Multiple Service Use Among OAA Title III Program Participants
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1 Putting Data to Work for Older People RESEARCH BRIEF NUMBER 3 SEPTEMBER 2010 Multiple Service Use Among OAA Title III Program Participants by Allison Barrett and Jody Schimmel, Mathematica Policy Research Since the Older Americans Act (OAA) was passed in 1965, the Administration on Aging (AoA) has provided to elderly Americans, helping them maintain independence and remain in their own homes. Through its Aging Services Network, including State Units on Aging (SUAs), Area Agencies on Aging (AAAs), and tribal partners, AoA works to provide designed to mitigate the effects of declining physical health and functioning experienced by frail older adults. This brief, the third in a series that presents findings from AoA s National Survey of OAA Program Participants, investigates the patterns of multiple service use among AoA participants, including the number and type of received. Background Certain groups of Title III participants are less healthy, have lower incomes, have more functional limitations, and are at higher risk of nursing home placement than others (Altshuler and Schimmel 2010; Barrett and Schimmel 2010). Consequently, these participants may have greater need for or be more likely to benefit from a variety of AoA or funded by other federal, state, or local agencies. Information about multiple service use by AoA participants may indicate the extent to which Title III program participants rely on more than one service to help them remain in the community, and help AoA service providers determine which combinations of are typically used together. Respondents to the Fifth National Survey of OAA Program Participants provided in-depth answers about received from one particular Title III program, but also shared information about other they received from other AoA programs in the year prior to being interviewed. To assess multiple service use, we analyzed responses from participants in six Title III programs about AoA received, as well as other they reported receiving. Most Participants Receive Multiple Title III Services With the exception of congregate participants, over half of Title III program participants reported receiving multiple during the year preceding What Is The Aging Services Network? The Aging Services Network provides a range of community-based home-delivered and congregate, case management, transportation, and homemaker and caregiver support. Such enhance both the quality of life and social interaction, and reduce the effects of disability for homebound and more active seniors. Funded under Title III of the OAA, are available to individuals age 60 and older, though delivery is targeted to the most vulnerable elderly. the survey. 1 The percentage of participants who received two or more Title III during the year ranged from a low of 44 percent, in the congregate program, to a high of 96 percent among those in the case management program (Figure 1). A substantial number of participants received three or more : 16 percent of participants in the congregate meal program; about one-third of care recipients 2 and participants in the transportation and home-delivered meal programs; and more than 60 percent of all participants in the case management and homemaker programs. 1 Survey respondents were asked whether they received any of 10 Title III : congregate, home-delivered, transportation, case management, homemaker, adult day care, personal care, chore assistance, legal assistance, or information and assistance (I&A). 2 Care recipients are individuals whose caregivers receive Title IIIfunded caregiver. Many of these individuals directly receive other, but a substantial fraction (21 percent) only receive AoA indirectly, through the provided to their caregivers. This issue brief only considers Title III that are received directly, and as a result, care recipients who receive no other are counted as receiving zero.
2 Figure 1: Proportion of Title III Participants Using Multiple AoA Services Fi i f i i U 2% 7% 90% 14% 12% 80% 2 70% 28% 50% 60% 50% % 6 or more 3 to % 29% 22% 1 service 0 (care recipients only) 20% 0% Congregate (average = 1.7) (average = 2.5) 39% Home-delivered (average = 2.4) 11% (average = 3.2) Care recipients (average = 2.1) 4% Case management (average = 3.5) Community based In home Indirect 2 Depending on the program through which Title III participants received, they received between two and four Title III on average during the year (Figure 1). Individuals in the congregate program received the fewest, only 1.7 on average. Participants in the home-delivered and transportation programs received an average of 2.4 and 2.5, respectively; those in the homemaker and case management programs received more than 3, on average. The larger numbers of AoA received by participants in the home-delivered, transportation, homemaker, and case management programs are likely due to participants in these programs being less healthy, having more functional limitations (Barrett and Schimmel 2010), and therefore requiring more supportive to remain in the community. Receipt of Other Services Varies by Program Although some Title III were used by a similar proportion of participants in each program, the use of other varied sharply among programs (Figure 2). For example, fewer than 10 percent of participants in each program received legal assistance, and between 17 and 26 percent received information and assistance (I&A). 3 In contrast, participants in the case management program were nearly 10 times more likely to use homemaker than those in the congregate program (56 percent and 6 percent, respectively). Figure 2 highlights the combinations or sets of more likely to be found among AoA participants using multiple ; larger circles in each column correspond to that are more often delivered in tandem. The other Title III most commonly received by participants in the congregate program were also community-based, such as transportation (18 percent of congregate and I&A (26 percent). Similarly, participants in the transportation program who participated in other Title III programs most commonly received congregate (44 percent of transportation program and I&A (21 percent). Fewer than 1 in 5 participants in the transportation program and fewer than 1 in 10 in the 3 Legal assistance and I&A not shown in Figure 2.
3 Figure 2: Percentage of Program Participants Receiving Selected Other Title III Services Case management 17% 54% 43% Personal care 3% 33% 39% 17% 29% Homedelivered 8% 18% 42% 23% 18% 20% 19% 28% Congregate 44% 11% 14% Congregate (1,643,052 (279,556 Home delivered (899,224 (162,343 Care recipients (223,475 recipients) Case management (475,833 Community based In home Indirect 3 congregate program received in-home like home-delivered, homemaker, personal care, and chore assistance within the twelve-month period covered by the survey. While older and in poorer health than older adults nationally, participants in the congregate and transportation programs have fewer functional limitations and report lower rates of serious chronic illness compared to in-home program participants (Barrett and Schimmel 2010). The overlap of community-based suggests that individuals in these programs need fewer in-home to continue living independently. In contrast, the most common Title III received by care recipients and participants in the home-delivered, case management, or homemaker programs were case management and homemaker, with a high proportion also receiving personal care and home-delivered. Case management are intended to assess an individual s need for a broad range of and ensure access to them. Thus, it is unsurprising that the vast majority of participants in the case management program were receiving multiple other in-home Title III, and that recipients of in-home and indirect were likely to also have received case management. Participants in these programs were less likely to use transportation than they were to use other Title III, but still used transportation more often than participants in the congregate program, reflecting their higher use of Title III overall. However, participants in these programs were less likely than participants in other programs to receive congregate, perhaps reflecting difficulty using congregate settings due to functional and health limitations. Some Groups Use More Title III Services The use of multiple is not uniform across participants in each Title III program (not shown). For example, in three of the six programs examined (congregate, transportation, and home-delivered ), having difficulty with three or more activities of daily living (ADLs) was significantly associated with using a higher average number of Title III. In the congregate program, participants who lived
4 in poverty, lived alone, or were unmarried used significantly more Title III than participants not in poverty, living with others, or married. Participants in the home-delivered program who were unmarried or who had a nursing home or overnight hospital stay within the past year used more on average than those who were married or did not have a recent hospital or nursing home stay. Other demographic factors were generally not significantly associated with use of more. For example, neither age nor race was a significant factor in the number of Title III received by participants in any program. Most Also Receive Non-Title III Services The percentage of participants who reported receiving other supportive not funded by AoA Title III is relatively constant across most programs, although the types of they received varied (Table 1). Survey respondents reported receiving two types of : (1) health, social, and housing funded by federal agencies other than AoA, including Medicaid, energy assistance, food stamps, and housing subsidies; and (2) preventive health for which the funding sources are unknown or not specified, including nutritional counseling, health screenings, and immunizations. The receipt of federally funded ranged from a low of 28 percent of congregate program participants to a high of 55 percent in the case management program (Table 1). Medicaid was the most commonly received federally funded service, followed by energy assistance and food stamps. Individuals in the congregate program were less likely to live in poverty than participants in other programs (Barrett and Schimmel 2010), which may explain their lower rate of participation in federally funded programs, many of which are means tested. Participants in Title III programs that provide in-home, such as home-delivered and homemaker, were less likely to report receiving preventive health. Only 35 percent of participants in the home-delivered program and 36 percent in the homemaker program received preventive health, compared to 47 percent in the transportation program and 58 percent in the congregate program. Individuals receiving in-home are not likely to have less need for health screenings, immunizations, and nutritional counseling, but may be less able to access such. This may suggest the need for further study to determine why these participants are not getting the they need, and to identify ways to improve preventive health access to vulnerable populations. Conclusions and Implications Table 1: Percentage of Program Participants Receiving Non-Title III Services, by Program Congregate Of the nearly 3.7 million Title III clients represented in the Fifth National Survey data, 2.2 million reported receiving multiple Title III in the 12 months prior to the survey. The participants in the transportation, homedelivered, and congregate programs who were in poverty, unmarried, living alone, or had difficulty with multiple ADLs were the most likely to use multiple ser- Homedelivered Care recipients Case management Receiving non-title III Receiving federally funded Medicaid Energy assistance Food stamps Housing assistance Receiving preventive health Health screening Immunizations Nutritional counseling
5 vices. In other analyses (Altshuler and Schimmel 2010), these characteristics were shown to be associated with a higher risk of nursing home admission. AoA s Performance Outcomes Measures project (POMP) helps states and AAAs assess their own program performance while assisting AoA to meet its accountability provisions. Preliminary evidence from POMP studies suggest that the receipt of multiple may lessen the likelihood of nursing home placement and increase time living in the community. The likelihood that multiple are used in combination particularly in-home such as homedelivered and homemaker suggests that AAAs and other AoA service providers can consider whether those receiving one service might also benefit from another service with which it is often used. Future research could help shed light on the combination of most beneficial to helping individuals to remain living in the community. Data Sources Information on Title III participants was drawn from the Fifth National Survey of OAA Program Participants. This survey was conducted in 2009 by Westat, Inc., via telephone and administered to nearly 5,500 individuals who reported receiving Title III. The survey used a two-stage sample design, first selecting a sample of AAAs, then randomly sampling participants from each selected AAA by service type. The number of participants selected from each AAA was proportional to the number of participants served in that particular service by the sampled AAA. All analyses in this brief apply sample weights to account for this design. Additional data from and more detailed documentation for the Fifth National Survey and other AoA data sources are available on the new interactive AGing Interactive Database (AGID) at This brief includes data for participants in six of the service types included in the survey: home-delivered (1,030 respondents), homemaker (459 respondents), transportation (824 respondents), congregate (903 respondents), case management (486 respondents), and caregivers (1,793 respondents). Individuals are categorized as program participants based on the program for which they were surveyed; multiple service use is gauged by considering responses regarding received other than those in the program for which individuals were surveyed. References Altshuler, N., and J. Schimmel. Aging in Place: Do Older Americans Act Title III Services Reach Those Most Likely to Enter Nursing Homes? Washington, DC: Mathematica Policy Research, July Barrett, A., and J. Schimmel. OAA Title III Services Target the Most Vulnerable Elderly in the United States. Washington, DC: Mathematica Policy Research, August About This Series This series is funded by AoA, and presents analyses conducted by Mathematica Policy Research using data from AoA s National Surveys of Program Participants. These surveys collect information from Title III participants about their demographics, socioeconomic status, health, and functioning, as well as their service use and client-reported service impact and quality. For more information about this study, please contact Jody Schimmel, senior researcher at Mathematica, [email protected]. 5 Visit our website at
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