Enterprise Risk Management in UNHCR
|
|
|
- Mildred Harmon
- 10 years ago
- Views:
Transcription
1 Enterprise Risk Management in UNHCR Briefing for Members and Observers of the Executive Committee and the Standing Committee Mr. Arman Harutyunyan, Chief Risk Officer 7 May 2015
2 Towards Enterprise Risk Management (ERM) in UNHCR : Risk profiling supported by PricewaterhouseCoopers : Risk assessment by the internal audit 2011: External audit recommends ERM : Internal conceptualization 2014-onwards: Formal adoption of ERM and implementation 2017: Scheduled policy review & revision as needed 2
3 Internal frameworks contributing to risk management Policy and procedures on anti-money laundering Policy for addressing resettlement fraud perpetrated by refugees Risk-based policies related to Implementing Partnerships High-level internal control framework with focus on financial management Security management policy Guidance on programme criticality Risk Management Strategic framework for the prevention of fraud and corruption 3
4 Internal conceptualization UNHCR-specific approach to ERM developed Pilot risk assessments in the field HQ focus groups conduct preliminary risk assessments Initial development of detailed guidance and training material ISO adopted as the guiding framework Main roles and responsibilities outlined Implementation options considered Pilot risk assessments conducted in 4 field operations Assessment methodology reviewed and revised Implementation options tested Focus group generated a preliminary outline of risks Risk categories reviewed and revised Assessment methodology revisited Multi-functional project advisory group created Draft guidance and training material produced Supporting tools developed (templates and dashboards) 4
5 2014-onwards: Formal adoption and implementation Policy and administrative instructions issued ERM focal points trained ERM elearning for all staff launched First risk assessment completed in Q1/2015 Mandatory annual risk reviews to be held in Q4 Monitoring and treatment of high priority risks First risk assessment already covered over 85% of 2015 prioritized plans/budgets in the field. 5
6 ERM policy and administrative instructions Purpose, scope, rationale and main principles Risk management process Key roles and responsibilities Definitions (risk categories, risk attributes) Implementation instructions and procedures Organization-wide risk criteria/appetite Prescriptive risk treatments 6
7 Main roles and responsibilities Key roles Risk owners: the High Commissioner, Heads of HQ entities, Field Representatives Risk management focal points: key field and HQ staff Key activities Develop and maintain risk registers, annual review at the time of detailed planning Treat priority risks throughout programme implementation Monitoring and review ERM unit Support the risk management process throughout the organization Manage ERM rollout, provide training, facilitate risk assessments Maintain Corporate and Strategic risk registers Organization-wide monitoring, reporting and trend analysis Enterprise Risk Management and Oversight functions ERM will support planning of oversight activities (audits, inspections, others) Audit will provide assurance on effectiveness of risk management IAOC regularly reviews progress of ERM implementation 7
8 UNHCR Risk Registers (designed for internal use only) Risk info detailed description of a risk, including: Causes, risk event, consequences Impact level of impact on objectives, expressed as: Insignificant Minor Moderate Major Disastrous Likelihood likelihood of a risk to occur, expressed as: Very Low Low Medium High Very High Risk categories thematic grouping into three categories for analysis: Institutional; management and support; operations / implementation Risk treatment Corporate risk register: Field risks + HQ entity risks measures in place, measures needed to be put in place: Proactive treatments; reactive treatments Strategic risk register: Significant organization-wide risks 8
9 Thank you Q & A 9
The College of New Jersey Enterprise Risk Management and Higher Education For Discussion Purposes Only January 2012
The College of New Jersey Enterprise Risk Management and Higher Education For Discussion Purposes Only Agenda Introduction Basic program components Recent trends in higher education risk management Why
UN Board of Auditors recommendations (Report of the Board A/68/5/Add.5)
The main recommendations / key findings of the Board relate to the following areas: (a) Implementing IPSAS; (b) Financial reporting; (c) Inventory management; and (d) Vehicle fleet management. The main
Fraud Risk Management
Fraud Risk Management Overview Discussion Questions 1) Does your organization follow a specific risk management model? If so, which one? Do you think this model adequately addresses the risks your organization
Policy 10.105: Enterprise Risk Management Policy
Name: Responsibility: Complements: Enterprise Risk Management Framework Coordinator, Enterprise Risk Management Policy 10.105: Enterprise Risk Management Policy Date: November 2006 Revision Date(s): January
Policy. VBA Enterprise Risk Management. Governance Unit
Policy VBA Enterprise Risk Management Governance Unit Keywords: Policy; risk; governance. ID: Version no: Status: VBAPOL-0074 2.0 Final Issue date: Date of effect: Next review date: 14/07/2015 14/07/2015
In accordance with risk management best practices, below describes the standard process for enterprise risk management (ERM), including:
Enterprise Risk Management Process and Procedures Scope In accordance with risk management best practices, below describes the standard process for enterprise risk management (ERM), including: Risk identification
FINDING THE RISK IN RISK ASSESSMENTS NYSICA JULY 26, 2012. Presented by: Ken Shulman Internal Audit Director, New York State Insurance Fund
FINDING THE RISK IN RISK ASSESSMENTS NYSICA JULY 26, 2012 Presented by: Ken Shulman Internal Audit Director, New York State Insurance Fund There are different risk assessments prepared: Annual risk assessment
IFAD Policy on Enterprise Risk Management
Document: EB 2008/94/R.4 Agenda: 5 Date: 6 August 2008 Distribution: Public Original: English E IFAD Policy on Enterprise Risk Management Executive Board Ninety-fourth Session Rome, 10-11 September 2008
Internal Audit Manual
Internal Audit Manual Version 1.0 AUDIT AND EVALUATION SECTOR AUDIT AND ASSURANCE SERVICES BRANCH INDIAN AND NORTHERN AFFAIRS CANADA April 25, 2008 #933907 Acknowledgements The Institute of Internal Auditors
Internal Audit Quality Assessment. Presented To: World Intellectual Property Organization
Internal Audit Quality Assessment Presented To: World Intellectual Property Organization April 2014 Table of Contents List of Acronyms 3 Page Executive Summary Opinion as to Conformance to the Standards,
AUDIT REPORT. Services provided by the United Nations International Computing Centre to the UN Secretariat - Department of Field Support
INTERNAL AUDIT DIVISION AUDIT REPORT Services provided by the United Nations International Computing Centre to the UN Secretariat - Department of Field Support DFS should implement additional controls
ENTERPRISE RISK MANAGEMENT POLICY
ENTERPRISE RISK MANAGEMENT POLICY TITLE OF POLICY POLICY OWNER POLICY CHAMPION DOCUMENT HISTORY: Policy Title Status Enterprise Risk Management Policy (current, revised, no change, redundant) Approving
Moving Forward with IT Governance and COBIT
Moving Forward with IT Governance and COBIT Los Angeles ISACA COBIT User Group Tuesday 27, March 2007 IT GRC Questions from the CIO Today s discussion focuses on the typical challenges facing the CIO around
Developing an Effective Enterprise Risk Management Program
Developing an Effective Enterprise Risk Management Program Jay Brietz, CPA and CIA Senior Manager This material was used by Elliott Davis Decosimo during an oral presentation; it is not a complete record
Enterprise Risk Management & Information Technology
Enterprise Risk Management & Information Technology Presented by Scott Perry and Gary Ross Slalom Consulting, San Francisco Agenda Introductions Session Objectives Overview of Enterprise Risk Management
Matthew E. Breecher Breecher & Company PC November 12, 2008
Applying COSO s Enterprise Risk Management Integrated Framework Matthew E. Breecher Breecher & Company PC November 12, 2008 The basic outline for this presentation was provided by: Objectives for the session:
Anti-money laundering and countering the financing of terrorism the Reserve Bank s supervisory approach
Anti-money laundering and countering the financing of terrorism the Reserve Bank s supervisory approach Hamish Armstrong In September 2010, a Bulletin article set out the Reserve Bank of New Zealand s
Introduction to TTC s Enterprise Risk Management (ERM) Program. TTC Audit and Risk Management Committee
STAFF REPORT INFORMATION ONLY Introduction to TTC s Enterprise Risk Management (ERM) Program Date: September 11, 2015 To: From: TTC Audit and Risk Management Committee Chief Executive Officer SUMMARY This
fs viewpoint www.pwc.com/fsi
fs viewpoint www.pwc.com/fsi June 2013 02 11 16 21 24 Point of view Competitive intelligence A framework for response How PwC can help Appendix It takes two to tango: Managing technology risk is now a
Using COBiT For Sarbanes Oxley. Japan November 18 th 2006 Gary A Bannister
Using COBiT For Sarbanes Oxley Japan November 18 th 2006 Gary A Bannister Who Am I? Who am I & What I Do? I am an accountant with 28 years experience working in various International Control & IT roles.
A tool for small-to-medium sized businesses. Anti-Money Laundering and Counter-Terrorism Financing Act 2006
Australian Government Australian Transaction Reports and Analysis Centre Risk management A tool for small-to-medium sized businesses Anti-Money Laundering and Counter-Terrorism Financing Act 006 Contents
Using Strategic Risk Management to Gain Assurance and Communicate More Effectively
Using Strategic Risk Management to Gain Assurance and Communicate More Effectively Julie Englund Board Member, Treasurer and Finance Committee Chair Wilson College Raina Rose Tagle, CPA, CISA, CIA National
Internal Oversight Division Internal Audit Manual
Internal Oversight Division Internal Audit Manual Updated Version November 2014 March 2015 1 1. PURPOSE... 2 2. INTERNAL AUDIT FUNCTION... 3 3. ORGANIZATIONAL STRUCTURE AND RESPONSIBILITIES... 4 3.1 THE
Infrastructure Ontario Enterprise Risk Management Program. National Executive Forum Yellowknife, NWT May 2013
Infrastructure Ontario Enterprise Risk Management Program National Executive Forum Yellowknife, NWT May 2013 Background Government Risk Management Agency Oversight The Memorandum of Understanding with
Practice Guide COORDINATING RISK MANAGEMENT AND ASSURANCE
Practice Guide COORDINATING RISK MANAGEMENT AND ASSURANCE March 2012 Table of Contents Executive Summary... 1 Introduction... 1 Risk Management and Assurance (Assurance Services)... 1 Assurance Framework...
Work Plan for 2015 2016: Enhancing Audit Quality and Preparing for the Future. The IAASB s Work Plan for 2015 2016 December 2014
The IAASB s Work Plan for 2015 2016 December 2014 International Auditing and Assurance Standards Board Work Plan for 2015 2016: Enhancing Audit Quality and Preparing for the Future This document was developed
E2E Project Management Process Governance (Electric Capital)
Attachment AG-1-8-10 Page 1 of 10 E2E Project Management Process Governance (Electric Capital) Report No. 1332 Final Distribution Final Report Audit Team: Report Grading: Number of Findings: Date of issue
Integrated Risk Management Policy
Integrated Management Policy Document reference number Document developed by Quality and Patient Safety Directorate Revision number 4 Document approved by Quality and Patient Safety Directorate Approval
AUDIT REPORT INTERNAL AUDIT DIVISION. UNHCR's relationship with implementing partners
INTERNAL AUDIT DIVISION AUDIT REPORT UNHCR's relationship with implementing partners Management and monitoring of relationships with implementing partners need to be improved 25 March 2010 Assignment No.
Direct Line Insurance Group plc (the Company ) Board Risk Committee (the Committee ) Terms of Reference
Direct Line Insurance Group plc (the Company ) Board Risk Committee (the Committee ) Terms of Reference Chair An Independent Non-Executive Director In the absence of the Committee Chairman and an appointed
REPORT 2016/047 INTERNAL AUDIT DIVISION. Audit of the operations in Egypt for the Office of the United Nations High Commissioner for Refugees
INTERNAL AUDIT DIVISION REPORT 2016/047 Audit of the operations in Egypt for the Office of the United Nations High Commissioner for Refugees Overall results relating to the effective management of the
Agency Board Meeting 28 July 2015
SEPA 22/15 Agency Board Meeting 28 July 2015 Report Number: SEPA 22/15 Audit Committee Annual Performance Report 2014-2015 Summary: Risks: Resource and Staffing Implications Equalities: Environmental and
Industry Services Quality Management System
Industry Services Quality Management System Canadian Grain Commission Audit & Evaluation Services Final report March, 2012 Table of contents 1.0 Executive summary...2 Authority for audit... 2 Background...
AfDB New Procurement Policy: Training Program for the Bank s Procurement Staff. Risk-based design of Procurement Arrangements - Introduction
11 AfDB New Procurement Policy: Training Program for the Bank s Procurement Staff Risk-based design of Procurement Arrangements - Introduction 2 Bank's new Approach to Procurement New Vision of the Procurement
Developing and Implementing a Fraud Risk Assessment. Josh Shilts CPA/CFF, CFE
Developing and Implementing a Fraud Risk Assessment Josh Shilts CPA/CFF, CFE MY GOAL HAVE YOU WALK AWAY WITH THE KNOWLEDGE AND TOOLS TO COMPLETE A FORMAL & USEFUL FRAUD RISK ASSESSMENT!!! Before We Begin,
Risk Management - Board & Management Responsibilities Murray Short, MBA, CPA CA Not-for-Profit Partner RLB LLP
Risk Management - Board & Management Responsibilities Murray Short, MBA, CPA CA Not-for-Profit Partner RLB LLP 2 AGENDA About RLB / About Our Not-for-Profit Team Defining Risk Types of Organizational Risk
The Companies Act The Social and Ethics Committee and the management of the Ethics Performance of the Company
The Companies Act The Social and Ethics Committee and the management of the Ethics Performance of the Company The Social and Ethics Committee During the public hearings on the Companies Bill conducted
RISK MANAGEMENT OVERVIEW 2011 RISK CONFERENCE SPONSORED BY THE FEDERAL RESERVE BANK OF CHICAGO AND DEPAUL UNIVERSITY
RISK MANAGEMENT OVERVIEW 2011 RISK CONFERENCE SPONSORED BY THE FEDERAL RESERVE BANK OF CHICAGO AND DEPAUL UNIVERSITY PRESENTED BY: LEN WIATR, CHIEF RISK OFFICER Len s Risk Management Philosophy Build a
Core Infrastructure Risk Management Plan
SHIRE OF MOUNT MAGNET Roads and Buildings Core Infrastructure Risk Management Plan Version 1 May 2013 AM4SRRC Document Control Asset Management for Small, Rural or Remote Communities Document ID: 59_280_110211
Key Components of Enterprise Risk Management (ERM) Framework
Key Components of Enterprise Risk Management (ERM) Framework Talha Karim May 7, 2014 2:00 pm 3:00 pm Objectives Introduction ERM Components ERM Implementation ERM Challenges 2 Introduction An ERM Framework
Strategic Risk Management for School Board Trustees
Strategic Management for School Board Trustees A Management Process Framework May, 2012 Table of Contents Introduction Page I. Purpose....................................... 3 II. Applicability and Scope............................
Transnational Challenges and Approaches to Investigating Trafficking Offences. Ilias Chatzis, Chief, Human Trafficking and Migrant Smuggling Section
Transnational Challenges and Approaches to Investigating Trafficking Offences Ilias Chatzis, Chief, Human Trafficking and Migrant Smuggling Section Trafficking in persons: a low risk / high profit crime
Office of Internal Audit and Investigations (OIAI) Report 2012/27. Report on an Audit of the Budgeting Process in UNICEF.
Office of Internal Audit and Investigations (OIAI) Report 2012/27 Report on an Audit of the Budgeting Process in UNICEF October 2012 Report on an Audit of the Budgeting Process in UNICEF (2012/27) 1 Executive
Enterprise Risk Management Program
Enterprise Risk Management Program APPA s Risk Management & Insurance Meeting Austin, Texas March 29, 2007 Presented by: L.D. Hollingsworth Agenda Introduction - Why ERM? Governance & Reporting Structure
Enterprise Risk Management: Taking the First Steps
Enterprise Risk Management: Taking the First Steps TN PRIMA, 2012 DOROTHY GJERDRUM, ARM, CIRM NOVEMBER 15, 2012 Agenda Goal: To understand how to begin to implement a broader approach to risk management
Loan Review: A Critical Element of Effective Portfolio Risk Management
Loan Review: A Critical Element of Effective Portfolio Risk Management By Donna Nails May 2010 This publication is made possible by the generous support of the Citi Foundation. Introduction All lending
ENTERPRISE RISK MANAGEMENT FRAMEWORK
ENTERPRISE RISK MANAGEMENT FRAMEWORK COVENANT HEALTH LEGAL & RISK MANAGEMENT CONTENTS 1.0 PURPOSE OF THE DOCUMENT... 3 2.0 INTRODUCTION AND OVERVIEW... 4 3.0 GOVERNANCE STRUCTURE AND ACCOUNTABILITY...
Audit of Business Continuity Planning
Cumbria Office of the Police & Crime Commissioner Audit of Business Continuity Planning 0 Cumbria Shared Internal Audit Service Images courtesy of Carlisle City Council except: Parks (Chinese Gardens),
CONTENTS PREFACE ACKNOWLEDGEMENT ACRONYMS INTRODUCTION 1. INTERNAL AUDIT FUNCTION FUNDAMENTALS
CONTENTS PREFACE ACKNOWLEDGEMENT ACRONYMS INTRODUCTION 1. INTERNAL AUDIT FUNCTION FUNDAMENTALS 1.1. Definition of Internal Audit 1.1.1. Internal Audit, Fraud and Corruption 1.1.2. Internal Audit and Other
The Compliance and Ethics Essentials Toolkit
CEB Compliance and Ethics Leadership Council The Compliance and Ethics Essentials Toolkit Practical Resources to Accelerate the Development of Your Program Contact CEB to Learn More +1-866-913-8103 CELC_Support
Security Management Systems (SEMS) for Air Transport Operators. Executive Summary
Security Management Systems (SEMS) for Air Transport Operators Executive Summary March 2011 Security Management Systems (SeMS) for Air Transport Operators Introduction and Scope Executive Summary In early
How To Write A Risk Management Policy For The University Of Kerry
Risk Management Policy Originator name: Department: Implementation date: Ruth Anderson Finance 1 August 2013 Date of next review: 1 August 2016 Related policies: Health & Safety Policy, Equality & Diversity
Linking Risk Management to Business Strategy, Processes, Operations and Reporting
Linking Risk Management to Business Strategy, Processes, Operations and Reporting Financial Management Institute of Canada February 17 th, 2010 KPMG LLP Agenda 1. Leading Practice Risk Management Principles
Managing Conflicts of Interest. Michael Malone, Examination Manager, FINRA, Dallas District Office
Managing Conflicts of Interest Michael Malone, Examination Manager, FINRA, Dallas District Office Michael Malone is an examination manager in FINRA s Dallas District Office. He began his career with FINRA
COSO 2013: WHAT HAS CHANGED & STEPS TO TAKE TO ENSURE COMPLIANCE
COSO 2013: WHAT HAS CHANGED & STEPS TO TAKE TO ENSURE COMPLIANCE COMMITTEE OF SPONSORING ORGANIZATIONS (COSO) 2013 The Committee of Sponsoring Organizations (COSO) Internal Controls Integrated Framework,
Save the Children. Protecting Children in Zambia from Violence, Abuse, Neglect and Exploitation
Protecting Children in Zambia from Violence, Abuse, Neglect and Exploitation Baseline 2010: National Child Protection System in Zambia What is a National Child Protection System and why do we need it?
Internal Audit Practice Guide
Internal Audit Practice Guide Continuous Auditing Office of the Comptroller General, Internal Audit Sector May 2010 Table of Contents Purpose...1 Background...1 Definitions...2 Continuous Auditing Professional
Compliance Risk Assessment and 3 rd Party Due Diligence & Monitoring
Advisory Services May, 2011 Compliance Risk Assessment and 3 rd Party Due Diligence & Monitoring Compliance Risk Strategy 3 rd Party Due Diligence 3rd Party Auditing The differing ways in which a company
CFE 2. Enterprise Risk Management. Study Guide - Supplemental Background Material
P a g e 1 CFE 2 Enterprise Risk Management Study Guide - Supplemental Background Material The passing score for this test is 74% Reference Guides: Enterprise Risk Management Best Practices: From Assessment
Aberdeen City Council IT Governance
Aberdeen City Council IT Governance Internal Audit Report 2013/2014 for Aberdeen City Council May 2014 Internal Audit KPIs Target Dates Actual Dates Red/Amber/Green Commentary where applicable Terms or
Understanding Enterprise Risk Management. Presented by Dorothy Gjerdrum Arthur J Gallagher
Understanding Enterprise Risk Management Presented by Dorothy Gjerdrum Arthur J Gallagher Learning Objectives Understand the components of a wellrun ERM program Review scope and process Explore the role
Tying It All Together: Practical ERM Integration. Richard Scanlon Vice President Enterprise Risk Management CIGNA Corporation
Tying It All Together: Practical ERM Integration Richard Scanlon Vice President Enterprise Risk Management CIGNA Corporation November 16, 2007 1 Agenda Basis for ERM Integration ERM Objectives ERM Focus
APPLICATION OF KING III CORPORATE GOVERNANCE PRINCIPLES 2014
WOOLWORTHS HOLDINGS LIMITED CORPORATE GOVERNANCE PRINCIPLES 2014 CORPORATE GOVERNANCE PRINCIPLES 2014 CORPORATE GOVERNANCE PRINCIPLES 2014 This table is a useful reference to each of the King III principles
Aboriginal Affairs and Northern Development Canada. Internal Audit Report. Prepared by: Audit and Assurance Services Branch.
Aboriginal Affairs and Northern Development Canada Internal Audit Report Audit of Water and Wastewater Infrastructure Prepared by: Audit and Assurance Services Branch Project # 12-10 February 2013 TABLE
Independent Evaluation of NRC s Implementation of the Federal Information Security Modernization Act of 2014 for Fiscal Year 2015
Independent Evaluation of NRC s Implementation of the Federal Information Security Modernization Act of 2014 for Fiscal Year 2015 OIG-16-A-03 November 12, 2015 All publicly available OIG reports (including
Enterprise Risk Management
Cayman Islands Society of Professional Accountants Enterprise Risk Management March 19, 2015 Dr. Sandra B. Richtermeyer, CPA, CMA What is Risk Management? Risk management is a process, effected by an entity's
Saldanha Bay Municipality. Risk Management Strategy. Inclusive of, framework, procedures and methodology
Inclusive of, framework, procedures and methodology Contents 1 Introduction 1 1.1 Legislative Framework and best practice 1 1.2 Purpose of Enterprise Risk Management 2 1.3 Scope and Applicability 3 1.4
APPLICATION OF THE KING III REPORT ON CORPORATE GOVERNANCE PRINCIPLES
APPLICATION OF THE KING III REPORT ON CORPORATE GOVERNANCE PRINCIPLES Ethical Leadership and Corporate Citizenship The board should provide effective leadership based on ethical foundation. that the company
Regulatory Solvency Assessment of Property/Casualty Insurance Companies in the United States
Regulatory Solvency Assessment of Property/Casualty Insurance Companies in the United States A presentation by Robert F. Conger Past-President, Casualty Actuarial Society September 2013 Regulatory Solvency
1. This bulletin, which contains the Charter of the Office of Internal Oversight Services (IOS) of
UNIDO/DGB/(M).92/Rev.3 28 January 2015 Distribution: All staff members at headquarters, established offices and permanent missions 1. This bulletin, which contains the Charter of the Office of Internal
C o m m i t t e e o f S p o n s o r i n g O r g a n i z a t i o n s o f t h e T r e a d w a y C o m m i s s i o n
C o m m i t t e e o f S p o n s o r i n g O r g a n i z a t i o n s o f t h e T r e a d w a y C o m m i s s i o n T h o u g h t L e a d e r s h i p i n E R M E m b r a c i n g E n t e r p r i s e R i s
Fraud Prevention and Deterrence
Fraud Prevention and Deterrence Fraud Risk Assessment 2016 Association of Certified Fraud Examiners, Inc. What Is Fraud Risk? The vulnerability that an organization faces from individuals capable of combining
The Lowitja Institute Risk Management Plan
The Lowitja Institute Risk Management Plan 1. PURPOSE This Plan provides instructions to management and staff for the implementation of consistent risk management practices throughout the Lowitja Institute
Enterprise Risk Management: Concepts & Issues
Enterprise Risk Management: Concepts & Issues Jacques Lapointe Internal Audit, Management Board Secretariat November 2003 1 The Basic Concept of Risk Management The active process of identifying risks,
Practice Guide ASSESSING ORGANIZATIONAL GOVERNANCE IN THE PUBLIC SECTOR
Practice Guide ASSESSING ORGANIZATIONAL GOVERNANCE IN THE PUBLIC SECTOR OCTOBER 2014 Table of Contents Executive Summary... 1 Introduction... 1 Public Sector Characteristics... 4 Public Sector Structure...
E Distribution: GENERAL POLICY ISSUES. Agenda item 4 WFP ANTI-FRAUD AND ANTI-CORRUPTION POLICY. For approval
Executive Board Second Regular Session Rome, 8 11 November 2010 POLICY ISSUES Agenda item 4 For approval WFP ANTI-FRAUD AND ANTI-CORRUPTION POLICY E Distribution: GENERAL WFP/EB.2/2010/4-C/1 29 September
Corporate risk register
EXECUTIVE BOARD EB133/10 133rd Session 17 May 2013 Provisional agenda item 7.3 Corporate risk register Organization-wide strategic risk management in WHO Report by the Secretariat 1. This report is submitted
Risk Based Internal Auditing & Enterprise Risk
Risk Based Internal Auditing & Enterprise Risk Management PRESENTERS: JUDITH NELSON, UNIVERSITY MANAGEMENT AUDITOR DWIGHT WALTERS, MANAGER, PROJECTS & COMMERCIAL OPERATIONS What we will cover today: 1.
INVESTIGATING AND PROSECUTING MONEY LAUNDERING
INVESTIGATING AND PROSECUTING MONEY LAUNDERING This one-day course will discuss the criminal elements and case law for N.J.S.A criminal statue 2C:21-25, Financial Facilitation of Criminal Activity, also
Quality Risk Management in Pharmaceutical Industry: A Review
International Journal of PharmTech Research CODEN (USA): IJPRIF ISSN : 0974-4304 Vol.6, No.3, pp 908-914, July-Aug 2014 Quality Risk Management in Pharmaceutical Industry: A Review V Vijayakumar Reddy*,
Enterprise Risk Management Panel Discussion
Enterprise Risk Management Panel Discussion Facilitators Bill Cole, VCU and VCUHS CAE Michael Bordoni, former Emory University CAE, now DHG (Dixon Hughes Goodman LLP) Risk Advisory Services Partner Gary
TERMS OF REFERENCE. Online Training Programme Developer Records and Archives Section / Division of External Relations Copenhagen
TERMS OF REFERENCE Online Training Programme Developer Records and Archives Section / Division of External Relations Copenhagen Project Title: Development of the new UNHCR Records and Archives Management
How To Ensure That Non-Peoplesoft Applications Can Withstand Adverse Events
FINAL AUDIT REPORT Audit of the arrangements for business continuity and disaster recovery for non- PeopleSoft applications in UNHCR BACKGROUND The field offices of the United Nations High Commissioner
Applying Risk Assessment to Your Audit Plan Break-out Session T3, Tuesday, October 26 2:00-2:50pm
Applying Risk Assessment to Your Audit Plan Break-out Session T3, Tuesday, October 26 2:00-2:50pm Mike Brown Senior Vice President, Corporate Audit State Street Corporation Rich Reynolds Partner PricewaterhouseCoopers
ELEMENTS OF FINANCIAL CRIMES INVESTIGATIONS
ELEMENTS OF FINANCIAL CRIMES INVESTIGATIONS This one-day course will provide an officer with the essential investigative foundation to conduct a financial crimes investigation in today s technology driven
ELEMENTS OF FINANCIAL CRIMES INVESTIGATIONS
ELEMENTS OF FINANCIAL CRIMES INVESTIGATIONS This one-day course will provide an officer with the essential investigative foundation to conduct a financial crimes investigation in today s technology driven
University of Windsor Board of Governors. That the Board of Governors approve of the Enterprise Risk Management Framework.
University of Windsor Board of Governors BG130430-4.2.3 4.2.3 Enterprise Risk Management Framework Item for: Approval Forwarded by: Audit Committee MOTION: That the Board of Governors approve of the Enterprise
DRAFT: SunTrust Mortgage: Consent Order - Response. Version: 3.0 Date: December 6, 2011
DRAFT: SunTrust Mortgage: Consent Order - Response Enhanced Audit Program Enhanced Audit Program Version: 3.0 Date: December 6, 2011 Table of Contents 1. Enhanced Audit Program... 3 1.1 Overview... 3 1.2