Managed Forex Funds. Managed Foreign Exchange Funds. Solutions that Investors want! Current and Past Performance

Size: px
Start display at page:

Download "Managed Forex Funds. Managed Foreign Exchange Funds. Solutions that Investors want! Current and Past Performance"

Transcription

1 Mediatrix Capital, Inc. Managed FX Funds The following is our prospectus for the Mediatrix Capital Inc s Managed Account Foreign Exchange Funds. This information is for QUALIFIED and ACCREDITED INVESTORS ONLY. In no event should the content of this material be construed as an advertisement, express or an implied promise, guarantee or implication by or from Mediatrix Capital Inc. (MC) or any of its partner or subsidiary companies. This is not an attempt to sell or solicit any security and should not be taken as such. The content of this is for informational purposes only. Potential Accredited Investors are advised to carefully read the Disclosure Documents to determine whether a managed investment in MC is consistent with their financial situations and investment objectives. Past results are no guarantee of future performance.

2 Managed Forex Funds Solutions that Investors want! 100% Transparency 100% Liquidity ** World Class Returns To be a successful investor and reach your goals quickly, diversifying your Investment Portfolio is essential. In addition, you need a proven trader/manager with a proven methodology and team to ensure proper risk controls. Our goal is simple: To provide a superior rate of return while maintaining a disciplined risk exposure. This category of business dependability exists only with the finest investment companies and allows it to stand out from all others due to setting and abiding by elevated standards. Mediatrix Capital Inc. (MC) is an industry leading independent Trading Advisor of Foreign Currency FX Spot and OTC FX Options. MC is not a hedge fund but managers of outside funds and capital resources. We accept accounts on a discretionary basis only and trade exclusively for high net worth individuals, hedge funds, financial institutions, qualified self-directed IRAs and funds of funds. We manage resources for investors through both overlay and absolute return strategies and employ distinctive methodologies that integrate the study of Actual and Implied Volatility, Quantitative Model-building, and Order-flow Analysis. MC s trading and management team is composed of some of the best, most respected FX Spot and FX OTC Options strategists currently working in the industry and has the philosophy of keeping things simple, profitable, and with little confusion. Our business model has enabled MC to make superior consistent profits for its clients and allow dependable, monthly returns that most firms only hope for in any single year s time. Current and Past Performance Mediatrix Capital, Inc. Monthly Returns % % % 80.00% 60.00% 85.31% 65.30% 40.00% 20.00% 21.40% 27.60% 18.20% 22.71% 14.71% 0.00% Oct-14 Nov-14 Dec-14 Jan-15 Feb-15 Mar-14 Apr-15 May-15

3 About the Returns The above returns shown in both graphs are individual monthly returns that are actual real live results audited for the end of 2014 (CHART A) and into current 2015, and additionally results from the previous fund our chief s trader was associated with (CHART B). The existing strategies used are even further enhanced from this time period and offer greater returns with greater risk controls. The chart above displays the individual months return and not the compounded result which were % for the 2008 year, % for 2009 and for the partial year traded in Initial Investment and Qualified Clients MC s Managed FX Funds is available only to ** Qualified Clients and Accredited Investors. The minimum initial managed account investment is $250,000 USD. All additional contributions to a Managed Account are subject to a minimum of $50,000 USD. MC may waive or reduce these requirements in certain cases for initial Test purposes and reserves the right to change them for new investors in the future. All Managed FX Fund contributions will be accepted on the first (1st) and fifteenth (15th) business day of any month. **A Qualified Investor/Accredited Investor Form is required for all new clients.

4 Investment Objective & Strategy Our Managed Account Strategy is anchored by an investment philosophy emphasizing portfolio construction with an asymmetric return profile and definable downside risk to capital invested. The Trading Team invests in spot, forwards, non-deliverable forwards, and option (vanilla and exotic) positions consistent with the investment philosophy. In portfolio development and management, the Manager adheres to a stringent 4-step process. 1. The Trade Manager utilizes a top-down thematic approach in developing underlying themes, drivers, and exposures to the macroeconomic landscape. 2. The Trade Manager develops directional and non-directional biases in multiple foreign currency markets consistent with his top-down macroeconomic views. 3. The Trade Trading Team constructs a portfolio of trades consistent with his above biases that offer advantageously skewed asymmetric return profiles and well defined downside risk. 4. The Trade Trading Team consistently manages the downside risk of the portfolio while simultaneously allowing favorably performing positions to earn a larger VAR (value at risk). Duration & portfolio turnover will vary as the Trading Team maintains flexibility to market conditions, positions trade where a specific currency pair offers a qualified edge, and in consideration for liquidity on trade entry and exits. Management of Accounts MC s Managed Accounts are available only to NON USA, Qualified Clients and Accredited Investors. The minimum initial managed account investment is $250, USD. All additional contributions to a Managed Account are subject to a minimum of $50, USD. MC may waive or reduce these requirements in certain cases for initial Test purposes and reserves the right to change them for new investors in the future. All Managed Account contributions will be accepted on the first (1st) and fifteenth (15th) business day of any month. Prime Brokerage & Practices MC may effect transactions on behalf of the Managed Account with counter parties, through brokerage firms, in a manner consistent, in most cases, with the principles of best execution and price. MC directs all Managed Accounts to our Prime Broker, Velocity Trade International, LTD./PriceMarkets.com. All account opening activities are handled by the PB Compliance Dept. Prior to opening a Managed Account a Compliance Officer is directed to each client to ensure the account application and required paperwork is in order and submitted in an accommodating package. However, MC s allocation of brokerage business will not be based solely on a desire to get the best execution and price possible. Depending on the situation, other brokers may be selected on the basis of other considerations, including, but not limited to clearance: settlement, trade platform functionality, record keeping and similar services provided to MC. The MC Prime Broker for all Spot Accounts and FX Fund is Velocity Trade International, LTD./PriceMarkets.com.

5 Brokerage and Investment Expenses The Managed Accounts will bear all brokerage and trading related expenses arising out of its investment activities. MC will bear all expenses incurred when utilizing third parties or members of MC to keep records of the Managed Account portfolio summaries, transactions and statements as they relate to portfolio trades made by the Managed Account s various Brokers and Traders. If applicable, MC will be responsible for placing the Managed Account brokerage business and selecting currency trading banks or dealers. MC is under no obligation to deal with any particular Traders, or currency trading banks, brokers or dealers. Performance Fees The Client will pay MC a performance fee at the end of each profitable calendar month. The Client is responsible for any performance fees accrued from the beginning of the month to the date of termination. If a Client terminates their Agreement before the end of a calendar month, the Performance Fee with respect to such Client will be made as of the close of the account. The performance fee will be 50% of a Client s net monthly gains for all account under $10,000,000 USD. To ensure that the performance fees are based on the long-term performance of a Client s account, MC will also adhere to a High Watermark procedure in which MC receives a performance fee only to the extent Net Profits in Client s account exceed any Net Losses that have not been recovered from a prior trading period. In the event the Client s account has Net Losses that have not been recovered, MC shall not be allocated any such performance fee until Client s account has first recovered such Net Losses. (Fees for Hedge Fund will vary, see Disclosure Documents for further information on HF). Account Size Minimum Lock-Up Performance Fees Withdrawal Request $250, $10,000, USD 120 Days 50% 30 Day Notice $10,000, USD Days 35% 30 Day Notice Our firm specializes in Managed FX Investment Accounts via the Global Foreign Currency Exchange Markets. We use state-of-the-art technology and strategies that have been proven over and over to provide a consistent and reliable return. With a team of the world s leading FX Spot and OTC FX Currency Options traders and a mix of complex Derivatives strategies, our company now offers one of the finest High Rate Investment Plans available today. Withdrawal Procedures When the lock-up of period 120 days has passed for any managed funds contribution, withdrawal requests will be accommodated on the 1st business day of the month with thirty (30) business days advanced written notice to MC. It s very important that the customer follows the withdrawal rules due to the possibility of any open positions. If a customer demands a withdrawal of funds without the proper notice to MC, the account may be deducted of any current profits or positions that are pending.

6 Benefits Our firm specializes in Managed Foreign Exchange Funds via the Global Foreign Currency Exchange Market. We use state-of-the-art technology and strategies that have been proven over and over to provide a consistent and reliable return. With a team of the world s leading OTC FX Currency Traders and a combination of complex derivatives strategies, algorithms, specialized and proprietary software models, our company offers one of the finest High Rate Investment Funds available globally. Managed Funds Benefits All Accounts held with leading Global Prime Brokerage. Weekly Statements via with all traded positions. 100% Full Transparency, see every trade. Limited 120 Lock-up only, Fully Liquid upon 120 Days Monthly Withdrawals for Cash Flow Available after 120 Day Lock-up with 30 Day Notice. Referrals MC will pay a predetermined referral fee to persons who introduce Managed Account clients to the company. Placement, referral or solicitation fees may be payable in connection with MC Managed Accounts accepted by the Trading Adviser through the assistance of unaffiliated placement agents, solicitors or money managers. These fees will be paid by the Advisor and the referral amounts will depend upon the amount and size of accounts referred. Lock-Up Period MC offers only a 120 Lock-Up for its clients Funds, one of the shortest in the industry. Our limited Lock-up allows our investor s access to their funds for Cash Flow purposes as wanted or needed. It s not whether you re right or wrong that s important, but how much money you make when you re right and how much you lose when you re wrong. ~George Soros

7 Principals & Trading Advisor Michael Mike Stewart Managing Director- Chief Trader/Analyst Michael S. Young Managing Director Chief Operating Officer As the firm s Managing Directors and Qualified Principals, Mike and Michael were determined to create and assemble an investment trading firm that would be the envy of the industry. A company that not only delivered unmatched returns and top notch customer service, but also one that presented benefits of 100% Transparency, 100% Liquidity and Client Control. A task that many have claimed was impossible and unreasonable. MC has proven them wrong. Mike Stewart was the former CEO and founder of Sonador Capital, of one of the world largest volume and most profitable FX Spot / OTC FX Options trading firms in 2006, 2007 and 2008 with an average monthly trade volume of over 25 Billion USD with an average 11.8% (gross) monthly audited returns. After the death of his lead trader, Michael traded privately and spent the next 4 years serving as Lead Trader and Analyst, building a boutique firm serving only Qualified Investors, Hedge Funds and large Managed Accounts. He is a successful entrepreneur and is now managing MC s own private FX Fund specifically in OTC Spot FX and Options and offering participation to a limited number of clients in the coming months. After spending considerable years working with some of the world s top bank traders, Mike and Michael have now entered into a new venture to build a premium investment company, forging a new path of distinction. Using their unique talents, contacts and vast hands on experience from their years in business, they now are able to offer an exclusive opportunity to their clients that previously were only available to large Hedge Funds and Institutional Investors. Now, with new technology, algorithms and proprietary software, through MC, they are offing world-class returns and service to their clients. MC currently controls a team of analysts, and a world class trading team that all share in the corporate beliefs and the integrity of its founders. In addition, MC s latest trading results have now launched the firm s fund returns to the top of the industry. With capital preservation and risk models as the basis of their strategy, they are now inviting a limited few to join them in what they believe will be the smartest investment a client has ever made. For more information and a Disclosure Documentation package, please contact Michael Young. MEDIATRIX CAPITAL INC: Address Fund Manager Contact Info 281 Fire Trail Road, Suite 1 Nassau, Bahamas Michael S. Young Phone: In no event should the content of this material be construed as an advertisement, express or an implied promise, guarantee or implication by or from Mediatrix Capital Inc. (MC) or any of its partner or subsidiary companies. This is not an attempt to sell or solicit any security and should not be taken as such. The content of this is for informational purposes only. Potential Accredited Investors are advised to carefully read the Disclosure Documents to determine whether a managed investment in MC is consistent with their financial situations and investment objectives. Past results are no guarantee of future performance.

MONUMENTFX MANAGED FOREX ACCOUNT

MONUMENTFX MANAGED FOREX ACCOUNT MONUMENTFX MANAGED FOREX ACCOUNT NOVEMBER 2012 TABLE OF CONTENTS MonumentFX Summary.. 3 Our Firm.... 3-4 Program Introduction. 4 MonumentFX Philosophy.... 5 Performance History. 6 Consistent Outperformance.

More information

Mount Yale Investment Advisors, LLC

Mount Yale Investment Advisors, LLC Mount Yale Investment Advisors, LLC Part 2A of Form ADV 1125 Seventeenth Street, Suite 1400 Denver, CO 80202 1 888 862 3690 www.mtyale.com March 31, 2014 This brochure provides information about the qualifications

More information

Think Huge Investments - Investment Mandate

Think Huge Investments - Investment Mandate Think Huge Investments - Investment Mandate About Think Huge Investments Pty Ltd Think Huge Investments Pty Ltd is an Australian based boutique investment company. Think Huge Investments Pty Ltd is a corporate

More information

Currency Trading Opportunities at DGCX

Currency Trading Opportunities at DGCX Currency Trading Opportunities at DGCX About DGCX Region s 1 st and largest derivatives exchange Commenced trading in November 2005 Since launch over 6.8 million contracts traded with a value in excess

More information

Monthly Report for Last Atlantis Partners LLC Share Classes November, 2008

Monthly Report for Last Atlantis Partners LLC Share Classes November, 2008 Monthly Report for Last Atlantis Partners LLC Share Classes November, 2008 Performance Summary Below are summary performance numbers for Last Atlantis Partners, LLC share classes. To download detailed

More information

Alphabeta FX. Asset Management Services. Information Brochure

Alphabeta FX. Asset Management Services. Information Brochure Alphabeta FX Asset Management Services Our History UNPREDECENTED LIQUIDITY ABFX Inc., is a pioneer in the online Foreign Exchange market with a history dating back to 2009 when the first of the group of

More information

F I R M B R O C H U R E

F I R M B R O C H U R E Part 2A of Form ADV: F I R M B R O C H U R E Dated: 03/24/2015 Contact Information: Bob Pfeifer, Chief Compliance Officer Post Office Box 2509 San Antonio, TX 78299 2509 Phone Number: (210) 220 5070 Fax

More information

Overview. October 2013. Investment Portfolios & Products. Approved for public distribution. Investment Advisory Services

Overview. October 2013. Investment Portfolios & Products. Approved for public distribution. Investment Advisory Services Equity Risk Management Strategy Overview Approved for public distribution October 2013 Services Portfolios & Products Equity Risk Management Strategy* Tactical allocation strategy that seeks to adjust

More information

rtfx asset ManageMent ServiceS INFORMATION BROCHURE

rtfx asset ManageMent ServiceS INFORMATION BROCHURE rtfx asset ManageMent ServiceS INFORMATION BROCHURE Our History RTFX Ltd is a pioneer in the online Foreign Exchange market with a history dating back to 1995 when the first of the group of strategic partnering

More information

i-cthru Inc. Form ADV Part 2A Client Brochure

i-cthru Inc. Form ADV Part 2A Client Brochure i-cthru Inc. Tamarind Hill Road 33 Upper Prince s Quarter Saint Maarten, Dutch Caribbean Mailing address 1562 First Ave # 205-2863 New York, NY 10028-4004 USA http://www.i-cthru.com Form ADV Part 2A Client

More information

Starting a Forex Fund

Starting a Forex Fund Starting a Forex Fund By Hannah M. Terhune, Esquire 2008, Capital Management Services Group Market conditions have never been better for setting up a forex fund. The number of forex funds and corresponding

More information

Blackstone Alternative Alpha Fund II (BAAF II) Advisor Class III Shares

Blackstone Alternative Alpha Fund II (BAAF II) Advisor Class III Shares Blackstone Alternative Alpha Fund II (BAAF II) Advisor Class III Shares Blackstone For Accredited Investors Only As of November 30th, 2015 Investment approach Blackstone Alternative Alpha Fund II ( BAAF

More information

SOLIDIFY YOUR ALTERNATIVE INVESTMENT

SOLIDIFY YOUR ALTERNATIVE INVESTMENT SOLIDIFY YOUR ALTERNATIVE INVESTMENT Investment diversification / ease of use / groundbreaking solutions 2/7 DYNATRADE Management Helping investors understand and participate in forex trading and investing.

More information

Catalyst Macro Strategy Fund

Catalyst Macro Strategy Fund Catalyst Macro Strategy Fund MCXAX, MCXCX & MCXIX 2015 Q2 About Catalyst Funds Intelligent Alternatives We strive to provide innovative strategies to support financial advisors and their clients in meeting

More information

Active Currency Trading Model Product Guide for Individually Managed Discretionary Accounts (MDA)

Active Currency Trading Model Product Guide for Individually Managed Discretionary Accounts (MDA) Active Currency Trading Model Product Guide for Individually Managed Discretionary Accounts (MDA) A high growth alternative investment for private and institutional investors wanting exposure to macro

More information

Mixed Results During a Challenging Year

Mixed Results During a Challenging Year 6 January 2009 Short-Term Technical FX Global FX Strategy George Davis, CMT Chief Technical Analyst Dominion Securities Inc. +1 416 842 6633 george.davis@rbccm.com Mixed Results During a Challenging Year

More information

How a thoughtful FX strategy can give Fund Managers a competitive edge

How a thoughtful FX strategy can give Fund Managers a competitive edge How a thoughtful FX strategy can give Fund Managers a competitive edge Executive summary Each alternative investment fund takes a different approach to its investment strategy, but the ultimate goals are

More information

SEI Aggressive Global Equity Portfolio

SEI Aggressive Global Equity Portfolio SEI Aggressive Global Equity Portfolio Investment Policy Statement INTRODUCTION An Investment Management Program will determine the right mix of investments for your personal situation in order to meet

More information

Annual Shareholder Meeting. June 2012

Annual Shareholder Meeting. June 2012 Annual Shareholder Meeting June 2012 Agenda Call to Order; Opening of Polls Introduction of Directors Introduction of Management Introduction of Independent Registered Public Accounting Firm Designation

More information

RIT Capital Partners plc Shareholder Disclosure Document January 2015

RIT Capital Partners plc Shareholder Disclosure Document January 2015 RIT Capital Partners plc Shareholder Disclosure Document January 2015 This document is intended to provide shareholders with specific information required by the FCA and ESMA in accordance with the Alternative

More information

Cap Growth FX A Scandinavian Capital Markets Trading Strategy

Cap Growth FX A Scandinavian Capital Markets Trading Strategy Cap Growth FX A Scandinavian Capital Markets Trading Strategy MANAGED INVESTMENT PROGRAM PROSPECTUS Notice The Managed Forex Account detailed in this document (hereinafter MFA and/or referred to as Cap

More information

INDUSTRY LEADING DERIVATIVES EXPERTS. www.insightcapitalstrategies.com Tel: 0141 375 1246

INDUSTRY LEADING DERIVATIVES EXPERTS. www.insightcapitalstrategies.com Tel: 0141 375 1246 INDUSTRY LEADING DERIVATIVES EXPERTS www.insightcapitalstrategies.com Tel: 0141 375 1246 Insight specialises in generating tax-free capital growth by investing client funds using spread betting platforms

More information

Part 2A of Form ADV: Firm Brochure

Part 2A of Form ADV: Firm Brochure Direct Clients Part 2A of Form ADV: Firm Brochure Wellesley Investment Advisors, Inc. 20 William Street Wellesley, MA 02481 781-416-4000 www.wellesleyinvestment.com March 31, 2015 This brochure provides

More information

Risk Management for Fixed Income Portfolios

Risk Management for Fixed Income Portfolios Risk Management for Fixed Income Portfolios Strategic Risk Management for Credit Suisse Private Banking & Wealth Management Products (SRM PB & WM) August 2014 1 SRM PB & WM Products Risk Management CRO

More information

Changes to the Product Disclosure Statement for:

Changes to the Product Disclosure Statement for: Changes to the Product Disclosure Statement for: FirstChoice Investments FirstChoice Personal Super FirstChoice Pension New Product Disclosure Statement: Issue No. 2013/1, dated 11 June 2013 Old Product

More information

THE ORBITEX DIFFERENCE

THE ORBITEX DIFFERENCE ORBITEX CREATES FINANCIAL SOLUTIONS FOR DISCERNING CLIENTS ORBITEX Financial Services Group is a financial services firm providing clients worldwide with a full range of investment opportunities, including

More information

Foreign Exchange Trading Managers

Foreign Exchange Trading Managers Foreign Exchange Trading Managers Quantum Leap Capital (abbreviated as QLC ) is a Forex Trading Manager which focuses on trading worldwide foreign currencies on behalf of institutions, corporates and individual

More information

Firm Brochure (Form ADV Part 2A) 12610 N. Community Road, Suite 204 Charlotte, NC 28277 704-540-2500. www.independentadvisoralliance.

Firm Brochure (Form ADV Part 2A) 12610 N. Community Road, Suite 204 Charlotte, NC 28277 704-540-2500. www.independentadvisoralliance. Firm Brochure (Form ADV Part 2A) 12610 N. Community Road, Suite 204 Charlotte, NC 28277 704-540-2500 www.independentadvisoralliance.com October 21, 2015 This brochure provides information about the qualifications

More information

Alternative Sector Rotation Strategy

Alternative Sector Rotation Strategy Alternative Sector Rotation Strategy Alternative Sector Rotation Strategy INVESTMENT OBJECTIVE: Seeks long term growth of capital by investing in alternative asset classes as a way to compliment a traditional

More information

Honest Advisors, LLC 600 Congress Ave., 14 th Floor Austin, TX 78701. www.honestdollar.com. Wrap Fee Program Brochure. As of: May 1, 2015

Honest Advisors, LLC 600 Congress Ave., 14 th Floor Austin, TX 78701. www.honestdollar.com. Wrap Fee Program Brochure. As of: May 1, 2015 Honest Advisors, LLC 600 Congress Ave., 14 th Floor Austin, TX 78701 www.honestdollar.com Wrap Fee Program Brochure As of: May 1, 2015 This wrap fee program brochure provides information about the qualifications

More information

Form ADV Part 2A Disclosure Brochure

Form ADV Part 2A Disclosure Brochure Form ADV Part 2A Disclosure Brochure Effective: June 1, 2015 This Disclosure Brochure provides information about the qualifications and business practices of Connecticut Wealth Management, LLC ( CTWM ).

More information

FREQUENTLY ASKED QUESTIONS March 2015

FREQUENTLY ASKED QUESTIONS March 2015 FREQUENTLY ASKED QUESTIONS March 2015 Table of Contents I. Offering a Hedge Fund Strategy in a Mutual Fund Structure... 3 II. Fundamental Research... 4 III. Portfolio Construction... 6 IV. Fund Expenses

More information

FX Options. Dan Juhl Larsen FX Options trader at Saxo Bank. Moscow 19 Marts 2014

FX Options. Dan Juhl Larsen FX Options trader at Saxo Bank. Moscow 19 Marts 2014 FX Options Dan Juhl Larsen FX Options trader at Saxo Bank Moscow 19 Marts 2014 4 June 2013 Disclaimer None of the information contained herein constitutes an offer (or solicitation of an offer) to buy

More information

Form ADV Part 2A Appendix 1

Form ADV Part 2A Appendix 1 Form ADV Part 2A Appendix 1 Wrap Fee Program Brochure Brown Advisory Securities, LLC 801-61427 901 South Bond Street Baltimore, MD 21231-3340 Phone: (410) 537-5400 Email: compliancegroup@brownadvisory.com

More information

Forex Managed PAMM Account Information Brochure

Forex Managed PAMM Account Information Brochure Forex Managed PAMM Account Information Brochure This document is issued by Stargate Capital Management Limited which is authorised and regulated in the United Kingdom by the Financial Conduct Authority

More information

Investment Services 4 4

Investment Services 4 4 Investment Intelligence Our Philosophy 1 Our philosophy is to provide unbiased top quality investment services and solutions tailored to your individual needs, objectives and risk tolerance based on a

More information

Defensive equity. A defensive strategy to Canadian equity investing

Defensive equity. A defensive strategy to Canadian equity investing Defensive equity A defensive strategy to Canadian equity investing Adam Hornung, MBA, CFA, Institutional Investment Strategist EXECUTIVE SUMMARY: Over the last several years, academic studies have shown

More information

Synergy Funds Management. Synergy Financial Markets. Create Your Financial Future by Investing with

Synergy Funds Management. Synergy Financial Markets. Create Your Financial Future by Investing with Create Your Financial Future by Investing with Synergy Financial Markets Synergy Funds Management Synergy now offers its expertise to the market for the first time through the Synergy Individually Managed

More information

ADELL, HARRIMAN & CARPENTER, INC. Investment Management & Financial Counsel

ADELL, HARRIMAN & CARPENTER, INC. Investment Management & Financial Counsel ADELL, HARRIMAN & CARPENTER, INC. Investment Management & Financial Counsel Part 2A of Form ADV The Brochure 2700 Post Oak Blvd., Suite 1200 Houston, TX 77056 (713) 621-1155 www.ahcinvest.com Updated:

More information

MARGIN FOREIGN EXCHANGE AND FOREIGN EXCHANGE OPTIONS

MARGIN FOREIGN EXCHANGE AND FOREIGN EXCHANGE OPTIONS CLIENT SERVICE AGREEMENT Halifax New Zealand Limited Client Service Agreement Product Disclosure Statement for MARGIN FOREIGN EXCHANGE AND FOREIGN EXCHANGE OPTIONS Halifax New Zealand Limited Financial

More information

1. HOW DOES FOREIGN EXCHANGE TRADING WORK?

1. HOW DOES FOREIGN EXCHANGE TRADING WORK? XV. Important additional information on forex transactions / risks associated with foreign exchange transactions (also in the context of forward exchange transactions) The following information is given

More information

LPL FINANCIAL RESEARCH LPL FINANCIAL. LPL Financial Research. advancing. your perspective FOCUSED ON DELIVERING SUPERIOR INVESTMENT ADVICE

LPL FINANCIAL RESEARCH LPL FINANCIAL. LPL Financial Research. advancing. your perspective FOCUSED ON DELIVERING SUPERIOR INVESTMENT ADVICE LPL FINANCIAL LPL Financial Research advancing your perspective FOCUSED ON DELIVERING SUPERIOR INVESTMENT ADVICE Our mission is to offer the best advice, tools, and resources available to help your advisor

More information

Retirement Funding Advisors, Inc. 8031 M-15 Clarkston, MI 48348 248-620-8035

Retirement Funding Advisors, Inc. 8031 M-15 Clarkston, MI 48348 248-620-8035 Firm Brochure (Form ADV Part 2A) Retirement Funding Advisors, Inc. 8031 M-15 Clarkston, MI 48348 248-620-8035 May 31, 2011 This brochure provides information about the qualifications and business practices

More information

Personal Capital Advisors Corporation

Personal Capital Advisors Corporation Form ADV Part 2A Appendix 1 Personal Capital Advisors Wrap Fee Program Brochure Personal Capital Advisors Corporation 500 Howard Street, Suite 400 San Francisco, CA 94105 855-855- 8005 www.personalcapital.com

More information

Part 2A of Form ADV: Firm Brochure. GHP Investment Advisors, Inc. 1670 Broadway, Suite 3000 Denver, CO 80202

Part 2A of Form ADV: Firm Brochure. GHP Investment Advisors, Inc. 1670 Broadway, Suite 3000 Denver, CO 80202 Part 2A of Form ADV: Firm Brochure GHP Investment Advisors, Inc. 1670 Broadway, Suite 3000 Denver, CO 80202 Telephone: (303) 831 5000 Web Address: www.ghpia.com 03/18/2015 This brochure provides information

More information

Part 2A Brochure. Investus Financial Planning, Inc. 1765 Santa Ana Ave, U-202 Costa Mesa, CA 92627 949-645-1403

Part 2A Brochure. Investus Financial Planning, Inc. 1765 Santa Ana Ave, U-202 Costa Mesa, CA 92627 949-645-1403 Part 2A Brochure Investus Financial Planning, Inc. 1765 Santa Ana Ave, U-202 Costa Mesa, CA 92627 949-645-1403 This brochure provides information about the qualifications and business practices of Investus

More information

ERISA 408(b)(2) Disclosure Statement

ERISA 408(b)(2) Disclosure Statement This Fee Disclosure Guide 1 contains a description of services provided to plans and/or its participants as well as sources of compensation received by us or our affiliates which details are set forth

More information

A: SGEAX C: SGECX I: SGEIX

A: SGEAX C: SGECX I: SGEIX A: SGEAX C: SGECX I: SGEIX NOT FDIC INSURED MAY LOSE VALUE NO BANK GUARANTEE Salient Global Equity Fund The investment objective of the Salient Global Equity Fund (the Fund ) is to seek long term capital

More information

Cetera Advisor Networks LLC 200 North Sepulveda Boulevard Suite 1300 El Segundo, California 90245 310.326.3100 www.ceteraadvisornetworks.

Cetera Advisor Networks LLC 200 North Sepulveda Boulevard Suite 1300 El Segundo, California 90245 310.326.3100 www.ceteraadvisornetworks. ADV PART 2A AND APPENDIX 1 ITEM 1 COVER PAGE Cetera Advisor Networks LLC 200 North Sepulveda Boulevard Suite 1300 El Segundo, California 90245 310.326.3100 www.ceteraadvisornetworks.com June 11, 2015 This

More information

McKinley Capital U.S. Equity Income Prospects for Performance in a Changing Interest Rate Environment

McKinley Capital U.S. Equity Income Prospects for Performance in a Changing Interest Rate Environment March 25, 2014 McKinley Capital U.S. Equity Income Prospects for Performance in a Changing Interest Rate Environment This paper analyzes the historic performance of the McKinley Capital Management, LLC

More information

Invast Financial Services

Invast Financial Services Invast Financial Services Financial Services Guide (FSG) for Equities, Spot Forex & CFDs Date: AFSL No 438 283 ABN 48 162 400 035 1 Invast Financial Service Guide (FSG) Purpose and content of this FSG:

More information

Keystone Financial Planning, Inc.

Keystone Financial Planning, Inc. Keystone Financial Planning, Inc. 7261 Engle Road Suite 308 Middleburg Heights, Ohio 44130 Telephone: 440.234.6323 Facsimile: 440.234.6844 Website: www.keystonefin.com February 10, 2014 FORM ADV PART 2

More information

FOREXer Advisory ADVISORY AGREEMENT. Last update of this DisclosureDocument is Aug 1 st, 2013.

FOREXer Advisory ADVISORY AGREEMENT. Last update of this DisclosureDocument is Aug 1 st, 2013. FOREXer Advisory ADVISORY AGREEMENT Last update of this DisclosureDocument is Aug 1 st, 2013. TRADING ADVISORY AGREEMENT This Trading Advisory Agreement (the Agreement ) is entered into as of the Date:-------------------by

More information

Part 2A Appendix 1 of Form ADV Wrap Fee Program Brochure

Part 2A Appendix 1 of Form ADV Wrap Fee Program Brochure Part 2A Appendix 1 of Form ADV Wrap Fee Program Brochure D.A. Davidson & Co. 8 Third Street North Great Falls, MT 59401 406 727 4200 www.dadavidson.com May 16, 2016 This wrap fee program brochure provides

More information

Online Share Trading Currency Futures

Online Share Trading Currency Futures Online Share Trading Currency Futures Wealth warning: Trading Currency Futures can offer significant returns BUT also subject you to significant losses if the market moves against your position. You may,

More information

Rockhaven Capital Management, LLC 132 Rock Haven Lane Pittsburgh, PA 15228 412-260- 7917 www.rockhavencapital.com 09/30/12

Rockhaven Capital Management, LLC 132 Rock Haven Lane Pittsburgh, PA 15228 412-260- 7917 www.rockhavencapital.com 09/30/12 Item 1 Cover Page Rockhaven Capital Management, LLC 132 Rock Haven Lane Pittsburgh, PA 15228 412-260- 7917 www.rockhavencapital.com 09/30/12 This Brochure provides information about the qualifications

More information

Blackstone Alternative Alpha Fund II (BAAF II) Advisor Class III Shares

Blackstone Alternative Alpha Fund II (BAAF II) Advisor Class III Shares Blackstone Alternative Alpha Fund II (BAAF II) Advisor Class III Shares Blackstone For Purchase by Accredited Investors Only As of May 31st, 2016 Investment approach Fund net performance 1, 2, 3 Blackstone

More information

The Role of Alternative Investments in a Diversified Investment Portfolio

The Role of Alternative Investments in a Diversified Investment Portfolio The Role of Alternative Investments in a Diversified Investment Portfolio By Baird Private Wealth Management Introduction Traditional Investments Domestic Equity International Equity Taxable Fixed Income

More information

Direct FX Trading Pty Ltd (We, us, or our) would to thank you for your interest in Direct FX Trading Pty Ltd ( Direct FX )

Direct FX Trading Pty Ltd (We, us, or our) would to thank you for your interest in Direct FX Trading Pty Ltd ( Direct FX ) DIRECT FX Trading Pty Ltd Level 2 19-21 Hunter Street Sydney, NSW 2000, Australia Phone: +61 2 9435-4401 Fax: +61 2 8246-6673 Direct FX Trading Pty Ltd (We, us, or our) would to thank you for your interest

More information

SUN LIFE GLOBAL INVESTMENTS (CANADA) INC.

SUN LIFE GLOBAL INVESTMENTS (CANADA) INC. SUN LIFE GLOBAL INVESTMENTS (CANADA) INC. SEMI-ANNUAL MANAGEMENT REPORT OF FUND PERFORMANCE for the period ended June 30, 2015 Sun Life Templeton Global Bond Fund Sun Life Templeton Global Bond Fund This

More information

Hedge funds: the case for trading strategies

Hedge funds: the case for trading strategies Hedge funds: the case for trading strategies Pictet Alternative Advisors SA 2014 A successful trading strategy is able to adjust a portfolio s risk profile rapidly to short term market conditions, regardless

More information

Sanlam itrade CFD Brochure

Sanlam itrade CFD Brochure Sanlam itrade CFD Brochure What are CFDs? In a nutshell a CFD (Contract For Difference) is an unlisted instrument that is an agreement between a buyer and a seller to exchange the difference in value of

More information

General Risk Disclosure

General Risk Disclosure General Risk Disclosure Colmex Pro Ltd (hereinafter called the Company ) is an Investment Firm regulated by the Cyprus Securities and Exchange Commission (license number 123/10). This notice is provided

More information

FX Options NASDAQ OMX

FX Options NASDAQ OMX FX Options OPTIONS DISCLOSURE For the sake of simplicity, the examples that follow do not take into consideration commissions and other transaction fees, tax considerations, or margin requirements, which

More information

Atlas Capital Group, LLC. Form ADV Part 2A Appendix 1: Wrap Fee Program Brochure. W3561 County Road O Appleton, WI 54913. Telephone: 920-659-1202

Atlas Capital Group, LLC. Form ADV Part 2A Appendix 1: Wrap Fee Program Brochure. W3561 County Road O Appleton, WI 54913. Telephone: 920-659-1202 Atlas Capital Group, LLC Form ADV Part 2A Appendix 1: Wrap Fee Program Brochure W3561 County Road O Appleton, WI 54913 Telephone: 920-659-1202 This wrap fee brochure provides information about the qualifications

More information

Lake Hill Crude Oil Market Update

Lake Hill Crude Oil Market Update Lake Hill Crude Oil Market Update Oil markets are experiencing forced hedging, unwinds and de-risking by both producers and consumers, exacerbating the recent spike in volatility. This distressed trading

More information

Brochure - Part 2A of Form ADV

Brochure - Part 2A of Form ADV Brochure - Part 2A of Form ADV Horizon Investments, LLC 13024 Ballantyne Corporate Place, Suite 225 Charlotte, NC 28277 704-544-2399 www.horizoninvestments.com This brochure provides information about

More information

Authorised and Regulated by the Financial Conduct Authority (No 191763) Address: Lion House, Red Lion Street, London WC1R 4GB, United Kingdom.

Authorised and Regulated by the Financial Conduct Authority (No 191763) Address: Lion House, Red Lion Street, London WC1R 4GB, United Kingdom. Forex Managed PAMM Account Information Brochure This document has been issued for informational purposes only and does not constitute an offer or solicitation to subscribe to an FX Perpetual Managed Account.

More information

Synthesis Multi-Strategy Currency Fund* * Subject to approval from the Luxembourg Financial Regulator

Synthesis Multi-Strategy Currency Fund* * Subject to approval from the Luxembourg Financial Regulator Synthesis Multi-Strategy Currency Fund* * Subject to approval from the Luxembourg Financial Regulator INDEX 3 Introduction and Objectives 4 Investment Strategy 5 Diversification and Portfolio Construction

More information

Evolution of Forex the Active Trader s Market

Evolution of Forex the Active Trader s Market Evolution of Forex the Active Trader s Market The practice of trading currencies online has increased threefold from 2002 to 2005, and the growth curve is expected to continue. Forex, an abbreviation for

More information

Content. Executive Summary. What is a CFD? Who are the participants? Advantages of trading CFDs. Features and benefits of CFDs. Reasons for using CFDs

Content. Executive Summary. What is a CFD? Who are the participants? Advantages of trading CFDs. Features and benefits of CFDs. Reasons for using CFDs Corporate Retail Contracts and Investment for Difference Banking Content Executive Summary What is a CFD? Who are the participants? Advantages of trading CFDs Features and benefits of CFDs Reasons for

More information

Navigating through flexible bond funds

Navigating through flexible bond funds WHITE PAPER February 2015 For professional investors Navigating through flexible bond funds Risk management as a key focus point Kommer van Trigt Winfried G. Hallerbach Navigating through flexible bond

More information

CALVERT UNCONSTRAINED BOND FUND A More Expansive Approach to Fixed-Income Investing

CALVERT UNCONSTRAINED BOND FUND A More Expansive Approach to Fixed-Income Investing CALVERT UNCONSTRAINED BOND FUND A More Expansive Approach to Fixed-Income Investing A Challenging Environment for Investors MOVING BEYOND TRADITIONAL FIXED-INCOME INVESTING ALONE For many advisors and

More information

Single Stock Futures

Single Stock Futures Single Stock Futures Single Stock Futures (or Individual Equity Futures) are exchange traded derivative instruments offering investors amplified exposure to price movements in a wide array of listed shares.

More information

Droms Strauss Advisors, Inc. Part 2A of Form ADV. Droms Strauss Wealth Management Brochure

Droms Strauss Advisors, Inc. Part 2A of Form ADV. Droms Strauss Wealth Management Brochure Droms Strauss Advisors, Inc. Part 2A of Form ADV Droms Strauss Wealth Management Brochure 501 North Lindbergh Boulevard St. Louis, Missouri 63141 www.droms-strauss.com Updated: March 2015 This brochure

More information

SEI Income Portfolio. Investment Policy Statement

SEI Income Portfolio. Investment Policy Statement SEI Income Portfolio Investment Policy Statement INTRODUCTION An Investment Management Program will determine the right mix of investments for your personal situation in order to meet your long-term investment

More information

SSgA World Index Equity Fund. SIMPLIFIED PROSPECTUS SECTION A LEGAL

SSgA World Index Equity Fund. SIMPLIFIED PROSPECTUS SECTION A LEGAL Mutual fund in compliance with European regulations SSgA World Index Equity Fund. SIMPLIFIED PROSPECTUS SECTION A LEGAL Summary: Name: SSgA World Index Equity Fund. Legal form: French open-ended investment

More information

Are you protected against market risk?

Are you protected against market risk? Are you protected against market risk? The Aston Hill Capital Growth Fund provides low volatility access to U.S. equities with a strong focus on downside protection. Since taking over management of the

More information

CommSeC CFDS: IntroDuCtIon to FX

CommSeC CFDS: IntroDuCtIon to FX CommSec CFDs: Introduction to FX Important Information This brochure has been prepared without taking account of the objectives, financial and taxation situation or needs of any particular individual.

More information

Dennis Matthew Breier d/b/a Fairwater Wealth Management

Dennis Matthew Breier d/b/a Fairwater Wealth Management Item 1 Cover Page Dennis Matthew Breier d/b/a Fairwater Wealth Management Registered Investment Adviser 16W455 S. Frontage Road, Suite 311 Burr Ridge, Illinois 60527 (630) 282-6520 phone (630) 282-6520

More information

The hidden costs in FX

The hidden costs in FX The hidden costs in FX (or why most people lose money in FX) Chew Loy Cheow CAMRI 31st May 2010 Internet advertisements Straits Times advertisements FX is the world s largest market with daily turnover

More information

INVESTING WITH DYNAMIC FIXED INCOME. Michael McHugh Vice President and Portfolio Manager Head of Fixed Income

INVESTING WITH DYNAMIC FIXED INCOME. Michael McHugh Vice President and Portfolio Manager Head of Fixed Income INVESTING WITH DYNAMIC FIXED INCOME Michael McHugh Vice President and Portfolio Manager Head of Fixed Income Overview Dynamic Fixed Income Team and Process Dynamic Fixed Income Funds 3 Dynamic Fixed Income

More information

MML SERIES INVESTMENT FUND

MML SERIES INVESTMENT FUND This Prospectus describes the following Funds. MML SERIES INVESTMENT FUND MML Money Market Fund seeks to maximize current income, preserve capital and maintain liquidity by investing in money market instruments.

More information

Solomon Hess SBA Management LLC 4301 North Fairfax Drive Arlington VA 22203 703.356.3333 www.solomonhess.com March 19, 2014

Solomon Hess SBA Management LLC 4301 North Fairfax Drive Arlington VA 22203 703.356.3333 www.solomonhess.com March 19, 2014 Item 1 Cover Page Solomon Hess SBA Management LLC 4301 North Fairfax Drive Arlington VA 22203 703.356.3333 www.solomonhess.com March 19, 2014 Form ADV, Part 2; our Disclosure Brochure or Brochure as required

More information

Small to Mid Cap Stock Funds

Small to Mid Cap Stock Funds Wells Fargo Advantage Funds August 1, 2014 Small to Mid Cap Stock Funds Prospectus Institutional Class Intrinsic Small Cap Value Fund WFSSX Small Cap Value Fund WFSVX Small/Mid Cap Value Fund WWMSX Special

More information

ALFA FINANCIAL L.L.C. Licensed and Regulated by the Central Bank of the U.A.E.

ALFA FINANCIAL L.L.C. Licensed and Regulated by the Central Bank of the U.A.E. ALFA FINANCIAL L.L.C Licensed and Regulated by the Central Bank of the U.A.E. Making a world of trading opportunities accessible to you ALFA Financial L.L.C was set up to give portfolio, how to control

More information

Online Share Trading Currency Futures

Online Share Trading Currency Futures Online Share Trading Currency Futures pic Currency Futures Introduction Currency futures contracts can be hard-working additions to any investor s or trader s portfolio. They provide a way to hedge the

More information

T: +44 (0) 207 881 2544 E: support@quantumims.com W: www.dmmup.com/qmfx. Multi-Manager Foreign Exchange Fund

T: +44 (0) 207 881 2544 E: support@quantumims.com W: www.dmmup.com/qmfx. Multi-Manager Foreign Exchange Fund Multi-Manager Foreign Exchange Fund 01 The Ballybunion Quantum Managed FX Fund is a multi-manager UCITS investment vehicle that focuses on trading the worldwide currency markets. We pride ourselves on

More information

ROYAL LONDON ABSOLUTE RETURN GOVERNMENT BOND FUND

ROYAL LONDON ABSOLUTE RETURN GOVERNMENT BOND FUND ROYAL LONDON ABSOLUTE RETURN GOVERNMENT BOND FUND For professional investors only A NEW OPPORTUNITY Absolute return funds offer an attractive, alternative source of alpha outright or as part of a balanced

More information

Hedge funds: the case for trading strategies

Hedge funds: the case for trading strategies Hedge funds: the case for trading strategies Pictet Alternative Advisors SA 2015 A successful trading strategy is able to adjust a portfolio s risk profile rapidly to short term market conditions, regardless

More information

BKS Investment Services, Inc. Registered Investment Advisor 1105 E. Hampton Ozark, MO 65721-8010

BKS Investment Services, Inc. Registered Investment Advisor 1105 E. Hampton Ozark, MO 65721-8010 BKS Investment Services, Inc. Registered Investment Advisor 1105 E. Hampton Ozark, MO 65721-8010 Tel: 816-436-6373 Email: bksinvest1@gmail.com Website: www.bksinvest.com Firm Form ADV Part 2A 07/07/2015

More information

ANZ ETFS PHYSICAL US DOLLAR ETF. (ASX Code: ZUSD)

ANZ ETFS PHYSICAL US DOLLAR ETF. (ASX Code: ZUSD) ANZ ETFS PHYSICAL US DOLLAR ETF (ASX Code: ZUSD) INVESTMENT BUILDING BLOCKS FOR A CHANGING WORLD Introducing a suite of innovative exchange traded funds (ETFs) designed for Australian investors by ANZ

More information

Stargate Capital Management Limited is the investment manager for FXPerpetual.

Stargate Capital Management Limited is the investment manager for FXPerpetual. Capital Protected Managed Account Information Brochure for Master Introducer Networks This document has been issued for informational purposes only and does not constitute an offer or solicitation to subscribe

More information

Level One Disclosure Policy

Level One Disclosure Policy Level One Disclosure Policy Fund Partners (FP) operates as an independent Authorised Corporate Director (ACD) for UK Regulated funds. FP s business is focused on ensuring good customer outcomes through

More information

FORM ADV PART 2 Brochure

FORM ADV PART 2 Brochure FORM ADV PART 2 Brochure Guardian Wealth Management, Inc. 311 SW Water Street Suite 210 Peoria, IL 61602 309/692 1460 Email: info@gwmanagers.com Website: www.gwmanagers.com March 31, 2015 This brochure

More information

HATTERAS DISCIPLINED OPPORTUNITY FUND CLASS A a series of Hatteras Alternative Mutual Funds Trust. December 3, 2015

HATTERAS DISCIPLINED OPPORTUNITY FUND CLASS A a series of Hatteras Alternative Mutual Funds Trust. December 3, 2015 HATTERAS DISCIPLINED OPPORTUNITY FUND CLASS A a series of Hatteras Alternative Mutual Funds Trust December 3, 2015 Supplement to the Summary Prospectus, Prospectus, and Statement of Additional Information

More information

Boston Partners Awarded $320 Million Variable Annuity Mandate From Jackson National Life Insurance Company

Boston Partners Awarded $320 Million Variable Annuity Mandate From Jackson National Life Insurance Company Press Contacts: Philip Nunes 617-556-9982, x227 phil.nunes@backbaycommunications.com Paul Heathwood 212-908-0166 pheathwood@boston-partners.com Boston Partners Awarded $320 Million Variable Annuity Mandate

More information

EQT Australian Equity Income Fund (Common Fund No. 12)

EQT Australian Equity Income Fund (Common Fund No. 12) EQT Australian Equity Income Fund (Common Fund No. 12) Product Disclosure Statement mfund EQY02 ARSN 167 772 830 APIR ETL0399AU Issue Date 1 July 2014 This Product Disclosure Statement ( PDS ) has been

More information

PWM Structured Solutions. May 2011

PWM Structured Solutions. May 2011 PWM Structured Solutions May 2011 Payout at (%) Euro Put Option Iterations Key Features Hypothetical Payoff at (assuming 5.64% premium) Trade: Client Buys European Style OTC Put Option Underlyer: EURUSD

More information