TD Securities Deal Sheet January - November 2014
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1 13/01/14 Renegade Petroleum-Assets Undisclosed Acquiror Acq. Cert. Asts C Divestiture 14/02/14 Crude Petroleum and Natural Ga Unknown Completed C Macquarie Capital Partners LLC Friendly - Consideration: CAD 109 mil (USD mil)/ assets 13/01/14 RioCan-Mega Centre Beauport GWL Realty Advisors Inc Acq. of Assets 47.0 C Divestiture 31/01/14 Lessors Of Nonresidential Buil Real estate investment firm Completed 47.0 C RBC Capital Markets Friendly - Consideration: CAD 47 mil (USD mil)/ assets 22/01/14 Central Community,Temple,Texas BancorpSouth Inc Merger US Stock Swap Bk hldg co Pvd banking svcs Pending US Commerce Capital Friendly - Consideration: 7.25 mil shs com plus USD mil cash/stock 03/02/14 APPH Wichita Inc Heroux-Devtek Inc Merger US Divestiture 03/02/14 Aircraft Manufacturing Mnfr aerospace,industrial prod Completed US BNP Paribas SA Consideration: An estimated USD 128 mil cash/ stock 03/02/14 APPH Ltd Heroux-Devtek Inc Acq. of Assets - Divestiture 03/02/14 Fluid Power Pump and Motor Man Mnfr aerospace,industrial prod Completed - BNP Paribas SA Consideration: A combined value of GBP mil (USD 128 mil) cash/ assets 09/02/14 Augusta Resource Corp HudBay Minerals Inc Merger C Tender Offer 29/07/14 Base metals mining company Base metal mining company Completed C Tender/Merger Scotiabank BMO Capital Markets Friendly 2.96 Stock Swap Scheme of Arrangement Unsolicited Deal Consideration: sh complus 0.17 warrants/sh com 11/02/14 Renegade Petroleum Ltd Alexander Energy Ltd Merger C Reverse Takeover 01/04/14 Oil,gas exploration,prodn co Oil,gas exploration,prodn Completed C Stock Swap Peters & Co Ltd Friendly 1.60 Macquarie Group Consideration: mil shs com/shs com
2 07/03/14 United Communities LP Anthem Properties Group Ltd Acq. of Assets C Not Applicable 07/03/14 Real estate development firm Real estate development firm Completed C Consideration: CAD 200 mil (USD mil)/ assets 12/03/14 Houston International Ins Ltd Westaim HIIG LP Acq. Part. Int US Privately Negotiated Purchase 31/07/14 Provide insurance services Blank Check Company Completed 75.0 US Financial Acquiror Evercore Partners Consideration: USD 75 mil/42.5% stake 12/03/14 Houston International Ins Ltd Westaim HIIG LP Acq. Maj. Int US * Financial Acquiror 31/07/14 Provide insurance services Blank Check Company Completed US * Consideration: An estimated USD mil/28. 3% stake 17/03/14 Imperial Oil Ltd-Assets Whitecap Resources Inc Acq. of Assets C Divestiture 01/05/14 Oil,gas exploration assets Oil,gas exploration,prodn co Completed C Scotiabank National Bank Financial Inc Friendly - Consideration: A sweetened CAD 855 mil (USD mil)/assets; Originally, an estimated CAD mil (USD mil)/ assets 27/03/14 CIOC Riverstone Holdings LLC Acq. Part. Int C Privately Negotiated Purchase 27/03/14 Oil,gas exploration,prodn co Private equity firm Completed C Financial Acquiror Neutral - CIBC World Markets Inc BMO Capital Markets Consideration: CAD 200 mil (USD mil)/ undisclosed minority stake
3 02/04/14 Osisko Mining Corp Investor Group Merger 4,002.3 C Acquiror is a White Knight 16/06/14 Gold mining company Investor group Completed 3,892.9 C Acquiror is an Investor Group BMO Capital Markets Canaccord Genuity Corp Friendly 8.72 Stock Swap Maxit Capital LP National Bank Financial Inc Scheme of Arrangement Bank of America Merrill Lynch Consideration: A twice sweetened CAD 2.09 (USD 1.928) cash plus sh com plus sh com plus 0.1 sh com/sh com; plus CAD mil (USD mil)/option; plus CAD mil (USD mil)/warrants; Previously, a sweetened CAD 2.09 (USD 1.898) cash plus sh com plus sh com plus CAD 1.2 (USD 1.09) shs com/sh com; Originally, CAD cash plus sh com plus CAD (USD 3.034) shs com/sh com 02/04/14 Return On Innovation Advisors- Dream Hard Asset Alternatives Acq. of Assets C * Divestiture 08/07/14 Investment company Open-End Investment Funds Completed C * Consideration: An estimated CAD mil (USD 725 mil)/assets 09/04/14 Undisclosed Montney Ppty Crew Energy Inc Acq. of Assets C * Not Applicable 09/04/14 Natural Gas Liquid Extraction Oil,gas exploration,prodn co Completed C * Macquarie Group Comark Securities Inc. Consideration: An estimated CAD 105 mil (USD mil)/assets 09/04/14 Crew Energy Inc-Natural Gas Long Run Exploration Ltd Acq. Cert. Asts C * Divestiture 30/05/14 Crude Petroleum and Natural Ga Oil,gas exploration,prodn co Completed C * National Bank Financial Inc Friendly - Comark Securities Inc. Macquarie Group Scotiabank Consideration: An estimated CAD 225 mil (USD mil)/assets 14/04/14 Lightstream-Conventional Bus Undisclosed Acquiror Acq. of Assets C Divestiture Crude Petroleum and Natural Ga Unknown Pending C Consideration: CAD 141 mil (USD mil)/ assets
4 16/04/14 Travelers Fin Corp-Assets Coast Capital Equip Fin-Asts Merger - Joint Venture Sales Financing Sales Financing Pending - 16/04/14 Talisman Energy Inc-Gas Asts Undisclosed Acquiror Acq. Cert. Asts. - Divestiture 16/04/14 Oil,gas exploration,prodn Unknown Completed - 17/04/14 Phoenix Energy-Dover Project Phoenix Energy Holdings Ltd Acq. Rem. Int. 1,184.0 C Not Applicable 29/08/14 Crude Petroleum and Natural Ga Oil and gas exploration,prodn Completed 1,184.0 C Consideration: An amended CAD bil (USD bil) cash/40% stake; originally CAD 1.32 bil (USD bil) cash/40% stake 23/04/14 Canera Energy Corp Crescent Point Energy Corp Merger 1,114.1 C Divestiture 15/05/14 Oil,gas exploration,prodn co Oil,gas exploration,prodn co Completed 1,114.1 C Stock Swap BMO Capital Markets Friendly - Scheme of Arrangement Consideration: CAD 192 mil (USD mil) cash plus 12.9 mil shs com plus the assumption of CAD 348 mil (USD mil) in liabilities/stock 01/05/14 Bonavista Energy-Heavy Oil Undisclosed Acquiror Acq. of Assets 83.0 C Divestiture 01/05/14 Crude Petroleum and Natural Ga Unknown Completed 83.0 C Consideration: CAD 83 mil (USD mil)/ assets 01/05/14 Bonavista Energy-Non-core Oil Undisclosed Acquiror Acq. of Assets 44.0 C * Divestiture 01/05/14 Crude Petroleum and Natural Ga Unknown Completed 44.0 C * Consideration: An estimated CAD 44 mil (USD mil)/assets 13/05/14 Verano Energy Ltd Parex Resources Inc Merger 417,926.4 CP * Stock Swap 25/06/14 Crude Petroleum and Natural Ga Oil,gas exploration,prodn co Completed 417,926.4 CP * Scheme of Arrangement FirstEnergy Capital Corp Friendly - Consideration: An estimated COP bil (USD mil) cash plus mil shs com/stock
5 12/06/14 Oil & Gas Assets,Western PanTerra Resource Corp Acq. of Assets C * Not Applicable 31/07/14 Crude Petroleum and Natural Ga Oil,gas expln,production co Completed C * Desjardins Capital Markets Friendly - Consideration: An estimated CAD 120 mil (USD mil) cash/assets 23/06/14 Arcan Resources Ltd Aspenleaf Energy Ltd Merger C Going Private Oil,gas exploration,prodn co Crude Petroleum and Natural Ga Withdrawn C Recapitalization Scotiabank Friendly 1.00 Scheme of Arrangement RBC Capital Markets Consideration: CAD 1 (USD 0.932)/sh com 23/06/14 Miura Energy Ltd Aspenleaf Energy Ltd Acq. Part. Int. 3.0 C Privately Negotiated Purchase Crude Petroleum and Natural Ga Crude Petroleum and Natural Ga Pending 3.0 C Scotiabank Neutral - RBC Capital Markets Consideration: CAD 3 mil (USD mil)/6. 655% stake 27/06/14 Encana Corp-Bighorn Assets Jupiter Resources Ltd Acq. of Assets 2,000.0 C * Divestiture 30/09/14 Crude Petroleum and Natural Ga Crude Petroleum and Natural Ga Completed 2,000.0 C * Financial Acquiror RBC Capital Markets Goldman Sachs & Co Friendly - Rumored Deal CIBC World Markets Inc Barclays Evercore Partners UBS Investment Bank Credit Suisse Group Consideration: An estimated CAD 2 bil (USD bil)/assets 30/06/14 Stone Energy Corp-Non-Core Talos Energy LLC Acq. of Assets US * Divestiture 31/07/14 Crude Petroleum and Natural Ga Oil,gas exploration,prodn co Completed US * Scotiabank Consideration: An amended USD mil cash plus the assumption of USD 117 mil in liabilities/assets; originally, An estimated USD 200 mil cash plus the assumption of USD 117 mil in liabilities/assets
6 08/07/14 M+W Process Automation GmbH ATS Automation Tooling Sys Inc Acq. of Assets EUR* Divestiture 29/08/14 Engineering Services Mnfr turn-key automated sys Completed EUR* Macquarie Group Berenberg Bank Ernst & Young LLP Consideration: An estimated EUR 255 mil (USD mil)/assets 16/07/14 Undisclosed Invest Ppty(2) Retrocom REIT Acq. of Assets 68.0 C * Divestiture 16/09/14 Lessors Of Nonresidential Buil Real estate investment trust Completed 68.0 C * Property Acquisition Brookfield Finl RE Grp Friendly - Consideration: An estimated CAD 68 mil (USD mil)/assets 17/07/14 Undisclosed Shopping Ctrs(2) Investor Group Acq. of Assets C * Acquiror is an Investor Group Own,operate shopping centers Investor group Pending C * Consideration: An estimated CAD mil (USD mil)/assets 31/07/14 ViaWest Inc Shaw Communications Inc Merger 1,200.0 US Divestiture 02/09/14 Pvd info tech svcs Pvd broadband cable TV svcs Completed 1,200.0 US RBC Capital Markets Consideration: USD 830 mil cash plus the assumption of USD 370 mil in liabilities/stock 07/08/14 Martinrea Honsel Holdings BV Martinrea International Inc Acq. Rem. Int EUR Not Applicable 07/08/14 Fabricated Structural Metal Ma Manufacture metal products Completed EUR Consideration: EUR 160 mil (USD mil) cash/45% stake 12/08/14 Slate GTA-Office Property(7) FAM REIT Acq. of Assets C Divestiture Own,operate office building Real estate investment trust Pending C Property Acquisition BMO Capital Markets Consideration: CAD 144 mil (USD mil) cash plus 5.1 mil shs com/ assets 25/08/14 Granite Claims Solutions Inc SCM Insurance Services Inc Acq. of Assets - Divestiture 25/08/14 Insurance agency All Other Insurance Related Ac Completed -
7 25/08/14 Granite Health Solutions SCM Insurance Services Inc Acq. of Assets - Divestiture 25/08/14 All Other Miscellaneous Ambula All Other Insurance Related Ac Completed - 25/08/14 CKR Global SCM Insurance Services Inc Acq. of Assets - Divestiture 25/08/14 Investigation Services All Other Insurance Related Ac Completed - 25/08/14 Rochon Engineering Inc SCM Insurance Services Inc Acq. of Assets - Divestiture 25/08/14 Engineering Services All Other Insurance Related Ac Completed - 28/08/14 Crew Energy-Princess Asts Undisclosed Acquiror Acq. of Assets C * Divestiture 30/09/14 Oil,gas exploration,prodn ppty Unknown Completed C * Macquarie Group Friendly - Comark Securities Inc. Consideration: An estimated CAD 150 mil (USD mil) cash/assets 01/09/14 Broda Construction Group Ltd Broda Constr Grp Ltd SPV Acq. Maj. Int C Acquiror Includes Management 01/09/14 Const co Other Financial Vehicles Completed 39.0 C Acquiror is an Investor Group Divestiture Leveraged Buyout Financial Acquiror Institutional Buyout Consideration: CAD 39 mil (USD mil) cash/undisclosed majority interest 02/09/14 Lightstream-Conventional Oil Crescent Point Energy Corp Acq. of Assets C * Divestiture 30/09/14 Crude Petroleum and Natural Ga Oil,gas exploration,prodn co Completed C * Asset Swap Scotiabank Friendly - CIBC World Markets Inc Consideration: An estimated CAD 328 mil (USD mil) cash plus assets/ assets
8 03/10/14 IAMGOLD Corp-Niobec Niobium Investor Group Acq. of Assets C Acquiror is an Investor Group Niobium mine Investor group Pending C Divestiture Financial Acquiror CIBC World Markets Inc Consideration: CAD mil (USD 530 mil) cash/assets 06/10/14 Sun Media Corp-Portfolio of Postmedia Network Canada Corp Acq. of Assets C * Divestiture Newspaper Publishers Publish newspapers Pending C * Canaccord Genuity Friendly - RBC Capital Markets Consideration: An estimated CAD 316 mil (USD mil) cash/assets Footnotes: (1) Transaction Value in millions (including net debt of Target) (2) Transaction Value in millions (not including net debt of Target)
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