Group Self Invested Personal Pension

Transcription

1 Group Self Invested Personal Pension (GSIPP) Instructions Who this form is for When we refer to Standard Life we mean Standard Life Assurance Limited. You should use this form if you are making regular payments and you wish to invest all or part of each payment in assets that aren t Standard Life Investment Policy (SLIP) funds. We ll pay all of the regular payment into the SIPP bank account before investing it (except for any part of the payment that you wish to invest in the SLIP funds). Filling in this form A copy of the standard terms and conditions of the Plan and the completed application form will be sent to you on request. If you are receiving advice from a financial adviser you should remember that the financial adviser is acting on your behalf not only by giving you advice, but also regarding the completion of this form. Please use BLOCK CAPITALS to fill in this form. Do not use correction fluid if you make a mistake. If you need to correct a mistake, please initial any changes you make. GSIP IMPORTANT Please refer to Information about tax relief, limits and your pension (GEN658) for information about your annual allowance. Important Please ensure you read the booklet How regular investments under a GSIPP work (NEP13). For further details of charges, please see Charges Sheet (GSIP20). Part 1 Your personal details National Insurance Number Title (Mr/Mrs/Miss/Ms/ Other eg Dr/Rev) Date of birth (DDMMYYYY) Surname First name(s) in full Plan Number (if known) D Plan Number (if known) J Group Self Invested Personal Pension 01/08

2 Part 2 What self investment assets do you wish to purchase from the SIPP bank account in respect of your regular payments? Important Please refer to the booklet Client investment options and fund management charges guide (SLSIP5a) for information on the investments available to you. Please note that the citicode(s)/fund code(s) and the FULL fund name(s) must be included in order for us to process your application. If we do not have this information we may have to return your application. Part 2a SIPPZone mutual funds For income funds do you wish the income to be paid into the SIPP Bank Account? Yes No citicode SIPPZone mutual fund (fund names) Monthly Amount to be invested Sub Total A A European Union directive requires fund managers to produce a Key Investor Information Document (KIID) for most funds. This document sets out key information about the fund including the objectives and risks of the fund, what it invests in and its charges. It is important that you read the KIID before selecting the fund. The sum of Sub Totals A, B and C must not be greater than the regular payment going into the SIPP bank account, less the amounts needed to pay any charges, commission or fees. 02/08 Group Self Invested Personal Pension

3 Important Please note that the FULL fund name(s) must be included in order for us to process your application. If we do not have this information we may have to return your application. Part 2b Mutual funds from Fidelity FundsNetwork For income funds do you wish the income to be paid into the SIPP Bank Account? Yes No Mutual funds from Fidelity FundsNetwork (fund names) Monthly Amount to be invested Sub Total B The sum of Sub Totals A, B and C must not be greater than the regular payment going into the SIPP bank account, less the amounts needed to pay any charges, commission or fees. Part 2c Other Investments Other Investments (provider, fund name and type of shares) Sub Total C Monthly amount to be invested Your Financial Adviser must obtain an application form from the other provider for Standard Life to sign. There may be a requirement to check acceptability of assets before investment can be made. The sum of Sub Totals A, B and C must not be greater than the regular payment going into the SIPP bank account, less the amounts needed to pay any charges, commission or fees. Group Self Invested Personal Pension 03/08

4 Part 3 Execution Only Stockbroker 1. Do you wish to appoint the specially arranged Execution Only Stockbroker available through Standard Life? Yes No If yes, please go to question 2. If no, please go to Part The Stockbroker s normal procedure is to provide you with the facility to deal and to receive correspondence. They will also provide Yes No your financial adviser with copy correspondence and the ability to view account details. Do you want this? If no, please provide details of how you wish your account to be managed: (ie if you or your financial adviser want to use Internet Sharedealing or you wish your financial adviser to manage your account.) An Execution Only Stockbroker carries out trades on your, or if you prefer, your adviser s instructions. Please refer to our Execution Only Stockbroker leaflet for more information. Please provide the relevant address. Part 4 Authorising your adviser to give investment instructions on your behalf If you want your adviser to be able to give investment instructions to Standard Life on your behalf, sign and date this section. I authorise Standard Life to provide information to, and accept instructions from the adviser intimated in page 5 to buy or sell investments under my plan. This authorisation will apply until Standard Life receives a written instruction from me changing or withdrawing my authorisation. Signature Date (DD/MM/YYYY) 04/08 Group Self Invested Personal Pension

5 Part 5 Adviser fee If you are not paying your financial adviser a fee, please go to Part 7. You can only pay an adviser fee if the group scheme was established before 31 December 2012 and is not a Qualifying Workplace Pension arrangement and payment of such a fee is covered in an agreement made between your employer and the adviser before that date. You can only complete this Part if you will have enough money available to pay your adviser a fee out of your Plan. 1. Please state the fees you authorise us to deduct from your plan, as payment to your adviser for their advice. One-off fee. Regular fee 2. If you have chosen to pay a Regular fee, how frequently do you want the fee to be paid?. Note: All Regular fees are paid in arrears. Monthly Quarterly Yearly Other If other please specify: 3. If you have chosen to pay a Regular fee, how long do you want to pay this fee for? For the lifetime of the plan Other (please specify term) Years Months 4. If you have chosen to pay a Regular fee when would you like the first payment collected? Date (DD/MM/YYYY) We ll pay the adviser s fees by cancelling units in your SLIP funds and by taking money from the SIPP bank account in proportion to the value of your investment in SLIP funds and other assets. Part 6 Adviser Charging You can only pay an adviser an adviser charge if the group scheme was established post 31 December 2012 and was not established on a commission or fee paying basis. You can only complete this Part if you will have enough money available to pay your adviser for their advice. Ad-hoc Payment We ll pay the adviser charge by cancelling units in your SLIP funds and by taking money from the SIPP bank account in proportion to the value of your investment in SLIP Funds and other assets. Part 7 Declaration I understand that I can access the Key Investor Information Documents (KIIDs) for my chosen funds (where available) from the standardlife.co.uk website or by calling Standard Life. I have read and understood the booklet How regular investments under a GSIPP work (NEP13). Planholder s Signature Date (DD/MM/YYYY) Group Self Invested Personal Pension 05/08

6 . Financial adviser details to be completed by the scheme adviser Intermediary Reference Number Contact name Agency name Agency code The Contact name we require is the name of the Registered Individual who advised you on the Self Invested Personal Pension. If your financial adviser is going to use the execution-only stockbroker facility, we will need their address. E mail Telephone number Mobile number Basis of Sale Whole of Market Other If other please specify: Was advice given? Status of Client (eg execution only) FCA or Authorisation number Advice No advice (eg, Execution only) Please complete if the group scheme was established prior to 31 December 2012 and is not a Qualifying Workplace Scheme. Commission basis If you gave a personal recommendation, was this in line with an agreement you made with the employer before 31 December 2012? Yes No Note: Adviser charging isn t available for schemes set up prior to 31 December Type of commission. Fund Based Commission (FBC) %. Level %. 06/08 Group Self Invested Personal Pension

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8 Standard Life Assurance Limited registered in Scotland (SC286833) is the provider and scheme administrator of the Standard Life Self Invested Personal Pension Scheme, and Standard Life Trustee Company Limited, registered in Scotland (SC076046) is the trustee. The registered office of each company is at Standard Life House, 30 Lothian Road, Edinburgh EH1 2DH. Standard Life Assurance Limited is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority. GSIP Standard Life 08/08