of "Is the Arbitrator Obligated to Denounce Money Laundering, Corruption of Officials, etc.?" On July 12, 2006, Richard Kreindler spoke at a symposium of the ICC United Kingdom in London on the subject of "Achieving Acceptance for International Arbitration in Arab States." On April 28, 2006, Richard Kreindler spoke at a conference organized by the Merton Center for European Integration and International Economic Order in Frankfurt on the subject of "Inconsistent ICSID Awards Is There a Need for an Appellate Structure?" On April 7, 2006, Richard Kreindler spoke at an UNCITRAL/VIAC conference in Vienna on the subject of "Observations on the Form and Effect of the Award." On March 3, 2006, Richard Kreindler spoke at the Harvard International Law Society in Cambridge on the subject of "Fair and Equitable Treatment A Comparative International Law Approach." On February 21 and 22, 2006, Richard Kreindler lectured at the University of Uppsala on the subjects of "Procedural Rules Governing the Arbitration Proceedings," "Arbitrators' Approach to Fact Finding Leading up to Hearing," and "Arbitrators' Approach to Fact Finding: The Hearing and Post-Hearing." On January 27, 2006, Richard Kreindler spoke at the Swiss Arbitration Association (ASA) in Zurich on the subject of "'Final Rulings on Costs: Loser Pays All?', Best Practices in International Arbitration." "Public Policy and Corruption in International Arbitration: A Perspective for Russian-Related Disputes," Arbitration, Journal of the Chartered Institute of Arbitrators, Vol. 72, No. 3, "Evaluation of Damages in International Arbitration," Introduction, Dossiers of the ICC Institute of World Business Law,

5 On September 29, 2005, Richard Kreindler spoke at the 5 th International Congress on Arbitration in São Paulo on the subject of "Benefiting from Oral Testimony of Fact Witnesses: Traditional and Emerging Techniques." In September 2005, Richard Kreindler lectured at the Chartered Institute of Arbitrators Residential Diploma Course in International Commercial Arbitration on the subject of "International or Ad Hoc Arbitration and the Arbitration Agreement." "Arbitral Forum Shopping," American Review of International Arbitration, Vol. 16, No. 1, "Die Schiedsfähigkeit von Streitigkeiten über die Rechtsbeständigkeit von eingetragenen Schutzrechten im internationalen Vergleich - aus US-amerikanischer Sicht," German Institution of Arbitration (Deutsche Institution für Schiedsgerichtsbarkeit), Schiedsgerichtsbarkeit und gewerblicher Rechtsschutz, DIS-MAT XIII, "Gerichtliche Verfahren um gewerbliche Schutzrechte im internationalen Vergleich und grenzüberschreitende Strategien aus US-amerikanischer Sicht," German Institution of Arbitration (Deutsche Institution für Schiedsgerichtsbarkeit), Schiedsgerichtsbarkeit und gewerblicher Rechtsschutz, DIS-MAT XIII, "Fair and Equitable Treatment A Comparative International Law Approach," TDM Transnational Dispute Management, Vol. 3 - Issue 3, Arbitral Forum Shopping, Parallel State and Arbitral Procedures in International Arbitration, Dossiers of the ICC Institute of World Business Law, "Schiedsgerichte und Rechtsverstöße der Vertragsparteien: Das für die Beurteilung von Rechtsverletzungen anzuwendende Recht," in: Festschrift für Peter Schlosser zum 70. Geburtstag, "Die Kostenentscheidung im Schiedsgerichtsverfahren aus US-amerikanischer Sicht," German Institution of Arbitration (Deutsche Institution für Schiedsgerichtsbarkeit), Kosten im Schiedsgerichtsverfahren, DIS-MAT X, On November 17, 2004, Richard Kreindler spoke at the British Institute of International & Comparative Law in London on the subject of "Enforcement Abroad of Russian and CIS Arbitral Awards: An Overview of Certain Recent Relevant Decisions." "Benefiting from Oral Testimony of Expert Witnesses: Traditional and Emerging Techniques," Dossiers of the ICC Institute of World Business Law, "The Law Applicable to International Investment Disputes," Studies in Transnational Economic Law Vol. 19, Arbitrating Foreign Investment Disputes,

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