Rescinded OCC Documents

Transcription

1 Rescinded OCC Documents OCC Attachment Advisory Letters AL AL OCC Guidance Title Bank Secrecy Act Implications of Payable Through Accounts Bank Merger Competitive Analysis Review Screening Process Rescinded Superseding Guidance FFIEC BSA/AML Examination Manual Comptroller s Licensing Manual Business Combinations AL Federal Family Education Loan (FFEL) Student Loan Program AL Fair Lending Pilot Testing Program AL Year 2000 Programming Code Risks AL Treasury Inflation-Indexed Security AL Year 2000 Issues and Examination Approach AL Allowance For Loan and Lease Losses OCC Bulletins and AL Year 2000 Business Risk AL Year 2000 Guidance on Customer Risk and Vendor Due Diligence AL Year 2000 Guidance on Testing AL Year 2000 Guidance on Customer Awareness AL Year 2000 Guidance on Contingency Planning AL Year 2000 Examination Procedures AL Year 2000 Q&A Guidance AL Fiduciary Services and Year 2000 Readiness AL Year 2000 Q&A Guidance AL Year 2000 Customer Communication Outline AL Year 2000 and Systems Integration Considerations in Corporate Application Decisions AL Year 2000 Checklist for Customers AL Additional Year 2000 Guidance on Contingency Planning AL Gallup Survey on Y2K AL Year 2000 Related Fraud Prevention AL Year 2000 Letter to Service Providers and Software Vendors AL Year 2000 Information Security Precautions AL Leap Year Day and Remaining Year 2000 Risks AL Technology Risk Management Lessons from Year 2000 Project AL Bank Secrecy Act Compliance Programs Suspicious Activity Reporting Requirements FFIEC BSA/AML Examination Manual 1

2 Advisory Letters AL Rescinded OCC Guidance Title Superseding Guidance Real Estate Settlement Procedures Act Comptroller's Handbook (RESPA) Q&A on the HUD-1 Settlement Real Estate Settlement Statement Procedures AL Audit and Internal Controls Comptroller's Handbook Internal and External Audits AL U.S. Department of Treasury FinCEN Advisories 13 through 27 AL Privacy Preparedness AL Internet-Initiated ACH Debits/ACH Risks National Automated Clearing House Association (NACHA) Operating Rules AL AL U.S. Department of Treasury FinCEN Advisories 13A, 14A, 19A, 23A Electronic Fund Transfer Act Investigations of Unauthorized Transactions Comptroller's Handbook Electronic Fund Transfer Act AL SEC Action Against Robert L. Bentley, Entrust Group, and Bentley Financial Services, Inc. AL USA PATRIOT Act Anti-money-laundering Provisions FFIEC BSA/AML Examination Manual AL U.S. Department of Treasury FinCEN Advisories 11A and 21A AL Financial Action Task Force Guidance for Financial Institutions in Detecting Terrorist Financing AL U.S. Department of Treasury FinCEN Advisories 28 through 32 AL U.S. Department of Treasury FinCEN Advisories 17A, 18A, and 26A AL U.S. Department of Treasury FinCEN Advisories 20A, 22A, and 25A AL Lapse in Flood Insurance Authority OCC Bulletin AL U.S. Department of Treasury FinCEN Advisories 16W and 31W AL U.S. Department of Treasury FinCEN Advisory 2W AL U.S. Department of Treasury FinCEN Advisory 27W AL Legal Lending Limits: Non-conforming Loans Due to Collateral Shortfalls AL U.S. Department of Treasury FinCEN Advisories 29W and 30W 2

3 Banking Bulletins OCC Guidance Title BB Guide to Fair Mortgage Lending BB Working With Borrowers in Communities Under Stress BB Depository Institutions Disaster Relief Act of 1992 BB Interbank Liabilities Comptroller's Handbook Liquidity BB Disclosure of Federally Guaranteed Nonaccrual Loans and Leases FFIEC Call Report Instructions BB Accounting for Dispositions of Other Real Estate Owned FFIEC Call Report Instructions Banking Circulars BC 078 Rescinded OCC Guidance Table Exception to Lending Limits for OPIC Insured Standby Letters of Credit Issued by National Banks BC 200 Accounting for Loan Swaps FFIEC Call Report Instructions BC 240 Push Down Policy FFIEC Call Report Instructions BC 243 Suspicious Transactions BC 243S1 Suspicious Transactions BC 243S2 Suspicious Transactions BC 243S3 Suspicious Transactions BC 243S4 Suspicious Transactions BC 243S5 Suspicious Transactions BC 255 Troubled Loan Workouts and Loans to Borrowers in Troubled Industries BC 258 External Fraud Central Bank of Nigeria BC 258S1 External Fraud Bogus Drafts BC 258S2 External Fraud Embassy of Nigeria BC 258S3 External Fraud Government of Japan BC 258S4 External Fraud Central Bank, NA CD BC 266 FFIEC Statement: Large Funds Transfer for Money Laundering Superseding Guidance FFIEC Call Report Instructions FFIEC BSA/AML Examination Manual Examining Bulletins OCC Guidance Title EB California Registered Warrants News Release EB Regulation F, Interbank Liabilities Examination Procedures Comptroller's Handbook Liquidity 3

4 Examining Circulars OCC Guidance Title EC 233 Supervision Program for Chain Banks Comptroller's Handbook Related Organizations EC 244 Financial Recordkeeping and Reporting of Currency and Foreign Transactions Act, 31 CFR 103 FFIEC BSA/AML Examination Manual EC 250 Deferred Income Tax Reporting and Review Procedures FFIEC Call Report Instructions and Bank Accounting Advisory Series EC 254 Treatment of Discrimination Issues in CRA Comptroller's Handbook Community Reinvestment Act Examination Procedures EC 259 Discounted Cash Flow Model EC 263 SMS Documentation Policy EC 264 Data Collection for Small Business Loan Documentation OCC Bulletins OCC Guidance Title OCC Risk-Based Capital; Concentrations of Credit OCC Bulletin & Nontraditional Activities: Proposed Rule OCC Push-down Accounting: Affiliated Mergers FFIEC Call Report Instructions, Bank Accounting Advisory Series and OCC Bulletin OCC National Linesheets OCC Change in SMS Documentation Policy OCC National Bank Lending Limits Revised 12 CFR OCC Part 32: Transmits Final Rule Allowance for Loan and Lease Losses in Federal Branches and Agencies: Clarification of OCC Requirement OCC RESPA Availability of Escrow Software: Notice OCC Registered Transfer Agent: Adoption of Revised Form TA-1 OCC Low Level Recourse: Final Rule OCC Fiduciary Income Statement: Addition of Schedule E to the Annual Report of Trust Assets OCC Data Communications Networks: Risks and Control Systems Comptroller's Handbook Federal Branches and Agencies Supervision FFIEC Call Report Instructions FFIEC Information Security Booklet 4

5 OCC Bulletins OCC Guidance Title OCC Real Estate Settlement Procedures Act (RESPA) OCC Extensions of Credit to Insiders and Transactions With Affiliates: Final Rule OCC Economic Growth and Regulatory Paperwork Reduction Act of 1996 OCC Qualification Requirements for Transactions in Certain Securities OCC Working with Borrowers Affected by Recent Natural Disasters OCC Fee Structure OCC Risk-Based Capital Standards; Recourse and OCC Bulletin Direct Credit Substitutes: Proposed Rule OCC Lending Limits: Final Rule OCC Regulations E, DD, M, Z, and B: Interim and Proposed Rules OCC Accounting for Computer Software Costs Developed or Obtained for Internal Use FFIEC Call Report Instructions and Bank Accounting Advisory OCC Fair Credit Reporting Act: Consumer Information Sharing: Information from Consumer Reports and from Affiliated Companies OCC Compliance Software: Release of APRWIN 5.0 and APY 1.02 OCC Accounting for Derivatives and Hedging Activities Series OCC Bulletin FFIEC Call Report Instructions OCC Regulations E, M, and DD: Final Rules OCC Year 2000 Standards for Safety and Soundness OCC Allocated Transfer Risk Reserves: Final Rule OCC Community Bank Focused Regulatory Review: ANPR OCC Disclosure of Non-Public OCC Information: Final Rule OCC Interpretive Rulings, Investment Securities, Corporate Activities: Proposed Rule OCC Year 2000 FDIC Asset Liability Backup Program OCC Community Reinvestment Act: Income Level, Median Family Income OCC Risk-based Capital: Basel Consultative Paper OCC Bulletin OCC Risk-Based Capital: Joint Interagency Statement 5

6 OCC Bulletins OCC Guidance Title OCC Management Official Interlocks: Final Rule Comptroller's Licensing Manual Management Interlocks OCC Year 2000 Standards for Safety and Soundness for Bank Transfer Agents and Broker-Dealers OCC Bank Activities and Operations, Investment Securities, Corporate Activities: Final Rule OCC Community Development Corporations, Community Development Projects, and Other OCC Bulletins , and Public Welfare Investments: Final Rule OCC OCC Issuances: Listing of Current OCC Bulletins and Circulars OCC Electronic Banking: Advance Notice of OCC Bulletins and OCC Risk-Based Capital Recourse and Direct Credit Substitutes: Proposed Rule OCC Bulletins and OCC Assessment of Fees for National Banks and District of Columbia Banks: Proposed Rule OCC Financial Subsidiaries and Operating Subsidiaries: Final Rule Comptroller's Handbook Related Organizations OCC Community Reinvestment Act: Income Level, Median Family Income OCC Suspicious Activity Report OCC Bulletin OCC Standards for Safeguarding Customer OCC Bulletin Information: Proposed Rule OCC Bank Secrecy Act: Interim Rule OCC Bulletin OCC Risk-Based Capital Residual Interests: OCC Bulletin Proposed Rule OCC Notice of Comptroller of Currency Fees for Year 2001 OCC Risk-Based Capital: Joint Agency Notice of OCC Bulletin OCC Statement on Appraisal Standards for Federally Related Transactions: Real Estate Appraisals OCC Fiduciary Activities of National Banks: Advanced Notice of Proposed Rule and Proposed Rule OCC Consumer Protections for Depository Institution Sales of Insurance: Final Rule OCC Risk-Based Capital Nonfinancial Equity OCC Bulletin Investments: Proposed Rule OCC Working Group on Public Disclosure: Enhancements to Public Disclosure 6

7 OCC Bulletins OCC OCC OCC Guidance Title Uniform Standards for the Electronic Delivery of Disclosures; Regulations M, Z, B, E and DD: Interim Rules Privacy of Consumer Financial Information; 12 CFR 40: Examination Procedures Rescinded Superseding Guidance Comptroller's Handbook Other Consumer Protection Laws and Regulations OCC Assessment of Fees; Special Examination of Third Party Service Providers: Final Rule OCC Prohibition Against Interstate Deposit OCC Assessment of Fees: Independent Credit Card Banks; Lower-Rated Institutions: Final Rule OCC Fiduciary Activities of National Banks: Final Rule OCC Investment Securities; Bank Activities and Operations; Leasing: Final Rule OCC Electronic Banking: Proposed Rule OCC Bulletin OCC Community Reinvestment Act: Income Level, Median Family Income OCC Community Bank-Focused Regulation Review: Lending Limits Pilot Program: Final Rule OCC Bulletin and 12 CFR 32.7 OCC Risk-Based Capital: Joint Agency Statement OCC Uniform Standards for the Electronic Delivery of Disclosures; Regulations M, Z, B, E, and DD: Interim Final Rules OCC Operating Subsidiaries of Federal Branches and Agencies: Final Rule OCC Assessment of Fees: Final Rule OCC Bank Secrecy Act/Anti-Money Laundering: Interim Guidance on Compliance with the USA PATRIOT Act OCC OCC OCC Bank Secrecy Act/Anti-Money Laundering: Proposed Rule Correspondent Accounts for Foreign Shell Banks; Recordkeeping and Termination of Correspondent Accounts for Foreign Banks Study of Information Sharing Practices Among Financial Institutions and Their Affiliates: Notice and Request for Comment Bank Secrecy Act/Anti-Money Laundering: Notice of & Interim Rule Special Information-Sharing Procedures to Deter Money Laundering and Terrorist Activity OCC Bulletins and OCC Bulletins and OCC Bulletin

8 OCC Bulletins OCC Guidance Title Rescinded OCC Community Reinvestment Act: Income Level, Median Family Income OCC Assessment of Fees: Final Rule OCC Bank Secrecy Act/Anti-Money Laundering: Notice of Due-Diligence Anti-Money Laundering Programs for Certain Foreign Accounts OCC OCC Office of Foreign Assets Control: Notice of Rules Governing Availability of Information Children s Online Privacy Protection Act (COPPA): Examination Procedures Superseding Guidance OCC Bulletins , and OCC Bulletin Comptroller's Handbook Other Consumer Protection Laws and Regulations OCC Prohibition Against Interstate Deposit OCC Bank Secrecy Act/Anti-Money-Laundering: OCC Bulletin Notice of Proposed Rule Making Customer Identification Programs for Banks, Savings Associations, and Credit Unions OCC International Banking Activities Capital Equivalency Deposits: Final Rule OCC Bank Secrecy Act/Anti-Money Laundering: Interim Final Rule Special Due-Diligence OCC Bulletins and Programs for Certain Foreign Accounts OCC Assessment of Fees: Final Rule OCC Notice of Comptroller of the Currency Fees for Year 2003: Year 2003 Fee Structure OCC Removal, Suspension, and Debarment of OCC Bulletin Accountants from Performing Annual Audit Services: Publication of Proposed Rule OCC Public Welfare Investments: Proposed Rule OCC Bulletin OCC Rules, Policies, and Procedures for Corporate Activities; Bank Activities and Operations; and OCC Bulletins and Real Estate Lending and Appraisals: Notice of OCC Georgia Fair Lending Act: Notice of Request for Preemption Determination or Order OCC Changes to Part 5: Interim Rule OCC Bulletin and Comptroller's Licensing Manual General Policies and Procedures OCC Prohibition Against Interstate Deposit 8

9 OCC Bulletins OCC Guidance Title OCC International Activities of National Banks; U.S. News Release Activities of Federal Branches and Agencies of Foreign Banks: Notice of Proposed Rule Making Rules, Policies, and Procedures for Corporate Activities; International Banking Activities OCC Securities Offering Disclosure Rules: Notice of OCC Bulletin OCC Review of Regulations: Notice of Regulatory Review OCC Community Reinvestment Act: Income Level, Median Family Income OCC Proposed Revisions to Risk-Based Capital Implementing the new Basel Capital Accord: OCC Bulletins , and Advance Notice of and Supervisory Guidance OCC Bank Activities and Operations; and Real OCC Bulletin Estate Lending and Appraisals: Notice of OCC Public Welfare Investments: Final Rule OCC Bulletins and OCC Regulatory Capital Asset-Backed OCC Bulletin Commercial Paper and Early Amortization: Interim Rule and Notice of Proposed Rulemaking Request for Comments OCC Proposed Revisions to Risk-Based Capital Regulations Implementing the New Basel OCC Bulletins and Capital Accord: Proposed Treatment of Expected and Unexpected Loss OCC Notice of Comptroller of the Currency Fees for Year 2004: Year 2004 Fee Structure OCC Bank Secrecy Act/Anti-Money Laundering: OCC Bulletin Designation of Burma as Primary Money Laundering Concern; Proposed Rules Imposing Special Measures Against the Country of Burma and Myanmar Mayflower Bank and Asia Wealth Bank OCC Rules, Policies, and Procedures for Corporate Activities; Bank Activities and Operations; and Real Estate Lending and Appraisals: Final Rule OCC Bank Secrecy Act/Anti-Money Laundering: Frequently Asked Questions Final Customer Identification Program Rule OCC Bulletin OCC Privacy: Advance Notice of Proposed Rulemaking OCC Bulletin and

10 OCC Bulletins OCC OCC Guidance Title Fundamental Change in Asset Composition of a Bank: Notice of OCC Bulletin and Comptroller's Licensing Manual General Policies and Procedures OCC Amendment to Part 5: Final Rule Comptroller's Licensing Manual General Policies and Procedures OCC Update on Accounting for Loan and Lease Losses OCC Annual Report on Operating Subsidiaries: Notice of OCC Regulatory Capital Asset-Backed Commercial Paper Programs: Interim Final Rule OCC Compliance Software: Release of APRWIN 6.0 and APY 2.0 OCC Fair Credit Reporting Medical Information Regulations: Notice of OCC Bank Secrecy Act/Anti-Money Laundering: Designation of Commercial Bank of Syria as a Financial Institution of Primary Money Laundering Concern; Proposed Rule Imposing Special Measures Against Commercial Bank of Syria OCC OCC OCC OCC OCC OCC OCC OCC OCC Proper Disposal of Consumer Information: Notice of Community Reinvestment Act Regulations: Joint Interim Rule Fundamental Change in Asset Composition of a Bank: Final Rule Prohibition Against Interstate Deposit Community Reinvestment Act: Income Level, Median Family Income Part 32, Lending Limits: Final Rule Extension of the Lending Limits Pilot Program Internal Ratings-Based Systems for Retail Credit Risk for Regulatory Capital: Proposed Supervisory Guidance Civil Money Penalty Inflation Adjustments Amendment: Final Rule Notice of Comptroller of the Currency Fees for Year 2005: Year 2005 Fee Structure OCC Bulletin OCC Bulletin OCC Bulletin OCC Bulletin OCC Bulletin OCC Bulletin Comptroller's Licensing Manual General Policies and Procedures OCC Bulletin OCC Bulletins and OCC Bulletin

11 OCC Bulletins OCC Guidance Title OCC Shared National Credit Program: Proposed Data Collection Modernization OCC Automated Clearing House: NACHA Rule Changes NACHA Operating Rules and Guidelines OCC Home Mortgage Disclosure Act: Exemption Threshold for Depository Institutions under Regulation C OCC Community Reinvestment Act: Notice of OCC Bulletin OCC Credit Risk: Proposed Classification of Commercial Credit Exposures OCC Availability of Funds and Collection of Checks: OCC Bulletin Proposed Amendments to Regulation CC and J OCC Notice of Comptroller of the Currency Fees: Amendment to Year 2005 Fee Structure OCC Interagency Advisory on the Unsafe and OCC Bulletin Unsound Use of Limitation of Liability Provisions and Certain Alternative Dispute Resolution Provisions in External Audit Engagement Letters: Request for Comment OCC Prohibition Against Interstate Deposit OCC Examiner Ethics One-Year Post-Employment Restrictions for Senior Examiners: Proposed OCC Bulletin and 12 CFR 4 Subpart E Rule OCC Hurricane Katrina: Supervisory Guidance OCC Statement and Order: Hurricanes Katrina and Rita: Real Estate Appraisal Exemptions in Major Disaster Areas OCC Risk-Based Capital: Domestic Capital Modifications: Advance Notice of Proposed OCC Bulletins and Rulemaking OCC Notice of Comptroller of the Currency Fees for Year 2006: Year 2006 Fee Structure OCC Examiner Ethics One-Year Post-Employment 12 CFR 4 Subpart E Restrictions for Senior Examiners: Final Rule OCC Assessment of Fees: Interim Final Rule OCC Bulletin OCC OCC Community Reinvestment Act Interagency Questions and Answers: Notice and Request for Comment Interagency Guidance on Nontraditional Mortgage Products: Proposal with Request for Comment and 12 CFR 8 OCC Bulletin OCC Bulletin

12 OCC Bulletins OCC OCC OCC OCC OCC OCC Guidance Title Home Mortgage Disclosure Act: Exemption Threshold for Depository Institutions under Regulation C Controlling the Assault of Non-Solicited Pornography and Marketing Act of 2003 (CAN-SPAM): Examination Procedures Fair and Accurate Credit Transactions Act, Section 312: Advance Notice of Proposed Rulemaking Prohibition Against Interstate Deposit Identity Theft Red Flags and Address Discrepancies: Proposed Rule Rescinded Superseding Guidance Comptroller's Handbook Other Consumer Protection Laws and Regulations OCC Bulletins and OCC Bulletin OCC Assessment of Fees: Final Rule 12 CFR 8 OCC Proposed Revisions to (1) Risk-Based Capital Rule Implementing the new Basel Capital Accord and (2) Market Risk Rule: Notices of and Proposed Agency Information Collections Requests for Comments OCC OCC OCC OCC OCC OCC OCC Nontraditional Mortgage Products: Proposed Illustrations of Consumer Information and Request for Comments Public Welfare Investments: Increase in Investment Limits Notice of Comptroller of the Currency Fees: Year 2007 Fee Structure Risk-Based Capital Domestic Capital Modifications: Notice of Proposed Rulemaking Home Mortgage Disclosure Act: Exemption Threshold for Depository Institutions under Regulation C Basel II Implementation: Proposed Supervisory Guidance Subprime Mortgage Lending: Proposed Interagency Statement with Request for Comment OCC Bulletins and OCC Bulletin OCC Bulletins , and OCC Bulletin OCC Bulletins and OCC Bulletin OCC Model Privacy Notice: Proposed Rule OCC Bulletin OCC Revisions to 12 CFR 4: 18-Month Examination Cycle Interim Rules OCC Bulletin and Comptroller's Handbook Bank Supervision Process 12

13 OCC Bulletins OCC OCC OCC OCC OCC OCC OCC OCC OCC OCC OCC Guidance Title Prohibition Against Interstate Deposit Regulatory Review Amendments: Proposed Rule Telephone Consumer Protection Act and Junk Fax Prevention Act: Revised Examination Procedures Revisions to 12 CFR 4; 18-Month Examination Cycle: Final Rules Proposed Guidance on Garnishment of Exempt Federal Benefit Funds: Request for Comment Notice of Comptroller of the Currency Fees for Year 2008: Year 2008 Fee Structure Fair Credit Reporting Accuracy and Integrity of Consumer Report Information and Direct Consumer Dispute Regulations and Guidelines: Notice of Community Reinvestment Act: Small Bank Asset Thresholds and Related Regulatory Revision: Joint Final Rule Home Mortgage Disclosure Act: Exemption Threshold for Depository Institutions under Regulation C Notice of Comptroller of the Currency Fees: Year 2008 Fee Structure Revision and Interim Rule Rescinded Superseding Guidance OCC Bulletin Comptroller's Handbook Other Consumer Protection Laws and Regulations Comptroller's Handbook Bank Supervision Process 31 CFR 212 OCC Bulletin OCC Regulatory Review Amendments: Final Rule OCC Prohibition Against Interstate Deposit OCC Expansion of Eligible Public Welfare Investments: Interim Final Rule with Request for Comment (12 CFR 24) OCC Bulletin OCC OCC OCC Risk-Based Capital Money Market Mutual Funds: Interim Final Rule Request for Comments Deduction of Goodwill Net of Associated Deferred Tax Liability: Notice of Proposed Rulemaking Request for Comments Notice of Comptroller of the Currency Fees: Year 2009 Fee Structure and Final Rule OCC Bulletin OCC Bulletin

14 OCC Bulletins OCC Guidance Title OCC Home Mortgage Disclosure Act: Exemption Threshold for Depository Institutions under Regulation C OCC Community Reinvestment Act: 2009 OCC Bulletin Interagency Questions and Answers OCC Suspicious Activity Reports (SARs): Notices of OCC Bulletin OCC S.A.F.E. Act Mortgage Loan Originator OCC Bulletin Registration Requirements: Joint Proposed Rule OCC Community Reinvestment Act: Notice of OCC Bulletin OCC Liquidity: Request for Comment on Proposed OCC Bulletin Interagency Liquidity Guidance OCC Risk-Based Capital Mortgage Modifications: OCC Bulletin Interim Final Rule OCC Prohibition Against Interstate Deposit OCC Regulatory Capital FAS 166/167 and ABCP OCC Bulletin Conduits: Notice of OCC Concentration Risks: Request for Comment OCC Bulletin on Proposed Interagency Guidance on Correspondent Concentration Risks OCC Notice of Comptroller of the Currency Fees: Year 2010 Fee Structure OCC Reverse Mortgages: Proposed Interagency OCC Bulletin Guidance OCC Prohibition Against Interstate Deposit OCC Alternatives to the Use of Credit Ratings in OCC Regulations: Advance Notices of News Release and OCC Bulletins , and OCC Notice of Comptroller of the Currency Fees for Year 2011: Year 2011 Fee Structure OCC Basel II Advanced Approaches Floor NPR OCC Bulletin OCC Retail Foreign Exchange Transactions: Notice of OCC Bulletins and OCC Dodd-Frank Act Implementation: OTS Integration: Notice of OCC Bulletin