ACATS - FUND/SERV INTERFACE: No ACATS - Fund/SERV Interface activity will be accepted on Monday, January 19, 2015.
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1 DTCC The following is a summary of 2015 holidays and the changes in operations and schedules for NSCC Mutual Fund Services. Please note that this schedule applies to Mutual Fund Services only. If you have any questions, please contact your relationship manager or Wealth Management Services at (212) MARTIN LUTHER KING, JR. DAY HOLIDAY SCHEDULE York banks will be closed on Monday, January 19, 2015 in observance of Martin Luther King, Jr. Day. The following changes in NSCC s operations and schedules will be in effect: No ACATS - Fund/SERV Interface activity will be accepted on Monday, January 19, DTCC PAYMENT axis : No DTCC Payment axis activity will be accepted on Monday, January 19, FUND/SERV AND NETWORKING: No Fund/SERV or Networking activity will be accepted on Monday, January 19, No MFPSI or MFPSII activity will be accepted on Monday, January 19, PRESIDENTS DAY HOLIDAY SCHEDULE York banks will be closed on Monday, February 16, 2015 in observance of Presidents Day. The following changes in NSCC s operations and schedules will be in effect: No ACATS - Fund/SERV Interface activity will be accepted on Monday, February 16, No DTCC Payment axis activity will be accepted on Monday, February 16, No Fund/SERV or Networking activity will be accepted on Monday, February 16, No MFPSI or MFPSII activity will be accepted on Monday, February 16, GOOD FRIDAY HOLIDAY SCHEDULE National Securities Clearing Corporation, the NYSE Alternext, and NASDAQ Stock Exchanges will be closed on Friday, April 3, 2015 in observance of Good Friday. The following changes in NSCC s operations and schedules will be in effect: 1
2 No ACATS - Fund/SERV Interface activity will be accepted on Friday, April 3, No DTCC Payment axis activity will be accepted on Friday, April 3, No Fund/SERV or Networking activity will be accepted on Friday, April 3, The Networking system WILL be available for processing on Saturday, April 4, No MFPSI or MFPSII activity will be accepted on Friday, April 3, MEMORIAL DAY HOLIDAY SCHEDULE York banks will be closed on Monday, May 25, 2015 in observance of Memorial Day. The following changes in NSCC s operations and schedules will be in effect: No ACATS - Fund/SERV Interface activity will be accepted on Monday, May 25, No DTCC Payment axis activity will be accepted on Monday, May 25, No Fund/SERV or Networking activity will be accepted on Monday, May 25, No MFPSI or MFPSII activity will be accepted on Monday, May 25, INDEPENDENCE DAY HOLIDAY SCHEDULE The NYSE Alternext and NASDAQ Stock Exchanges will be closed on Friday, July 3, 2015 in observance of Independence Day. All New York Banks will be open. The following changes in NSCC s operations and schedules will be in effect: No ACATS - Fund/SERV Interface activity will be accepted on Friday, July 3, No DTCC Payment axis activity will be accepted on Friday, July 3, No Fund/SERV or Networking activity will be accepted on Friday, July 3, The Networking system WILL be available for processing on Saturday, July 4, No MFPSI or MFPSII activity will be accepted on Friday, July 3,
3 LABOR DAY HOLIDAY SCHEDULE York banks will be closed on Monday, September 7, 2015 in observance of Labor Day. The following changes in NSCC s operations and schedules will be in effect: No ACATS - Fund/SERV Interface activity will be accepted on Monday, September 7, No DTCC Payment axis activity will be accepted on Monday, September 7, No Fund/SERV or Networking activity will be accepted on Monday, September 7, No MFPSI or MFPSII activity will be accepted on Monday, September 7, COLUMBUS DAY HOLIDAY SCHEDULE All New York banks will be closed on Monday, October 12, 2015 in observance of Columbus Day. The NYSE Alternext, and NASDAQ Stock Exchanges will be open for trading on Monday, October 12, The following changes in NSCC s operations and schedules will be in effect. ACATS - Fund/SERV Interface activity processed on Monday, October 12, 2015 will settle on Tuesday, October 13, Please note that funds will not receive Record Type 018 records on Friday, October 9, 2015 but will on Monday, October 12, No settlement of DTCC Payment axis will occur on Monday, October 12, Activity submitted on Friday, October 9, 2015 through Monday, October 12, 2015 will settle on Tuesday, October 13, FUND/SERV: No settlement of Fund/SERV activity will occur on Monday, October 12, The following changes will be made to Fund/SERV output schedules: T+1 SETTLEMENT FILE SETTLEMENT TRADE DATE (364 File) AVAILABLE ON DATE Fri. - Oct. 9 Tues. - Oct. 13 Tues. - Oct. 13** Mon. - Oct. 12* Tues. - Oct. 13 Tues. - Oct. 13** Tues. - Oct. 13 Wed. - Oct. 14 Wed. - Oct. 14 T+3 SETTLEMENT FILE SETTLEMENT TRADE DATE (365 File) AVAILABLE ON DATE Wed. - Oct. 7 Mon. - Oct. 12 Tues. - Oct. 13 Thurs. - Oct. 8 Tues. - Oct. 13 Wed. - Oct. 14 Fri. - Oct. 9*** Wed. - Oct. 14 Thurs. - Oct. 15** Mon. - Oct. 12 Wed. - Oct. 14 Thurs. - Oct. 15** Tues. - Oct. 13 Thurs.- Oct. 15 Fri. - Oct. 16 3
4 *Participants will receive a blank 364 Settlement file on Monday, October 12, **Double Day Settlement ***Participants will receive a blank 365 Settlement file on Friday, October 9, NETWORKING: Networking activity will be accepted on Monday, October 12, However, no Networking Dividend Cash or Activity Settlement will occur on Monday, October 12, MFPSI or MFPSII activity will be accepted on Monday, October 12, VETERANS DAY HOLIDAY SCHEDULE All New York Banks will be closed on Wednesday, November 11, 2015 in observance of Veterans Day. The New York, Alternext, and NASDAQ Stock Exchanges will be open for trading on Wednesday, November 11, The following changes in NSCC s operations and schedules will be in effect: ACATS - Fund/SERV Interface activity processed on Wednesday, November 11, 2015 will settle on Thursday, November 12, Please note that funds will not receive Record Type 018 records on Tuesday, November 10, 2015 but will on Wednesday, November 11, No settlement of DTCC Payment axis will occur on Wednesday, November 11, Activity submitted on Tuesday, November 10, 2015 and Wednesday, November 11, 2015 will settle on Thursday, November 12, FUND/SERV: No settlement of Fund/SERV activity will occur on Wednesday, November 11, The following changes will be made to Fund/SERV output schedules: T+1 SETTLEMENT FILE SETTLEMENT TRADE DATE (364 File) AVAILABLE ON DATE Nov. 10 Nov. 12 Nov. 12** Nov. 11* Nov. 12 Nov. 12** Nov. 12 Nov. 13 Nov. 13 T+3 SETTLEMENT FILE SETTLEMENT TRADE DATE (365 File) AVAILABLE ON DATE Nov. 6 Nov. 11 Nov. 12 Nov. 9 Nov. 12 Nov. 13 Nov. 10*** Nov. 13 Nov. 16** Nov. 11 Nov. 13 Nov. 16** Nov. 12 Nov. 16 Nov. 17 *Participants will receive a blank 364 Settlement file on Wednesday, November 11, **Double Day Settlement ***Participants will receive a blank 365 Settlement file on Tuesday, November 10, NETWORKING: Networking activity will be accepted on Wednesday, November 11, However, no Networking Dividend Cash or Activity Settlement will occur on Wednesday, November 11,
5 MFPSI or MFPSII activity will be accepted on Wednesday, November 11, THANKSGIVING DAY HOLIDAY SCHEDULE National Securities Clearing Corporation, the New York, Alternext and NASDAQ Stock Exchanges and all New York banks will be closed on Thursday, November 26, 2015 in observance of Thanksgiving Day. The following changes in NSCC s operations and schedules will be in effect: No ACATS - Fund/SERV Interface activity will be accepted on Thursday, November 26, No DTCC Payment axis activity will be accepted on Thursday, November 26, No Fund/SERV or Networking activity will be accepted on Thursday, November 26, No MFPSI or MFPSII activity will be accepted on Thursday, November 26, CHRISTMAS DAY HOLIDAY SCHEDULE National Securities Clearing Corporation, the NYSE Alternext, NASDAQ Stock Exchanges, and all New York banks will be closed on Friday, December 25, 2015 in observance of Christmas Day. The following changes in NSCC s operations and schedules will be in effect: No ACATS - Fund/SERV Interface activity will be accepted on Friday, December 25, No DTCC Payment axis activity will be accepted on Friday, December 25, No Fund/SERV or Networking activity will be accepted on Friday, December 25, No MFPSI or MFPSII activity will be accepted on Friday, December 25, NEW YEAR S DAY HOLIDAY SCHEDULE New Year s Day is Friday, January 1, National Securities Clearing Corporation, the NYSE Alternext, NASDAQ Stock Exchanges, and all New York banks will be closed on Friday, January 1, 2016 in observance of New Year s Day. No ACATS - Fund/SERV Interface activity will be accepted on Friday, January 1, No DTCC Payment axis activity will be accepted on Friday, January 1,
6 No Fund/SERV or Networking activity will be accepted on Friday, January 1, No MFPSI or MFPSII activity will be accepted on Friday, January 1,
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