FLORIDA POLYTECHNIC UNIVERSITY COMPREHENSIVE EMERGENCY MANAGEMENT PLAN (CEMP)
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1 FLORIDA POLYTECHNIC UNIVERSITY COMPREHENSIVE EMERGENCY MANAGEMENT PLAN (CEMP)
2 Table of Contents Introduction... 3 Purpose...3 Scope...4 Methodology...4 Authority...4 University-wide...4 External...5 Situation... 5 Geographic Information...5 Demographics...5 City of Bartow...6 City of Lakeland...6 County of Polk...6 Assumptions... 6 Hazard Analysis... 7 Concept of Operations... 8 Capabilities...8 Emergency Decision Making...8 Alerts and Notifications...9 Florida Poly Alerting System (Florida Poly Alert)...9 Confirmation of the Existence of an Emergency Event or Threat Florida Poly Alert Activation Classifications and Types of Emergency Preparedness Messages Prepared Messages Activation Decision Incident Management Team (IMT) General Populations Levels of Disaster Minor Emergency Major Emergency Catastrophic Emergency Shelter in Place Evacuation Lockdown Temporary Closure Emergency Declaration Declaring a Campus State of Emergency Polk County Emergency Operations Center Polk County EOC Activation Levels Campus Emergency Professional Go-Kits Direction and Control National Incident Management System (NIMS) Features of Incident Command System (ICS) Roles and Responsibilities University Level University President Executive Vice President and Chief Operating Officer (CO Page 1 of 47
3 Executive Vice President of Academic Affairs and Provost Assistant Director of Construction & Facilities University Chief of Police (Chief) Director of Marketing & Communications Vice President and Chief Information Officer (VP/CIO) Assistant Vice President of Finance Human Resources Manager Campus Level Faculty and Staff Students Florida Industrial & Phosphate Research Institute (the FIPR Institute ) University Offices at Polk State College Lakeland Campus Local Level Polk County Regional Level Regional Domestic Security Task Force State Level Florida Division of Emergency Management Florida Department of Law Enforcement Florida Department of Education Mutual Aid Preparedness Planning Training Exercising Glossary Page 2 of 47
4 Introduction Purpose The Florida Polytechnic University (Florida Poly) Comprehensive Emergency Management Plan (CEMP) is the master operations document governing Florida Poly s ability to respond to emergencies, and to catastrophic, major and minor disasters on all of their campuses and facilities. The CEMP is compliant with the National Incident Management System (NIMS), and incorporates the principles set forth in the Incident Command System (ICS). The CEMP describes the basic strategies, assumptions, roles, and responsibilities and operational objectives which will guide the Florida Poly community to be as prepared as possible for the hazards that will most likely occur. The CEMP is designed to protect lives and property through effective use of University, Local, Regional, State, and Federal resources. Since an emergency may be sudden and without warning, the CEMP is intended to be flexible in order to accommodate contingencies of various types and magnitudes. The Florida Poly CEMP is not intended to limit the use of good judgment and common sense in matters not foreseen or covered by the elements of this plan. Scope The CEMP outlines the preparation, response, and recovery actions of Florida Poly personnel and resources for all hazards that could negatively impact Florida Poly. The CEMP incorporates the use of the National Incident Management System (NIMS), as directed by Homeland Security Presidential Directive 5 (HSPD-5), to facilita33te interagency coordination between responding agencies and is consistent with the Polk County CEMP, State of Florida CEMP, and The National Response Framework (NRF). Florida Poly continuously collaborates with local, state, and federal emergency response agencies in the development, implementation, and maintenance of the Florida Poly CEMP. Florida Poly personnel and equipment will be utilized in accordance with the guidelines set forth in the CEMP to accomplish the following priorities in order of importance: Priority 1: Protection of Human Life Priority 2: Support of Health, Safety, and Basic Care Services Priority 3: Protection of Florida Poly assets Priority 4: Maintenance of Critical Florida Poly Services Priority 5: Assessment of Damages Priority 6: Restoration of Florida Poly Operations The Florida Poly CEMP is designed to be flexible, adaptable, and scalable. It is always in effect and articulates the roles and responsibilities for Florida Poly personnel that have emergency management responsibilities. Page 3 of 47
5 Methodology In response to the Board of Governors Regulation governing Campus Emergency Management, Florida Poly created the Continuity of Operations Committee (the campus COOP Committee) chaired by the Director of Environmental Health & Safety and the Assistant Director for Construction and Facilities. The COOP Committee is responsible for planning for emergency activity associated with natural and man-made events which may interrupt normal operations of the campus. The COOP Committee works in concert with the National Incident Management System procedures. Members of the Florida Poly COOP Committee represent the following functional areas: Academic Affairs Business & Auxiliary Services Public Safety & Police Facilities Management General Counsel Budget & Finance Human Resources Student Affairs (including Disability Services and the Student Government Association) The University also has a Safety Committee chaired by the University Chief of Police. The Safety Committee conducts ongoing systematic reviews of safety and security conditions; evaluates accident and near miss incident reports; promotes safety through education/training programs; promotes compliance with federal/state/local regulations and industry standards regarding health and safety and makes recommendations to the President s Cabinet for maintenance and improvement of a safe and healthy campus environment. The University Chief of Police is responsible for developing and maintaining the CEMP, developing strategies to address new hazards as they are identified, disseminating the CEMP and assisting in the coordination of training and exercises. Authority University-wide The authorization from the Florida Poly Board of Trustees ( BOT ) to the University President to manage the campus in the event of an emergency can be found in the BOT resolution adopted September 16, 2014, authorizing the President to close all or portions of campus in the event of an emergency and to assign employees who are required to provide essential services. Specifically, in Resolution , the Florida Poly Board of Trustees, authorized the University President to cease normal operations and services in the event of an emergency, when, in the President s judgment, such action will protect the safety, health and welfare of the University s students, faculty and staff and/or the University facilities and grounds. The COOP identifies essential functions that must remain available under all conditions and outlines the preparation, response and recovery actions following a wide range of emergencies. The COOP also designates specific roles and Page 4 of 47
6 responsibilities of the University President and other campus leaders in response to an emergency. External Polk County emergency management authority and support are governed by Polk County Code and Florida Statute, Chapter 252. The State of Florida emergency management authority and support are governed by Florida State Statute, Chapter 252. The federal government is authorized to support the county and state governments in accordance with the Robert T. Stafford Disaster Relief and Emergency Assistance Act, Public Law , as amended, 42 U.S.C , and Title 44 of the Code of Federal Regulation, Emergency Management and Assistance. Situation Geographic Information Florida Poly is located in Polk County in the center of the Florida peninsula. It has one main campus in Lakeland on approximately 531 acres of land, with 5 buildings with approximately 280,000 square feet of space, and a shared facility in the Lakeland Technology Building (LTB) on the campus of Polk State College located in unincorporated Polk County. The Florida Industrial and Phosphate Research Institute (the FIPR Institute ), located in Bartow, Florida, was established by Florida law as a Research Institute examining phosphate, energy and the mining and processing of minerals other than phosphate. As of July 1, 2012, the FIPR Institute became part of Florida Polytechnic University. Florida s low and flat topography coupled with its sub-tropical climate makes the University extremely vulnerable to hurricanes, severe weather, and other natural and man-made hazards. Demographics The University is an open/controlled-access, public institution of higher education. Florida Poly is the 12th University in the State University System of Florida (SUS) and began classes in August of The University opened with an enrollment of approximately 550 students, comprised of both undergraduate and graduate students, and approximately 100 faculty and staff. The University expects the number of students enrolled and faculty members to increase each year for the next several years. All Florida Poly owned, operated and controlled properties are located within Polk County. Page 5 of 47
7 City of Bartow FIPR Institute is located at 1855 W. Main St., Bartow, FL with the Bartow Police Department acting as the primary law enforcement agency for the FIPR Institute. The Bartow Fire Rescue Department acts as the primary fire rescue department for the FIPR Institute. City of Lakeland The Main Campus is located at 4700 Research Way within the City of Lakeland. The Lakeland Police Department (LPD) acts as the primary law enforcement agency for the Main Campus as the University works to establishes its own 24/7/365 police department. The Lakeland Fire Department is the primary fire-rescue department for the Main Campus. County of Polk The Poly South shared facility at Polk State College is located in Polk County. The Polk County Fire-Rescue and The Polk County Sheriff s Office are the primary emergency response agencies for the Poly South facility. Assumptions The Florida Poly CEMP is predicated on a realistic approach to the challenges likely to be encountered during a major emergency. Therefore, the following assumptions are made and should be used as general guidelines in an event: An emergency may occur at any time of the day, night, weekend, or holiday, and with little or no warning. The succession of events in an emergency are not predictable; hence, published response plans, such as the Florida Poly CEMP, should serve only as a guide and may require modifications in order to meet the requirements of a specific emergency. An emergency may be declared if information indicates that such conditions are developing or likely to develop. Since the majority of emergencies begin locally, emergencies impacting Florida Poly may begin at the campus or classroom/laboratory level. Major emergencies may become county or statewide matters. Therefore, it is necessary for Florida Poly to prepare for and carry out emergency response and short-term recovery operations in conjunction with local, state, and federal emergency response agencies. Page 6 of 47
8 The magnitude of the emergency may be such that effective emergency response may be beyond the capability of Polk County and the municipalities and may require State or Federal assistance. Depending on the type and severity of the emergency, damage may be extensive to the Campus Control Center (CCC). Assistance from state and federal emergency response agencies may not be immediately available. Hazard Analysis Natural hazards, such as hurricanes, floods, tornadoes and wildfires, are a part of the world around us. Their occurrence is both natural and inevitable. In today s world, humangenerated hazards such as technological incidents, deliberate acts of terrorism, or active shooter incidents are also legitimate and significant threats to life, safety, and property. Florida Poly is vulnerable to a wide range of natural and human-generated hazards. These hazards threaten the safety of faculty, staff, students, and visitors and have the potential to damage or destroy University property, disrupt the operation of the University, and impact the overall quality of life of individuals who work and/or study within the boundaries of the University. The following chart highlights the hazards and their likely impact upon Florida Poly: HAZARD CATEGORY DEGREE OF RISK NATURAL HAZARDS Probability Impact Spatial Warning Time Duration Extent Hurricane & Likely Critical Large More than 24 hours More than 1 week Tropical Storm Tornado Possible Critical Small Less than 6 hours Less than 6 hours Severe Highly Minor Small Less than 6 hours Less than 6 hours Thunderstorm Likely Flood Likely Limited Small Less than 6 hours Less than 1 week Wildfire Possible Minor Moderate 6 to 12 hours Less than 1 week Drought Possible Minor Moderate More than 24 hours More than 1 week Extreme Heat Highly Minor Negligible More than 24 hours Less than 1 week Likely Storm Surge Unlikely Minor Small More than 24 hours Less than 24 hours Sinkhole Possible Limited Negligible Less than 6 hours Less than 6 hours Earthquake Unlikely Critical Negligible Less than 6 hours Less than 6 hours Page 7 of 47
9 Coastal/Ravine Unlikely Minor Negligible More than 24 hours Less than 1 week Erosion Landslide Unlikely Minor Negligible More than 24 hours Less than 1 week Technological/Manmade Hazards Terrorism Possible Critical Moderate Less than 6 hours Less than 6 hours Epidemic and Likely Critical Moderate More than 24 hours More than 1 week Pandemic/Disease Haz Mat Incident Possible Limited Small Less than 6 hours Less than 24 hours Active Shooter Possible Critical Small Less than 6 hours Less than 6 hours Civil Disturbance Possible Limited Small More than 24 hours Less than 24 hours Transportation Accident Possible Limited Small Less than 6 hours Less than 6 hours Probability scale: from unlikely to possible to likely to highly likely Concept of Operations Capabilities8 Florida Poly has limited capabilities to respond to emergencies that could affect the University. Because of this, Florida Poly contracts with local law enforcement agencies and has existing relationships with municipalities and Polk County where their facilities are located to provide first response support to the University. Emergency Decision Making The most critical steps in the emergency response process are incident identification and threat assessment. The Florida Poly CEMP assumes that most emergency incidents on campus are going to be identified by students, faculty, staff, or visitors. If students, faculty, staff, or visitors are involved in or witness an emergency, it is essential for them to immediately call 911. This notification is the first step in the activation of the Florida Poly CEMP and emergency response. The local 911 Dispatch (LPD) will dispatch the appropriate resources to the incident scene. The first responding Police Officers are responsible for safely assessing the scene for threats, reporting known threats to other responding officers and confirming the emergency severity and type to 911 or first responders if appropriate. Once the appropriate University personnel are notified of an incident, the threat assessment process begins. Personnel at the campus and district level of the University must assess the emergency incident and any known threats to determine the appropriate level of response. The following elements should be used to assist in the threat assessment process: 1. Type of incident 2. Location of incident 3. Time of incident 4. Information received from local law enforcement and fire rescue agencies Page 8 of 47
10 5. Information received from University personnel on the scene 6. Information received from local, regional, state, and federal intelligence reports Often there is a warning period as it relates to hurricanes and other incidents that may have a severe impact on the University. Polk County Emergency Operations Center (EOC) issues Flash reports when there is a hurricane that can potentially impact Polk County. The University Chief of Police will receive these Flash reports from the EOC and will disseminate them to the Incident Management Team (IMT).Members of the Incident Management Team may vary depending upon the nature of the incident. The following form the core of the IMT: the President; the University Chief of Police/designee; the Executive Vice President & Chief Operating Officer ( COO ); Director of Marketing and Communications; and the Executive Vice President and Provost. Other stand by IMT members can include (depending upon the nature of the emergency) the Vice President and Chief Information Officer ( VP/CIO ), the Director of Environmental Health & Safety ( EH&S ) all other University Vice Presidents; the Director or Assistant Director of Construction & Facilities; the Director of Student Affairs; the Human Resources Manager, the Director of Governmental Relations, the Director of External Affairs, and the Director of Industry Partnerships. Polk County is subject to other severe weather events other than hurricanes. Depending on the weather event that is expected, the emergency can range from a minor incident to a catastrophic incident. The level of readiness and ability to activate the Polk County EOC will depend on the severity of the type of incident that may be anticipated. An isolated weather event at a specific campus may activate the Florida Poly IMT. Alerts and Notifications Florida Poly Alerting System (Florida Poly Alert) The guiding principle of the University s Crisis Communications Plan is to communicate confirmed (i.e., accurate) information as quickly as possible to our multiple stakeholder groups following all state and federal laws, regulations and policies. In the event of a crisis, Florida Polytechnic University is equipped to reach students, faculty and staff immediately via , text alerts, intercom announcements (in our main classroom building) and internal e-messages through MyPoly Portal, the University's intranet. The University is equipped to promptly reach community members, media and other stakeholders through a "dark website" reserved for crisis communications. The University will also employ traditional communications tactics including, but not limited to, , phone calls, press conferences and written communication, as able and as needed in a crisis scenario. If time and the situation permits, the IMT will be consulted prior to disseminating the Florida Poly Alert Message. Page 9 of 47
11 Confirmation of the Existence of an Emergency Event or Threat In most situations, the University Police Department and/or the law enforcement agencies assigned to the respective campuses are the ones who confirm, to the best of their ability, the existence of an emergency event or threat. Confirmation may also occur through other local emergency response entities (i.e. City/County Law Enforcement or Fire Rescue). All emergencies on campus need to be communicated to, and coordinated through the IMT. As soon as practical, and without jeopardizing life safety, all reasonable efforts will be made to ensure proper communication to the President, or his designee, regarding details of the emergency situation. Florida Poly Alert Activation As practical and without jeopardizing life or safety, the University Chief of Police is the primary person responsible for activating Florida Poly Alert messages during an emergency. If he/she is not available or capable of activating the alert messaging system, the Director of Marketing and Communications and the VP/CIO are also able to send out messages via and text alerts. As practical and without jeopardizing life and safety, the following individuals shall be consulted prior to Florida Poly Alert message dissemination: University President Executive VP/COO Executive VP/Provost Director of Student Services Classifications and Types of Emergency Preparedness Messages When an emergency event or threat occurs the following phases of communication are key: Emergency Notification and Alerting o An emergency notification to the University is made when an authorized individual has confirmed that an emergency situation actually poses, or may reasonably be expected to pose, an immediate threat to life safety or security of the University population. Emergency Follow Up/Status Update Notification o Follow-up/status updates to the University are sent after an initial notification message has been previously disseminated and follow the same procedureassessment, decision making and dissemination of information as during the initial emergency. These notifications are released when there is additional information or instructions for the University population, such as changes in protective actions. The Chief of the University Police is the primary person Page 10 of 47
12 responsible for sending the follow-up notifications pursuant to the Crises Communications Plan, however if he/she is not available or capable, proceed down the list to the next available individual: Director of Marketing and Communications VP/CIO All Clear/Recovery Information o An All Clear notification is disseminated and indicates that the emergency has been contained or effectively managed. All Clear messages should be timed so that messages do not overlap. All Clear notifications are authorized by the incident commander. Recovery Information o Recovery Information is disseminated after an All Clear message has been given and contains further instructions or actions in preparation for a return to normal operations. Prepared Messages Florida Poly Alert prepared messages, contained in the Crises Communications Plan, have been reviewed by the University President and Director of Marketing & Communications who acts as the Public Information Officer (PIO). These prepared messages are eligible for immediate activation by an authorized user only if a Campus/University emergency falls within the prescribed parameters. Prepared Messages are listed in the University s Crisis Communications Plan which is distributed to the President, VP/COO, Police Chief, VP/CIO, Director of Marketing and Communications, Director of Student Affairs, COOP Committee and Director of External Affairs. Activation Decision Incident Management Team (IMT) If time and the situation permits, the IMT shall be notified of the event or potential for an event, prior to a general notification. Campus leadership will follow the Crises Communication Plan to help expedite the delivery of emergency messages. General Populations Emergency notifications will be sent without delay once a credible emergency event or threat has been confirmed, unless sending such a message will, in the professional judgment of the responsible University authorities, create a more serious emergency and/or compromise the University s efforts to contain the emergency. The following criteria must be considered to determine if activation of any or all alert system components is warranted: 1. Hazard Characteristics What is the hazard? Page 11 of 47
13 What is the impact to Florida Poly? (single building, single area on one campus, one campus, one center, regional event) Is the situation under control or active? What is the potential for the situation to worsen? 2. Life Safety / Property Protection What is the potential for death? What is the potential for serious injury? What is the potential for minor injury? What is the potential for damage to property and facilities? What is the potential for disruption to normal operations? 3. Urgency How soon does the message need to be sent? (minutes, hours) Is there time for approval? Delivery method capabilities Does the delivery method have the capability to deliver the appropriate message to the appropriate audience within the proper time frame? Levels of Disaster In responding to any emergency, it is important for University personnel to identify and classify the severity of the incident to ensure the appropriate resources are allocated and organizational structure is implemented in a timely fashion. There are three levels of emergency response: Minor Emergency Major Emergency Catastrophic Emergency Due to the scenario, the intensity of the disaster may increase or decrease during the incident. The Incident Commander has to have an organizational structure in place to be able to escalate the response and deactivate the response at the appropriate time. Minor Emergency A minor emergency is defined as a localized incident with a limited threat to life/safety and no impact to normal campus/university operations. Response to a Minor Emergency is managed at the campus level with limited support from county resources. The Florida Poly CEMP is not activated for a minor emergency nor is the EOC, but certain sections can be used as standard operating guidelines to the extent necessary. Page 12 of 47
14 Major Emergency A major emergency is defined as an incident that threatens life/safety and/or severely impacts normal campus/university operations. Response to a Major Emergency can be managed at the campus or county level and could require significant resources internal and external to Florida Poly. The Florida Poly CEMP is activated for a major emergency. Depending on scenario, the EOC may be partially or fully activated. Catastrophic Emergency A catastrophic emergency is defined as an incident that results in the catastrophic loss of life and/or closure of one or more campuses for an extended period of time. Response to a disaster is managed at the state and county level and requires mutual aid from external agencies. The Florida Poly CEMP and Florida Poly Continuity of Operations Plan (COOP) are fully activated for a catastrophic emergency. The county EOC is activated. Shelter in Place A shelter-in-place protective action may be issued in response to a hazardous materials spill/release, active shooter situation, or weather emergency. This protective action is aimed to keep students, faculty, staff, and visitors safe while remaining indoors. Shelterin-place means selecting a secure, interior room if possible, with no or few windows, and taking refuge there. Students, faculty, staff, and visitors are required to immediately shelter-in-place in an orderly manner when directed by emergency response personnel or a Florida Poly Alert message. Evacuation The University should identify Areas of Refuge on all floors of each building. Whenever possible, these locations should be in approximately the same place on each floor, close to but not in a stairwell. These designated locations will allow for the swift evacuation of persons with disabilities by emergency personnel. These locations should have a closing door, a phone for communication, and supplies that enable the person(s) to block smoke from entering under the door. If possible, they also should have a window so that evacuees can signal their location. The location must be clearly identified on emergency evacuation plans, so that faculty, staff, students, visitors, and emergency personnel may easily locate them. The Safety Committee will identify possible Areas of Refuge based on the building configuration and construction. One of the responsibilities of Facilities & Construction ( Facilities ) and EH&S is to ensure occupants have evacuated the area. In cases where there is a person with a disability Facilities/EH&S should either escort the person to a designated Area of Refuge, escort the person from the building, or identify a volunteer buddy who can assist the person. If the person with a disability is unable to evacuate with assistance, Facilities/EH&S should immediately provide the name and location of the individual needing evacuation assistance to first responders. Facilities/EH&S must always check designated Areas of Refuge, if safe to do so, before evacuating in order to provide complete and accurate Page 13 of 47
15 information to first responders regarding the location of persons who will need evacuation assistance. In circumstances where evacuation is not possible, and an Area of Refuge has not been identified, a person with a disability should shelter-in-place and inform their supervisor and at least two other evacuees of their location. This information is to be provided immediately to first responders. If a telephone is available to the person with a disability sheltering-inplace, they should call security, police or the fire department to confirm their location and provide details regarding their current situation. Lockdown Locking down the University is the process by which pedestrian and vehicular traffic is channeled to specific entry/exit points. The ability to lockdown Florida Poly or any of its campuses or parts of a campus, in the event of an emergency event which threatens the safety of students, employees, staff, and visitors and/or operations is of paramount importance. A lockdown may be directed by University President or designee. The President or designee has the authority to defer and/or deny access based upon his/her assessment of the situation. It is preferable that the determination be made with consultation of members of the Incident Management Team (IMT). However, in the event of a true emergency that requires immediate intervention, such as an active shooter, this action may be undertaken independently by the IMT. In this event, the Incident Commander will review the situation and his/her assessment with a member of the IMT. A lockdown results in a serious disruption of the school day. It should be used only in the most serious circumstances. A lockdown is recommended at any time a weapon is observed or shots are fired, whether on campus, in a drive-by or in close proximity to any campus. Law enforcement agencies may order that your campus lockdown at its discretion. Depending upon the incident, the administrator may choose to hold all classes and announce that all instructors keep their students in their classrooms. It is strongly recommended that the announcement of a lockdown be communicated in clear language and without code words. This suggestion is made because there are many individuals on the campus, e.g., visitors, itinerant staff, parents, etc., who will not know the meaning of the code. Information regarding the location of the problem also should be given. Possible Occasions for Lockdown Event Prevent Entry Prevent Exit Power failure X Earthquake X Flooding X Fire X Page 14 of 47
16 Bomb threat X Hostage event X Civil disturbance X X External X X Contaminatio Active Shooter X X Infant abduction X X Child Abduction X X Temporary Closure A temporary closure protective action may be issued after an evacuation is ordered and it is determined that a building or campus is unsafe until further notice. A temporary closure may also be issued if a severe weather event such as a hurricane or severe tropical storm is likely to impact Polk County within a certain time frame. A temporary closure due to the likelihood of a severe weather impact is usually issued after consultation with Polk County Emergency Management or once Polk County has issued an evacuation order. Temporary closure is aimed to keep students, faculty, staff, and visitors safe by keeping them out of the hazard area and away from emergency response operations. Temporary closure means all campus classes and functions are canceled until further notice. Only essential personnel should remain on campus unless they are ordered to leave by the University Department of Public Safety & Police, the IMT, or local emergency response agency personnel. During an emergency, information regarding the status of all Florida Poly campuses can be accessed at Closures should be reported to appropriate government entities. Emergency Declaration Declaring a Campus State of Emergency The University President has the authority to declare a campus state of emergency. This declaration activates the IMT with the authority to implement actions for the protection of life and property warranted by the scope, location, and/or magnitude of the emergency. If the President is unavailable, the COO may declare a campus state of emergency and activate the IMT. Once the President and/or the COO have been notified of a major emergency incident, they should assess the situation to determine if a campus state of emergency needs to be declared. The following questions should be asked to assist in assessing the situation: Are lives threatened? Is there significant property damage? Are standard campus operations departments able to manage the incident? Are significant local emergency response services needed (i.e. Fire Rescue, Law Enforcement, Emergency Medical Services, etc.)? Page 15 of 47
17 Are immediate assistance and coordination needed from multiple District resources? Are campus operations and/or events severely impacted? If a campus state of emergency is declared, the IMT is activated, the University President or his designee is responsible for the proper and expeditious handling of major campus emergencies according to the guidelines set forth in the CEMP. All personnel assigned to the IMT will come under the authority of the University President or his designee. University personnel not assigned a specific emergency management responsibility are required to take action as directed by the University President or his designee. If the President and the COO are unavailable, the Executive VP and Provost can declare a campus state of emergency and activate the IMT. The Executive VP and Provost can designate a Campus Incident Commander until the Campus President or Executive Vice President and COO is available to assume command. Polk County Emergency Operations Center The Polk County EOC will have the capacity to support the needed communication resources to respond to an emergency. The facilities designated to serve as an EOC will be maintained in a state of readiness for conversion and activation. The EOC serves as the centralized, well-supported location in which the appropriate staff will gather, check in, and assume their roles in the EOC. Response activities and work assignments will be planned, coordinated, and delegated from the EOC. Polk County EOC Activation Levels Level of Activation Event/Situation Examples Staffing Level Three: Monitoring Minor Emergency Tropical Storm Watch Incident Commander Planning Section Chief Level Two: Partial Activation Incidents involving two or more University departments Tropical Storm Warning Incident Commander Section Chiefs, Branch Directors, Unit Leaders as the situation warrants Level One: Full Activation Hurricane Warning, Incidents involving the entire District, high level profile visitations. Incident Commander Section Chiefs, Branch Directors, Unit Leaders Campus Emergency Professional Go-Kits The Florida Poly Chief of Police is responsible for collaborating with the local emergency response agencies that serve and protect the University. Even though collaboration and Page 16 of 47
18 communication are priorities to Florida Poly and its partners and every effort is taken to familiarize local emergency response personnel with each campus, the CEMP was developed under the assumption that some responders will be dispatched to a University emergency with limited knowledge about the campus layout. Therefore, the University Department of Public Safety & Police will maintain an emergency response kit to be distributed to the local emergency response agencies during a declared emergency. A list of sample items to be included in the Go-Kit is listed in the Continuity of Operation Plan. Direction and Control National Incident Management System (NIMS) NIMS has been promulgated by the US Department of Homeland Security (DHS) to establish uniform, nationwide approach for response to emergencies and disasters. NIMS is a systematic proactive approach guiding all levels of government, the private sector, and nongovernmental organizations to work seamlessly to prepare for, prevent, respond to, recover from and mitigate the effects of incidents, regardless of cause, size, location, or complexity, in order to reduce the loss of life and property, and harm to the environment. Key University leaders have been trained in the U.S. Department of Homeland Security s National Incident Management System (NIMS) and the Incident Command System (ICS). Florida Poly will use ICS in response to an emergency or in conjunction with planned events, such as commencement, visiting dignitaries, etc. NIMS consists of the following components: Incident Command System Preparedness Communications and Information Management Resource Management Command and Management Ongoing Management and Maintenance Features of Incident Command System (ICS) Common Terminology: Establishes common terminology to ensure that everyone is communicating in the same way among the different campuses, but also ensures that the personnel on the campus can communicate with outside agencies and organizations all using the same terms with the same meanings. Modular Organization: The ICS is developed in a modular fashion that is based on the size and complexity of the incident. The system is designed to expand or contract as appropriate. Management by Objective: The management by objectives is communicated throughout the entire ICS organization and includes: establishing objectives and Page 17 of 47
19 strategies; developing and issuing assignments, plans, and procedures; establishing measureable tactics; and documenting results to facilitate corrective action. Incident Action Planning: The Incident Action Plans (IAPs) provide a coherent means of communicating the overall incident objectives in the context of both operational and support activities. Manageable Span of Control: Span of control is essential to effective and efficient incident management. Within ICS, the span of control of any individual with incident management supervisory responsibility should range from three to seven subordinates with the optimum being five. Incident Locations and Facilities: Various types of operational support facilities may be established in the vicinity of an incident, depending on the size and complexity, to accomplish a variety of purposes. Examples of designated facilities include but are not limited to the incident command post, staging areas, and mass casualty triage areas. Comprehensive Resource Management: Maintaining an accurate and up-to-date picture of resource utilization is a critical component of incident management. Resources are defined as personnel, teams, equipment, supplies, and facilities available. Integrated Communications: Incident communications are facilitated through the development and use of a common communications plan and interoperable communications process and architectures. Establishment and Transfer of Command: The command function must be clearly established from the beginning of incident operations. When command is transferred, the process must include a briefing and captures all essential information for continuing safe and effective operation. Chain of Command and Unity of Command: Chain of Command refers to the orderly line of authority within the ranks of the incident management organization. Unity of Command is the concept by which each person within an organization reports to one and only on designated person. The purpose of unity of command is to ensure unity of effort under one responsible commander for each objective. These principles clarify reporting relationships and eliminate confusion caused by multiple, conflicting directives. Incident managers at all levels must be able to direct the actions of all personnel under their supervision. Accountability: Effective accountability of all personnel and resources during the incident operations is essential. Dispatch and Deployment: University personnel and resources should respond only when requested or dispatched by an appropriate authority. Page 18 of 47
20 Information and Intelligence Management: If the University Incident Management organization has the ability to gather, analyze and assess related information and intelligence, they must establish a process to do so and share that information with appropriate agency(s). Roles and Responsibilities University Level University President General Emergency Management Responsibilities: Ensure the ongoing mission of Florida Poly. Promulgate the Florida Poly CEMP under his/her authority. Approve all policies and procedures related to the safety and security of the University community. Emergency Response Role: The University President has the authority to declare a University state of emergency. This declaration activates the IMT and authorizes the University Chief of Police to assume the role of IC. If the University Chief of Police is unavailable, the University President must either assume the role of IC or reassign command to an equally capable, credentialed, and qualified person. All decisions concerning the cessation of University-wide functions or operations remain with the University President if available. If the University President is unavailable, the COO is authorized to assume this role. Executive Vice President and Chief Operating Officer (COO) General Emergency Management Responsibilities: The COO has the authority to assign members from the University s operational departments with emergency management roles and responsibilities in support of the Florida Poly CEMP and other emergency preparedness initiatives. Risk Management functions are handled as assigned and out sourced as needed. The COO reports to the University President. Emergency Response Role: If the University President is unavailable, the COO may declare a University state of emergency and activate the IMT. Page 19 of 47
21 Executive Vice President and Provost General Emergency Management Responsibilities: The Executive Vice President and Provost has the authority to assign members from the University s academic areas with emergency management roles and responsibilities in support of the Florida Poly CEMP and other emergency preparedness initiatives. The Provost and Executive Vice President reports to the University President. Emergency Response Roles: If the University President and the COO are unavailable, the Provost and Executive Vice President may declare a University state of emergency and activate the IMT. Assistant Director of Construction & Facilities General Emergency Management Responsibilities: The Director/Assistant Director of Construction & Facilities is responsible for the overall planning, operation, and evaluation of university facility operations. The Director/Assistant Director of Construction & Facilities reports to the Assistant VP of Finance. The Director/Assistant Director of Construction & Facilities has the authority to assign members from his/her department with emergency management roles and responsibilities in support of the Florida Poly CEMP and other emergency preparedness initiatives. Emergency Responsibilities: During a declared University state of emergency, the Director/Assistant Director of Construction & Facilities serves as the Operations Chief. University Chief of Police (Chief) General Emergency Management Responsibilities: The Chief is responsible for the overall management of the University s emergency management functions, including the development, implementation, and maintenance of the Florida Poly CEMP. The Chief is the University s representative on the Tampa Bay Domestic Security Task Force (TBDSTF) and collaborates with all local, state, and federal emergency response agencies, which serve and protect Florida Poly. The Chief reports to the Executive Vice President and COO. Emergency Response Role: The Chief is responsible for notifying the appropriate University personnel of a Page 20 of 47
22 major campus emergency in accordance with University Emergency Procedures. If the Chief is unavailable, the Director of Marketing & Communications or VP/VP/CIO are authorized to activate the University s emergency notification resources and to alert the general University community of a major emergency. If a campus state of emergency is declared, the Chief will assist the impacted campus by coordinating any support needed by other University resources. Director of Marketing & Communications General Emergency Management Responsibilities: The Director of Marketing & Communications is responsible for the University s activities relating to external and internal communications. The Director of Marketing & Communications is the University s point of contact with all media agencies. The Director of Marketing & Communications is responsible for assisting the IMT with informing the University community about the Florida Poly CEMP and other emergency preparedness initiatives. The Director of Marketing & Communications reports to the University COO. Emergency Response Role: The Director of Marketing & Communications is the secondary University official (after the University Department of Public Safety & Police) responsible for activating the University s emergency notification resources and alerting the general University community of a major emergency. If a campus state of emergency is declared, the Director of Marketing & Communications will assist the impacted campus by providing communications and public relations support. If a University state of emergency is declared, the Director of Marketing & Communications will serve as the Public Information Officer (PIO) on the IMT. Vice President and Chief Information Officer (VP/CIO) General Emergency Management Responsibilities: The Vice President and Chief Information Officer provides the vision and leadership for evaluation of short and long range goals for all instructional and administrative technology needs of the University. The Department of Information Technology consists of Instructional Technology, Computer Services, Computer Operations & Technical Services, Telecommunications, and Network and Internet Services. The Vice President for Information Technology and VP/CIO has the authority to assign members from his/her department with emergency management roles and responsibilities in support of the Florida Poly CEMP and other emergency preparedness initiatives. The Vice President for Information Technology reports to the President. Page 21 of 47
23 Emergency Response Role: During a declared emergency serves as the Leader of the Information Technology Unit and can activate and send emergency notifications. Assistant Vice President of Finance General Emergency Management Responsibilities: The Assistant Vice President of Finance maintains overall administrative and fiduciary responsibility for general institutional services and management of financial activities. Financial Services oversees Auxiliary Services and Campus Development, managing areas handling procurement, supplier relations, facility safety, auxiliary services (bookstores, food service, and copy service), and university-wide sustainability. Purchasing and Payroll functions are handled through a service agreement with the University of Florida. The Assistant Vice President of Finance has the authority to assign members from his/her department with emergency management roles and responsibilities in support of the Florida Poly CEMP and other emergency preparedness initiatives. The Assistant Vice President of Finance along with the Human Resources Director reports to the Vice President of Finance. Emergency Response Role: During a declared University state of emergency, the Assistant Vice President of Finance serves as the Finance and Administrative Section Chief. Human Resources Manager General Emergency Management Responsibilities: Human Resources Manager is responsible for directing all Human Resources related activities for the University. The Department of Human Resources through a service agreement with the University of Florida manages employee Benefits, Compensation, Employee Relations, Staffing, and Compliance. Human Resources Manager has the authority to assign members from his/her department with emergency management roles and responsibilities in support of the Florida Poly CEMP and other emergency preparedness initiatives. The Human Resources Manager reports to the COO. Emergency Response Role: During a declared University state of emergency, the Human Resources Manager serves as the Leader of the Human Resource Unit. Page 22 of 47
24 Campus Level Faculty and Staff General Emergency Management Responsibilities: Faculty and staff are seen as leaders on their campus and must be prepared to direct students, visitors, and colleagues to safe locations in the event of an emergency. Faculty and staff are responsible for being familiar with applicable emergency plans, procedures, and evacuation routes for their assigned work locations. This information is found via the Public Safety & Police website Faculty and staff are also responsible for maintaining their updated contact information for Florida Poly Alert to maximize the University s capability to notify them of a life threatening emergency and issue appropriate protective actions. Information regarding Florida Poly Alert is accessible through Emergency Response Role: If faculty and staff who are involved in or witness a life-threatening emergency, they are required to immediately call 911 and, if practical and without jeopardizing life safety, the Public Safety & Police Department. Faculty and staff must be prepared to assess emergency situations quickly and thoroughly, as well as use common sense in determining how to take any issued protective actions. During a declared state of emergency, faculty and staff who are not assigned a specific emergency management responsibility are required to take action as directed by the Campus IMT. Students General Emergency Management Responsibilities: Students are responsible for familiarizing themselves with emergency preparedness resources, campus emergency procedures, and evacuation routes in the buildings they use frequently. This information is accessible through the Public Safety & Police Department website Students are responsible for maintaining their updated contact information for Florida Poly Alerts to maximize the University s capability to notify them of a life threatening emergency and to issue appropriate protective actions. Information regarding Florida Poly Alert is accessible through If students are involved in or witness a life-threatening emergency, they are required to immediately call 911 and, if practical and without jeopardizing life safety, Public Safety & Police Department. Students must be prepared to assess emergency situations quickly and thoroughly, as well as use common sense in determining how to take any issued protective actions. Students are required to take protective actions in an orderly manner when directed Page 23 of 47
25 by faculty, staff, emergency response personnel, and/or a Florida Poly Alert message. Florida Industrial & Phosphate Research Institute (the FIPR Institute ) The FIPR Institute Executive Director has the authority to assign members from his/her department with emergency management roles and responsibilities as needed in the event of an emergency at FIPR Institute and in support of the Florida Poly CEMP and other emergency preparedness initiatives. Each Research Director is responsible for his/her particular research area. In the event that one of the Research Directors is incapacitated, the Director of Research Programs assumes his/her duties, followed in succession by the other Research Directors in order of seniority of service at the FIPR Institute, and then the Director of Information Programs. The Executive Director of FIPR Institute reports to the Executive Vice President and Provost of the University. FIPR Institute has developed a Continuity of Operations Plan ( COOP ) that is attached as an appendix to the University COOP. University Offices at Polk State College Lakeland Campus In the event of an emergency at Polk State College, the College will provide emergency alerts to the Vice President and General Counsel, the Assistant Vice President of Finance and the Director of Special Projects and Board Liaison who will then alert Polytechnic University employees at Polk State College. Local Level Polk County The Polk County EOC is responsible for coordinating all countywide emergency management efforts and the response to a declared county emergency. The EOC prepares and implements the county CEMP and conducts exercises to test county and municipal emergency response capabilities. The county Board of County Commissioners has the authority, under Florida law to declare a county emergency, activate the EOC, and allocate the resources necessary to protect lives and property. The Polk County EOC is the facility in which all emergency and disaster preparations, response, and recovery activities are coordinated among participating agencies residing within the County s jurisdiction. Regional Level Regional Domestic Security Task Force The State of Florida has taken a regional approach in the fight against terrorism and preparation for catastrophic disasters. The State is divided into seven Regional Domestic Page 24 of 47
26 Security Task Forces (RDSTF). Each task force is made up of the local, state, and federal emergency response agencies that serve and protect the communities within the defined region. The Tampa Bay Regional Domestic Security Task Force (TBRDSTF) encompasses Polk, Hillsborough, Hardee, Pinellas, Pasco, Hernando, Citrus and Sumter counties. The task force is broken down into functional workgroups that meet regularly and discuss ways to update/sustain equipment, train personnel, increase public awareness, and establish protocols for response to a terrorist incident under a unified command. The University Chief of Police is Florida Poly s representative on the Emergency Management and Campus Security workgroups. Florida Poly s ongoing participation in the TBRDSTF is instrumental in applying for homeland security grants, planning of regional exercises, and ensuring the consistency of the Florida Poly s CEMP with other local and state response plans. State Level Florida Division of Emergency Management The Florida Division of Emergency Management (FDEM) is responsible for the coordination of all statewide emergency management efforts. FDEM prepares and implements the State of Florida CEMP and conducts exercises to test state and county emergency response capabilities. The Governor has the authority to issue an Executive Order declaring a Florida state of emergency and activating the State s emergency response resources. During a declared Florida emergency, FDEM is authorized to support the local response efforts through the activation of the State CEMP and EOC. If the Governor is not able to issue an Executive Order due to time constraints, the Director of FDEM is authorized to activate the State CEMP and immediately initiate emergency response actions. The Region 4 FDEM Coordinator is responsible for coordinating FDEM initiatives with the Florida Poly Chief of Police. Page 25 of 47
27 Florida Department of Law Enforcement The Florida Department of Law Enforcement (FDLE) was created to promote public safety and strengthen domestic security by providing services in partnership with local, state, and federal criminal justice agencies to prevent, to investigate, and to solve crimes while protecting Florida's citizens and visitors. Through its seven Regional Operations Centers (ROC), fourteen field offices, and seven crime laboratories, FDLE delivers investigative, forensic, and information system services to Florida s criminal justice community. FDLE is responsible for coordinating the seven RDSTFs and the State of Florida Domestic Security Oversight Committee (DSOC). The Region 4 FDLE Special Agent Supervisor is responsible for coordinating FDLE and DSOC homeland security and emergency management initiatives with the Florida Poly Chief of Police. Page 26 of 47
28 Florida Department of Education The Florida Department of Education (FDOE) governs public education for the State of Florida. The State s universities are governed locally by a board of trustees and coordinated statewide under the Florida Board of Governors. Florida Poly is a four-year university and part of the Florida University System, which consists of 12 state universities from across Florida. The Chancellor of Florida Universities is the chief executive officer of the system and supports the member universities on statewide education initiatives. The Chancellor of Florida Universities is responsible for assisting FDEM and FDLE with all statewide emergency management efforts that impact the Florida University System. The Chancellor of Florida Universities is also responsible for coordinating FDOE emergency management initiatives with the Florida Poly Chief of Police. Mutual Aid Polk County is a signatory of the Florida Statewide Mutual Aid Agreement. The Statewide Mutual Aid Agreement (SMAA) is an agreement between state and local entities to leverage limited resources and assist each other during a major disaster. The SMAA streamlines the assistance process within the State of Florida when resources are needed most. The agreement provides Florida Poly a mechanism to request critical resources needed to restore university operations after a disaster. The SMAA also provides access to assistance from the Federal government and other states via the Robert T. Stafford Disaster Relief and Emergency Assistance Act, Public Law , as amended, 42 U.S.C , and Title 44 of the Code of Federal Regulation, Emergency Management and Assistance. Florida Poly can also invoke assistance under the SMAA when the University needs assistance from a participating agency during a minor emergency and does not have an existing mutual aid agreement with them. The University Chief of Police is responsible for maintaining proper information with Polk County Emergency Management. The Chief of Police is the primary university official authorized to coordinate Florida Poly resources in accordance with the SMAA through the Polk County EOC. The University Deputy Chief of Police will serve as the University Chief of Police backup for mutual aid requests. All requests for mutual aid must be approved by the University President or his/her designee. Preparedness Planning The Florida Poly COOP Committee is actively involved in the COOP plan review process. This includes: reviewing, updating, and enhancing on an annual basis in accordance with newly implemented laws or regulations and the lessons learned after emergency preparedness exercises or real-life emergency incidents. The committee consults other members of the Florida Poly community as needed for additional input. Page 27 of 47
29 Emergency preparedness and the planning process are the responsibility of the entire University community. The latest version of the CEMP s BASIC PLAN will be accessible on the emergency management portal of the Florida Poly Public Safety & Police website at Training Training is a critical component of Florida Poly s preparedness actions. The Florida Poly Chief of Police is responsible for identifying University personnel who need to receive training based on their roles and responsibilities in the overall preparedness for, management of, and response to a university emergency. The following depicts positions representing the above groups. Not all of these positions may be filled during activation. It will be incumbent upon the Incident Commander to fill positions. Required Training for University Personnel Course # IS* 100 or 100HE IS* 200.a ICS 300** ICS 400** IS* 700.a IS* 800.b IS* 908 Course Title An Introduction to ICS for Higher Education ICS for Single Resources and Initial Action Incidents Intermediate ICS for Expanding Incidents Advanced Incident Command An Introduction to NIMS An Introduction to the National Response Framework (NRF) Emergency Management for Senior Officials University Staff with Emergency Assignments X X X *Online course ** Instructor led course All members of the IMT will be required to complete the NIMS 100 and 200 training. The annual training will consist of review of the CEMP/COOP/Crises Communication Plan and periodic Table Operations or scenario based exercises. Any person who completes a training that provides a certificate of completion, must send a copy of the certificate to Human Resources for filing. Page 28 of 47
30 The Florida Poly Chief of Police is required to forward all information regarding mandatory trainings taken by University personnel to Human Resources ( HR ). HR is required to maintain a database of all mandatory trainings taken by University personnel and, with assistance from the Chief of Police, ensure the Florida Poly training program is compliant with current state and federal regulations. The University Chief of Police is responsible for collaborating with all local and state emergency response agencies to identify additional training opportunities that can benefit Florida Poly personnel. The University Chief of Police is responsible for ensuring that all essential personnel receive annual training on the Florida Poly CEMP. Exercising The Florida Poly University Chief of Police and the Director of Environmental Health & Safety is responsible for the development, implementation, and maintenance of a yearly exercise schedule to test and evaluate the CEMP. At a minimum, Florida Poly must participate in the Statewide Hurricane Exercise. The University Chief of Police will analyze the academic calendar to determine the best times to conduct the specified exercises and work with the Florida Division of Emergency Management to finalize the schedule with each functional area to ensure the least impact to normal University operations and the adequate involvement of faculty, staff, and students. The University Chief of Police will attempt to hold exercises in conjunction with the local, state, and federal emergency response agencies that serve and protect Florida Poly to avoid duplication of efforts and enhance collaboration. All exercises are required to be conducted in accordance with the Homeland Security Exercise and Evaluation Program (HSEEP). Lessons learned from completed exercises will be documented in an After Action Report (AAR) and an Improvement Plan (IP) will be created to identify areas for improvement. Page 29 of 47
31 Glossary Activation After Action Report (AAR) Allocated Resources Assigned Resources Authorized Requestor (Florida Poly) Catastrophic Disaster When the Comprehensive Emergency Management Plan has been implemented whether in whole or in part. Also, applies to activating the Emergency Operations Center(s). A method of identifying and tracking correction of important problems and carrying out best work practices in an operation or exercise after it has been completed. An AAR may be structured to contain statements of lessons learned and recommended changes in plans, training, and resources. Resources dispatched to an incident. Resources checked in and assigned to a mission on an incident. An individual within Florida Poly authorized to request goods and services in order to save lives, protect property and support response operations. An event that results in large numbers of deaths and injuries; causes extensive damage or destruction of facilities that provide and sustain human needs; produces an overwhelming demand on State and local response resources and mechanisms; causes a severe long-term effect on general economic activity; and severely affects State, local, and private sector capabilities to begin and sustain response activities. Chief Command The ICS title for individuals responsible for one of the functional Sections: Operations, Planning, Logistics, or Finance/Administration. The act of directing and/or controlling resources by virtue of explicit legal, agency, or delegated authority. The term may also refer to the Incident Commander. Page 30 of 47
32 Comprehensive Emergency Management Plan (CEMP) Continuity of Operations Plan (COOP) Crisis Management Damage Assessment Debris Debris Clearance Plan that provides an all-hazards approach to the management of disasters or emergency situations. A CEMP contains policies, authorities, and concept of operations, legal constraints, responsibilities, and emergency functions to be performed. Agency and departmental response plans, responder Standard Operating Procedures (SOPs), and specific incident action plans are developed from this strategic document. A plan that documents the internal procedures of an agency or other entity, public or private, to assure continuance of its minimum essential functions across a wide range of potential emergencies, to include localized acts of nature, accidents, technological and/or attackrelated emergencies. Measures to identify, acquire, and plan the use of resources needed to anticipate, prevent, and/or resolve a crisis or an act of terrorism. The process used to appraise or determine the number of injuries and deaths, damage to public and private property, and the status of key facilities and services such as hospitals and other health care facilities, fire and police stations, communications networks, water and sanitation systems, utilities, and transportation networks resulting from a humangenerated or natural disaster. Scattered items and materials broken, destroyed, or displaced by a natural or human-generated disaster. Examples include trees and other vegetative material, construction and demolition material, and personal property. Clearing the major road arteries by pushing debris to the roadside to accommodate emergency traffic. Debris Removal Declaration Picking up debris and taking it to a temporary storage site or permanent landfill. The formal action by the President to make a State eligible for major disaster or emergency assistance under the Robert T. Stafford Relief and Emergency Assistance Act, Public Law , as amended. Page 31 of 47
33 Department of Homeland Security (DHS) Destroyed Director Disaster A Federal agency, of which FEMA is a part that is charged with ensuring the safety of the United States and its population. DHS is a cabinet level agency of the U.S. Government. The Secretary of DHS is in the top tier of the several members of the President's cabinet, along with the Secretary of State, the Secretary of the Treasury, the Secretary of Defense, and the Attorney General. A classification for an item or building that is a total loss or is damaged to the extent that it is not usable and not economically repairable. Used by FEMA in damage assessments. The ICS title for individuals responsible for supervision of a Branch. Any occurrence of widespread or severe damage, injury, or loss of life or property resulting from a natural, technological, or manmade incident, including but not limited to earthquake, explosion, fire, flood, high water, hostile actions, hurricanes, landslide, mudslide, storms, tidal wave, tornado, wind-driven water, or other disasters. An event in which a community or organization undergoes severe danger and incurs, or is threatened to incur, such losses to persons and/or property that the resources available are exceeded. Emergency An unexpected situation or event, which places life and/or property in danger and requires an immediate response to protect life and property. Examples of an emergency may include fires; explosions; chemical, biological, environmental, and radiation incidents; bomb threats; civil disturbances; medical emergencies; natural disasters; structural failures; and accidental or human- generated disasters. Any aircraft crash, hurricane, tornado, storm, flood, high water, winddriven water, tidal wave, tsunami, earthquake, volcanic eruption, landslide, mudslide, snowstorm, drought, fire, explosion, or other catastrophe which requires emergency assistance to save lives and protect public health and safety or to avert or lessen the threat of a major disaster. Page 32 of 47
34 Emergency Management Emergency Operations Center (EOC) Emergency Response Team (ERT) Emergency, State of Evacuation Evacuees Exercise The preparation for and carrying out of all emergency functions, other than military functions, to minimize injury and to repair damage resulting from disasters caused by fire, flood, storm, earthquake, or other natural causes, or by technological events, or by enemy attack, sabotage, or other hostile action, and to provide support for rescue operations for persons and property in distress and for humanitarian aid. Emergency management includes mitigation against, preparedness for, response to, and recovery from disasters or emergencies. A pre-defined physical location from which management officials exercise direction and control in an emergency or disaster. It is equipped and staffed to provide support in coordinating and guiding emergency/disaster operations. EOCs are activated on an as-needed basis. Can be internal or external to a facility, with a secondary site defined in case the primary site is rendered unusable. An interagency team, consisting of the lead representative from each Federal department or agency assigned primary responsibility for an ESF and key members of the FCO s staff, formed to assist the FCO in carrying out his/her coordination responsibilities. The ERT may be expanded by the FCO to include designated representatives of other Federal departments and agencies as needed. The ERT usually consists of regional-level staff. A condition during which special precautions/actions will be necessary in order to adequately safeguard property and the health and lives of people within a community or organization Organized, phased, and supervised dispersal or removal of people from dangerous or potentially dangerous areas, and their reception and care in safe areas. All persons removed or moving from areas threatened or struck by a disaster. A simulated emergency condition involving planning, preparation, and execution; carried out for the purpose of testing, evaluating, planning, developing, training, and/or demonstrating emergency management systems and individual components and capabilities, to identify areas of strength and weakness for improvement of an emergency plan such as the CEMP. Page 33 of 47
35 Facility Federal Emergency Management Agency (FEMA) Finance/Administrati on Section Flood Hazard Hazard Mitigation Any publicly or privately owned building, works, system, or equipment, built or manufactured, or an improved and maintained natural feature. Land used for agricultural purposes is not a facility. FEMA plays a multi-faceted central role in the national disaster program in terms of preparedness, response, recovery and mitigation by federal, state and local governments, commerce and industry, individuals and families, and non-governmental organizations. FEMA leads the effort to prepare the nation for all hazards and effectively manage federal response and recovery efforts following any national incident. FEMA also initiates proactive mitigation activities, trains first responders, and manages the Citizen Corps, the National Flood Insurance Program and the U.S. Fire Administration. FEMA is a part of the Directorate of Emergency Preparedness and Response (EPR, q.v.) which, in turn, is a major component of the Department of Homeland Security (DHS, q.v.). The Section responsible for all incident costs, financial considerations and employee welfare. Includes the Cost Unit, Compensation/Claims Unit, Time Unit, and Employee Welfare Unit. A general and temporary condition of partial or complete inundation of normally dry land areas from overflow of inland or tidal waters, unusual or rapid accumulation or runoff of surface waters, or mudslides/mudflows caused by accumulation of water. A situation or condition that presents the potential for causing damage to life, property, and/or the environment. An event or physical condition that has the potential to cause fatalities, injuries, property damage, infrastructure damage, agricultural loss, damage to the environment, interruption of business, or other types of harm or loss. May be biological, chemical, or physical agents capable of causing adverse health effects or property damage given a particular environment or location. Any action taken to reduce or eliminate the long-term risk to human life and property from hazards. The term is sometimes used in a stricter sense to mean cost-effective measures to reduce the potential for damage to a facility or facilities from a disaster event. Page 34 of 47
36 Hazard Vulnerability Analysis (HVA) Hazardous Material (HAZMAT) Homeland Security Homeland Security Advisory System Hurricane Hurricane Advisory A structured approach to assist in evaluating potential adverse events or conditions that could disrupt an organization s operation. Identify, evaluate, and prioritize events that could significantly affect the need for the facility s services or its ability to provide those services. Each potential event is evaluated in each of three categories: probability (of occurrence), risk (severity/impact), and preparedness; and assigned a numerical score that rank orders events needing organization focus and resources for emergency planning. Material and products from institutional, commercial, recreational, industrial and agricultural sources that contain certain chemicals with one or more of the following characteristics, as defined by the Environmental Protection Agency: 1) toxic, 2) flammable, 3) corrosive; and/or 4) reactive, and requires special care in handling because of the hazards posed to public health, safety, and/or the environment. The prevention of terrorist acts, the reduction in the consequences of those events on people and property, and the response and recovery from those terrorist events HSAS is a five-level, color-coded alert warning system based on classified intelligence indicators for national use to announce the risk of terrorist attack. Local, state and federal authorities take preplanned actions, at some expense, for each threat alert condition with a major focus on critical infrastructure protection. A tropical cyclone in which the maximum sustained surface wind (using the U.S. 1-minute average) is 64 kt (74 mph) or more. The term hurricane is used for Northern Hemisphere tropical cyclones east of the International Dateline to the Greenwich Meridian. The term typhoon is used for Pacific tropical cyclones north of the Equator west of the International Dateline. Official information issued by tropical cyclone warning centers describing all tropical cyclone watches and warnings in effect along with details concerning tropical cyclone locations, intensity and movement, and precautions that should be taken. Advisories are also issued to describe: (a) tropical cyclones prior to issuance of watches and warnings and (b) subtropical cyclones. Page 35 of 47
37 Hurricane Warning Hurricane Watch Incident Incident Action Plan (IAP) Incident Command System (ICS) Incident Commander (IC) Warnings where sustained winds of 64 kts (i.e., 74 mph) or higher associated with a hurricane are expected in a specified coastal area in 24 hours or less. A hurricane warning can remain in effect when dangerously high water or a combination of dangerously high water and exceptionally high waves continue, even though winds may be less than hurricane force. An announcement for specific coastal areas that hurricane conditions are possible within 36 hours. A definite and separate occurrence. Usually a minor event or condition that is a result of a human error, technical failure, or environmental condition. An incident or event typically interrupts normal activities. Note incidents may or may not lead to accidents, events, or disasters. An oral or written plan containing general objectives reflecting the overall strategy for managing an incident. It should generally include the identification of operational resources and assignments. It may also include attachments that provide direction and important information for management of the incident during one or more operational periods. A standardized emergency management construct specifically designed to provide for the adoption of an integrated organizational structure that reflects the complexity and demands of single or multiple incidents, without being hindered by jurisdictional boundaries. ICS is the combination of facilities, equipment, personnel, procedures, and communications operating within a common organizational structure and action plan, designed to aid in the management of resources and personnel during incidents. It is used for all kinds of emergencies and is applicable to small as well as large and complex incidents. ICS is used by various jurisdictions and functional agencies, both public and private, to organize incident management i Under the Incident Command System (ICS), the person assigned to have overall charge of the response to an incident Page 36 of 47
38 Incident Objectives Initial Damage Assessment (IDA) Interoperability Leader Liaison/ Liaison Officer Major Damage Statements of guidance and direction necessary for selecting appropriate strategy(s) and the tactical direction of resources. Incident objectives are based on realistic expectations of what can be accomplished when all allocated resources have been effectively deployed. Incident objectives must be achievable and measurable, yet flexible enough to allow strategic and tactical alternatives. A rapid survey performed immediately post-impact, usually by first-responders, in order to determine the impact and magnitude of damage caused by the disaster and the resulting initial needs of the community. The IDA is typically a mere estimate it s purpose is to quickly identify needed resources and mobilize them, as well as to assess the magnitude of the disaster in order to consider pursuit of a declaration. A more comprehensive assessment, the Preliminary Damage Assessment, will follow. The ability of systems, units, or agencies to provide services to and accept services from other systems, units or agencies and to use the services so exchanged to enable them to work effectively together. The ICS title for an individual responsible for a Task Force, Strike Team, or functional unit. An agent or representative. Typically an agency official sent to another agency to facilitate interagency communications and coordination. Liaison and Liaison Officer are sometimes used interchangeably. Under the National Incident Management System (NIMS) the term for the person on the Command Staff is Liaison Officer. For emergency exercises and in disasters, a number of liaisons from other agencies, commerce and industry, various nongovernmental organizations, jurisdictions, and other parties should be assigned to (or seated or present) and in direct communication with EOCs to meet the need for linkages for effective strategy and use of resources in an incident. This term is used by the Federal Emergency Management Agency (FEMA) to categorize an item or a building that has been damaged to the extent that it is no longer usable and may be returned to service only with extensive repairs. Page 37 of 47
39 Major Disaster Mass Care Media Memorandum of Understanding (MOU) Mission Mission Assignment As defined under the Robert T. Stafford Disaster Relief and Emergency Assistance Act (42 U.S.C. 5122), a major disaster is any natural catastrophe (including any hurricane, tornado, storm, high water, wind-driven water, tidal wave, tsunami, earthquake, volcanic eruption, landslide, mudslide, snowstorm, or drought), or, regardless of cause, any fire, flood, or explosion, in any part of the United States, which in the determination of the President causes damage of sufficient severity and magnitude to warrant disaster assistance under this Act to supplement the efforts and available resources of States, tribes, local governments, and disaster relief organizations in alleviating the damage, loss, hardship, or suffering caused thereby. The actions that are taken to protect evacuees and disaster survivors from the effects of the disaster and to provide basic human services post-event. Activities include providing temporary shelter, basic medical care, clothing, and mass feeding operations, facilitating bulk distribution of emergency items to sheltered and unsheltered persons typically in congregate areas, collecting and providing information on survivors to family members, temporary housing, emotional support, mental health, and other basic necessities. Any individual related to a public communications resource such as newspaper, radio, magazine, or television and having an official identification as such. A written understanding between two or more entities obligating assistance during a disaster. Any task, objective or purpose assigned to a position or group (e.g., unit) requiring some degree of action or outcome. Missions are goal-oriented and are assigned to specific units. Missions are formal assignments and therefore, require follow-up and tracking. Work order issued by FEMA Operations to a Federal agency directing completion of a specific task, and citing funding, other managerial controls, and guidance. Page 38 of 47
40 Mitigation Mutual Aid Mutual Aid Agreement (MAA) National Hurricane Center (NHC) National Incident Management System (NIMS) Activities providing a critical foundation in the effort to reduce the loss of life and property from natural and/or manmade disasters by avoiding or lessening the impact of a disaster and providing value to the public by creating safer communities. Mitigation seeks to fix the cycle of disaster damage, reconstruction, and repeated damage. These activities or actions, in most cases, will have a long-term sustained effect. As between two or more entities, public and/or private, the pre- arranged rendering of services in terms of human and materiel resources when essential resources of one party are not adequate to meet the needs of a disaster or other emergency. A written agreement between agencies and/or jurisdictions that they will assist one another on request in conjunction with a disaster, by furnishing personnel, equipment, and/or expertise in a specified manner. The office of the National Weather Service (NWS) in Miami that is responsible for tracking and forecasting tropical cyclones. As the operational arm of the National Response Framework (NRF), NIMS provides a consistent nationwide approach for governments at all levels, tribal nations, commerce and industry, and non-governmental organizations to work effectively and efficiently together to prepare for, respond to, and recover from, and mitigate the effects of domestic incidents regardless of cause, size, or complexity. To provide for interoperability and compatibility among governmental and private sector capabilities, NIMS includes: a core set of concepts, principles, terminology, and technologies covering the incident command system (ICS); multi- agency coordination systems (MACS); unified command; training; identification and management of resources (including systems for classifying types of resources); personnel qualifications and certification; and the collection, tracking, and reporting of incident information and incident resources. Page 39 of 47
41 National Response Framework (NRF) Needs Assessment Operational Period Organization Chart Planning Section Federal plan promulgated by the Department of Homeland Security (DHS) that presents the guiding principles that enable all response partners to prepare for and provide a unified national response to disasters and emergencies from the smallest incident to the largest catastrophe. The Framework defines the key principles, roles, and structures that organize the way the nation responds. It describes how communities, tribes, States, the Federal Government, and private-sector and nongovernmental partners apply these principles for a coordinated, effective national response. The National Response Framework is always in effect, and elements can be implemented at any level at any time. Information gathered to evaluate the needs of both disaster victims and responders for basic necessities, such as food, water, ice, etc. Information includes items such as number of homes damaged or destroyed, number of individuals left homeless, power outages, businesses (such as grocery stores) damaged or destroyed, etc. The time scheduled for execution of a given set of operation actions, as specified in the Incident Action Plan. Operational periods can be of various lengths, although usually not over 24 hours. A diagram representative of the hierarchy of an organization's personnel; also known as a Table of Organization (TO). ICS section responsible for the collection, evaluation, and dissemination of information related to the incident, and for the preparation and documentation of Incident Action Plans. The section also maintains information on the current and forecasted situation. The section includes the Situation, Documentation, Demobilization Units, as well as the Technical Services Branch and Technical Specialists. Page 40 of 47
42 Preliminary Damage Assessment (PDA) Prevention A mechanism used to determine the impact and magnitude of damage and the resulting unmet needs of individuals, businesses, the public sector, and the community as a whole. Information collected is used by the State as a basis for the Governor s request for a Presidential declaration, and by FEMA to document the recommendation made to the President in response to the Governor s request. PDAs are made by at least one State and one Federal representative. A local Tribal representative familiar with the extent and location of damage in the community often participates; other State and Federal agencies and voluntary relief organizations also may be asked to participate, as needed. To avoid an incident or to intervene to stop an incident from occurring. Prevention involves actions to protect lives and property. It involves applying intelligence and other information to a range of activities that may include such countermeasures as deterrence operations; heightened inspections; improved surveillance and security operations; investigations to determine the full nature and source of the threat; public health and agricultural surveillance and testing processes; immunizations, isolation, or quarantine; and, as appropriate, specific law enforcement operations aimed at deterring, preempting, interdicting, or disrupting illegal activity and apprehending potential perpetrators and bringing them to justice; includes, but is not limited to mitigation measures; one of four national mission areas that must be achieved through the emergency preparedness planning initiatives. Preparedness Procurement /Supply Unit Protect Actions that involve a combination of planning, training, exercising, and organizing to build, sustain, and improve operational capabilities. Preparedness is the process of identifying the personnel, training, and equipment needed for a wide range of potential incidents, and developing jurisdiction-specific plans for delivering capabilities when needed for an incident. Functional Unit within the Resource Support Branch that is responsible for resource acquisition and vendor contracts. To shield from danger, injury, destruction, or damage; one of four national mission areas that must be achieved through the emergency preparedness planning initiatives. Page 41 of 47
43 Public Information Officer (PIO) Public Safety Answering Point (PSAP) A Federal, State, local government, or Tribal official responsible for preparing and coordinating the dissemination of emergency public information. An agency in the United States, typically county or city controlled, responsible for answering calls for emergency assistance from police, fire, and ambulance services. Recovery Redeploy Regional Domestic Security Task Force (RDSTF) [Florida] Request for Public Assistance (Request) The long-term activities beyond the initial crisis period and emergency response phase of disaster operations that focus on returning all systems in the community to a normal status or to reconstitute these systems to a new condition that is less vulnerable. The shifting of staff from one position to another to better accommodate organizational needs. Groups formed by the Governor of the State of Florida to strengthen domestic security prevention, preparedness, protection, response and recovery capabilities through interdisciplinary and interagency consensus and commitment to build and rely on a strong regional mutual aid response capability. There are seven RDSTFs in the state of Florida. The official notification of intent to apply for public assistance monies following a declaration of a disaster. It is a short form that asks for general identifying information about an applicant. Resource Management Those actions taken at the Emergency Operations Center (EOC) to: identify sources and obtain resources needed to support disaster response activities; coordinate the supply, allocation, distribution, and delivery of resources so that they arrive where and when most needed; and maintain accountability for the resources used. Resources Personnel and major items of equipment, supplies, and facilities available or potentially available for assignment to incident operations and for which status is maintained. Resources are described by kind and type and may be used in operational support or supervisory capacities at an incident or at an EOC. Resource The process for requesting resources - whether human or Request material, consumable or non-consumable during an Process activation of the Florida Poly Emergency Operations Center(s) Page 42 of 47
44 Response Emergency response activities are conducted during the time period that begins with the detection of the event and ends with the stabilization of the situation following impact. These efforts work to minimize the risks created in an emergency by protecting the people, the environment, and property, and also work to return the scene to normal pre-emergency conditions. Activities typically also include the reaction to an incident or emergency to assess the damage or impact and to ascertain the level of containment and control activity required. In addition to addressing matters of life safety, response also addresses the policies, procedures, and actions to be followed in the event of an emergency. Restoration Section Shelter in Place Single Resource Span of Control Process of planning for and/or implementing procedures for the repair and/or relocation of facilities and contents, and returning to normal operations at a permanent operational location The organizational level having responsibility for a major functional area of incident management, (e.g., Operations, Planning, Logistics, and Finance/Administration). The section is organizationally situated between the branch and the Incident Command. (1) Making a shelter of the place you are in so as to prevent exposure, infection or limit harm. (2) Selecting an interior room or rooms within your facility, or ones with no or few windows, and taking refuge there. In many cases, local authorities will issue advice to shelter-in-place via TV or radio. An individual, piece of equipment and its personnel complement, or a crew or team of individuals with an identified work Supervisor that can be used at an incident. The number of individuals a supervisor is responsible for, usually expressed as the ratio of supervisors to individuals. (Under the NIMS, an appropriate span of control is between 1:3 and 1:7). Special Considerations Factors that must be addressed before federal grant money can be obligated to repair or restore damaged facilities. These factors include, but are not limited to, general and flood insurance, historic preservation, environmental protection, and hazard mitigation. Page 43 of 47
45 Specialist Staging Area State State Emergency Response Team (SERT) An emergency management employee with demonstrated technical expertise in a defined specialty. A temporary site, often outside of but proximate to a disaster area, for the gathering, assembly and subsequent dispatch and movement of essential human and/or material resources to specific operational functions and arenas. In a particular disaster there may be many staging areas, each serving special needs. Preferred sites have well-functioning transportation and communication facilities as well as nearby accommodations for site staffs. Sometimes known as When capitalized, refers to any State of the United States, the District of Columbia, the Commonwealth of Puerto Rico, the Virgin Islands, Guam, American Samoa, the Commonwealth of the Northern Mariana Islands, and any possession of the United States. See Section 2 (14), Homeland Security Act of 2002, Pub. L , 116 Stat (2002). Pursuant to Section , Florida Statutes, the State Emergency Response Team (SERT) is established as an advisory body to coordinate with the Florida Division of Emergency Management emergency management functions to prepare for, respond to, recover from, and mitigate the impact of a variety of hazards that could impact the State of Florida. The SERT advises specifically on such issues as policies, plans, procedures, training, exercises, and public education. SERT is comprised of Emergency Coordination Officers who are selected by the agency head of the agency they represent. Each Emergency Coordination Officer serves in a primary or support role in a designated Emergency Support Function. Furthermore, as a part of the SERT, they serve as an integral part of emergency operations in other capacities, i.e., as members of the Rapid Impact Assessment Teams (RIAT), Advance Teams and as part of a Joint Field Office (JFO). Thus, the Emergency Coordination Officers, as a part of the SERT, serve in an operational and advisory capacity by developing recommendations and implementing actions for improving the State s emergency management program. Page 44 of 47
46 Statewide Mutual Aid Agreement Storm Surge Strategy Support Resources Team Terrorism Tornado A document, that when executed, provides political subdivisions of the State of Florida who become a party to the agreement are authorized under Chapter 252, Florida Statutes, to request, offer or provide assistance to any other signatory to the agreement if authorized by the State Emergency Response Commission (SERC). The high and forceful dome of wind-driven rising tidal waters sweeping along the coastline accompanying a hurricane or other intense storm, and whose height is the difference between the observed level of the sea surface and the level that would have occurred in the absence of the cyclone. Storm surge is usually estimated by subtracting the normal or astronomic high tide from the observed storm tide, and in South Florida, can be as much as 25 feet. The general direction selected to accomplish incident objectives set by the Incident Commander. Non-tactical resources under the supervision of the Logistics, Planning, or Finance/Administration Sections, or the Command Staff. A team of individuals, equipment and its personnel complement, or a crew with an identified work Supervisor that can be used on an incident. The use of or threatened use of criminal violence against civilians or civilian infrastructure to achieve political ends through fear and intimidation, rather than direct confrontation. Emergency management is typically concerned with the consequences of terrorist acts directed against large numbers of people (as opposed to political assassination or hijacking, which may also be considered "terrorism"). A local atmospheric storm, generally of short duration, formed by winds rotating at very high speeds, usually in a counterclockwise direction. The vortex, up to several hundred yards wide, is visible to the observer as a whirlpool-like column of winds rotating about a hollow cavity or funnel. Winds may reach 300 miles per hour or higher. Page 45 of 47
47 Unified Command Validation Vulnerability Vulnerability Analysis An application of the Incident Command System (ICS) used when there is more than one agency with incident jurisdiction or when incidents cross political jurisdictions. Agencies work together at a single Incident Command Post (ICP) through their designated member of the Unified Command, often a senior person from agencies and/or discipline, to establish a common set of objectives and strategies, and a single Incident Action Plan. The pre-funding verification that proposed or completed work projects meet statutory and regulatory compliance. Susceptibility to a physical injury or attack. Vulnerability refers to the susceptibility to hazards. A determination of possible hazards that may cause harm. Should be a systematic approach used to analyze the effectiveness of the overall (current or proposed) emergency management, security, and safety systems at a particular facility Page 46 of 47
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