Welcome to the wonderful world of investing

Transcription

1 Wecome to the wonderfu word of investing Congratuations. You ve taken the 1st step to the word of financia panning. The new inter-connected word offers range of products to suit your investment needs which can hep you in optimizing returns on savings. As a eader in the financia markets, NSE is happy to partner with you on your journey. The foowing pages provide you information which woud be of great use to you in safeguarding your interest. Happy Investing. 1

2 A good broker is a ike an asset, he can hep you benefit from the market You woud choose a broker just ike you woud choose a ife partner. Here are some usefu pointers: Identify SEBI registered Stock Brokers keeping your persona need ike ocation, investment vaue, brokerage fee etc., Find out the various products that the Broker is authorized to service Find out how to pace orders, payment of margins, securities transfer, pay-in and pay-out etc. Find out how you woud receive confirmation about your transactions, statements etc. Do a background check on cients serviced, reguatory actions, if any. Know how important you are to them Considering the above, choose the intermediary that best fits your need. 2

3 Trading. The Before and After For any trade to be successfu, it's important to be diigent not just whie you trade but aso before and after each trade is executed. Before Trading Decide your investment objectives and risk appetite Do study information on Company that you choose to invest in Check the information on company by going through Equity Research Reports avaiabe on Exchange website Do not be mised by market rumours or advertisements that promise high returns After Trading Insist on receiving contract note issued within 24 hrs. from your broker Verify your trades at Register your mobie or emai for trade aerts Insist on periodica statement of accounts. In case of any discrepancies bring it to the attention of your broker immediatey. Make sure that a payments and securities transfer are between you and the Broker ony and not any other third parties 3

4 Avoiding the instant weath trap It's easy to get ured with promises of unusuay high returns within a short time. As a smart investor you need to exercise common sense and caution. Here are some simpe things to guard against Promise of unreaisticay High Return Promise to invest in opportunities based on secretive information Getting euphoric about certain companies and investment Your invovement not required in decision to buy or se Guaranteed high returns (ike doube in three months) Promise of no risk, compete capita protection Statements ike ife time opportunity requiring you to sign papers and part with money immediatey Overy consistent returns even during adverse market conditions 4

5 Power of Attorney Shoud be a too that benefits you and not tie you down Power of Attorney is a ega document giving ega authority to another person to operate your account as per the instructions contained in the Power of Attorney. PoA is not mandated by SEBI or the Exchange. In case you choose to give PoA for convenience and hasse-free transactions through your Stock Broker, pease make sure that you give PoA in the name of a SEBI registered Stock Broker ony. Do not give PoA in the name of any other person ike empoyees, deaers, associate entities etc. PoA shoud be generay given for a imited period. The period shoud never be eft open-ended in the hand of your broker or member. The choice of renewa or otherwise shoud be exercised after reviewing the manner in which PoA has been put to use by the PoA hoder. 5

6 Services and Products offered by NSE The Nationa Stock Exchange (NSE) operates a nation-wide eectronic market offering the foowing: Debt Market Currency Futures & Options Interest Rate Futures ETF-God, Equity & Liquid NCFM NSE financia certification course Nifty 50, Junior Nifty, CNX 100 and India VIX Today, the NSE network stretches to more than 1500 ocations in the country & supports more than 2,30,000 terminas. 6

7 NSE Website The NSE website is a repository of important information that wi hep you navigate the market with ease, it contains usefu informations ike: Corporate Announcement, Financia resuts, Board meetings, Company contact detais, Live Markets, graphs, historica data and indices. Equity Research Report on Listed Companies carried out by reputed rating agency Product offering Equities, Mutua Fund, GOLD ETF, Currency, Debt & Derivatives Investor Education Pubication & Research initiatives Exchange Hoidays, Circuars, Reguations, NCFM Certification, Pubications and NSE Group Companies 7

8 Important inks Find your Nearest Broker A faciity to find your nearest broker: Onine Charts heps you to track the price movement, comparative charts Sparkine & Marke Map ive prices of stocks & sectora performance Registration for Seminars & e-newsetter A SBA form Onine Appication form for IPO Trade Verification, Aerts on mobie and emai Mobie Trading Appication trade on the move Investor Grievance Ce A mechanism to resove investors grievance and compaint. 8

9 Trade Verification for your protection NSE provides a trade verification faciity to you for your ease and convenience, free of cost. This information can be received by you both through SMS or an emai. Registered users wi receive SMS on the designated mobie number at the end of each trading day giving a summation of the trading activity. Besides, an emai wi aso be sent on the registered emai id providing the detaied trading activity. Pease visit the NSE website to register yoursef for this service. 9

10 Investor Obigations & Rights Obigations Get trades executed in Unique Cient Code (UCC) aotted to you. Understand the Risk Discosure Document and vountary conditions being agreed with the member. Pay margins, funds and securities for settement on time. Verify detais of trades, DP account for funds and securities movement. Rights Get Unique Cient Code (UCC), copy of KYC and other documents executed. Get Contract note for trades executed and detais of charges evied. Receive funds, securities and statement of accounts on time from trading member. 10

11 For further queries contact any of our offices isted beow: NSE - Corporate Office Nationa Stock Exchange of India Ltd., Exchange Paza, C-1 Bock G, Bandra- Kura Compex, Bandra (E), Mumbai Te: NSE - Branch Offices AHMEDABAD: Nationa Stock Exchange of India Ltd., Office No. 304/305, GCP Business Centre, Opposite Memnagar Fire Station, Memnagar, Ahmedabad Te: (079) / CHENNAI: Nationa Stock Exchange of India Ltd., 2nd Foor, Ispahani Centre, Door No , Nungambakkam High Road, Nungambakkam, Chennai Te: /01. MUMBAI (WRO): Nationa Stock Exchange of India Ltd., 6th Foor, Kohinoor City, Tower-1, Commercia-II, Kiro Road, Off. L.B.S. Marg, Kura (W), Mumbai , India. Te: to 62. DELHI: Nationa Stock Exchange of India Ltd., 4th Foor, "Jeevan Vihar Buiding", Pariament Street, New Dehi Board No: / HYDERABAD: Nationa Stock Exchange of India Ltd., H.No: , Mahavir house, 2nd foor, Chamber No 203 & 204, Basheerbagh, Hyderabad , India. Te: /85. KOLKATA: Nationa Stock Exchange of India Ltd., First Foor, Park View Apartments, 99, Rash Behari Avenue, Kokata Te: (Board). 11

12 Discaimer : Market conditions can ead to substantia profit or oss. Investors are advised to seek adequate product and market knowedge as we as proper investment advice before trading. The materia provided here is for genera information purposes ony. Whie care has been taken to ensure accuracy, the information furnished to reader with no warranty as to accuracy or competeness of its contents and on condition that any changes, omissions or errors sha not be made the basis for any caim, demand or cause for action. IISL does not make any representation or warranty, express or impied (incuding warranties of merchantabiity or fitness for particuar purpose or use) regarding the advisabiity of investing in the products that utiize any such Index as a component. Nifty50 has been used to represent CNX Nifty Index, owned and managed by IISL.