Request for Electronic Transmission of Customer Statements
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- Imogen Hodges
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1 Request for Electronic Transmission of Customer Statements The undersigned Customer ( Customer ) requests that CMC Group Plc provide Daily Commodity Confirmation statements of Retail Futures activity solely by electronic transmission to the address indicated below. Please do not mail hard copies of such statements. Customer understands that a charge of $10 (per statement) will be charged to the customer s account requiring monthly hard copy (paper) statements. There are no charges for electronic statements. Customer warrants and represents that Customer will promptly print out the relevant Customer statements from the transmission. Customer understands that there is a risk of failure of any electronic transmission, and will not hold CMC Group Plc liable directly or indirectly for such failure. If Customer fails to receive any confirmation statements that reflects activity of which Customer is aware in the account, Customer will contact a CMC Group Plc customer service representative at (212) or info@cmcfutures.com by 8:00 a.m. (EST) on the business day following the day of any such activity. This consent shall remain in effect until revoked by Customer in writing, signed by the undersigned and delivered to the branch office where the Customer account is domiciled. Customer acknowledges that for its protection and the protection of CMC Group Plc, any request to change the address listed below must be in writing. By signing below, Customer represents that the delivery and execution of this consent has been duly authorized. Customer Name Account Number(s) Customer address #1 Statements PRINT Additional address authorized to receive PLEASE By: Signature Date Name: 1
2 2
3 DECLARATION PAGE TO FUTURES CUSTOMER AGREEMENT Futures Customer Agreement Optional Elections The following provisions, which are set forth in the Future s Customer Agreement, need not be entered into to open the Account. Customer agrees that its optional elections are as follows: Signature required for each election. ARBITRATION AGREEMENT: (Agreement Paragraph 30) AUTHORIZATION TO TRANSFER FUNDS: (Agreement Paragraph 31) (Required for accounts holding non-u.s. currency) Hedge Election [Strike through and initial if not applicable] Customer confirms that all transactions in the Account will represent bona fide hedging transactions, as defined by the Commodity Futures Trading Commission, unless CMC is notified otherwise not later than the time an order is placed for the Account [check box if applicable]: Yes No Pursuant to CFTC Regulation (d), Customer specifies and agrees, with respect to hedging transactions in the Account, that in the unlikely event of CMC s bankruptcy, it prefers that the bankruptcy trustee [check appropriate box]: A. Liquidate all open contracts without first seeking instructions either from or on behalf of Customer. B. Attempt to obtain instructions with respect to the disposition of all open contracts. (If neither box is checked, Customer shall be deemed to elect A.) Acknowledgment of Receipt of Risk Disclosure Statements The undersigned each hereby acknowledges its separate receipt from CMC, and its understanding of each of the following documents prior to the opening of the account: Risk Disclosure Statement for Futures and Options (in the form prescribed by CFTC Regulation 1.55(c)) Questions and Answers to Address Key Features of Average Price Systems Supplement to Risk Disclosure Statement Special Notice to Foreign Brokers and Foreign Traders CMC Group Plc Policies on Order Presumption in Non-Cash Margin Disclosure Statement Markets with After Hours Electronic Trading Systems Privacy Policy Electronic Trading and Order Routing Systems Disclosure Statement USA Patriot Act Notice Required Signatures The undersigned has received, read, understands, and agrees to all the provisions of the Futures Customer Agreement and the separate risk disclosure statements enumerated above and agrees to promptly notify CMC in writing if any of the warranties and representations contained therein become inaccurate or in any way cease to be true, complete, and correct. CUSTOMER NAME(S) PRINTED 3
4 SIGNATURE(S) DATE 4
5 DECLARATION PAGE TO CMC S TERMS OF BUSINESS Required Signatures The undersigned has received, read, understands, and agrees to all the provisions of the CMC s Terms of Business and agrees to promptly notify CMC in writing if any of the warranties and representations contained therein become inaccurate or in any way cease to be true, complete, and correct. CUSTOMER NAME(S) PRINTED SIGNATURE(S) DATE 5
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